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Strict-transform equation by removing the maximal exceptional power

Statement

Let k be a field, let 0 be the origin of Ak2=Spec⁡k[x,y] and let f∈k[x,y] be a reduced local equation of a curve through 0 of multiplicity m=mult⁡0(f)≥1 (Multiplicity of a hypersurface equation at a rational point). In the chart with coordinates (x,s) where y=xs, the total transform equation is f(x,xs)=xmg(x,s) with g(0,s) the leading form evaluated at (1,s), and the strict transform is defined by g=0; symmetrically in the other chart. In particular the strict transform has multiplicity at most m at any point of the exceptional curve E, and its equation is obtained from the total transform by dividing by the largest power of the exceptional equation, which is exactly the m-th power.

Facts & Assumptions

Given: The plane Ak2=Spec⁡k[x,y], the origin 0, a reduced local equation f∈k[x,y] with m=mult⁡0(f) (Multiplicity of a hypersurface equation at a rational point), the blowup π ⁣:S′→Ak2 of the origin with exceptional curve E and its two standard charts Spec⁡k[x,s]=Spec⁡k[x,y][y/x] and Spec⁡k[u,y]=Spec⁡k[x,y][x/y] (The blowup of the plane at the origin as an incidence scheme), and the strict transform C′ of the curve C=V(f) (Strict transform of a closed subscheme).

[F1]

Multiplicity of a hypersurface equation at a rational point: Expanding f(t1,t2)=∑d≥0fd(t1,t2) into homogeneous parts about the origin, the multiplicity m is the least d with fd≠0; equivalently fd∈k[x,y], fd≠0, and f=fm+(terms of degree>m) with fm the leading form.

[F2]

The blowup of the plane at the origin as an incidence scheme: The blowup of the origin is V(xv−yu)⊆Ak2×Pk1; in the chart Spec⁡k[x,s] with s=v/u one has y=xs and E=V(x); in the chart Spec⁡k[u,y] with u=u/v one has x=yu and E=V(y); the overlap inverts s and u with su=1.

[F3]

Affine blowup standard charts and overlaps and Affine blowup algebras: normal form, nonzerodivisors, reducedness, domains: On the affine chart cut by the element x of the ideal (x,y), the affine blowup algebra is k[x,y][(x,y)/x]=k[x,y][s]/(xs−y)=k[x,s], with (x,y)k[x,s]=xk[x,s] and x a nonzerodivisor; the two charts cover the blowup.

[F4]

Total transform equals strict transform plus multiplicity times the exceptional divisor: For a reduced curve C through the origin with multiplicity m, π∗C=C′+mE as effective Cartier divisors (Effective cartier divisor), and the strict transform is obtained on each chart by dividing a local equation of the total transform by the m-th power of an exceptional equation.

Proof

1.1F1

Write the homogeneous decomposition of f about the origin as f=fm+fm+1+⋯, with fm≠0 the leading form by [F1]. Substituting y=xs gives f(x,xs)=∑d≥mxdfd(1,s)=xm(fm(1,s)+xfm+1(1,s)+x2fm+2(1,s)+⋯ )=xmg(x,s), where g(x,s):=∑d≥mxd−mfd(1,s)∈k[x,s].

2.1F2F3step 1.1

The constant term in x of g is fm(1,s), which is nonzero: the distinct degree-m monomials xm−jyj become the distinct monomials sj, so their nonzero coefficient vector cannot vanish. Consequently g(0,s)=fm(1,s)≠0, and the exact power of x dividing f(x,xs) is m; since E=V(x) on this chart by [F3], the equation of the total transform on the chart is xmg with g not divisible by x.

3.1F3F4step 1.1step 2.1

By [F4] the total transform is π∗C=C′+mE, and in the chart its local equation is the product of a local equation of C′ with the m-th power xm of the exceptional equation; by step 2.1 the local equation of the total transform is xmg with x∤g, so the strict transform is cut out by g=0 in this chart, as claimed. The same computation with the roles of x and y interchanged, using the second chart with x=yu, gives the symmetric description f(yu,y)=ymg~(u,y) with g~(u,0)=fm(u,1) and strict transform g~=0; the two chart equations glue to the strict transform by [F4] and Strict transform of a closed subscheme, since they are the saturations of the total transform by the exceptional equation on each chart.

3.2F1F2step 2.1

A closed point q of E in the first chart corresponds to an irreducible polynomial p(s), and its ambient maximal ideal is (x,p(s)). Let e be the exponent of p in the nonzero polynomial fm(1,s). Its image in k[s](p) lies in (p)e∖(p)e+1. If g belonged to (x,p)e+1 in the local chart ring, reduction modulo x would put that polynomial in (p)e+1, a contradiction. Thus the order of g is at most e≤deg⁡fm(1,s)≤m. Points of E outside the strict transform have unit equation and order zero. The second chart gives the identical bound, covering also the point at infinity. This proves the bound for every closed point, with arbitrary residue field; at the generic point of E, g is a unit as well.

4.1step 3.1step 3.2∎

Steps 3.1 and 3.2 prove the assertions: the strict transform equation in each chart is obtained from the total transform by dividing by the largest power of the exceptional equation, which is exactly xm in the first chart and ym in the second, with the leading form evaluated at (1,s) (respectively (u,1)) as the value along E, and the strict transform has multiplicity at most m at every point of E.

Remarks

  • The result is the chart-level form of the standard fact that the strict transform of a plane curve of multiplicity m at the origin meets the exceptional curve in the closed points determined by the irreducible homogeneous factors of the leading form, each with the corresponding multiplicity. Over a splitting field these factors are linear and describe the geometric tangent directions.
  • No reducedness or smoothness of C away from the origin is used; only the finite multiplicity m enters.

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