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A separably acting abelian von Neumann algebra has a self-adjoint generator
Statement
Assume AC. Let be a nonzero separable complex Hilbert space and let be an abelian von Neumann algebra (so its elements commute pairwise). Then there is a bounded self-adjoint such that
Facts & Assumptions
Separability means that some at most countable subset is dense. In the library, “at most countable” means finite or countably infinite. Since is nonzero, a dense subset is nonempty; its finite or countable listing, with one point repeated in the finite case, gives a dense sequence (Separability: the existence of an at most countable dense subset, Finite, countably infinite, countable, uncountable).
Weak operator tests are the scalar functionals (Strong and weak operator topologies). Under the first-variable-linear inner-product convention, Riesz representation under Countable Choice writes each bounded linear as for some (Real and complex inner-product spaces and their induced length, Riesz representation for Hilbert spaces, The Axiom of Countable Choice ()). Thus WOT on is generated by the matrix coefficients .
The topology of is the topology on ; the product topology there is the topology, and rational open boxes give a countable basis. Hence is second countable (The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane, For the product topology on copies of the usual topology of is the metric topology of on , and hence also of and , so as a product and as a metric space are one space, is a countable dense subset of , and rational open boxes form a countable basis, Second countability: an at most countable basis for the topology).
There is a bijection (). Under Countable Choice, a countable product of second-countable spaces is second countable (The product set of functions choosing a point in each factor, the projections, the box topology, and the product topology as the initial topology of the projections; the empty product is a one-point space, Assuming countable choice, a countable product of second countable spaces is second countable), and every subspace of a second-countable space is second countable (Second countability is hereditary). AC supplies the Countable Choice hypothesis by The Axiom of Choice and The Axiom of Countable Choice ().
is a unital star-subalgebra of closed in WOT; “abelian” means that its elements commute pairwise. Also is the WOT closure of the unital star-algebra generated by (Von Neumann algebras and commutants).
The operator norm is subadditive and absolutely homogeneous, as follows from its unit-ball supremum definition (The operator norm as the least bound and as the unit-sphere or unit-ball supremum).
A Hilbert space is Banach (Hilbert space), so is Banach by If (Y) is Banach then (\mathcal B(X,Y)) is Banach. Under composition it is a nonzero unital complex Banach algebra: composition is associative and submultiplicative (Composition satisfies |ST|\le|S|,|T|), the bounded-operator space has pointwise linear operations (The spaces (\mathcal B(X,Y)) and (\mathcal B(X)) of bounded linear operators), is its unit and has norm by the operator-norm definition on nonzero (The operator norm as the least bound and as the unit-sphere or unit-ball supremum), and . The operator spectrum is the spectrum in : by the two definitions, has a bounded everywhere-defined inverse exactly when it is invertible as an element of (Spectrum and resolvent of a bounded operator, Spectrum and resolvent set in a Banach algebra). Thus if is self-adjoint, (Spectrum of a self adjoint operator is real) and lies in the closed disk of radius by the Banach-algebra spectral bound (Unital Banach algebra, Spectrum is nonempty compact and norm bounded).
The continuous self-adjoint calculus is isometric, sends the coordinate function to , and has range (Continuous functional calculus for bounded self adjoint operators). For normal , is the norm closure of the unital star-algebra generated by (C star algebra generated by a normal operator).
For bounded normal , the Borel calculus extends the continuous calculus, is a unital star-homomorphism, sends to the spectral projection , has , and uniformly bounded pointwise spectral-a.e. convergent Borel functions converge in SOT (Borel functional calculus for bounded normal operators). A spectral PVM takes values in orthogonal projections, which are contractive (Projection valued measure). SOT is stronger than WOT, and norm convergence implies WOT convergence, by the operator-topology definitions and boundedness of each WOT functional (Strong and weak operator topologies).
Real polynomials uniformly approximate every continuous real function on a closed interval (Polynomials are uniformly dense in for every closed interval).
AC is the choice-function axiom and in particular applies to any family of nonempty basic open sets (The Axiom of Choice).
Hilbert adjoints obey and , with (Hilbert-adjoint identities).
Composition of bounded operators satisfies (Composition satisfies |ST|\le|S|,|T|).
Every self-adjoint bounded operator is normal (Self-adjoint, positive, unitary and normal operators).
Proof
Given: AC, a nonzero separable complex Hilbert space , and an abelian von Neumann algebra .
By [F1], choose a dense sequence in . On the operator unit ball consider the coefficient map Its coordinates are WOT-continuous by [F2]. Conversely, they induce the WOT on this ball: if , then , and for dense sequence approximants , , Thus every finite matrix-coefficient neighborhood can be refined by one involving only the countable family of coordinates of .
Fix . For a digit string , set These finitely many intervals lie in and are pairwise separated. Indeed, if two strings first differ at index , the difference of their left endpoints has absolute value at least subtracting their common interval length leaves a gap at least . Assign value on ; define linearly across each gap between consecutive intervals, with endpoint values inherited from those intervals, and constantly on each exterior interval with the value at the adjacent endpoint. This defines a continuous real piecewise-linear function on . Its values on are thus or on the cylinder intervals according to the -th digit.
By [F3, F4], the product is second countable. Pulling its countable basis back by gives a countable basis for , because step 1.1 shows that its initial topology is the relative WOT. Its subspace is second countable by [F4]. Fix a countable basis of .
For each nonempty member of this basis, AC [F11] selects one operator in that member; for an empty member put . Enumerating the countable basis, and repeating an entry if it is finite, gives a sequence WOT-dense in . Indeed every nonempty relatively open subset contains a basis member and hence a selected point.
For define Because is a star-subalgebra, both lie in ; [F6, F12] show they are self-adjoint contractions, and . All these operators commute because is abelian.
For each and real threshold , let This projection belongs to . To see this directly, on set Each is continuous, lies between and , and converges pointwise to , including value at . By [F8], lies in the norm closure of the unital star-algebra generated by , hence in : norm convergence implies WOT convergence and is WOT-closed by [F5], [F9]. By [F9], converges strongly, therefore weakly, to ; WOT-closedness gives . The spectral bound is [F7].
For and put The projections , indexed by , form an explicitly countable family: repeated pairing from [F4] enumerates , and invalid or indices may be assigned the zero projection. List the family, allowing repetitions, as . Every is in by step 5.1, so these projections commute pairwise.
Fix . For each , the intervals , , partition and cover . Their spectral projections are The step function taking value on this interval differs from the identity function by at most on . The norm formula for the Borel calculus in [F9] therefore gives Each approximant is a finite linear combination of the listed projections, so every is a norm, hence WOT, limit of such combinations.
Define By [F9], . Since , the series converges in operator norm. Each is self-adjoint and belongs to ; its norm limit is self-adjoint and belongs to by WOT-closedness. Also .
Let be the unital star-algebra generated by . It is contained in , and its WOT closure is contained in by [F5]. The WOT closure of a linear subspace is linear because addition and scalar multiplication are WOT-continuous. Step 7.1 puts every in that closure, hence every there. Since is WOT-dense in by step 3.1, the closure contains . Every is a scalar multiple of an element of (with immediate), so .
For and , put The commute, so the are pairwise orthogonal projections whose sum is , and For every polynomial , the finite orthogonal resolution gives . Uniform polynomial approximation and the isometric calculus [F8], [F10] pass this identity to , so because the scalar sum belongs to and the function has value there. The last equality uses .
The continuous calculus values converge in norm: For any , [F10] gives a real polynomial with . By [F7, F8], the spectra of and lie in this interval and the calculus is isometric, so each of and is below . Since in norm and multiplication is norm-continuous by [F13], ; addition and scalar multiplication are norm-continuous by [F6]. Letting proves the convergence.
Steps 8.2 and 8.3 show for every . The operator is self-adjoint and hence normal by [F14]; by [F8], , which is contained in the norm closure of the unital star-algebra generated by and therefore in . Hence .
By [F5], is the WOT closure of the unital star-algebra generated by . This closure is itself a unital star-algebra: adjoint and each fixed left or right multiplication are WOT-continuous, as their matrix coefficients are WOT tests from [F2] and the adjoint identity [F12]. If , first approximate by elements of with left multiplication fixed at any to get ; then approximate with right multiplication fixed at to get . The adjoint map preserves the closure by the same continuity, and . Hence is a WOT-closed unital star-algebra. It contains every by step 9.1, so it contains and its WOT closure by step 8.1. Conversely, by step 7.2 and is a WOT-closed unital star-algebra, so the WOT closure of the unital star-algebra generated by is contained in . Thus , with bounded and self-adjoint as required.
Remarks
- The nonzero hypothesis is required by the continuous and Borel spectral calculus suppliers. One-dimensional and the scalar algebra are included: the threshold projections may be only and , and the same argument still produces a generator.
- The grid places the full spectrum inside the half-open cells , so spectral atoms at either spectral endpoint are included. Values at a threshold itself lie in the interval to its left, consistent with .
- AC is used only at the declared WOT-base selection and through the exact Countable Choice qualifications recorded above; the threshold enumeration and ternary coding are explicit.
Depends on
- Von Neumann algebras and commutants
- The spaces \(\mathcal B(X,Y)\) and \(\mathcal B(X)\) of bounded linear operators
- The operator norm as the least bound and as the unit-sphere or unit-ball supremum
- Strong and weak operator topologies
- Real and complex inner-product spaces and their induced length
- Projection valued measure
- Borel functional calculus for bounded normal operators
- Continuous functional calculus for bounded self adjoint operators
- C star algebra generated by a normal operator
- Hilbert-adjoint identities
- Composition satisfies \|ST\|\le\|S\|\,\|T\|
- Self-adjoint, positive, unitary and normal operators
- Spectrum of a self adjoint operator is real
- Spectrum is nonempty compact and norm bounded
- Hilbert space
- If \(Y\) is Banach then \(\mathcal B(X,Y)\) is Banach
- Unital Banach algebra
- Spectrum and resolvent of a bounded operator
- Spectrum and resolvent set in a Banach algebra
- Polynomials are uniformly dense in $C([a,b],\mathbb R)$ for every closed interval
- Separability: the existence of an at most countable dense subset
- Finite, countably infinite, countable, uncountable
- $\mathbb{N} \times \mathbb{N} \approx \mathbb{N}$
- The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane
- For $n \ge 1$ the product topology on $n$ copies of the usual topology of $\mathbb{R}$ is the metric topology of $d_\infty$ on $\mathbb{R}^n$, and hence also of $d_1$ and $d_2$, so $\mathbb{R}^n$ as a product and $\mathbb{R}^n$ as a metric space are one space
- $\mathbb{Q}^n$ is a countable dense subset of $\mathbb{R}^n$, and rational open boxes form a countable basis
- Second countability: an at most countable basis for the topology
- The product set $\prod_{i \in I} X_i$ of functions choosing a point in each factor, the projections, the box topology, and the product topology as the initial topology of the projections; the empty product is a one-point space
- Assuming countable choice, a countable product of second countable spaces is second countable
- Second countability is hereditary
- Riesz representation for Hilbert spaces
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The Axiom of Choice
Used by
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Sources
- C. Anantharaman and S. Popa, An Introduction to II1 Factors (standard reference, not scraped)