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A separably acting abelian von Neumann algebra has a self-adjoint generator

Statement

Assume AC. Let H be a nonzero separable complex Hilbert space and let A⊆B(H) be an abelian von Neumann algebra (so its elements commute pairwise). Then there is a bounded self-adjoint S∈A such that A=W∗(S).

Facts & Assumptions

[F1]

Separability means that some at most countable subset is dense. In the library, “at most countable” means finite or countably infinite. Since H is nonzero, a dense subset is nonempty; its finite or countable listing, with one point repeated in the finite case, gives a dense sequence (Separability: the existence of an at most countable dense subset, Finite, countably infinite, countable, uncountable).

[F2]

Weak operator tests are the scalar functionals T↦f(Tx) (Strong and weak operator topologies). Under the first-variable-linear inner-product convention, Riesz representation under Countable Choice writes each bounded linear f as f(v)=⟨v,y⟩ for some y∈H (Real and complex inner-product spaces and their induced length, Riesz representation for Hilbert spaces, The Axiom of Countable Choice (ACω)). Thus WOT on B(H) is generated by the matrix coefficients T↦⟨Tx,y⟩.

[F5]

A is a unital star-subalgebra of B(H) closed in WOT; “abelian” means that its elements commute pairwise. Also W∗(S) is the WOT closure of the unital star-algebra generated by S (Von Neumann algebras and commutants).

[F6]

The operator norm is subadditive and absolutely homogeneous, as follows from its unit-ball supremum definition (The operator norm as the least bound and as the unit-sphere or unit-ball supremum).

[F7]

A Hilbert space is Banach (Hilbert space), so B(H) is Banach by If (Y) is Banach then (\mathcal B(X,Y)) is Banach. Under composition it is a nonzero unital complex Banach algebra: composition is associative and submultiplicative (Composition satisfies |ST|\le|S|,|T|), the bounded-operator space has pointwise linear operations (The spaces (\mathcal B(X,Y)) and (\mathcal B(X)) of bounded linear operators), IH is its unit and has norm 1 by the operator-norm definition on nonzero H (The operator norm as the least bound and as the unit-sphere or unit-ball supremum), and IH≠0. The operator spectrum is the spectrum in B(H): by the two definitions, λI−T has a bounded everywhere-defined inverse exactly when it is invertible as an element of B(H) (Spectrum and resolvent of a bounded operator, Spectrum and resolvent set in a Banach algebra). Thus if T is self-adjoint, σ(T)⊆R (Spectrum of a self adjoint operator is real) and σ(T) lies in the closed disk of radius ∥T∥ by the Banach-algebra spectral bound (Unital Banach algebra, Spectrum is nonempty compact and norm bounded).

[F8]

The continuous self-adjoint calculus is isometric, sends the coordinate function to T, and has range C∗(I,T) (Continuous functional calculus for bounded self adjoint operators). For normal T, C∗(I,T) is the norm closure of the unital star-algebra generated by T (C star algebra generated by a normal operator).

[F9]

For bounded normal T, the Borel calculus extends the continuous calculus, is a unital star-homomorphism, sends 1B to the spectral projection E(B), has ∥f(T)∥≤∥f∥∞, and uniformly bounded pointwise spectral-a.e. convergent Borel functions converge in SOT (Borel functional calculus for bounded normal operators). A spectral PVM takes values in orthogonal projections, which are contractive (Projection valued measure). SOT is stronger than WOT, and norm convergence implies WOT convergence, by the operator-topology definitions and boundedness of each WOT functional (Strong and weak operator topologies).

[F10]

Real polynomials uniformly approximate every continuous real function on a closed interval (Polynomials are uniformly dense in C([a,b],R) for every closed interval).

[F11]

AC is the choice-function axiom and in particular applies to any family of nonempty basic open sets (The Axiom of Choice).

[F12]

Hilbert adjoints obey (R+T)∗=R∗+T∗ and (aR)∗=a‾R∗, with ∥R∗∥=∥R∥ (Hilbert-adjoint identities).

[F13]

Composition of bounded operators satisfies ∥RT∥≤∥R∥ ∥T∥ (Composition satisfies |ST|\le|S|,|T|).

[F14]

Every self-adjoint bounded operator is normal (Self-adjoint, positive, unitary and normal operators).

Proof

technique · direct

Given: AC, a nonzero separable complex Hilbert space H, and an abelian von Neumann algebra A⊆B(H).

1.1F2F6

By [F1], choose a dense sequence (xn)n∈N in H. On the operator unit ball B1(H) consider the coefficient map Φ(T)=(⟨Txn,xm⟩)(n,m)∈N2. Its coordinates are WOT-continuous by [F2]. Conversely, they induce the WOT on this ball: if T,U∈B1(H), then ∥U−T∥≤2, and for dense sequence approximants xi→x, xj→y, ∣⟨(U−T)x,y⟩−⟨(U−T)xi,xj⟩∣≤2∥x−xi∥ ∥y∥+2∥xi∥ ∥y−xj∥. Thus every finite matrix-coefficient neighborhood can be refined by one involving only the countable family of coordinates of Φ.

1.2construct

Fix k≥1. For a digit string η=(η1,…,ηk)∈{0,1}k, set sη:=∑j=1k3−jηj,Iη:=[sη,sη+123−k]. These finitely many intervals lie in [0,1/2] and are pairwise separated. Indeed, if two strings first differ at index ℓ≤k, the difference of their left endpoints has absolute value at least 3−ℓ−∑j=ℓ+1k3−j=123−ℓ+123−k; subtracting their common interval length 123−k leaves a gap at least 123−ℓ>0. Assign value ηk on Iη; define fk linearly across each gap between consecutive intervals, with endpoint values inherited from those intervals, and constantly on each exterior interval with the value at the adjacent endpoint. This defines a continuous real piecewise-linear function on [−1/2,1/2]. Its values on [0,1/2] are thus 0 or 1 on the cylinder intervals according to the k-th digit.

2.1F3F4step 1.1

By [F3, F4], the product CN2 is second countable. Pulling its countable basis back by Φ gives a countable basis for B1(H), because step 1.1 shows that its initial topology is the relative WOT. Its subspace A1:={T∈A:∥T∥≤1} is second countable by [F4]. Fix a countable basis of A1.

3.1F5F11step 2.1

For each nonempty member of this basis, AC [F11] selects one operator in that member; for an empty member put 0. Enumerating the countable basis, and repeating an entry if it is finite, gives a sequence (Tj)j∈N WOT-dense in A1. Indeed every nonempty relatively open subset contains a basis member and hence a selected point.

4.1F5F6F12step 3.1

For j∈N define Xj,0:=Tj+Tj∗2,Xj,1:=Tj−Tj∗2i. Because A is a star-subalgebra, both lie in A; [F6, F12] show they are self-adjoint contractions, and Tj=Xj,0+iXj,1. All these operators commute because A is abelian.

5.1F5F7F8F9step 4.1

For each X=Xj,τ and real threshold q, let PX(q):=EX((q,∞)). This projection belongs to A. To see this directly, on σ(X)⊆[−1,1] set gm(t):=min⁡{1,mmax⁡{t−q,0}}. Each gm is continuous, lies between 0 and 1, and converges pointwise to 1(q,∞), including value 0 at t=q. By [F8], gm(X) lies in the norm closure of the unital star-algebra generated by X, hence in A: norm convergence implies WOT convergence and A is WOT-closed by [F5], [F9]. By [F9], gm(X) converges strongly, therefore weakly, to PX(q); WOT-closedness gives PX(q)∈A. The spectral bound σ(X)⊆[−1,1] is [F7].

6.1F4F5step 5.1

For n∈N and 0≤ℓ≤2n put rn,ℓ:=−2+4ℓ2−n. The projections PXj,τ(rn,ℓ), indexed by (j,τ,n,ℓ), form an explicitly countable family: repeated pairing from [F4] enumerates N4, and invalid τ or ℓ indices may be assigned the zero projection. List the family, allowing repetitions, as (Pk)k≥1. Every Pk is in A by step 5.1, so these projections commute pairwise.

7.1F7F9step 4.1step 5.1step 6.1

Fix X=Xj,τ. For each n, the intervals (rn,ℓ−1,rn,ℓ], 1≤ℓ≤2n, partition (−2,2] and cover σ(X). Their spectral projections are Qn,ℓ=PX(rn,ℓ−1)−PX(rn,ℓ). The step function taking value rn,ℓ−1 on this interval differs from the identity function by at most 4⋅2−n on σ(X). The norm formula for the Borel calculus in [F9] therefore gives ∥X−∑ℓ=12nrn,ℓ−1Qn,ℓ∥≤4⋅2−n. Each approximant is a finite linear combination of the listed projections, so every Xj,τ is a norm, hence WOT, limit of such combinations.

7.2F5F6F9F12step 6.1algebra

Define SN:=∑k=1N3−kPk,S:=∑k=1∞3−kPk. By [F9], ∥Pk∥≤1. Since ∑k≥13−k=1/2, the series converges in operator norm. Each SN is self-adjoint and belongs to A; its norm limit S is self-adjoint and belongs to A by WOT-closedness. Also ∥SN∥,∥S∥≤1/2.

8.1F5step 3.1step 4.1step 7.1

Let C be the unital star-algebra generated by (Pk). It is contained in A, and its WOT closure is contained in A by [F5]. The WOT closure of a linear subspace is linear because addition and scalar multiplication are WOT-continuous. Step 7.1 puts every Xj,τ in that closure, hence every Tj=Xj,0+iXj,1 there. Since (Tj) is WOT-dense in A1 by step 3.1, the closure contains A1. Every T∈A is a scalar multiple of an element of A1 (with T=0 immediate), so C‾WOT=A.

8.2F5F8F10step 6.1step 7.2step 1.2

For N≥k and ϵ∈{0,1}N, put Rj,1=Pj,Rj,0=I−Pj,Qϵ:=∏j=1NRj,ϵj. The Pj commute, so the Qϵ are pairwise orthogonal projections whose sum is I, and SN=∑ϵ∈{0,1}N(∑j=1N3−jϵj)Qϵ. For every polynomial p, the finite orthogonal resolution gives p(SN)=∑ϵp(∑j=1N3−jϵj)Qϵ. Uniform polynomial approximation and the isometric calculus [F8], [F10] pass this identity to fk, so fk(SN)=∑ϵ∈{0,1}Nfk ⁣(∑j=1N3−jϵj)Qϵ=Pk, because the scalar sum belongs to I(ϵ1,…,ϵk) and the function has value ϵk there. The last equality uses ∑ϵ:ϵk=1Qϵ=Pk.

8.3F6F7F8F10F13step 7.2step 1.2

The continuous calculus values converge in norm: fk(SN)⟶fk(S). For any δ>0, [F10] gives a real polynomial p with sup⁡[−1/2,1/2]∣fk−p∣<δ. By [F7, F8], the spectra of SN and S lie in this interval and the calculus is isometric, so each of ∥fk(SN)−p(SN)∥ and ∥fk(S)−p(S)∥ is below δ. Since SN→S in norm and multiplication is norm-continuous by [F13], p(SN)→p(S); addition and scalar multiplication are norm-continuous by [F6]. Letting δ↓0 proves the convergence.

9.1F5F8F14step 8.2step 8.3

Steps 8.2 and 8.3 show Pk=fk(S) for every k. The operator S is self-adjoint and hence normal by [F14]; by [F8], fk(S)∈C∗(I,S), which is contained in the norm closure of the unital star-algebra generated by S and therefore in W∗(S). Hence Pk∈W∗(S).

10.1F2F5F12step 8.1step 7.2step 9.1∎

By [F5], W∗(S) is the WOT closure of the unital star-algebra D generated by S. This closure is itself a unital star-algebra: adjoint and each fixed left or right multiplication are WOT-continuous, as their matrix coefficients are WOT tests from [F2] and the adjoint identity [F12]. If x,y∈D‾WOT, first approximate y by elements of D with left multiplication fixed at any d∈D to get dy∈D‾WOT; then approximate x with right multiplication fixed at y to get xy∈D‾WOT. The adjoint map preserves the closure by the same continuity, and I∈D. Hence W∗(S) is a WOT-closed unital star-algebra. It contains every Pk by step 9.1, so it contains C and its WOT closure A by step 8.1. Conversely, S∈A by step 7.2 and A is a WOT-closed unital star-algebra, so the WOT closure of the unital star-algebra generated by S is contained in A. Thus A=W∗(S), with S bounded and self-adjoint as required.

Remarks

  • The nonzero hypothesis is required by the continuous and Borel spectral calculus suppliers. One-dimensional H and the scalar algebra A=CI are included: the threshold projections may be only 0 and I, and the same argument still produces a generator.
  • The grid [−2,2] places the full spectrum inside the half-open cells (rn,ℓ−1,rn,ℓ], so spectral atoms at either spectral endpoint are included. Values at a threshold itself lie in the interval to its left, consistent with PX(q)=EX((q,∞)).
  • AC is used only at the declared WOT-base selection and through the exact Countable Choice qualifications recorded above; the threshold enumeration and ternary coding are explicit.

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