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Local separable trace-class determinant construction
Statement
Assume Countable Choice. Let be a separable complex Hilbert space. For a trace-class operator , define This series converges locally uniformly on , defines an entire function, and satisfies and . For every bounded finite-rank operator and every finite-dimensional -invariant subspace with , The determinant on the zero-dimensional space is .
Facts & Assumptions
Given: Countable Choice, a separable complex Hilbert space , a trace-class operator , a bounded finite-rank operator , and a finite-dimensional -invariant subspace containing .
The exterior construction defines and , gives the Gram determinant as the wedge inner product, realizes as the antisymmetrizing-projection range, and makes the induced operator bounded and functorial with its stated wedge action. In degree one its antisymmetrizer is the identity, so . (Hilbert exterior powers and induced operators)
For trace-class and , is trace class and ; the degree-zero exterior operator is the identity on . (Trace-norm bound for exterior powers of trace-class operators)
For trace-class , . (Trace is absolutely convergent and basis independent)
The real exponential factorial series converges absolutely for every real . (The exponential series converges absolutely for every real argument)
A complex power series converges absolutely and uniformly on every closed subdisc strictly inside its disc of convergence. (A complex power series converges absolutely and uniformly on every closed subdisc strictly inside its disc of convergence)
Inside its disc of convergence a complex power series is holomorphic and its derivative is obtained term by term. (Inside its disc of convergence a complex power series is holomorphic and may be differentiated term by term)
A function holomorphic on all of is entire. (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions)
Every bounded finite-rank operator is compact, and every finite-rank operator is trace class. (Bounded finite rank operators are compact, Trace class operator)
A finite-dimensional normed subspace, including the zero subspace, is closed. (A finite-dimensional normed subspace is closed)
An invariant subspace satisfies and the restriction is an endomorphism. (Invariant subspaces, restrictions, and induced quotient operators)
For a closed subspace of a Hilbert space, the orthogonal projection has and ; it is the identity on and zero on . (The Hilbert orthogonal projection onto a closed subspace)
If is trace class and is bounded, cyclicity gives . (Cyclicity of the trace)
Every finite-dimensional inner-product space, including the zero space with its empty basis, has an orthonormal basis. (Every finite-dimensional real or complex inner product space has an orthonormal basis)
The trace of an endomorphism of a finite-dimensional vector space is the matrix trace in any ordered basis, and the matrix trace is the sum of its diagonal entries. (The basis-independent trace of an endomorphism of a finite-dimensional vector space, The trace as the sum of the diagonal entries)
In an ordered basis , the matrix of an endomorphism has as its -th column the coordinates of the image of the -th basis vector. (Coordinate columns and matrices of linear maps relative to ordered bases)
In positive dimension, the determinant of a finite-dimensional endomorphism is the determinant of its matrix in an ordered basis; on the zero space it is . (The determinant of an endomorphism of a finite-dimensional vector space: its matrix determinant in an ordered basis in positive dimension, and on the zero space)
A square matrix determinant is the finite signed permutation sum in the Leibniz formula. (For , the determinant over a commutative ring by the Leibniz formula, and for a real matrix)
The inner product on a complex Hilbert space is linear in its first argument and conjugate-linear in its second. (Real and complex inner-product spaces and their induced length)
A complex Hilbert space is an inner-product space complete in its induced norm. (Hilbert space)
A topological space is separable when it has an at most countable dense subset. (Separability: the existence of an at most countable dense subset)
Countable Choice is the exact choice assumption declared in the statement. The proof uses its trace-class, trace, cyclicity, and Hilbert-projection suppliers; it selects no basis of the whole space. (The Axiom of Countable Choice ())
The radius of a complex power series is the radius of the real power series formed from the absolute values of its coefficients. (Complex series, absolute convergence, complex power series, and radius of convergence)
A bounded linear operator has an operator-norm bound . (A bounded linear operator between normed spaces)
The Hilbert orthogonal projection is a bounded linear operator and is self-adjoint and idempotent. (Hilbert projections are linear, self-adjoint and contractive)
The trace of a trace-class operator is computed by every nuclear representation , as . (Trace is absolutely convergent and basis independent)
Source audit: Kostenko's Proposition 3.4.3 gives the exterior-power trace-norm estimate and Corollary 3.4.1 states the entire-function conclusion, but its proof refers to Exercise 3.4.3 for the exterior absolute-value identity. That exercise is not used here; [A2] is the previously proved local exterior-power lemma. Van Neerven's Definition 14.34 gives the same series and factorial bound. Lemma 14.38 proves finite-dimensional reduction only when for an orthogonal projection ; the present argument allows arbitrary invariant and proves the reduction by exterior projection and trace cyclicity. Dyatlov–Zworski §B.5.2 gives the finite-rank compression determinant by nonzero eigenvalues; it is contextual support, not a substitute for the coefficient calculation below.
Proof
Given: The data in the statement; write .
For , , so . For , [A2] makes trace class and [A3] gives . Hence for each real , by [A4]. Since this holds at every radius, the complex power series has radius by [A22]. The separability hypothesis is the dense-subset condition [A20] and is retained, though this estimate uses only trace-class membership.
The finite-dimensional subspace is closed by [A9], so [A11] supplies its orthogonal projection . It is bounded, linear and self-adjoint by [A24]. Its defining decomposition also gives . Choose an orthonormal basis of by [A13], where and the list is empty if . For each , put , , and . The increasing wedges with are orthonormal by the Gram formula [A1]. They span : every algebraic tensor in expands in the basis tensors from , and antisymmetrizing sends a repeated-index tensor to zero and every other one to a multiple of an increasing wedge; the algebraic tensors are dense and the projection range is closed. Thus this is a finite orthonormal basis of , empty for ; for , with basis . It follows that is closed in by [A9]. By functoriality in [A1], . For , [A1] gives and , so is the orthogonal projection onto . For , on decomposable wedges the Gram identity and self-adjointness of give Density of decomposable wedges makes self-adjoint. It maps decomposable wedges into and fixes every decomposable wedge in ; continuity and density therefore show that its range is exactly . Thus is the orthogonal projection onto .
Let and use the basis chosen in step 1.2. By [A10], is an endomorphism; for , [A23] gives , so is bounded. Write its matrix as , so by [A15]. For each , the increasing wedges , with , form the orthonormal basis of established in step 1.2. Expanding by multilinearity and antisymmetry shows that its diagonal coefficient at is the principal minor . Thus [A14] yields with the term equal to ; for , and the trace is . When this says the sole coefficient is in degree zero and all positive-degree coefficients vanish.
By [A5], the series converges uniformly on every closed disk of finite radius, and so locally uniformly on . Its infinite radius from step 1.1 and [A6] make its sum holomorphic on all of ; therefore is entire by [A7].
The constant coefficient in step 1.1 gives . The derivative formula in [A6] gives by [A1].
Let be bounded and finite rank. By [A8], it is trace class, so the series defining is well-defined and the entire-function conclusion of steps 1.1 and 2.2 applies. Its restriction is the bounded endomorphism established in step 2.1.
Since , the wedge action in [A1] gives , hence . Each is trace class by [A2] for ; for it is the finite-rank identity on , trace class by [A8]. Cyclicity [A12] therefore gives
Let be inclusion and let . Use the finite orthonormal basis of from step 1.2. Because is its orthogonal projection, . On , functoriality gives , and therefore This is a finite nuclear representation. By [A25] its trace is where the last equality is the finite-dimensional trace formula [A14]. This includes , when both traces are zero. Together with step 4.1, it proves for every .
In the basis , [A16] identifies with the determinant of the matrix . Expanding its Leibniz formula [A17] and choosing the entry in precisely the columns indexed by a subset forces the permutation to fix every column outside ; the remaining signed sum is . Grouping by and using step 2.1 gives By step 5.1, these coefficients equal , and they vanish for . Therefore the right side is exactly the series defining , proving the finite-rank identity for every . If , step 2.1 makes this identity . The proof permits any finite-dimensional invariant containing ; it never assumes that reduces .
The empty exterior degree and are covered by steps 1.1 and 2.2. If , then every positive-degree exterior power vanishes and the determinant is . A zero-dimensional is handled in step 6.1. When , step 2.1 gives coefficients and and all higher coefficients vanish, matching the linear determinant; for every , and the trace coefficient vanishes. Countable Choice is the exact declared assumption [A21]; the only bases chosen locally are finite-dimensional orthonormal bases [A13], and no full AC or DC is used.
Depends on
- Every finite-dimensional real or complex inner product space has an orthonormal basis
- A finite-dimensional normed subspace is closed
- A bounded linear operator between normed spaces
- Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions
- Complex series, absolute convergence, complex power series, and radius of convergence
- Coordinate columns $[v]_{\mathcal B}$ and matrices $[T]_{\mathcal B}^{\mathcal C}$ of linear maps relative to ordered bases
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The determinant of an endomorphism of a finite-dimensional vector space: its matrix determinant in an ordered basis in positive dimension, and $1$ on the zero space
- For $n\ge1$, the determinant over a commutative ring by the Leibniz formula, and $|\det A|$ for a real matrix
- Hilbert exterior powers and induced operators
- The Hilbert orthogonal projection onto a closed subspace
- Hilbert space
- Invariant subspaces, restrictions, and induced quotient operators
- Real and complex inner-product spaces and their induced length
- Separability: the existence of an at most countable dense subset
- Trace class operator
- The trace $\operatorname{tr}(A)$ as the sum of the diagonal entries
- The basis-independent trace of an endomorphism of a finite-dimensional vector space
- The exponential series converges absolutely for every real argument
- Bounded finite rank operators are compact
- Hilbert projections are linear, self-adjoint and contractive
- Trace-norm bound for exterior powers of trace-class operators
- A complex power series converges absolutely and uniformly on every closed subdisc strictly inside its disc of convergence
- Cyclicity of the trace
- Inside its disc of convergence a complex power series is holomorphic and may be differentiated term by term
- Trace is absolutely convergent and basis independent
Used by
- Fredholm determinant of a trace-class operator Definition
- A quasinilpotent trace-class operator has zero trace Lemma
- Arbitrary-Hilbert Fredholm determinant from a separable reducing support Lemma
- Logarithmic derivative of the local Fredholm determinant Lemma
- Spectral product from traces of powers Lemma
- Trace-norm continuity, growth and multiplicativity of the local determinant Lemma
- Zeros of the local Fredholm determinant Lemma
- Fredholm determinant properties for trace-class operators Proposition
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Sources
- Kostenko, Trace Ideals with Applications, §3.4.3, Proposition 3.4.3 and Corollary 3.4.1, printed pp. 38–39 (PDF pp. 47–48) (standard reference, not scraped)
- van Neerven, Functional Analysis, §14.5.a, Definition 14.34 and Lemma 14.38, printed pp. 584–587 (PDF pp. 596–599) (standard reference, not scraped)
- Dyatlov–Zworski, Mathematical Theory of Scattering Resonances, Appendix B §B.5.2, finite-rank determinant reduction, PDF p. 508 (standard reference, not scraped)