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Smooth elliptic Dirichlet solvability from a boundary Sobolev bootstrap
Statement
Assume the Axiom of Choice and Countable Choice. Let all coefficients and data be real. Let , and let be nonempty and bounded with smooth boundary. Suppose are smooth on a neighborhood of , , for constants , and . For , the Dirichlet problem in , on has exactly one solution . Here smoothness on the closure means that all interior derivatives extend continuously to the closure, equivalently that a smooth extension exists to every finite differentiability order.
Statement references
Facts & Assumptions
Given: The dimension, smooth bounded domain, coefficient bounds, sign, forcing and lifting in the Statement. AC and CC are used through the Fredholm, extension, embedding and difference quotient suppliers.
Weak Fredholm theory for the negative-principal divergence operator gives existence for every forcing once its zero-boundary weak kernel is trivial (The Fredholm alternative for weak elliptic Dirichlet problems, Uniformly elliptic divergence-form operators and their sesquilinear forms).
A zero-trace weak solution with Lipschitz principal coefficients and forcing lies in global on a bounded domain; its proof uses tangential flat-face estimates and recovery of the normal second derivative by division by (Global Dirichlet regularity, Tangential estimate near a flat Dirichlet boundary, The normal second derivative is recovered from the equation).
Smooth-coefficient weak solutions have the higher integer Sobolev regularity locally in the interior (Interior elliptic regularity).
Smooth bounded domains admit integer Sobolev extensions; sufficiently high Sobolev order gives continuous classical derivatives to any prescribed finite order. On these domains the zero trace agrees with zero classical boundary values (Bounded C^k domains admit integer-order Sobolev extension, Higher-order Sobolev embedding, The trace agrees with classical restriction for continuous Sobolev functions, The kernel of the trace is the closure of the test functions).
For a positive-principal uniformly elliptic operator with nonpositive potential, the residual estimate implies that a zero-boundary classical homogeneous solution is zero (Elliptic residual and boundary stability from a maximum principle).
is the closed closure of compactly supported smooth functions (Zero-boundary Sobolev space as a norm closure). Localized boundary flattening preserves this closure (Weak divergence-form equations are invariant under boundary charts). Fixed tangential translations, difference quotients and smooth cutoff multiplications preserve by approximation, since they are bounded on and preserve (The difference-quotient test function and its commutators). Tangential quotients converge strongly in to the corresponding derivative for functions (The difference-quotient characterisation of for ). The choices allowed here are AC and CC (The Axiom of Choice, The Axiom of Countable Choice ()).
Proof
First establish the regularity fact needed to test the homogeneous kernel: a zero-trace weak solution with smooth coefficients and smooth forcing on a smooth bounded domain lies in for every integer . Write the negative operator as Its principal coefficients are Lipschitz and uniformly elliptic, and its lower coefficients are bounded. Global regularity gives the base .
Here is the full higher-order induction, rather than an appeal to boundary smoothness. Assume for some . On an interior patch, the local higher-order Sobolev theorem gives on a smaller patch. On a boundary patch, use a smooth graph chart and nested smooth cutoffs as in the actual global proof. In the flattened coordinates the cutoff solution has compact lateral support in , belongs to , and satisfies The transformed coefficients are smooth with , and on the patch after localization; the cutoff commutators have order at most one and thus belong to by the induction hypothesis. A further cutoff identically one on the desired smaller patch avoids all artificial lateral boundaries.
For every tangential multi-index of order , put . It belongs to directly from the closure definition. Indeed every iterated tangential difference quotient of lies in by [F6]. For these quotients converge to in : weak derivatives commute with the quotients, and repeated application of their strong convergence and the bound proves convergence for and each first derivative. Closedness of gives the assertion without any half-space trace-kernel theorem. Apply the product rule in distributions to obtain Every term is : the largest derivative of in a commutator has order , since . Multiplying by the further cutoff adds only commutators, since . Convert back to divergence form and apply precisely the flat-boundary tangential lemma plus normal recovery (and the interior input) used in the global proof. This gives on the smaller half-patch. Therefore all derivatives of of total order with at most two normal differentiations are there.
Recover the remaining order- derivatives by induction on their number of normal differentiations. In distributions differentiate the equation by , where , and isolate the term When all derivatives fall on , every other principal term has at most normal differentiations and is already by this normal-count induction. If any derivative falls on a coefficient, the derivative of has order at most , hence is by the original Sobolev induction. Differentiated lower-order terms also have order at most , and the differentiated is . The reciprocal is smooth and bounded on the patch. Division proves that the missing distributional derivative is represented by an function. There is no circular assumption of its boundary integrability: the distribution identity itself supplies the derivative, exactly as in the normal-recovery lemma. This proves on every smaller boundary patch. A finite cover proves , completing the induction.
For any fixed , choose with . Smooth-domain extension and the higher-order Sobolev embedding give a representative. Representatives at different coincide, since continuous representatives equal almost everywhere must agree everywhere. Thus . Its zero trace equals its zero classical boundary value.
Now apply the weak Fredholm theorem to on . Every element of the homogeneous kernel has the just-proved smoothness up to the boundary. The residual estimate for with makes that kernel zero, since both its forcing norm and boundary norm vanish. The first Fredholm alternative therefore gives a unique weak solution for every smooth forcing. For the specified boundary value, apply it to with forcing . The regularity argument makes smooth to the boundary, and solves the required problem. Uniqueness follows from the same residual estimate. This proves the lemma without a boundary Schauder theorem or continuity-method premise.
Depends on
- The Axiom of Choice
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Uniformly elliptic divergence-form operators and their sesquilinear forms
- Zero-boundary Sobolev space as a norm closure
- The difference-quotient test function and its commutators
- The difference-quotient characterisation of $W^{1,p}$ for $1<p<\infty$
- Weak divergence-form equations are invariant under $C^2$ boundary charts
- The Fredholm alternative for weak elliptic Dirichlet problems
- Global $H^2$ Dirichlet regularity
- Tangential $H^2$ estimate near a flat Dirichlet boundary
- The normal second derivative is recovered from the equation
- Interior $H^{k+2}$ elliptic regularity
- Bounded C^k domains admit integer-order Sobolev extension
- Higher-order Sobolev embedding
- The trace agrees with classical restriction for continuous Sobolev functions
- The kernel of the trace is the closure of the test functions
- Elliptic residual and boundary stability from a maximum principle
Used by
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Sources
- John K. Hunter, Notes on Partial Differential Equations (standard reference, not scraped)