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LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30
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  • Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
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  • AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.

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A transverse hyperplane slice is smooth at the chosen point

Statement

Assume the Axiom of Choice. Let k be an algebraically closed field, let n≥1, and let X⊆Akn be a classical variety over k, embedded as a closed subvariety and carrying its reduced finite-type k-scheme structure. Suppose that X is smooth at the classical closed point x∈X (Smooth morphisms via local standard smooth presentations) and put d=dim⁡xX, assumed to satisfy d≥1. Let h=ℓ−c∈k[x1,…,xn] be an affine-linear polynomial whose linear part ℓ is nonzero and which satisfies h(x)=0, and let H=V(h) be the closed subscheme of Akn cut out by the principal ideal (h) --- the fibre of h:Akn→Ak1 over the origin 0, that is, the affine hyperplane through x. Assume that ℓ is nonzero on TxX: under the identification TxAkn=kn obtained from Tangent vectors at rational points are dual-number points and Universal property of a polynomial ring on an arbitrary family of indeterminates, the composite TxX→ dxι TxAkn=kn→ ℓ k is not the zero map, where ι:X↪Akn is the inclusion. Then the restricted morphism h∣X:X→Ak1 is smooth at x; the scheme-theoretic intersection Z=X×AknH is canonically the scheme-theoretic fibre of h∣X over 0, its structure morphism Z→Spec⁡k is smooth at x, and OZ,x is a regular local ring of dimension d−1; and TxZ=ker⁡(dx(h∣X)), the kernel of the composite displayed above (so that, under that identification, TxZ is the subspace {v∈TxX:dx(h∣X)(v)=0} of TxX).

Facts & Assumptions

Given: AC; an algebraically closed field k; n≥1; a classical variety X⊆Akn with closed point x at which X is smooth; d=dim⁡xX≥1; the affine-linear polynomial h=ℓ−c with nonzero linear part ℓ and h(x)=0; the closed subscheme H=V(h); and the transversality assumption that the composite TxX→TxAkn=kn→k induced by ℓ is not the zero map.

[F1]

The Axiom of Choice: every family of nonempty sets has a choice function.

[F2]

Classical algebraic prevarieties, regular maps, and varieties: a classical algebraic variety over an algebraically closed field k is a separated classical prevariety; varieties may be reducible or empty, their affine models are polynomial zero sets whose points have residue field canonically k, and these definitions use no Axiom of Choice.

[F3]

The coordinate ring of a classical affine algebraic set: for an affine algebraic set X⊆kn the coordinate ring is k[X]=k[x1,…,xn]/I(X); it is reduced, and the finite coordinate classes generate it as a k-algebra.

[F4]

Global and local dimension of classical varieties: for a classical variety X with irreducible components X1,…,Xm and a closed point x one has dim⁡xX=max⁡x∈Xidim⁡Xi, where dim⁡X is the chain dimension.

[F5]

Local dimension for a reducible classical algebraic set: under AC, for a reduced classical finite-type space X over an algebraically closed field and a closed point x one has dim⁡OX,x=max⁡x∈Xidim⁡Xi.

[F6]

Smooth morphisms via local standard smooth presentations: a morphism of finite-type k-schemes is smooth when every source point has affine neighbourhoods on which the induced ring map is standard smooth at the prime for that point; the condition is local on source and target, and the definition assumes AC.

[F7]

Standard smooth presentations and locally standard smooth maps: a standard smooth presentation of an R-algebra S is an isomorphism S≅(R[x1,…,xn]/(f1,…,fc))g with an invertible c×c Jacobian minor; the case c=0 is exactly a localisation of a polynomial ring, and standard smoothness at a prime holds after a principal shrinking.

[F8]

Fibres of standard smooth algebras are regular of relative dimension: under AC, if S≅(R[x1,…,xn]/(f1,…,fc))g is standard smooth over the commutative ring R, then for every prime of R and every field extension of its residue field, every local ring of the corresponding base-changed fibre is a regular local ring.

[F9]

The stalk of the affine structure sheaf at a prime is A_p: for p∈Spec⁡A, the affine structure-sheaf stalk is canonically OSpec⁡A,p≅Ap.

[F10]

Regular points of locally Noetherian schemes: for a point x of a locally Noetherian scheme, x is regular exactly when OX,x is a regular local ring, and then the intrinsic tangent space TxX is finite-dimensional over κ(x) with dim⁡κ(x)TxX=dim⁡OX,x.

[F11]

The affine scheme of dual numbers and Tangent vectors at rational points are dual-number points: Dk=Spec⁡(k[ϵ]/(ϵ2)) is the dual-numbers scheme, and for a k-scheme X with x∈X(k) the intrinsic tangent space TxX is naturally isomorphic, as a k-vector space, to the fibre over x of Hom⁡k(Dk,X)→X(k); equivalently TxX≅Der⁡k(OX,x,k).

[F12]

Universal property of a polynomial ring on an arbitrary family of indeterminates: a k-algebra map from k[X1,…,Xn] to a commutative k-algebra is uniquely determined by arbitrary images of its n variables.

[F13]

Differentials, open restriction, and the chain rule: the differential dxf is the dual of the induced cotangent map, it agrees with post-composition by f on based dual-number points, it satisfies the chain rule, and it is an isomorphism for isomorphisms of k-schemes; no choice is used.

[F14]

Scheme-theoretic fibre: for a morphism f:X→S and a point s∈S, the scheme-theoretic fibre is Xs=X×SSpec⁡κ(s).

[F15]

Intersections of subschemes: the scheme-theoretic intersection of finitely many closed subschemes of a scheme is their iterated fibre product over it, cut out by the sum of their ideal sheaves.

[F16]

Fibre product of schemes and Existence of all scheme fibre products: a fibre product of X→S←Y is a scheme P with projections p:P→X, q:P→Y such that fp=gq and, for every test scheme T and morphisms a:T→X, b:T→Y with fa=gb, there is exactly one h:T→P with ph=a and qh=b; every such diagram of schemes has a fibre product.

[F17]

Affine fibre products are spectra of tensor products: the fibre product of affine schemes over an affine base is Spec⁡B×Spec⁡ASpec⁡C≅Spec⁡(B⊗AC), with projections corresponding to b↦b⊗1 and c↦1⊗c.

[F18]

M⊗RR/I≅M/IM naturally: for a commutative ring R, an ideal I⊆R and an R-module M there is a natural isomorphism M⊗R(R/I)≅M/IM, m⊗(r+I)↦rm+IM; it is R/I-linear, for I=0 it is the tensor-unit isomorphism, and for I=R both sides are zero.

[F19]

Base change and composition of standard smooth presentations: base change of a standard smooth presentation along an arbitrary ring map is standard smooth with the same parameters, so locally standard smooth maps are stable under base change of the base ring.

[F20]

Submersion criterion for locally standard smooth morphisms: under AC, let X,Y be k-schemes locally standard smooth over k at k-rational points x∈X and y=f(x), and let f be of finite type; then f is locally standard smooth at x if and only if the induced map my/my2→mx/mx2 is injective; if so, and m=dim⁡OX,x, n=dim⁡OY,y, then the local ring S/myS of the scheme-theoretic fibre Xy at x is a regular local ring of dimension m−n.

[F21]

embedding dimension and regular local ring: for a nonzero commutative Noetherian local ring (R,m,k) one has edim⁡R=dim⁡k(m/m2), and R is regular local exactly when edim⁡R=dim⁡R.

[F22]

Locally finite type and finite type morphisms and Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: a morphism is of finite type when it is locally of finite type and quasi-compact, and an R-algebra is of finite type over R when it is generated as an R-algebra by finitely many elements, equivalently a quotient of a polynomial ring in finitely many variables.

[F23]

Classical varieties have finite irreducible decompositions: every classical variety is Noetherian with finitely many irreducible components, and every open or closed subvariety has a finite affine cover.

[F24]

The affine line Ak1 has coordinate ring k[t] by The coordinate ring of a classical affine algebraic set, and its local ring at a closed point a is k[t](t−a) with residue field k by The classical affine local ring is localization at the point's maximal ideal.

[F25]

Affine schemes are contravariantly equivalent to commutative rings: for commutative unital rings A,B the assignment φ↦Spec⁡(φ) gives a natural bijection Hom⁡CRing(A,B)≅Hom⁡LRS(Spec⁡B,Spec⁡A), a contravariant equivalence on affine schemes.

[F26]

Finite type is affine-local on source and target: being locally of finite type is affine-local on source and target, and a quasi-compact morphism locally of finite type is of finite type; equivalently, over each affine target open this may be tested on a finite affine source cover.

[F27]

Affine and projective n-space have dimension n: for every integer n≥0, dim⁡Akn=dim⁡Pkn=n.

[F28]

Every algebra of finite type over a Noetherian ring is a Noetherian ring: a commutative algebra of finite type over a Noetherian commutative ring is a Noetherian ring.

[F29]

Locally Noetherian and Noetherian schemes: a scheme is locally Noetherian if it has an affine open cover by spectra of Noetherian rings.

Proof

technique · direct
1.1F2F3F4F5F6F7F9F23given

Setup. The closed subvariety X⊆Akn is an affine model with its reduced finite-type structure and function sheaf [F2], and its coordinate ring k[X]=k[x1,…,xn]/I(X) is reduced and generated as a k-algebra by the finitely many classes xˉ1,…,xˉn [F3]. Its points have residue field k [F2], so x is a k-rational point. The variety X is Noetherian with finitely many irreducible components [F23], and [F5] with [F4] gives dim⁡OX,x=max⁡x∈Xidim⁡Xi=dim⁡xX=d, the maximum being over the components containing x, a nonempty finite family. Smoothness of X at x means that the structure morphism X→Spec⁡k is locally standard smooth at x [F6]; fix an affine chart Spec⁡A containing x on which k→A is standard smooth [F7], and write m for the prime of x in A, so that OX,x≅Am [F9]. The subscheme H=V(h) is cut out by the principal ideal (h)⊆k[x1,…,xn], and its defining equation vanishes at x: h(x)=0.

1.2F10F11F12F13F25givenalgebra

The differential of h∣X. Write f=h∣X. Every v∈TxX is represented by a based dual-number point γ:Dk→X at x [F11]. Its composite γ′=ι∘γ:Dk→Akn corresponds to a k-algebra map k[X1,…,Xn]→k[ϵ]/(ϵ2) [F25]. By [F12] this map is uniquely determined by the images of the Xi. Since reduction modulo ϵ gives the point x=(x1,…,xn), these images have the unique form Xi↦xi+ϵwi for w=(w1,…,wn)∈kn. Conversely every w∈kn gives such a based point by [F12], and the k-linear dual-number correspondence [F11] identifies TxAkn with kn in these coordinates. Call w the image of v under dxι. By [F13] the differential dxf(v) is represented by the composite f∘γ, and substituting γ′ in the affine-linear form h=ℓ−c gives h(x+ϵw)=h(x)+ϵ ℓ(w)=ϵ ℓ(w), because h(x)=0 and ℓ is k-linear. Hence dxf(v)=ℓ(w), that is, dxf=ℓ∘dxι and dhx=ℓ; the transversality hypothesis is therefore exactly the condition dxf≠0. Taking n=1 in the same calculation gives T0Ak1=k, which is one-dimensional, and TxX is finite-dimensional [F10]. Thus a nonzero dxf is surjective, and by [F13] the induced cotangent map m0/m02→mx/mx2 is its dual, hence injective.

1.3F3F22F24F25F26givenalgebra

The morphism f is of finite type. The affine model X has coordinate ring k[X]=k[x1,…,xn]/I(X), generated as a k-algebra by the finitely many classes xˉ1,…,xˉn [F3], and the affine line Ak1 has coordinate ring k[t] [F24]; by [F25] the k-morphism f=h∣X from the affine chart X to Ak1 corresponds to the k-algebra map k[t]→k[X] sending t to the class hˉ of h, the pullback of the coordinate function. This ring map is of finite type: the same finite family generates k[X] over k [F3], hence over k[t] [F22]. By [F26] finiteness of type may be tested over each affine target open on a finite affine source cover; the target Spec⁡k[t]=Ak1 is affine and the single chart X is such a cover, so f is of finite type.

2.1F11F12F13F14F15F16F17F18step 1.2givenalgebra

Regularity of X at x and of the affine line at the origin. The coordinate ring A of the chart of step 1.1 is a finitely generated k-algebra [F3], hence a Noetherian ring by [F28] because k is a field and therefore Noetherian; so Spec⁡A is locally Noetherian [F29]. Applying clause 1 of [F8] to the standard smooth presentation of step 1.1 with R=k, p=(0) and K=k shows that every local ring of that chart, in particular OX,x=Am, is a regular local ring; by [F10] therefore dim⁡kTxX=dim⁡OX,x=d, so TxX≠0 because d≥1. The affine line has coordinate ring k[t] and local ring k[t](t) at the origin with residue field k [F24], and k→k[t] is standard smooth with one variable and no equation [F7]; hence Ak1→Spec⁡k is locally standard smooth at 0 [F6] and OAk1,0 is a regular local ring [F8]. The affine line is irreducible with dim⁡Ak1=1 [F27], so [F5] with [F4] gives dim⁡OAk1,0=dim⁡0Ak1=1. [F3, F4, F5, F6, F7, F8, F10, F24, F27, F28, F29, step 1.1, given, algebra] 2.2 The slice is the fibre. First, H=V(h) is the fibre of h over the origin: the fibre product of h:Akn→Ak1 and the point 0:Spec⁡k→Ak1 is Spec⁡(k[x1,…,xn]⊗k[t]k) with the projections of [F17], and [F18] identifies k[x1,…,xn]⊗k[t]k≅k[x1,…,xn]/(h), where k[x1,…,xn] is a k[t]-algebra through t↦h, the ideal IM is generated by h for I=(t) and M=k[x1,…,xn], and the isomorphism is one of k-algebras; hence H=Spec⁡(k[x1,…,xn]/(h)) is this fibre, with projections π:H→Akn and ρ:H→Spec⁡k satisfying h∘π=(0)∘ρ [F16]. Second, Z=X×AknH is the scheme-theoretic intersection of the closed subschemes X and H of affine space, with projections πX:Z→X, πH:Z→H satisfying ι∘πX=π∘πH [F15]. Third, the fibre X0=X×Ak1Spec⁡k of f over 0 has projections p:X0→X, q:X0→Spec⁡k satisfying f∘p=(0)∘q [F14]. All three fibre products exist, and a morphism into any of them is determined by its projections [F16]. The morphisms ι∘p and q have equal composites to Ak1, namely h∘ι∘p=f∘p=(0)∘q, so the universal property of H gives a unique θH:X0→H with π∘θH=ι∘p and ρ∘θH=q; since ι∘p=π∘θH, the pair (p,θH) induces a unique θ:X0→Z with πX∘θ=p and πH∘θ=θH. Conversely the morphisms πX and ρ∘πH have equal composites to Ak1, namely f∘πX=h∘ι∘πX=h∘π∘πH=(0)∘ρ∘πH, so the universal property of X0 gives a unique ψ:Z→X0 with p∘ψ=πX and q∘ψ=ρ∘πH. By the uniqueness clauses ψ∘θ=id⁡X0 and θ∘ψ=id⁡Z: both composites induce the same projections, and a morphism into H is determined by its composites with π and ρ. Hence θ is a canonical isomorphism X0→Z over X and over Spec⁡k. The k-point x:Spec⁡k→X satisfies f∘x=(0)∘(structure map) because h(x)=0, so it induces a k-point of X0, carried by θ to a k-point of Z mapping to x; this is the point at which all local statements are taken. Finally the tangent space. A k-morphism Dk→X0 is by the universal property a pair (γ,δ) with γ:Dk→X and δ:Dk→Spec⁡k such that f∘γ=(0)∘δ [F16]; the morphism δ is unique, and being based at x means that γ is based at x and δ is the structure morphism. Hence based dual-number points of X0 at x correspond bijectively to based dual-number points γ:Dk→X of X at x whose composite f∘γ is the constant point at 0. Under the identifications of [F11] this correspondence is k-linear and identifies TxX0 with ker⁡(dxf): by [F13], dxf(v) is represented by f∘γ, and the constant point at 0 represents the zero vector of T0Ak1 [F12]. Since θ is an isomorphism, its differential at x is an isomorphism [F13], so TxZ=ker⁡(dxf).

3.1F1F5F6F8F15F16F19F20F23F24step 2.1step 3.1step 2.2step 4.1givenalgebra∎

The submersion criterion. Take Y=Ak1 and y=0=f(x): the point y has residue field k [F24], and both x and y are k-rational [step 1.1]. The schemes X and Y are locally standard smooth over k at x and y [step 1.1, step 2.1], the morphism f is of finite type [step 1.3], and the cotangent map my/my2→mx/mx2 of [F20] is injective by [step 1.2]. Clause 1 of [F20] therefore makes f locally standard smooth at x, that is, smooth at x in the sense of [F6]. [F6, F20, F24, step 1.1, step 2.1, step 1.2, step 1.3, given, algebra] 4.1 Dimension of the slice. By step 3.1, clause 2 of [F20] applies at x with S=OX,x, A=OAk1,0, m=dim⁡S=dim⁡OX,x=d [step 1.1] and n=dim⁡A=dim⁡OAk1,0=1 [step 2.1]; it makes the local ring S/myS=OX0,x of the fibre at x a regular local ring of dimension m−n=d−1. By step 2.2, OZ,x≅OX0,x, so OZ,x is a regular local ring of dimension d−1 in the sense of [F21]. Consistently, rank-nullity for the surjective differential [step 1.2] gives dim⁡kker⁡(dxf)=dim⁡kTxX−1=d−1 [step 2.1], and dim⁡kTxZ=dim⁡kker⁡(dxf) by step 2.2, so the tangent dimension of the slice agrees with the local dimension. [F20, F21, step 2.1, step 1.2, step 3.1, step 2.2, given, algebra] 5.1 Smoothness of the slice and conclusion. Since f is smooth at x [step 3.1] and Z≅X0 is the base change of f along the point 0:Spec⁡k→Ak1 [step 2.2], clause 1 of [F19] makes Z→Spec⁡k locally standard smooth at x, so the slice is smooth at x [F6]. Together with steps 3.1, 2.2 and 4.1 this proves the assertions of the statement, including TxZ=ker⁡(dx(h∣X)) and its description as the set of v∈TxX with dx(h∣X)(v)=0. Boundaries. The hypothesis d≥1 guards against vacuity: if d=0 then dim⁡kTxX=d=0 [step 2.1], so TxX carries no nonzero linear functional and the transversality hypothesis fails. For d=1 the conclusion gives dim⁡OZ,x=0 [step 4.1], so the slice is isolated at x in the local sense. The ambient endpoint n=1 forces d≤1, hence d=1 and the same zero-dimensional conclusion. For X=Akn the inclusion is the identity, the slice Z≅H is the hyperplane itself (the projection Z→H is an isomorphism by the universal property [F16] applied to id⁡Akn), the transversality condition is exactly ℓ≠0, and step 2.2 gives TxZ=ker⁡(ℓ). No characteristic hypothesis is used: the argument never divides by an integer, so all characteristics are covered. The variety X may be reducible, and nothing is asserted in the nontransverse case where ℓ vanishes on TxX. AC enters the statement through [F1] and is used only through the suppliers that assume it, namely [F5], [F6], [F8], [F20], [F23] and [F24], each cited at the step that uses it; the affine chart, its presentation, the polynomial h and the point x are single given objects, so no further selection is made and [F13], [F15], [F16] and [F18] are choice-free.

Source qualification

Milne, Algebraic Geometry v6.10, Exercise 4-2 (printed pp. 98-99; PDF pages 98-99) assumes V irreducible and P nonsingular on V, and asks only that P be nonsingular on each irreducible component of V∩H on which it lies, adding "you may assume" that each component has codimension one in V; the official solution (printed p. 222) argues from Ta(V∩H)⊂Ta(V)∩Ta(H) and the dimension inequality. The item above instead treats the scheme-theoretic intersection of an arbitrary closed subvariety with the hyperplane cut out by an affine-linear equation, allows a reducible X, and proves the tangent identity by the fibre-product universal property and dual-number points. Regularity and the local dimension d−1 are taken from the locally standard smooth submersion criterion Submersion criterion for locally standard smooth morphisms, whose pointwise hypotheses suffice; the earlier scaffold planned to route them through The submersion criterion between smooth varieties, which assumes globally smooth varieties. The converse questions of the exercise -- an example with H⊃TP(V) and P singular on V∩H, and whether P must be singular in that case -- are not asserted here; the affine-linear form, the characteristic and the ambient dimension are unrestricted.

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