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A normal-surface modification is an isomorphism in codimension one

Statement

Assume AC. Let f:X→S be a modification of integral Noetherian schemes and let S be normal of dimension two. Then f is an isomorphism over an open subset containing every point of codimension at most one in S. The complement is a finite set of closed points. If every fibre is zero-dimensional, f is an isomorphism. The union of curves contracted by f is contained in the fibres over that finite set and is finite when dim⁡X=2.

Facts & Assumptions

Given: A modification f ⁣:X→S of integral Noetherian schemes with S normal of dimension two.

[F1]

def-normal-surface-modification-and-normalized-point-blowup. Normal schemes. A locally Noetherian scheme is normal if every local ring OX,x is an integrally closed domain (def-normal-noetherian-ring). This is a local condition on the local rings and is checked on an affine open cover; it does not require the global section ring to be a domain. The empty scheme is normal vacuously. (Normal scheme modifications and normalized point blowups)

[F2]

def-axiom-of-choice. The Axiom of Choice (AC) is the following statement. > Every family of nonempty sets has a choice function > (def-choice-function). Written out: for every set F all of whose members are nonempty, there exists a function g with domain F satisfying g(S)∈S for all S∈F. (The Axiom of Choice)

[F3]

lem-normal-domain-implies-r-one. Every commutative Noetherian integrally closed domain satisfies (R1). (normal domain implies r one)

[F4]

thm-one-dimensional-regular-local-rings-are-dvrs. Assume the Axiom of Choice (The Axiom of Choice). A nonzero Noetherian local ring of dimension one is regular if and only if it is a discrete valuation ring. Fields are excluded from the term DVR. (one dimensional regular local rings are dvrs)

[F5]

thm-valuative-criterion-properness. Assume the Axiom of Choice. Let f:X→S be a morphism of schemes that is of finite type and quasi-separated. Then f is proper if and only if every valuative diagram for f over an arbitrary valuation ring has exactly one lift. (Valuative criterion for properness)

[F6]

cor-quasi-finite-locus-open-finite-type-algebra. Assume the Axiom of Choice (The Axiom of Choice). Let R→S be a ring map of finite type (def-finite-type-and-module-finite-algebras). (The quasi-finite locus of a finite-type algebra is open)

[F7]

thm-proper-quasi-finite-is-finite. Assume the Axiom of Choice. Every proper quasi-finite morphism of schemes f:X→S is finite (def-proper-morphism, def-quasi-finite-morphism-schemes, def-finite-morphism-schemes). No Noetherian or nonemptiness hypothesis is imposed, and the assertion is local on the base. (A proper quasi-finite morphism is finite)

[F8]

thm-integrality-and-finite-module-equivalences. Let A⊆B be commutative rings with A≠0, and let b∈B. The following are equivalent: b is integral over A; A[b] is finitely generated as an A-module; and there exists a faithful A[b]-module that is finitely generated over A, where faithful means that rM=0 implies r=0 for r∈A[b]. See def-integral-element-and-algebraic-integer. (Integrality and finite-module characterizations for one element)

[F9]

lem-proper-stable-base-change. Assume the Axiom of Choice (AC). For every proper morphism f:X→S and every morphism S′→S, the base-changed morphism fS′:X×SS′⟶S′ is proper. (Properness survives arbitrary base change)

[F10]

thm-proper-morphism-closed-image. Let f:X→S be a proper morphism of schemes. Then f is a closed map of topological spaces: for every closed subset Z⊆∣X∣ its image f(Z) is closed in ∣S∣. In particular f(X) is closed. (Proper morphisms are closed)

Proof

1.1F1F3F4given

At a point s∈S of codimension zero the claim is immediate: the generic point of the integral scheme X maps to the generic point of S and f is an isomorphism there by birationality. At a point of codimension one the normal Noetherian local ring OS,s has dimension one and is regular by the R1 consequence of normality, hence is a discrete valuation ring.

2.1F5F9step 1.1

Base change to Spec⁡OS,s: properness and integrality are preserved, the generic inverse is defined on the punctured spectrum and extends by the valuative criterion of properness to a section of the base-changed morphism. A section of a separated morphism is a closed immersion, being a base change of the closed diagonal; its image contains the generic point of the integral source, so it is the whole source, and since the source is reduced its defining ideal is zero. Hence the base change of f over OS,s is an isomorphism.

3.1F6F7F10step 2.1

Around the fibre over s: the quasi-finite locus of f is open, and the complement of that locus is proper over S by closedness of proper maps and does not contain s, because f is an isomorphism over s; restricting the base to the complement of its image gives a proper quasi-finite morphism, which is finite.

4.1F8step 3.1

On an affine neighbourhood of s the finite morphism corresponds to a finite extension of normal domains inside the common fraction field; integral closedness of the target forces the domain algebra to equal the target algebra, so the finite morphism is an isomorphism over a neighbourhood of s. This gives an open subset of S containing every point of codimension at most one over which f is an isomorphism; its complement is a proper closed subset of the two-dimensional Noetherian space S, hence zero-dimensional, so it consists of finitely many closed points.

5.1F7F10step 3.1step 4.1F2∎

If every fibre of f is zero-dimensional, then f is proper and quasi-finite, hence finite, and the same affine argument shows that f is an isomorphism. If dim⁡X=2, every fibre that is not finite is a closed subset of the integral two-dimensional scheme X of dimension at most one, hence has finitely many irreducible components, and each contracted integral curve is one of these components. The Axiom of Choice is inherited from the cited suppliers.

Remarks

  • The codimension-one argument is the valuative criterion applied over discrete valuation rings; the openness statement then spreads the isomorphism to a neighbourhood of each codimension-one point.
  • The finite exceptional set is the complement of the open locus; it is not assumed empty.

Depends on

Used by

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Sources