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Vanishing-viscosity families are locally precompact in L1

Statement

Assume Dependent Choice. Let n≥1, T>0, u0∈Cc∞(Rn), and put M=∥u0∥∞. Let (fj)j≥1 be C2 fluxes fj ⁣:R→Rn with fj(0)=0 and sup⁡jsup⁡∣s∣≤M+1∣fj′(s)∣<∞. For 0<εj≤1 with εj↓0, let uj be the global mild classical viscous solution with flux fj and datum u0, as supplied by The viscous scalar Cauchy problem with smooth data has a global classical solution. Then every subsequence has a further subsequence converging in L1(K) for every compact K⋐ΠT to u∈L∞∩Lloc1(ΠT) with ∥u∥∞≤M; a further subsequence converges almost everywhere on ΠT. The limit has a representative in C([0,T];Lloc1(Rn)) with u(0)=u0 in Lloc1. In particular this applies to a C1-convergent smooth approximation of one flux. The extraction uses Dependent Choice; energy dissipation alone does not give this strong compactness (Open ball, closed ball and sphere in a metric space, The space Lp(μ) as the quotient by null functions).

Facts & Assumptions

Given: Dependent Choice, n≥1, T>0, u0∈Cc∞(Rn), M=∥u0∥∞, C2 fluxes fj with fj(0)=0 and L:=sup⁡jsup⁡∣s∣≤M+1∣fj′(s)∣<∞, 0<εj≤1 with εj↓0, and the viscous solutions uj of utj+div⁡xfj(uj)=εjΔuj on ΠT with uj(0,⋅)=u0.

[F1]

Each uj is a classical global solution with uj∈C([0,T];Cb(Rn))∩C([0,T];L1(Rn))∩C1,2(Rn×(0,T)), and uj(t,⋅)→u0 in L1(Rn) as t↓0 (The viscous scalar Cauchy problem with smooth data has a global classical solution).

[F2]

Uniform bounds: ∣uj(t,x)∣≤M and ∥uj(t,⋅)∥1≤∥u0∥1 for all j≥1 and t∈[0,T] (Uniform L-infinity, mass and energy bounds for the viscous approximations).

[F3]

Uniform spatial modulus: for all j, t∈[0,T] and z∈Rn, ∥uj(t,⋅+z)−uj(t,⋅)∥1≤∥u0(⋅+z)−u0(⋅)∥1≤ω0(∣z∣), where ω0(r)=sup⁡∣z∣≤r∥u0(⋅+z)−u0(⋅)∥1↓0 as r↓0 by uniform continuity of the compactly supported u0; the estimate depends on fj only through the derivative bound L on the range, so it is uniform in j (Viscous solutions contract spatial translates in L-one).

[F4]

Mollification and cutoffs: for an even mollifier ϱh with support in Bh and a bounded compactly supported F∈L∞, the convolution g=ϱh∗F is smooth with ∇g=(∇ϱh)∗F, Δg=(Δϱh)∗F (differentiation under the integral sign via difference quotients and dominated convergence) and ∥Dαg∥∞≤Ch−∣α∣ for ∣α∣≤2; Fubini's theorem gives ∫gw=∫F(ϱh∗w) dx whenever w∈Lloc1 and F is bounded with compact support, and the mollification error obeys ∥ϱh∗w−w∥L1(BR+ρ/2)≤sup⁡∣y∣≤h∥w(⋅+y)−w(⋅)∥L1(BR+ρ) (A radial mollifier family in Rn, Fubini's theorem for L^1 functions on a sigma-finite product, Dominated convergence).

[F5]

For every R>0, ρ∈(0,1) and every compact cylinder there exist smooth cutoffs 0≤χ∈Cc∞(BR+ρ/2) with χ=1 on BR, and ψ∈Cc∞(Rn), θ∈Cc∞((0,T)) equal to 1 on the spatial and temporal projections of that cylinder (Open ball, closed ball and sphere in a metric space, A Euclidean bump for a compact set inside an open set).

[F6]

Fréchet–Kolmogorov criterion: a family in L1(Rd) that is uniformly bounded, has uniformly small tails, and is uniformly translation-continuous is relatively compact, and every sequence in it has a subsequence converging in L1(Rd); the criterion is used with the Axioms of Countable and Dependent Choice, and L1 convergence yields an almost-everywhere convergent subsequence, while each L1 space is complete (The Fr'echet--Kolmogorov compactness criterion in Lp(Rn), Convergence in L^1(mu) has an almost-everywhere convergent subsequence, Riesz-Fischer completeness of Lp for 1≤p≤∞, The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain, The Axiom of Countable Choice (ACω)).

Proof

technique · direct
1.1F2F3

Uniform bounds and spatial modulus. By [F2], ∣uj(t,x)∣≤M and ∥uj(t,⋅)∥1≤∥u0∥1 for all j,t; by [F3], ∥uj(t,⋅+z)−uj(t,⋅)∥1≤ω0(∣z∣) with ω0(r)↓0, uniformly in j and t.

1.2F1F2F4F5

The local time modulus. Fix R>0, 0<ρ<1, j, and t,τ with t,t+τ∈[0,T]; put w=uj(t+τ,⋅)−uj(t,⋅). Choose χ as in [F5] and an even mollifier ϱh with 0<h<ρ/4; set z=ϱh∗w and g=ϱh∗(χ sgn⁡z)∈Cc∞(BR+ρ), so that ∥Dαg∥∞≤Ch−∣α∣ for ∣α∣≤2 and ∫Rngw dx=∫Rnχ∣z∣ dx by [F4]. Assume τ>0; negative increments follow by reversing the two times. Since uj solves the viscous equation pointwise at positive times and is C1 there, dds∫g uj(t+s,⋅) dx=∫∇g⋅fj(uj(t+s,⋅)) dx+εj∫Δg uj(t+s,⋅) dx for s∈[0,τ]; integrating over s and using ∥fj(v)∥1≤L∥v∥1 for ∣v∣≤M and [F2], ∣∫gw∣≤∫0τ(∥∇g∥∞L∥u0∥1+εj∥Δg∥∞∥u0∥1)ds≤CRτh−2.

2.1F3F4step 1.2

The uniform modulus in Lloc1. With χ,w,z as in step 1.2 and [F4], ∫BR∣w∣≤∫χ∣w∣≤∫χ∣z∣+∫χ∣w−z∣≤CRτh−2+2ω0(h), because ∫χ∣z∣=∣∫gw∣ and ∥w−z∥L1(BR+ρ/2)≤2ω0(h) by [F3] applied at the two times t and t+τ. Taking h=τ1/3 (for 0<τ<(ρ/4)3) gives ∫BR∣uj(t+τ)−uj(t)∣≤CR(ω0(τ1/3)+τ1/3)=:ηR(τ) with ηR(τ)→0 as τ↓0, uniformly in j and in t∈[0,T−τ]; the endpoint t=0 follows by first integrating from a positive time and then using the L1 continuity uj(t)→u0.

3.1F5F6F7step 2.1

Relative compactness on cylinders. Fix l≥1 and cutoffs ψl,θl as in [F5] equal to 1 on the projections of the cylinder Kl=B‾(0,l)×[1/l,T−1/l], and set Flj(t,x)=θl(t)ψl(x) uj(t,x), extended by zero. The family (Flj)j is uniformly bounded in L1(Rn+1) by T∥θlψl∥∞∥u0∥1, has common compact support (uniform tails), and is uniformly translation-continuous: for a shift (y,s) one has ∥Flj(⋅+(y,s))−Flj∥1≤∥Flj(t+s,x+y)−Flj(t,x+y)∥1+∥Flj(t,x+y)−Flj(t,x)∥1, where the spatial part is bounded by T∥(θlψl)(⋅+y)−(θlψl)∥∞∥u0∥1+T∥θlψl∥∞ω0(∣y∣) and the temporal part by T∥θl(⋅+s)−θl∥∞∥ψl∥∞∥u0∥1+T∥θlψl∥∞ηl′(∣s∣) for a radius l′ containing supp⁡ψl, both tending to 0 as ∣(y,s)∣→0 uniformly in j by step 1.1 and step 2.1. By [F6] every subsequence of (Flj)j has a further subsequence converging in L1(Rn+1), hence, after diagonal extraction over the countably many l≥1 (Dependent Choice), some subsequence of (uj) converges in L1(Kl) for every l, and therefore in L1(K) for every compact K⋐ΠT, since each such K lies in some Kl.

3.2F6F7step 2.1

Continuous representative and the initial trace. Pass to a further subsequence converging almost everywhere on ΠT by [F6]. Since ∣ujk∣≤M, this gives ∣u∣≤M almost everywhere; by Fubini and dominated convergence, there is a common full-measure set S⊂(0,T) on which ujk(t)→u(t) in L1(Bm) for every integer m≥1. Thus S is dense. Fix m and choose an integer m′>m. For s,t∈S sufficiently close that step 2.1 applies, lower semicontinuity on the local ball, followed by its time-modulus estimate on the larger ball, gives ∥u(t)−u(s)∥L1(Bm)≤lim inf⁡k∥ujk(t)−ujk(s)∥L1(Bm)≤ηm′(∣t−s∣). For t∈S sufficiently close to 0, the same local comparison with ujk(0,⋅)=u0 gives ∥u(t)−u0∥L1(Bm)≤ηm′(t). This modulus tending to zero at zero makes the map on S uniformly continuous; completeness of L1(Bm) extends it uniquely to a continuous map on [0,T], with value u0 at t=0. These extensions agree on nested balls because they agree on the dense set S. Consequently u has a representative in C([0,T];Lloc1(Rn)) with u(0)=u0 in Lloc1.

4.1F2F6step 3.1step 3.2

Limit properties. The diagonal limit of step 3.1 lies in Lloc1(ΠT) and the selected subsequence converges in L1(K) for every compact K⋐ΠT; the further almost-everywhere subsequence in step 3.2 preserves these convergences and passes the uniform bound ∣ujk∣≤M to u. This establishes the asserted limit and almost-everywhere convergence.

5.1F2F6step 1.1step 2.1step 3.1∎

Applicability and hypotheses. If fj→f in C1 on compact sets with sup⁡jsup⁡∣s∣≤M+1∣fj′(s)∣<∞ — a C1-convergent smooth approximation of one flux — then the hypotheses above hold, so the conclusions apply. The extraction used Dependent Choice in the diagonal step 3.1 (and Countable Choice inside [F6]); the uniform energy dissipation εj∫0T ⁣ ⁣∫∣∇uj∣2≤12∥u0∥22 supplies only a uniform gradient bound and would not by itself give the compactness in L1 obtained from the uniform bounds and translation moduli of steps 1.1 and 2.1.

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