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Baire's theorem: a Baire class one function on a closed bounded interval is continuous at the points of a dense subset of that is the trace of a set, so its set of discontinuities is meager
Statement
Let with and let be of Baire class one (Pointwise convergence of a sequence of real functions, and the Baire class one functions as the pointwise limits of sequences of continuous functions). Write
- for every real the set (The oscillation of on a set and the oscillation at a point, both taken in the extended reals) is a closed subset of containing no nondegenerate closed interval, hence nowhere dense (Nowhere dense, meager (first category), residual, and second category subsets of );
- is meager, being the union of the sequence of nowhere dense sets;
- is dense in : for every and every real the set contains a point of ;
- for a subset ( and subsets of ).
On the phrase "dense ". Claims 3 and 4 together are what the classical statement calls a dense subset of : the continuity set is dense in and it is the trace on of a subset of . It is not claimed that is as a subset of , nor that it is dense in ; neither is true in general, since .
Facts & Assumptions
Given: Reals , a function of Baire class one, and a sequence of continuous functions on converging pointwise to .
of Baire class one on means: there are continuous with for every (Pointwise convergence of a sequence of real functions, and the Baire class one functions as the pointwise limits of sequences of continuous functions, Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point, Limits and Cauchy sequences of reals, Sequences of reals: bounded, eventually, frequently, tails, subsequences).
; ; is monotone under inclusion and (The oscillation of on a set and the oscillation at a point, both taken in the extended reals).
For every real there is a closed with (For every real the set is the intersection with of a closed subset of ; in particular it is closed in when ).
If , are closed and , then some contains a nondegenerate closed interval (Baire category inside a closed bounded interval: if with is covered by a sequence of closed sets, then one of them contains a nondegenerate closed subinterval of ; no choice principle is used).
and every with are closed; an intersection of a nonempty family of closed sets is closed; a set is closed exactly when its complement is open (Arbitrary unions and finite intersections of open subsets of are open, and dually for closed sets, claim 3, Open subset of (every point has a neighbourhood inside it), closed subset (complement open), and clopen, Intervals of : the nine order-convex forms, nondegeneracy, and length).
For a continuous on and a closed , the preimage is for some closed ( is continuous on if and only if the preimage of every open subset of is the intersection with of an open subset of , and dually for closed sets); differences and absolute values of continuous functions are continuous (Sums, scalar multiples, products, absolute values, maxima, minima and quotients with nonvanishing denominator of continuous functions are continuous, as are constants, the identity and every polynomial function).
A closed set with empty interior is nowhere dense, and a union of a sequence of nowhere dense sets is meager (Nowhere dense, meager (first category), residual, and second category subsets of , Interior, closure, boundary and exterior of a subset of , The closure equals the set together with its limit points, equals the set of points every neighbourhood of which meets it, and is the smallest closed superset; a set is closed iff it contains its limit points).
The set of continuity points of is for a set , and the discontinuity set is (For the set of points of at which is discontinuous is the intersection with of an subset of , and the set of points at which is continuous is the intersection with of a subset; for the two sets are and outright, claims 1 and 2, and subsets of ).
For every real there is a natural with ; is positive on the naturals (For every in a complete ordered field there is a natural with , The canonical natural of a field, Canonical naturals are positive and strictly increasing).
, , and a real that is for every real and is (Basic properties of the absolute value).
and of two reals exist; ; a point interior to a set has a neighbourhood inside it (Maximum and minimum of a set, The -neighbourhood and the punctured -neighbourhood of a point of , Interior, closure, boundary and exterior of a subset of , Limit point, isolated point, adherent point, derived set, and dense subset of ).
Proof
Refinement claim. Let with and let be real. For put .
Claim 1. Fix a real and let . It is closed in , being with closed and closed.
Claim 4. The set of continuity points of on the domain is for a subset .
Claim 3. Let and let be real. The set contains a nondegenerate closed interval with , because : taking and gives and : if then and ; if then and ; and if then .
Each is closed: for fixed the set is the preimage under the continuous function of the closed set , hence of the form with closed, hence closed since is; and is the intersection of that nonempty family of closed sets over the pairs .
: for the sequence converges to , so there is with for all , and then for all .
By the interval form of Baire category applied to and the sequence , there are and reals with .
For every one has . Indeed, let be real; since there is with , and then ; as was arbitrary this gives .
Put , so . Since is continuous at there is a real with for every with . Put and , so that and with for every .
For : . Hence , being an upper bound of the set whose supremum that is.
The refinement claim is proved: for every with and every real there are with and . Moreover every with satisfies , since for and is monotone under inclusion.
contains no nondegenerate closed interval. Were with , the refinement claim applied to and to the positive real would give with and for every with ; such an lies in and so satisfies , which is impossible.
Hence is nowhere dense: it is closed, so it equals its own closure, and its interior is empty, since an interior point would have a neighbourhood and then would be a nondegenerate closed interval inside .
Claim 2. , and each is nowhere dense by step 8.1, so is a union of a sequence of nowhere dense sets, that is, meager.
Suppose with as in step 1.4. Then is covered by the sequence of closed sets, so by the interval form of Baire category some contains a nondegenerate closed interval, contradicting step 7.1. So , and any point of is a point of inside .
Claims 1, 2, 3 and 4 are therefore proved: claim 1 by steps 1.2, 7.1 and 8.1, claim 2 by step 9.1, claim 3 by steps 1.4 and 10.1, and claim 4 by step 1.3.
Remarks
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Where the hypothesis of Baire class one is used. The hypothesis enters through the approximating sequence fixed in step 1.1. Pointwise convergence is used in steps 2.2 and 4.1, and continuity of the approximants is used in steps 2.1 and 4.2. These facts establish the refinement claim in step 6.1. From step 7.1 onward the proof uses only that claim, oscillation, and category.
-
The conclusion is sharp in the sense that "meager" cannot be improved to "at most countable". The theorem constrains the discontinuity set by category, not by cardinality. Nothing above bounds the size of ; a meager set can be uncountable, the Cantor set being one (The Cantor set is compact, perfect, uncountable, nowhere dense and of measure zero, and it contains no interval of positive length, so its only nonempty connected subsets are single points), so the theorem leaves open how large a discontinuity set a Baire class one function may have. What it does exclude outright is a Baire class one function on that is nowhere continuous, and the companion page spends exactly that on the Dirichlet function.
-
The dense set is not claimed to be uncountable, and no measure statement is made. Meagerness is a statement about category alone (Nowhere dense, meager (first category), residual, and second category subsets of ); nothing above bears on the measure of , and the two notions of smallness are independent, as is , meager and not , while the irrationals are , residual and not and the fat Cantor set already record.
Depends on
- Pointwise convergence of a sequence of real functions, and the Baire class one functions as the pointwise limits of sequences of continuous functions
- The oscillation $\omega_f(S) = \sup\{\,|f(x) - f(y)| : x, y \in S\,\}$ of $f$ on a set and the oscillation $\omega_f(c) = \inf_{\delta > 0} \omega_f(A \cap N_\delta(c))$ at a point, both taken in the extended reals
- For every real $\varepsilon > 0$ the set $\{\,x \in A : \omega_f(x) \ge \varepsilon\,\}$ is the intersection with $A$ of a closed subset of $\mathbb{R}$; in particular it is closed in $\mathbb{R}$ when $A = \mathbb{R}$
- For $f : A \to \mathbb{R}$ the set of points of $A$ at which $f$ is discontinuous is the intersection with $A$ of an $F_\sigma$ subset of $\mathbb{R}$, and the set of points at which $f$ is continuous is the intersection with $A$ of a $G_\delta$ subset; for $A = \mathbb{R}$ the two sets are $F_\sigma$ and $G_\delta$ outright
- Baire category inside a closed bounded interval: if $[a,b]$ with $a < b$ is covered by a sequence of closed sets, then one of them contains a nondegenerate closed subinterval of $[a,b]$; no choice principle is used
- Nowhere dense, meager (first category), residual, and second category subsets of $\mathbb{R}$
- $F_\sigma$ and $G_\delta$ subsets of $\mathbb{R}$
- Open subset of $\mathbb{R}$ (every point has a neighbourhood inside it), closed subset (complement open), and clopen
- Interior, closure, boundary and exterior of a subset of $\mathbb{R}$
- The closure equals the set together with its limit points, equals the set of points every neighbourhood of which meets it, and is the smallest closed superset; a set is closed iff it contains its limit points
- Arbitrary unions and finite intersections of open subsets of $\mathbb{R}$ are open, and dually for closed sets
- $f : A \to \mathbb{R}$ is continuous on $A$ if and only if the preimage of every open subset of $\mathbb{R}$ is the intersection with $A$ of an open subset of $\mathbb{R}$, and dually for closed sets
- Sums, scalar multiples, products, absolute values, maxima, minima and quotients with nonvanishing denominator of continuous functions are continuous, as are constants, the identity and every polynomial function
- Continuity of $f : A \to \mathbb{R}$ at a point of $A$ and on $A$: the $\varepsilon$-$\delta$ condition, its agreement with $\lim_{x \to c} f(x) = f(c)$ at a limit point, and continuity at an isolated point
- Intervals of $\mathbb{R}$: the nine order-convex forms, nondegeneracy, and length
- For every $\varepsilon > 0$ in a complete ordered field there is a natural $n \ge 1$ with $1/n < \varepsilon$
- Limits and Cauchy sequences of reals
- Sequences of reals: bounded, eventually, frequently, tails, subsequences
- Basic properties of the absolute value
- Maximum and minimum of a set
- The $\varepsilon$-neighbourhood and the punctured $\varepsilon$-neighbourhood of a point of $\mathbb{R}$
- The canonical natural $\iota(n) = n \cdot 1_F$ of a field
- Canonical naturals are positive and strictly increasing
- Limit point, isolated point, adherent point, derived set, and dense subset of $\mathbb{R}$
Used by
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Sources
- Baire function (Wikipedia) (standard reference, not scraped)
- Baire category theorem (Wikipedia) (standard reference, not scraped)