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A compact test variation and gauge-source sign check

Physical scope

Worked computation in the smooth finite-region field action on a box: the explicit first variation of a constant-field potential vanishes with no boundary term, and the exact gauge difference of the action pins the relative sign between the source coupling, the gauge shift and source conservation, including a non-conserved source exhibiting both signs. Excluded: existence statements, numerical values of constants, and any global or empirical claim.

Example

SI numerical values. Throughout this example, a symbol for a physical quantity denotes its real numerical value in the following fixed SI unit: xμ,u in m, t in s, c in m s−1, μ0 in N A−2, ε0 in F m−1, Aμ,Aμ,hμ,hμ in T m, Fμν,Fμν,B in T, E in V m−1, ρ in C m−3, jμ,J in A m−2, the auxiliary gauge factors φ± and gauge functions χ±,χ in T m2, and S in J s; s,ζ,ψ are dimensionless. Precisely, if q represents a quantity with unit uq, its physical field is qphys(X)=uqq(X/(1 m)), with the same rule componentwise and qphys=uqq for constants. The box U=(−1,1)4 thus represents the physical coordinate box (−1 m,1 m)4. All derivatives and integrals below are with respect to these numerical coordinates, so Fphys=(1 T)F and ∂♯χphys=(1 T m)∂♯χ. The coherent SI units make the numerical action formula exactly that of Smooth finite-region Maxwell action, compact variations and the fixed-endpoint particle functional, with Sphys[Aphys]=(1 J s)S[A]; the facts below use the same numerical representations of the cited quantity formulas.

Assume Countable Choice, inherited from the cited theorems. Work in the field-action setting of Smooth finite-region Maxwell action, compact variations and the fixed-endpoint particle functional with U=(−1,1)4, constants c,μ0>0, ε0=(μ0c2)−1 (Framework-local SI units, the vacuum constants and the exact/measured status of their values), and the component dictionary of The electromagnetic two-form, its observer decomposition and the four-current: F0i=−Ei/c, F0i=Ei/c, F10=−E1/c.

(a) [Source-free zero field] For j≡0 and A=0 the first-variation coefficient (whose integral is multiplied by c−1) −μ0−1Fμν∂μhν+jνhν of clause (a) of Compact variations of the quadratic field functional: first variation and the coefficient equation vanishes identically for every h∈Cc∞(U;R4), because F(A)=0 and j=0; hence every compact first variation of S at A=0 is zero and A=0 is stationary.

(b) [A non-trivial compact test variation] Let A be the smooth potential with A0(x)=x1 and A1=A2=A3=0, and let j≡0. Then F01=−∂1A0=−1, F01=+1, F10=−1 and all other components vanish, so the represented field is E=(c,0,0), B=0 (clause (a) of The electromagnetic two-form, its observer decomposition and the four-current) and ∂μFμν=0 on U. In quantities this is A0,phys(X)=(1 T)X1 and E1,phys=cphys(1 T), in T m and V m−1, respectively. By the equivalence of Action stationarity implies the inhomogeneous Maxwell equations, A is stationary; directly, for every h∈Cc∞(U;R4) the first variation of S at A is

dds∣s=0S[A+sh]=−1cμ0∫U(∂0h1−∂1h0)dλ=1cμ0∫U(∂1h0−∂0h1)dλ=0,

where each of ∫U∂0h1 dλ and ∫U∂1h0 dλ vanishes by the fundamental theorem in one variable combined with Fubini, and no boundary term appears because h is compactly supported in U (Newton–Leibniz needs only continuity on [a,b], differentiability on (a,b), and a Riemann-integrable extension of the interior derivative, Fubini's theorem for L^1 functions on a sigma-finite product, The Lebesgue integral is linear on L1(μ)).

(c) [Gauge-source sign check with actual overlap] Independently choose the smooth prescribed source j0=cρ(x0), ji=0, with nonzero nonnegative ρ∈Cc∞((−1/4,1/4)) extended by zero. Choose 0≤ζ∈Cc∞((−1,1)) with ζ=1 near [−1/2,1/2], and nonzero nonnegative ψ∈Cc∞((−1,1)3), supplied by Test function cutoffs and euclidean localization. Put φ±(u)=(2±u)ζ(u) and χ±(x)=φ±(x0)ψ(x1,x2,x3). Both φ± are nonnegative compact bumps, but they are not globally monotone: on the entire support of ρ their derivatives equal +1 and −1, respectively. Use the contravariant gauge variations (∂♯χ±)μ=ημν∂νχ± from Compact gauge variation is boundary-free for conserved source. Then, for every smooth potential A on a neighbourhood of U‾,

S[A+∂♯χ±]−S[A]=(∫−11ρφ±′ dx0)(∫(−1,1)3ψ d3x)=±(∫ρ)(∫ψ),

which is strictly positive for + and strictly negative for −, since both factors are positive. Integration by parts gives exactly the same value as −c−1∫U(∂μjμ)χ±dλ with ∂μjμ=cρ′. This verifies the relative sign of the +jμAμ coupling, the raised-vector/covariant-lowered gauge shift and the conservation condition, using explicitly overlapping supports. If instead ρ is constant on the whole neighbourhood, the source is conserved and every compact gauge difference is zero. No compact nonzero globally increasing or decreasing function is used.

(d) [Scope] The example is an exact computation in the declared smooth finite-region model; it asserts no existence of sources or fields, no numerical value of μ0, and no global gauge statement.

Facts & Assumptions

Given: The SI numerical-value convention above; Countable Choice; the field-action definition on the box U=(−1,1)4 with smooth A,j on a neighbourhood N of U‾, constants c,μ0>0, ε0=(μ0c2)−1 and the component dictionary; the linear potential A0=x1 of part (b); and the compactly supported data ρ,ζ,ψ and gauge directions ∂♯χ± of part (c).

[F1]

The field action is S[A]=c−1∫U[−(4μ0)−1FμνFμν+jνAν]dλ with Fμν=∂μAν−∂νAμ, compactly supported smooth variations and the stationarity predicate (Smooth finite-region Maxwell action, compact variations and the fixed-endpoint particle functional).

[F2]

The compact-variation lemma states that the first variation of its functional at A in the direction h is ∫U(−κ−1Fμν∂μhν+Jνhν)dλ, and that A is stationary if and only if ∂μFμν=−κJν on U for every ν (Compact variations of the quadratic field functional: first variation and the coefficient equation).

[F3]

The action-stationarity theorem states that, on the smooth class, stationarity of the field action under all compactly supported smooth variations is equivalent to ∂μFμν=−μ0jν on U for every ν (Action stationarity implies the inhomogeneous Maxwell equations).

[F4]

The gauge-source theorem states: the field term is gauge invariant and S[A+∂♯χ]−S[A]=c−1∫Ujμ∂μχ dλ, with the equivalent distributional expression; for smooth sources, invariance under all compact gauge variations is equivalent to ∂μjμ=0 on U (Compact gauge variation is boundary-free for conserved source (a)-(b)).

[F5]

The component dictionary is F0i=−Ei/c, F0i=Ei/c, Fi0=−Ei/c, Fij=ϵijkBk, with η=diag⁡(−1,1,1,1) (The electromagnetic two-form, its observer decomposition and the four-current (a)).

[F6]

The electric constant is ε0:=(μ0c2)−1 (Framework-local SI units, the vacuum constants and the exact/measured status of their values).

[F8]

In ZF, for compact K⊆Ω⊆Rn with Ω open there is χ∈Cc∞(Ω) with 0≤χ≤1 and χ=1 on a neighbourhood of K (Test function cutoffs and euclidean localization).

[F9]

If G:[a,b]→R is continuous, differentiable on (a,b), and f is a Riemann-integrable extension of G′ from (a,b), then ∫abf=G(b)−G(a) (Newton–Leibniz needs only continuity on [a,b], differentiability on (a,b), and a Riemann-integrable extension of the interior derivative).

[F10]

Fubini's theorem for L1 functions: the multiple integral equals the iterated integrals (Fubini's theorem for L^1 functions on a sigma-finite product).

[F11]

The Lebesgue integral is linear on L1 (The Lebesgue integral is linear on L1(μ)).

[F12]

If u,v are differentiable on [a,b] with integrable derivatives, then ∫abuv′=u(b)v(b)−u(a)v(a)−∫abu′v (If u,v are differentiable on [a,b] with u′,v′ integrable, then ∫abuv′=u(b)v(b)−u(a)v(a)−∫abu′v).

[F13]

For nonnegative measurable f≤g, ∫f≤∫g (Monotonicity and nonnegative homogeneity of the nonnegative integral).

[F14]

Assume Countable Choice: if a continuous g:U→Rm on an open U satisfies ∫Vg dλn=0 for every ball V compactly contained in U, then g=0 on U (Localization: vanishing integrals or fluxes force a continuous function to vanish).

[F15]

Coordinate partial derivatives are the directional derivatives in the standard directions, and ∂0 is the derivative in the x0 direction (Directional derivatives and partial derivatives of a map U⊆Rm→Rn).

[F16]

Countable Choice ACω is the statement that every sequence of nonempty sets has a choice function (The Axiom of Countable Choice (ACω)).

[F17]

Under Countable Choice, a bounded Borel Riemann-integrable function on a nondegenerate closed box has the same Lebesgue integral (Riemann–Lebesgue comparison for distribution test integrands). In particular, each smooth compactly supported one-variable slice used below extends smoothly to [−1,1] and satisfies this comparison.

[F18]

Closed bounded Euclidean sets are compact (Heine-Borel in Rn: with the Euclidean metric a subset of Rn is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line). A finite product of compact Euclidean sets is closed and bounded (its coordinate factors are), hence compact by that criterion.

Proof

technique · direct; evaluate the first-variation coefficient at the two configurations and compute the exact gauge difference for the signed source model
1.1givenF1F2F6

With j≡0 and A=0 one has F(A)=0 by [F1], so the coefficient −μ0−1Fμν∂μhν+jνhν of [F2] vanishes identically on U for every h∈Cc∞(U;R4); the first variation is c−1 times the integral of that coefficient by [F1], hence it is zero for every h and A=0 is stationary. This is part (a).

1.2givenF5F15algebra

For the potential A0=x1, A1=A2=A3=0 of part (b), [F15] gives ∂1A0=1 and ∂0A1=0, so the dictionary [F5] yields F01=∂0A1−∂1A0=−1; raising indices with η00η11=(−1)(1)=−1 gives F01=+1 and F10=−1, and all remaining components vanish because the other Aν are constant; the inverse dictionary of [F5] then gives E1=−cF01=c with E2=E3=0 and B=0, so E=(c,0,0) and ∂μFμν=0 on U because every component of F is constant and only the two nonzero components F01, F10 occur, whose coordinate derivatives vanish.

1.3givenF8algebra

For part (c), apply [F8] with Ω=(−1/4,1/4) and K={0}, with Ω=(−1,1) and K=[−1/2,1/2], and with Ω=(−1,1)3 and K={0}; this gives nonzero nonnegative ρ∈Cc∞((−1/4,1/4)), ζ∈Cc∞((−1,1)) with ζ=1 near [−1/2,1/2], and nonzero nonnegative ψ∈Cc∞((−1,1)3), all extended by zero. Set φ±(u):=(2±u)ζ(u) and χ±(x):=φ±(x0)ψ(x1,x2,x3); then φ± is a nonnegative compactly supported smooth function with φ±′(u)=±ζ(u)+(2±u)ζ′(u), which equals +1 and −1 respectively on a neighbourhood of [−1/2,1/2] and in particular on the whole support of ρ.

2.1step 1.2F1F2F3F9F10F17

With j≡0 the equation ∂μFμν=−μ0jν=0 of step 1.2 is exactly the coefficient equation of [F3], so [F3] gives that A is stationary; directly, for every h∈Cc∞(U;R4) the first variation is c−1∫U(−μ0−1Fμν∂μhν)dλ=−(cμ0)−1∫U(F01∂0h1+F10∂1h0)dλ=−(cμ0)−1∫U(∂0h1−∂1h0)dλ by [F2] and step 1.2. Each of ∫U∂0h1 dλ and ∫U∂1h0 dλ vanishes: Fubini [F10] writes the first as the iterated integral whose inner x0 integral is over a continuous compactly supported one-variable function, whose Lebesgue integral equals its Riemann integral by [F17] and is 0 by the fundamental theorem [F9], and symmetrically for the second; hence the first variation is 0 for every h and the direct computation confirms stationarity with no boundary term. This is part (b).

2.2step 1.3F4F7F10F11F13F14F18algebra

For every smooth potential A on a neighbourhood of U‾, [F4] gives S[A+∂♯χ±]−S[A]=c−1∫Ujμ∂μχ± dλ; with the source j0=cρ(x0), ji=0 of step 1.3 and the convention [F7], the integrand is j0∂0χ±=cρ(x0)φ±′(x0)ψ(x1,x2,x3), whose support is a closed subset of supp⁡ρ×supp⁡ψ, a compact subset of U by [F18]; Fubini [F10] factors the integral as c−1⋅c(∫−11ρφ±′ dx0)(∫(−1,1)3ψ d3x), the factors being finite Lebesgue integrals of continuous compactly supported functions; and since φ±′=±1 on supp⁡ρ by step 1.3, ∫ρφ±′=±∫ρ with ∫ρ>0, while ∫ψ>0: each positivity follows because the integrand is continuous, nonnegative and nonzero, so if the integral over the ambient open box vanished then monotonicity [F13] would give vanishing over every compactly contained ball and [F14] would force the integrand to vanish identically, a contradiction. Hence S[A+∂♯χ±]−S[A]=±(∫ρ)(∫ψ), strictly positive for + and strictly negative for −.

3.1step 2.2F4F7F10F12F15F17algebra

For the same data, the second form of [F4] gives S[A+∂♯χ±]−S[A]=−c−1∫U(∂μjμ)χ± dλ; here ∂μjμ=∂0(cρ(x0))=cρ′(x0) by [F7] and [F15], so the right-hand side is −∫Uρ′(x0)φ±(x0)ψ dλ=−(∫−11ρ′φ± dx0)(∫ψ) by Fubini [F10]; by [F17] the one-variable integrals equal their Riemann integrals, and integration by parts [F12] applied to ρ and φ± has vanishing endpoint terms because both are compactly supported, giving ∫ρ′φ±=−∫ρφ±′=∓∫ρ, which reproduces exactly the value ±(∫ρ)(∫ψ) of step 2.2. If instead ρ is constant on the whole neighbourhood, then ∂μjμ=cρ′=0, and [F4] (b) gives S[A+∂♯χ]=S[A] for every compact gauge variation χ; no globally monotone compact function occurs anywhere.

4.1givenstep 3.1F1F6F16∎

The computation used exact substitutions in the declared box functional, the one-variable fundamental theorem for compactly supported functions and the factoring of the four-dimensional integral by Fubini; it used no existence of sources or fields, no numerical value of μ0, no global gauge statement and no globally monotone compact function. All integrals are the finite-region Lebesgue integrals of the definition, and Countable Choice [F16] enters only through the inherited measure statements [F14] and the cited theorems; this is part (d).

Source notes

Tong §5.5.3 (printed pp. 125-126) discards the total derivative in the variation and computes the gauge shift S→S−1c∫χ ∂μJμ; the exact compact-support witnesses here replace that informal step, and the sign of the coupling is checked with overlapping supports rather than with a global monotone function. Binney §3.6 (printed pp. 30-31) records that the remaining Maxwell equations are geometric rather than variational; the direct variation computation of part (b) is the framework's own check in its (−,+,+,+) dictionary.

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