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A fixed smooth-domain extension that preserves smooth parameters
Statement
Let be a bounded smooth graph domain: a nonempty bounded open set such that for every there are an open neighbourhood of , a rigid motion , an open ball and a function such that, after shrinking so that ,
which is the case of the bounded graph domain of Bounded C^k domains and boundary charts. Let be an open set with . Then there exists a real-linear operator , determined only by , a finite smooth atlas and fixed cutoffs, such that for every open interval (Intervals of : the nine order-convex forms, nondegeneracy, and length) and every function that is of class on the open set and whose every mixed derivative has a continuous extension to ( maps and multi-index derivative notation in Euclidean space, Directional derivatives and partial derivatives of a map ), the function is of class on , satisfies for all and
for all multi-indices and all , and is spatially supported in one fixed compact subset of , in the sense that there is a compact with for all , . In every seminorm formula below, a supremum over an empty indexing set is defined to be ; for a nonempty bounded family of nonnegative reals it denotes the usual least real upper bound. This convention applies also to the local seminorm formulas in the proof. For every compact , every integer and every ,
where and , and the constant depends only on , , the atlas and cutoffs. The extension commutes with every time derivative: for all . No bound uniform over an unbounded is asserted. Vector-valued inputs of finite dimension are extended componentwise. The construction adds no choice principle: the finite atlas is selected from the cover of all admissible smooth chart patches, finite cutoffs come from the published choice-free compact cutoff lemma, and the infinite coefficient sequence is defined by the explicit formula below. The consuming elliptic or Sobolev argument retains whatever choice principles its own suppliers declare.
Facts & Assumptions
Given: A bounded smooth graph domain , an open set with , an open interval , and a function of class whose mixed derivatives all extend continuously to .
Smooth graph charts and flattening (Bounded C^k domains and boundary charts, Euclidean maps and diffeomorphisms). A bounded domain has, at each boundary point, graph data with ; its flattening chart is on , a diffeomorphism onto with inverse and ; on compactly contained patches the derivatives of and through order are bounded. Here , so these charts and inverses are of class .
Compactness (A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it: every ambient open cover of a compact subspace has a finite subcover) (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right, Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, Interior, closure, boundary, limit point, isolated point and dense subset of a metric space, Bounded subset, diameter, distance from a point to a set, and distance between two sets in a metric space). A space is compact when every open cover has a finite subcover. A subset of () is compact if and only if it is closed and bounded; closed boxes are compact. and are the set-theoretic boundary and closure, is closed and, being the closure of a bounded set, is bounded.
Choice-free Euclidean cutoffs (Test function cutoffs and euclidean localization). In ZF, for compact with open there is with and on a neighbourhood of .
calculus ( maps and multi-index derivative notation in Euclidean space, Directional derivatives and partial derivatives of a map , Euclidean maps and diffeomorphisms, The chain rule for total derivatives: , Sums, scalar multiples, products and quotients: , , , and when , Sums, scalar multiples, products, absolute values, maxima, minima and quotients with nonvanishing denominator of continuous functions are continuous, as are constants, the identity and every polynomial function, If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative). A map is on an open set when every word of at most coordinate partial derivatives exists and is continuous; means for all . Sums, scalar multiples and products of functions are ; a composition of maps is ; a map with continuous first partial derivatives everywhere on an open set is totally differentiable there, with derivative the Jacobian. Continuous functions on compact intervals are Riemann integrable.
Fundamental theorem of calculus (The second fundamental theorem: if is differentiable on with and is integrable, then , The first fundamental theorem: if is integrable on and continuous at , then ; in particular a continuous has as a primitive, A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion, The derivative of at a point that is a limit point of , and differentiability on a set). If is differentiable at every point of (one-sided at the endpoints) and is integrable on , then ; if is continuous at and is its integral function, then .
Powers, series and monotone limits (Integer powers , Laws of integer exponents, Series, partial sums, convergence and the sum, divergence, and the tail series, For , , and for the series diverges, A nondecreasing sequence bounded above converges to the supremum of its range, and a nonincreasing sequence bounded below to the infimum). is the integer power with , and ; the series converges to , and its tails are ; a nondecreasing sequence of reals bounded above converges to its supremum.
Real polynomials and their roots (Formal real polynomials, evaluation, degree, leading coefficient, and monic polynomials, A nonzero real polynomial of degree has no more than distinct real roots, Finite sums and finite products, by recursion, Laws of finite sums and finite products). A formal real polynomial is or a finite coefficient list with , evaluated by , with ; a nonzero polynomial of degree has at most distinct real roots. Finite sums and products of reals are defined by recursion and obey additivity, splitting, scaling, and distributivity laws.
Proof
The construction is standard Seeley reflection; the proof defines the reflection coefficients from scratch (so that no external coefficient-existence assertion is assumed), proves the exact moment identities, performs the reflected extension on one flattened half-space with parameters, glues the two sides by the fundamental theorem of calculus, and assembles finitely many chart pieces with a partition of unity.
Since is bounded and closed [L2], it is compact by Heine-Borel [L2]. The family of all admissible smooth chart neighbourhoods of boundary points is an open cover of , and itself is open; hence the family formed by and all admissible smooth chart neighbourhoods covers the compact set , so it contains a finite subcover, say together with , where each carries chart data with and rigid motion [L1, L2]. Extracting the finitely many chart data is a finite choice, available in ZF; choose these chart neighbourhoods already inside and with flattened images equal to symmetric product boxes : every boundary point has such a smaller neighbourhood, so use the cover by these smaller charts before taking the finite subcover. Fix these finitely many maps and data for the rest of the proof.
Put for , the integer powers of [L6]. For define Here ; for one has , and for one has . Hence and its sign is for every .
For reals with one has, by induction on using the field axioms, and . Applying this with and the geometric sums and [L6] gives for every finite set and every the two bounds and : the first because the product over equals and the product over is at most , the second because the factor is and the remaining product is at least .
Let be continuous on the strip (with open, ) and suppose that every first partial derivative of exists and is continuous on each open half-strip and and extends continuously to the corresponding closed half-strip, the two extensions agreeing on ; let denote the resulting common continuous function on the whole strip, the index running over the four coordinates. Fix a point in the strip. If a segment , , stays inside one open half-strip, then is differentiable at every point of with derivative on and one-sided derivatives at the endpoints, and is continuous, hence integrable, on [L4, L5]; the second fundamental theorem gives . If the segment meets at a parameter , apply the identity on closed subintervals staying strictly in either open half-strip, then let their endpoints approach . Continuity of gives convergence of the endpoint values, while the continuous extension of is bounded near , so the omitted integrals tend to . Additivity gives the same identity on the whole segment, including when is an endpoint; no derivative at the interface is assumed. For , integrals are interpreted with reversed limits. If the segment lies entirely in the interface (a tangential or time direction), translate it by a positive normal distance and use the identity just proved on the positive half-strip. Continuity of and of on the compact translated-segment strip gives uniform convergence as , hence the same integral identity on . Dividing by and letting , continuity of at gives ; thus every first partial derivative of exists on the whole strip and equals the continuous function . By [L4] is totally differentiable at every point with that Jacobian, and in particular all first partial derivatives are continuous, so is on the strip.
For , rewriting each factor defined in step 1.2 as and gives where empty products are ; indeed the powers of contribute , and the two denominator products collect the factors for and for . By step 1.3 the numerator is at most and each denominator product is at least , so for all . For fixed the ratio exceeds whenever , because its numerator exceeds and its denominator lies in ; hence is nondecreasing and bounded above by , so the monotone convergence theorem [L6] gives a limit with sign and . Consequently, for every integer and every one has , so for such and the series converges, with tails bounded by whenever .
For every and every integer with one has Indeed, expanding the linear factors of each by distributivity gives each function the structure of a real polynomial of degree at most with explicit finite coefficient sums [L7], so is a real polynomial of degree at most . At a node every product vanishes for and equals for , so for all . Thus has distinct roots; were nonzero, its degree would be defined and at most , contradicting the root bound [L7]. Hence is the zero polynomial, and evaluating at , where , gives .
Let be continuous on the strip and suppose that for every word of coordinate indices with the iterated derivative exists and is continuous on each open half-strip and extends continuously to the closed half-strips, the two extensions agreeing on ; let be the common extension. Then is of class on the strip, and every iterated derivative of on the strip equals the corresponding common extension. Indeed, induct on : for this is the assumed continuity, and for the iterated derivative has, by the induction hypothesis, the continuous extension to the strip, whose first partial derivatives on each open half-strip exist and are continuous and extend continuously to the closed half-strips with the extensions agreeing on ; step 1.4 applied to shows that is on the strip with . Hence every iterated derivative of of every order exists and is continuous on the strip, that is, is there, and each iterated derivative equals the corresponding common extension.
Let be the finite family consisting of the members of step 1.1 and the member . For each choose a member of containing and then an open Euclidean ball with rational centre and rational radius containing and whose closure is contained in that member; the countable, explicitly defined family of all open balls with rational centre and rational radius whose closure is contained in at least one member of covers the compact set , so compactness [L2] yields finitely many balls covering . For each choose a member of containing ; this is a finite choice in ZF. By [L3] applied to the compact sets there are with and on a neighbourhood of . Then is smooth and positive on a neighbourhood of because each carries such a neighbourhood; apply [L3] again, with compact and open , to obtain with and on a neighbourhood of . Since the support of is compact and contained in , the function , defined to be on and elsewhere, is smooth with compact support in . For put and put , assigning index to the member . Each is smooth, compactly supported and nonnegative, with for and , and on a neighbourhood of , in particular on .
For every integer the series converges absolutely with sum . Indeed, fix and ; by step 2.2, , so ; the first sum tends to as because there are finitely many coefficients and each converges to by step 2.1, and the second sum is bounded in absolute value by uniformly in by step 2.1. Letting first and then gives , the absolute convergence being part of step 2.1.
Fix open, and an interval , and let be continuous, of class on , with every mixed derivative extending continuously to , and suppose vanishes outside a compact subset of . Choosing a cutoff with and near [L3], define for and for , with the limiting coefficients of step 2.1. In this formula and each of its derivatives are extended by zero for ; this extension is smooth there because vanishes on a neighbourhood of . For fixed the series is finite: for all large , where vanishes, so only finitely many terms are nonzero; hence is well defined on . As each term tends to by continuity of and , and the tail is bounded by , which tends to uniformly on compact sets by step 2.1; by step 3.1 with the lower and upper limits both equal , so is continuous on the strip. Moreover vanishes on the complement of the fixed compact spatial support of on together with the projection of that support in the -variable times , with arbitrary , so it is spatially supported in a fixed compact subset of .
is of class on each of the two open half-strips, with the following derivative formula on , valid for every multi-index and all : a finite sum for each fixed because only the finitely many with contribute. On the function equals , which is smooth there. Both assertions follow by applying the product and chain rules [L4] termwise to a finite sum: on each set with the constraint admits only finitely many , so is a finite sum of smooth functions there, and every point of has a neighbourhood with such an . Moreover, for every compact and all there is a finite constant , independent of , with for some open with : each term contributes a factor times a fixed bound for the derivatives of of order at most , and by step 2.1.
For every multi-index , all and every compact , the derivatives in step 5.1 converge uniformly as to , and from the other side . Indeed, choose an open with ; all derivatives of through order appearing in step 5.1 are continuous on the compact set , hence bounded by a finite constant ; for the tail is bounded by by step 2.1, uniformly in , while the finitely many head terms converge as because near and all positive-order derivatives of vanish at , so each head term tends to ; the moment identity of step 3.1 makes the total limit equal to , uniformly on . Consequently every mixed derivative of on either side extends continuously to , and the two one-sided continuous extensions agree there.
Applying step 2.3 to the function on the strip : it is continuous by step 4.1, and by step 6.1 every word of iterated derivatives of has matching continuous one-sided extensions; hence is of class on the strip, agrees with on , and every mixed derivative of at a point with equals the corresponding boundary value of the mixed derivative of .
For put restricted to ; its support is compactly contained in . Pulling back by the smooth diffeomorphism [L1] gives a function, again written , on the open half-strip times that is smooth up to with all mixed derivatives extending continuously, and whose support is compact in . Choose open boxes containing that compact support and extend by zero where needed on the half-strip , and let be the construction of steps 4.1, 5.1 and 7.1 for these data. Then is on by step 7.1, is supported in a compact subset of that box, and agrees with wherever . Pulling back by and extending by zero outside the box gives a function with spatial support in a fixed compact subset of . For extend by zero on ; since is compact and contained in , the result is on with compact spatial support in . Define Each step is linear in (pullback, multiplication by the fixed cutoffs and the fixed coefficient series are linear), and the data depend only on and its fixed atlas and cutoffs, not on , on , or on ; hence is a real-linear operator determined only by these fixed data, and it commutes with because no piece depends on . Its values are spatially supported in the fixed compact spatial set supplied by the finitely many chart boxes and cutoff supports, contained in .
By step 7.1 each with is on , and is by construction, so the finite sum is on [L4]. Its derivatives on are the corresponding sums of the derivatives of the , and for every multi-index and the boundary values on from the exterior side of the piece equal the corresponding boundary values of by steps 6.1 and 7.1.
Seminorm bound. Let , and compact be given. If , both time seminorms are by the stated convention, so the estimate is . Suppose now that . For and , step 5.1 bounds each by a finite constant times : for this is immediate from the Leibniz rule and compact support, and for the pullback introduces the bounded derivatives of on the compact piece, the local cutoff contributes finitely many bounded terms, and step 5.1 supplies the coefficient sum ; the spatial derivatives of order at most and the fixed time order enter only through with , because the normal argument is sampled at and differentiated at most times. Summing over the finitely many pieces and over gives a constant , independent of , , and , with ; the right-hand side is bounded on because the finitely many mixed derivatives are continuous on the compact set , and taking the supremum over gives the displayed estimate. The commutation identity below holds for every , independently of . Since each piece commutes with , .
On one has because there and each piece agrees with on the physical side; by continuity this identity extends to . More generally, for every multi-index and every , the continuous extension of to equals on : on the open set this is the Leibniz rule for the finite sum [L4], and on it follows from step 9.1 because the exterior boundary values of the pieces add up to the boundary values of , the partition identity holding on a neighbourhood of .
For a finite-dimensional vector-valued input the construction applied componentwise produces , and all bounds and agreement statements hold in each component. As to choice: the finite atlas is extracted by compactness from the definable family of all admissible smooth chart patches, the finitely many cutoffs and indices are finite choices in ZF, and the coefficients are fixed by the explicit formula of step 1.2 and the limits of step 2.1; no infinite selection is made, so the construction adds no choice principle beyond those carried by the cited suppliers. This completes the construction and proves every assertion of the statement.
Depends on
Bounded C^k domains and boundary charts
Euclidean maps and diffeomorphisms
maps and multi-index derivative notation in Euclidean space
Directional derivatives and partial derivatives of a map
Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
Interior, closure, boundary, limit point, isolated point and dense subset of a metric space
Bounded subset, diameter, distance from a point to a set, and distance between two sets in a metric space
Test function cutoffs and euclidean localization
The chain rule for total derivatives:
Sums, scalar multiples, products and quotients: , , , and when
Sums, scalar multiples, products, absolute values, maxima, minima and quotients with nonvanishing denominator of continuous functions are continuous, as are constants, the identity and every polynomial function
If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative
The first fundamental theorem: if is integrable on and continuous at , then ; in particular a continuous has as a primitive
The second fundamental theorem: if is differentiable on with and is integrable, then
A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion
The derivative of at a point that is a limit point of , and differentiability on a set
Intervals of : the nine order-convex forms, nondegeneracy, and length
Integer powers
Laws of integer exponents
Series, partial sums, convergence and the sum, divergence, and the tail series
For , , and for the series diverges
A nondecreasing sequence bounded above converges to the supremum of its range, and a nonincreasing sequence bounded below to the infimum
Formal real polynomials, evaluation, degree, leading coefficient, and monic polynomials
A nonzero real polynomial of degree has no more than distinct real roots
Finite sums and finite products, by recursion
Laws of finite sums and finite products
A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it