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Local Cauchy neighborhoods in a conically bounded product chart
Statement
Assume Countable Choice and Dependent Choice (The Axiom of Countable Choice (), The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain). Let be a time-oriented smooth Lorentzian four-manifold (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model), with the locally absolutely continuous causal curves of Causal curves, chronological and causal reachability, and inextendibility. Let be an open interval containing , and let be the open ball of radius centered at , with Euclidean norm . Suppose is a diffeomorphism of an open set , satisfying:
(C1) is future timelike and every -level is spacelike;
(C2) there is such that for every nonzero future causal vector based in .
Write , and compute the domains of dependence intrinsically in : Here inextendibility means absence of an endpoint limit in the specified open submanifold, and Cauchy intersection means exactly one parameter visit (Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons). Then:
(a) and .
(b) The corrected open collar is a neighborhood of the entire slice in and is contained in ; more precisely and .
(c) The open set contains , and is a Cauchy hypersurface of . Consequently is globally hyperbolic by The existence of a Cauchy set implies strong causality and compact causal diamonds.
(d) Generic spacelike and noncompact scope. For every smooth embedded spacelike hypersurface without boundary there exist an open neighborhood of , a smooth positive function , and a diffeomorphism such that is temporal and is future timelike. The intrinsic set is an open neighborhood in which is Cauchy, hence is globally hyperbolic. Neither compactness nor global acausality of in is assumed. No positive uniform lower bound for is asserted.
Facts & Assumptions
Given: Countable and Dependent Choice, the product chart with (C1),(C2), and, for (d), a smooth embedded spacelike hypersurface without boundary.
A temporal function has positive differential on nonzero future causal vectors and is strictly increasing along future causal curves; its composite with such a curve is locally absolutely continuous (Temporal functions are time functions, and time functions forbid closed causal curves (a),(b)). The causal-curve calculus supplies smooth composition and finite concatenation (Chart independence, concatenation, reparametrization and transitivity for causal curves (b),(d)). For absolutely continuous functions the fundamental theorem of calculus holds under the stated choice assumptions (Fundamental theorem of calculus for absolutely continuous functions).
In a small convex normal set about , the endpoint of a causal segment starting at has future causal or zero position vector ; a future timelike position vector gives a radial timelike segment contained in (Local causality in a convex normal ball: causal reachability is the exponential cone, the Lorentzian length is bounded by the displacement radius, and null endpoints force the null geodesic (a),(b), Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points). The squared displacement satisfies , where (The differential of the squared-displacement function and the position vector of the reversed geodesic (a)); radial tangents keep causal character and orientation (Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed). Nonzero future causal vectors pair strictly negatively with future timelike vectors (Pairing of an observer with future causal vectors).
Closed future causal cones are convex; their wider cones and timelike interiors vary continuously in smooth coordinates (The timelike set has exactly two convex components, described in orthonormal coordinates, Timelike, null, spacelike and causal vectors of a Lorentz vector space). The two-point inverse exponential is smooth on convex normal sets (The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse).
A smooth field transverse to an embedded hypersurface has an injective flowout on an open neighborhood of its zero section under Countable Choice (The flowout theorem). Its maximal flow is smooth on an open domain with interval fibers containing zero (The fundamental theorem on flows). Smooth subordinate locally finite partitions of unity exist under Countable Choice (Smooth partitions of unity exist on manifolds).
A spacelike Cauchy hypersurface in a time-oriented smooth Lorentzian manifold implies global hyperbolicity (The existence of a Cauchy set implies strong causality and compact causal diamonds). All curve, reachability and domain definitions here are applied to the induced open submanifold, not to ambient (Causal curves, chronological and causal reachability, and inextendibility, Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons).
Proof
Since is spacelike, its one-dimensional Lorentz-orthogonal complement is timelike, and lies in that complement. Since and is future timelike, is past timelike. Thus [L1] gives strict increase of along every future causal curve. On any compact parameter interval , (C2) and the absolutely continuous fundamental theorem give . Hence the curve image is the graph of a -Lipschitz function on its time interval, without requiring a smooth inverse parameter map.
For the generic construction, the global smooth future timelike field is transverse to , since no tangent vector to a spacelike hypersurface is timelike. By [L4] its flow embeds an open zero-section neighborhood in onto an open neighborhood of . At the inverse time covector annihilates and has value on , so its gradient is past timelike. Shrink the flow domain to the open subset on which this remains true. Take all pairs with open in , a positive rational, and contained in that temporal domain; their spatial sets cover . A subordinate smooth locally finite partition exists by [L4]. Define . This is smooth and positive. At each only finitely many terms are nonzero; one with maximal satisfies and . Hence the entire strip lies in the temporal flow domain. Restricting to this strip gives the diffeomorphism and temporal coordinate stated in (d), with future timelike . Countable Choice is used for the flowout and partition suppliers; the causal calculus retains its stated Dependent Choice assumption.
The time graph is itself an admissible causal parametrization. At a differentiability point of this Lipschitz graph, choose fixed Euclidean coordinates and a positive-definite form . For sufficiently small , the constant Lorentz form has a closed convex future cone containing all future -causal vectors based sufficiently near the limiting point: continuity makes there, and orientation is fixed by the common temporal covector. The graph increment divided by its positive time increment is the integral of original causal velocities divided by that increment, so lies in this convex wider cone. Let the increment tend to zero and then ; the tangent lies in the original future causal cone and is nonzero. This holds almost everywhere because the graph is Lipschitz. If it has a limit in at a finite time endpoint, adjoining that endpoint preserves the Lipschitz bound and the almost-everywhere causal tangent condition; hence it gives a causal segment from that endpoint to each interior point. The same reasoning holds in any relatively compact temporal coordinate box with a finite causal speed bound.
If , the past vertical fiber , , avoids and has no limit in at its past end: a finite endpoint time is excluded from , and an infinite endpoint has no finite coordinate limit. It is therefore past-inextendible in , proving . Reversing time proves , so (a) holds.
We record past heredity above the zero slice. If and with , then . Otherwise a past-inextendible avoiding curve through , restricted to its past half ending at , can be concatenated with a causal segment . Strict temporal increase keeps this segment at positive times, and finite concatenation preserves local absolute continuity and the causal tangent condition; its past end is unchanged. The resulting past-inextendible curve through avoids , contradiction. The same argument works for any temporal collar whose zero slice is its initial hypersurface.
Around each choose spatial coordinates and so that the closure of the product box lies in a larger temporal coordinate box inside the strip. This is possible by openness after shrinking a slice chart and its time interval. On each such compact enlarged box, the causal vectors normalized by have uniformly bounded spatial components. Indeed, an unbounded sequence, divided by its Euclidean norms and passed to a convergent subsequence over the compact box, would limit to a nonzero future causal vector annihilated by , impossible since is spacelike. Closedness follows from continuity of the metric and orientation. Thus there is with throughout the local box. The corresponding intrinsic open funnels are . Their zero slices cover . These constants are local; no common width, radius or speed constant is assumed.
Suppose a past-inextendible curve through with avoids . Its time values on the past half remain positive, and their infimum is . Its Lipschitz spatial graph has a limit in the closed Euclidean ball as . Since , a limit with would be a limit point in , contradicting inextendibility; hence and . This is incompatible with the strict defining inequality of . The negative-time case reverses time, and zero-time points already lie on . Thus . It is open and contains every point with , so is a neighborhood of the entire slice and satisfies .
If has positive time, a past-inextendible curve in through avoiding has only positive times. On the component of its past half remaining in the local box, the integrated speed estimate of step 1.1 holds with . It cannot reach the spatial boundary at time , since that would give , contradicting the funnel inequality. It cannot exit through a time boundary while proceeding to the past with . If it never exits, its spatial graph has a limit at its nonnegative past time infimum, and its norm is at most . That endpoint lies in , contradicting inextendibility there. Consequently . The negative case reverses time; zero-time points lie on already. Therefore , and contains the entire hypersurface. This proves the inclusion in the intrinsic domain of the whole collar, not merely in domains computed in individual boxes.
Let be a two-sided inextendible causal curve in avoiding . Its times are either entirely positive or entirely negative; assume positive. By (a), every image point belongs to . If its past end has no limit in , its past half is already a past-inextendible avoiding curve in , contradicting this membership. Otherwise it converges to with . If , then , contradicting inextendibility in . It remains to exclude a positive-time endpoint .
Suppose that endpoint has . Choose a small convex normal set about and a point on a sufficiently short tail of contained in . Step 2.1 supplies a causal segment from to , so is nonzero future causal by [L2]. Move a small positive distance along its future timelike coordinate fiber to . If is timelike, continuity keeps future timelike. If is null, its radial tangent is nonzero future null, and the Gauss differential gives . Therefore for small positive , and future orientation persists because . Thus in either case . Smoothness of the two-point inverse and openness of the timelike cone give a neighborhood of such that for every . Since has positive time, it belongs to by (a), and step 2.3 gives . Hence , contradicting inextendibility in . The negative case reverses time. Every inextendible -curve therefore meets , and strict temporal increase gives exactly one parameter visit. This proves (c)'s Cauchy property without asserting openness of a one-sided domain.
Negative-time vertical fibers of the variable strip avoid and have no limit in at their past endpoint ; the future counterparts handle positive times. Hence the intrinsic analogue of (a) holds. The heredity proof of step 2.3 applies on this temporal collar. An inextendible -curve avoiding has one time sign; if its appropriate endpoint has no limit in , the domain definition contradicts its membership. If the endpoint lies in at zero time, it is in . If it lies at nonzero time, a relatively compact temporal chart around it has a finite speed bound by the normalization argument in step 2.4. Steps 2.1 and 5.1 then give the same local causal endpoint segment, radial timelike perturbation, and neighborhood forced into the appropriate one-sided domain by heredity. Thus that endpoint is in , again contradiction. Every inextendible -curve therefore meets exactly once. This argument also handles curves escaping spatially at infinity: they have no collar endpoint and are already quantified over by the intrinsic domain definition.
The hypersurfaces in (c),(d) are smooth spacelike embedded hypersurfaces and have the proved Cauchy intersection property. Applying [L5] to their respective induced open manifolds establishes both stated global-hyperbolicity consequences. Clauses (a),(b),(c),(d) follow respectively from steps 2.2, 3.1, 4.1 and 5.1, and 1.2, 2.4, 3.2 and 6.1.
Remarks
The radius and speed appear in the combination : the available spatial margin must exceed the maximal displacement before reaching the initial slice. All domains, Cauchy properties and resulting global hyperbolicity are intrinsic to the stated open submanifolds. No ambient causal convexity is asserted.
The generic construction preserves arbitrary spacelike tilt and permits a prescribed future timelike transverse flow field. In a local temporal chart, a spacelike graph is flattened by ; its conormal is timelike and its orientation is fixed by . Shrink where remains temporal and recompute the local speed constant using , rather than retaining the constant for . If , then and the new bound is . Otherwise compact cone normalization gives a finite local constant directly. No global small-tilt or noncompact uniform-width condition is required.
Depends on
The Axiom of Countable Choice ()
The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain
Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons
Causal curves, chronological and causal reachability, and inextendibility
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
Temporal functions are time functions, and time functions forbid closed causal curves
Chart independence, concatenation, reparametrization and transitivity for causal curves
Fundamental theorem of calculus for absolutely continuous functions
Local causality in a convex normal ball: causal reachability is the exponential cone, the Lorentzian length is bounded by the displacement radius, and null endpoints force the null geodesic
Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points
The differential of the squared-displacement function and the position vector of the reversed geodesic
Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed
Pairing of an observer with future causal vectors
The timelike set has exactly two convex components, described in orthonormal coordinates
Timelike, null, spacelike and causal vectors of a Lorentz vector space
The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse
The flowout theorem
The fundamental theorem on flows
Smooth partitions of unity exist on manifolds
The existence of a Cauchy set implies strong causality and compact causal diamonds
Dependency tree · 2 levels
Sources
- P. T. Chrusciel, Elements of causality theory, arXiv:1110.6706 (2011): Theorem 2.9.9 with Lemma 2.9.11 (curves in the interior of the domain of dependence meet S, I+(S), I-(S)) and the openness argument of its proof, printed pp. 46-50; Proposition 2.2.3 and Definition 2.2.7 (elementary regions) printed pp. 8-13
- E. Minguzzi, Lorentzian causality theory, Living Reviews in Relativity 22 (2019), article 3: Proposition 3.44 and Proposition 3.43 on domains of dependence and causal convexity, printed pp. 97-99