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Global CY threefold flop model from perverse-point Quot schemes
Statement
Assume the Axiom of Choice. Let be a small projective birational morphism from a connected smooth projective complex threefold with to a normal projective terminal Gorenstein threefold. Suppose is crepant, every fiber has dimension at most one, and is an isomorphism off finitely many points. Here small means its exceptional locus has codimension at least two; terminal means every exceptional divisorial valuation has positive discrepancy. Then there is a connected smooth projective threefold , with , a small projective crepant birational , and a relative perfect complex on , such that is an equivalence and . The scheme is the reduced distinguished component of the explicitly constructed projective perverse-point Quot scheme. For every Cartier divisor whose negative is -nef, its strict transform is -nef. Nef here means nonnegative degree on every contracted integral curve. Identification with a specified directed extremal flop uses this nef-transform property and the numerical recognition theorem; no such identification is assumed in constructing .
Facts & Assumptions
Given: The geometric data of the Statement. Work in ZF+AC, hence DC. Crepancy means equality of canonical pullback with the canonical line, with zero discrepancy. Every category, perverse heart, Quot functor and kernel used below is explicitly constructed.
Derived category of an abelian category fixes bounded derived complexes, and Coherent sheaves on a locally Noetherian scheme supplies the Noetherian coherent abelian category. Projective Hilbert schemes represent all flat finitely presented families represents actual projective embedded flat Hilbert families on all test schemes. The relative Quot used below is proved from this Hilbert interface, not imported.
Serre vanishing for coherent sheaves and ample twists and Eventual generation of coherent projective twists give eventual higher-cohomology vanishing and generation of coherent twists. Coherent higher direct images under proper morphisms gives coherence; the finite Cech models below supply the displayed relative-base-change and local-freeness arguments.
Projective coherent duality over a regular local base over the regular base C supplies canonical coherent trace/evaluation. Serre duality for locally free sheaves on a smooth projective variety supplies normalized smooth-projective trace. Resolving in projective space and tensoring those finite complexes with an arbitrary C-algebra supplies the family trace identities below. Dualizing complexes and coherent biduality for regular-ring quotients supplies the dualizing complex for a quotient R of a regular local ring A of dimension d. Crepant Gorenstein duality dual to itself is derived over that regular presentation in step 2.1, not an assumed rational-singularity theorem.
A three-dimensional perfect residue-field complex forces regularity supplies the actual locally proved diagonal residue-field-complex regularity theorem, with no assumed CM or self-duality.
regular local rings are domains and cohen macaulay and The three Depth Lemma inequalities supply only the regular-ring codimension-two acyclicity AFTER W has been made smooth by F4. The curve Euler identities used below are proved directly, without an unstated threefold Riemann–Roch premise.
The Axiom of Choice is the ambient foundational premise.
We prove the cohomological-dimension-one input for the projective morphism in the Statement. Fix ANY target point x and work over an affine neighborhood U where projectivity gives a closed embedding into projective N-space over U; a coherent projective-bundle embedding has this form after a finite free presentation on U. The residue field k(x) contains C and is infinite. On the geometric fiber, choose a linear form h0 containing none of its finitely many one-dimensional components. Its zero set on the fiber is finite; choose a second linear form h1 nonzero at every point of that finite set. These forms can be chosen over k(x): the finitely many bad conditions are proper linear subspaces over its algebraic closure, and an affine space over an infinite field is not covered by their finite union. This also covers a zero-dimensional or empty fiber. Their common-zero SUBSCHEME on the fiber is empty, including all multiplicities, since one of the two forms is a unit at every point of that fiber. Lift the finitely many coefficients to regular functions on a smaller affine neighborhood of x. The common-zero locus Z in is closed and its image is closed because f is proper, in the sense of Proper morphisms. Since x is not in that image, shrink U by its complement, then choose an affine neighborhood of x in it. Now and cover ; each is affine over U, as a closed subscheme of the standard hyperplane complement, by Standard opens are affine. Their intersection is likewise affine, or use separatedness. The same holds after restriction to every affine open inside U. For ANY coherent sheaf F the exact quasi-coherent affine-cover comparison Cech cohomology computes quasi-coherent cohomology on a separated scheme computes cohomology by the two-open complex, which has no terms in degrees at least two. Thus for every affine U' inside U and . The sheafification formula Local-section formula for derived direct image then gives on U for . Such neighborhoods exist at every x. This proves precisely the needed vanishing for all coherent sheaves, not only the structure sheaf, without a proper-fiber vanishing theorem as an external input. In particular apply it to in step 1.1.
Proof
Rationality directly from crepant duality. Normality and proper birationality give : a rational function regular on V has no pole along any height-one prime of R, and normality identifies R with their intersection. By [F7], the geometric fiber bound gives for ; the potentially nonzero is finite length since f is an isomorphism off m. Put , so there is a truncation triangle .
Work at one of the finitely many closed exceptional-image points, with . Choose a regular local C-algebra A of dimension d and a surjection from a local affine-space presentation. The closed immersion Spec A and the projectivity of f make projective over A, so the regular-base supplier applies to over A. Its dualizing complex is , by the smooth local canonical calculation in that supplier; the quotient supplier gives . The Gorenstein hypothesis identifies . Put , a bounded finite R-complex by F2 and F7. Derived coinduction gives : take an injective A-resolution I of A[d], observe is termwise R-injective, and use . Regular-base projective duality now identifies this with . Crepancy and projection formula therefore give ; trivializing the invertible yields . This argument precedes and does not use rationality. For finite-length L, the same coinduction computes , concentrated in degree zero: the Koszul resolution of the residue field gives the assertion for that field, and a finite composition series gives it for L. Denote this exact finite-length dual by L∨; biduality gives only when . Thus , after the same canonical-line trivialization. Dualizing the truncation triangle gives .
In degree one this triangle forces : the degree-one cohomology of its left and right terms is zero. Its degree-two segment also forces . Consequently . No rational-singularity theorem or nef-big vanishing has been assumed. The use of coherent duality here is the actual finite-map/regular-embedding duality, obtainable from a regular local presentation of R and a projective embedding of V; it is not an assumption that V has a tilting object.
The regular-presentation construction in step 2.1 applies to every bounded coherent F on , not only : regular-base projective duality and the identical coinduction calculation give . By crepancy this is precisely relative coherent duality with , after cancelling the canonical line and shift. The comparisons are the canonical trace/evaluation comparisons of the supplied embedding, so agree under restriction and glue. For families used below, the finite locally free relative kernel models and bounded Cech totalizations over C give their base-change trace maps; no application of a regular-base assertion directly to the singular R is made.
The projective Quot construction. Let V,S be projective complex schemes and E a coherent sheaf on V×S. Fix a very ample line bundle H on V and a fiber Hilbert polynomial P. The functor of finitely presented S-flat quotients of E with polynomial P is represented by a projective S-scheme, as follows.
First take a vector bundle E0 on V×S. The square-zero algebra defines a finite S-projective scheme Z over V×S; its closed zero section is V×S. Both Z and the zero section are flat over S. A quotient is equivalent to an ideal inside ; the closed subscheme W defined by I contains the zero section and has . Flatness of F is equivalent to flatness of , since the direct summand O is S-flat. With the pullback polarization the polynomial of W is . Apply the actual Hilbert supplier to Z/S and this polynomial, obtaining a projective scheme H0 and its universal ideal .
The condition that W contain the zero section is closed, including on nonreduced tests. Indeed is H0-flat (kernel of a quotient of two H0-flat sheaves). For sufficiently high twist its pushforward is locally free and generates it, and the pushforward of of that twist is also locally free. The zero locus of the resulting bundle map represents exactly being zero. Here uniform relative Serre vanishing exists because H0 is Noetherian and projective; a finite affine covering gives one sufficiently high twist. This zero locus is therefore a projective S-scheme representing Quot(E0,P) on all tests.
For general E choose a finite presentation with E0 a vector bundle. Such a presentation exists by an absolute ample twist on the projective scheme V×S. After Quot(E0,P) has been constructed, choose E1 to be a sufficiently negative sum of the same ample line bundle surjecting onto . Its exponent can be made arbitrarily large. The universal quotient F is flat over this projective parameter scheme, so a sufficiently high twist has locally free pushforward and no higher cohomology. Vanishing of is consequently the zero locus of a section of a finite vector bundle (base twists on S cause no change). It cuts out a closed subscheme representing exactly quotients factoring through E. This construction uses equations of sheaf maps, so its representing bijections persist for arbitrary, including non-Noetherian and nonreduced, base changes. No boundedness theorem for stable sheaves is used.
For clarity, the base-change assertions needed here have a finite-complex proof. A coherent family flat over a Noetherian parameter base on the fixed smooth projective V has finite relative Tor amplitude, computed by a locally free relative resolution of length at most dim(V). A finite affine Cech model computes its proper pushforward and every derived base change. The pushforward is bounded coherent by F2 and has bounded Tor amplitude, hence has a finite locally free model on each parameter affine (cancel a bounded-above finite free resolution using its bounded point-Tor amplitudes). If all fiber cohomology is in degree zero, a minimal such model has only degree zero, so the pushforward is locally free and commutes with all base changes. Applying this after high twist proves the vector-bundle pushforwards in the Quot construction. Applying it to a universal family on its Noetherian parameter scheme, then pulling that universal identity back, includes arbitrary non-Noetherian tests without assuming closed-point Nakayama on such tests.
Pullback ideals. Let be projective birational, with V a connected smooth projective threefold, X normal projective Gorenstein, f small and crepant, and every fiber at most one-dimensional. Assume f is an isomorphism outside a finite set. The preceding local duality argument proves and glues.
For a coherent sheaf A on X, . Locally choose a finite free presentation of A, let J be the image of its pulled-back relation map into , and use . The long exact sequence and cohomological dimension one give the assertion.
For torsion-free A, also . More explicitly the free-resolution/projection double complex gives the exact sequence . The first term is supported on the exceptional image and is therefore torsion; its map into torsion-free A is zero. The projection calculation is valid even if A has infinite projective dimension: the pushforward direction has only degrees zero and one, so each fixed total degree sees only two terms and no unbounded convergence assertion is required. In particular for the ideal of every point .
Exact quotient properness calculation. Fix a point and put , computed using H. On V×X let , where is the universal point ideal on X×X. Form the relative projective scheme from §1.
At a closed point of Q there is a quotient with polynomial P0. Its kernel K has rank zero. On the complement of , the source is ; a rank-zero submodule of this line bundle on the integral V is zero. Thus K is supported on . Moreover injects into , so it is a torsion submodule of a torsion-free sheaf and is zero.
Euler characteristics now force the other pushforward to vanish. By §2, . By and the constant term of P0, . Hence . Since K is supported on the single fiber, , and f has cohomological dimension one, . Therefore . The quotient sequence gives , with the canonical unit map an isomorphism.
This calculation is the key properness argument. It does not presume that pushforward preserves arbitrary coherent quotients, and it does not discard a torsion boundary by calling it unstable.
The universal graph-normalized kernel. First take with its universal flat quotient ; this is a Noetherian base. On each geometric fiber the preceding calculation gives . Derived base change for the S-flat proper family F therefore gives that is S-flat in degree zero. The adjunction map from the graph ideal to restricts to the fiberwise unit isomorphisms in §3. Its cone is zero by the relative Nakayama criterion for bounded finitely presented flat families; consequently canonically. All these universal complexes have finite Tor amplitude over Q and commute with derived base change, computed by finite affine Čech models. Pulling this universal isomorphism to any test therefore proves the same assertion for arbitrary non-Noetherian or nonreduced S, rather than using a closed-point Nakayama argument on an arbitrary base.
Relative crepant duality gives ; it is the flat base change over C of the fixed dualizing identity. Thus the inclusion has a unique adjoint map . Let P be its cone. It is a relative perfect complex over S: F is S-flat and coherent and the V factor is smooth of dimension three, giving a uniform finite relative locally free model. The pushforward of P is .
The actual heart and numerical component. Use the heart whose objects have cohomology only in degrees −1,0, satisfy , , and for coherent C with . Here is the actual torsion-pair construction, rather than an assumed gluing theorem. Put and . T0 is closed under quotients and extensions by the cohomological-dimension-one long exact sequence and left exactness of Hom into C. If maps to , its image J has and (it is a quotient of T), so J belongs to the forbidden C category and the map is zero. For any coherent E, the sum of its T0 subobjects stabilizes by Noetherianity; it is again T0, since finite sums are quotients of extensions. Call the maximal such subobject t(E). If were nonzero, the evaluation would have nonzero image. Its source belongs to T0 by §2 and the pullback–pushforward Hom adjunction; so would its image, contradicting maximality. Thus , proving the torsion pair.
Its tilted aisle consists of complexes with for and ; its coaisle consists of complexes with for and . Orthogonality follows from ordinary truncation and . For the truncation axiom, take the homotopy fiber K of . Then K is in the new aisle, and its cone in E has no negative cohomology and has in F0, hence is in the new coaisle shifted to degree one. These constructions give a bounded t-structure. Its heart has the displayed two-term description.
The sheaf F lies in this heart: , and every map vanishes, since F is a quotient of and . Its map is a monomorphism in this heart. This can also be checked directly: the cone P has with pushforward zero, with pushforward zero, and because it is a quotient of . Thus is exact in .
The full numerical point class, rather than merely one Hilbert polynomial, is obtained by selecting the union of connected components of Q on which F has the numerical class of . This is an open and closed projective subscheme. For every vector bundle L on V, is locally constant in the universal flat family; it is therefore constant on each of the finitely many connected components of Q. These simultaneous values determine the numerical class. No infinite intersection of non-open loci is being taken.
Call this subscheme . It contains V minus the exceptional locus, where the quotient is the ordinary point ideal. Conversely, a relative-perfect family of perverse quotients of numerical point class has a length-one flat point family; after its canonical graph normalization, its kernel F is a flat coherent family with and is a quotient of . Thus it gives the unique corresponding point of . For infinitesimal tests this follows directly by the local flatness/Tor criterion for a bounded relative-perfect complex whose fibers are sheaves. These are exactly the families needed for the universal Kodaira–Spencer map; no assertion about arbitrary unbounded fiberwise complexes is made.
Global equivalence. For numerical perverse points P1,P2, and is a heart epimorphism. Any nonzero map is therefore a heart epimorphism: its composition with is a nonzero scalar multiple of the fixed quotient onto P2. Its kernel K has zero numerical class and . The explicit heart conditions then force for a coherent G with . Its Hilbert polynomial is , which cannot vanish unless . Hence Hom(P1,P2) is C for isomorphic objects and zero otherwise.
Take the irreducible component W of containing the ordinary points, with its reduced structure, and restrict the universal P to W×V. W is projective of dimension three and birational to X. The point separation follows from the Quot-family correspondence in step 23.1. Here is its infinitesimal version. Put and let a tangent vector to W at w induce . If its class in is zero, the first-order perfect-complex deformation is trivial: in finite locally free/Čech models its differential perturbation is a coboundary, removed by a change of model. Thus , compatibly with the special fiber. Since , finite Čech base change gives . Under this trivialization the universal quotient map is a scalar multiple of the constant quotient, with nonzero residue and hence a unit scalar. Multiplying the target by its inverse makes the perverse quotient constant. The unique inverse Quot-family construction in step 23.1 then makes its point of constant. The closed immersion is injective on tangent spaces, so the original tangent vector is zero. This proves injectivity of the actual universal-family Kodaira–Spencer map without presupposing smoothness of W. Define and . The finite relative trace makes Ψ left adjoint to Φ. The convolution Q for ΨΦ is perfect on W×W by the smooth projective intermediate V. Adjunction and derived restriction give . Thus off-diagonal point-Ext degrees are one and two by heart orthogonality and Serre duality, and support is contained in W, of . The off-diagonal minimal free complex has two terms. Since it is generically exact these have equal rank; if it were nonzero, the determinant of their differential would have a codimension-one zero by the principal ideal theorem on the integral W×W. Its support instead has codimension at least two. Thus it is zero off the diagonal. For each w the diagonal restriction is therefore perfect and supported at w. The point-Hom identity and heart/Serre vanishing give a minimal free model in degrees [−3,0]. Under adjunction the counit corresponds to , so precomposition identifies with . In degree one precomposition is exactly the injective Kodaira–Spencer map just proved. Complete the counit to . Applying shows for every : at zero use the scalar isomorphism and the degree-one injection, at minus one use the scalar isomorphism, and below that use negative-Ext vanishing. Over a bounded-above minimal free resolution of consequently has no terms in degrees at least zero, so for . The cohomology exact sequence now gives . This constructs precisely the finite-length perfect residue-field complex required by F4, with no regularity assumption on W.
Applying F4 to this exact local complex, W is smooth and the counit is an isomorphism on every point. Its kernel cone is perfect and has zero derived restriction to every point, so the transform is fully faithful. In the CY3 application . Its image is admissible; Serre duality [3] makes its left and right orthogonals agree. Hence it is an orthogonal direct summand. Db(V) is indecomposable: is indecomposable, every skyscraper receives a nonzero map from , and skyscrapers detect every nonzero object by a nonzero stalk of an extremal cohomology sheaf. The image is nonzero, so the transform is essentially surjective. This constructs a genuine GLOBAL equivalence, not a gluing of arbitrary affine tilting equivalences.
Nef-transform identification. Here assume the contraction base X is terminal Gorenstein, as for an elementary small threefold flop. The preceding actual F4 application and equivalence show that W has trivial canonical line: its Serre functor is conjugate to the [3] Serre functor of V, and applying this to gives . Also , since and . The pullback of a nonzero canonical form on X to W has effective exceptional zero divisor (terminal discrepancies) and no poles. This is a nonzero section of the trivial line on the connected projective W, hence has no zeros. Thus g is crepant. Terminality excludes exceptional divisors for a crepant map, so g is small. In particular its exceptional locus has codimension at least two.
The universal graph identity gives by composition of the two proper correspondences and the projection formula.
First prove the exact sheaf-shift property
, implies , .
We need a short regular-ring fact. If E is a perfect complex on a smooth threefold, supported in codimension at least two, and is zero outside , then E is a sheaf. Minimal free models give amplitude [−2,0]. Its dual is a three-term free complex in [0,2]. The first kernel is torsion inside a free module and is zero. The next cohomology embeds in the cokernel of this injective first map. At a codimension-two point that cokernel has depth at least one by the depth lemma, so it has no finite-length submodule; this kills the second cohomology there. The remaining possible support is codimension three, where the same cokernel has depth at least two, again excluding a finite-length submodule. Thus the dual has cohomology only in degree two and gives a length-two free resolution of that cohomology H. Its support still has codimension at least two. In a regular local ring, the annihilator of H contains a regular sequence of length two (Cohen–Macaulayness and prime avoidance); applying the two short exact sequences for these regular elements gives . The length-two resolution gives no higher Ext above degree two. Hence dualizing back, , is in degree zero. This uses regularity of W only after D3, not as a premise in D3.
Now suppose , , and is coherent. Then and B[1] belongs to the perverse heart. For any w, vanishes outside [0,3] by the heart and CY Serre duality. Its degree-three group is dual to , which vanishes: a map from the perverse quotient injects into . Hence the regular-ring fact makes A coherent.
For general coherent C with put . The two-column pushforward spectral sequence shows that every cohomology sheaf of any object in ker again belongs to ker . If D is not a sheaf, its lowest negative or highest positive cohomology therefore supplies a coherent and a nonzero negative-degree map or . Put . The preceding paragraph makes A coherent, with . The negative-degree map is then a map or in the same negative degree, impossible for coherent sheaves. This proves the sheaf-shift property. It also proves that every coherent has the form Φ(A)[−1] for coherent .
Let be a Cartier divisor with g-nef, and let be its strict transform. Set ; off the exceptional loci this is the corresponding line bundle, so and .
For any contracted reduced integral curve one can construct a coherent rank-one sheaf B on C with , without assuming C rational. Choose an ample line L on C with . Select distinct smooth points successively so that evaluation is an isomorphism: a nonzero remaining section cannot vanish at every smooth point of the integral C. Then has and , hence . Its pushforward to V has cycle [C] and .
Write with A coherent and . Its support is on exceptional curves, its cycle [A] is effective, and . The curve Euler identity proved next gives −χ(M,B) χ(M,B[1]) .
Thus the strict transform on V of every g-anti-nef divisor is f-nef, exactly the nef-transform characterization of the flop. This proof does not rely on a classification of contracted rational curves.
Here is the claimed curve Euler calculation. On any integral projective curve C, choose a positive line L and a sufficiently high power such that a given vector bundle is generated. Generic rank-many sections are independent at the generic point and at every singular point (a finite set), giving an injection whose finite-length cokernel is supported at smooth points. At those points its length is the order of the determinant section. Tensoring with a line bundle B and taking Euler characteristics consequently gives ; the same exact point sequences give L. For an arbitrary sheaf A supported on curves, choose a generic associated-curve section of a sufficiently positive twist of its subsheaf annihilated by that curve's ideal; it embeds a negative line bundle on the integral curve and lowers the generic length. Iterating gives, modulo zero-dimensional sheaves, a finite filtration by such curve line bundles. Zero-dimensional Euler characteristic is unchanged by line-bundle twists. Hence . Apply the vector-bundle formula termwise to any finite locally free model of M: and give . These are exactly the identities in the displayed nef calculation, with . No threefold Riemann–Roch theorem is an undeclared input.
Remarks
This proof reconstructs the global CY3 perverse-point model and its nef-transform property. The family construction is a relative Quot closed inside an actual Hilbert scheme of a square-zero thickening, not a reference to unproved Simpson stability or a gluing of arbitrary affine equivalences. The source construction was informed by a full reading of Bridgeland Sections 3–6; no complete reading of all cited background papers is claimed. Finite directed factorization/relative extremal contraction and recognition of this model as a specified flop belong to their exact separate geometry supplier. No scope concerning arbitrary singular quotients is silently added.
Depends on
Derived category of an abelian category
Coherent sheaves on a locally Noetherian scheme
Projective Hilbert schemes represent all flat finitely presented families
Coherent higher direct images under proper morphisms
Projective coherent duality over a regular local base
Serre duality for locally free sheaves on a smooth projective variety
Serre vanishing for coherent sheaves and ample twists
Eventual generation of coherent projective twists
regular local rings are domains and cohen macaulay
The three Depth Lemma inequalities
A three-dimensional perfect residue-field complex forces regularity
Dualizing complexes and coherent biduality for regular-ring quotients
The Axiom of Choice
Standard opens are affine
Cech cohomology computes quasi-coherent cohomology on a separated scheme
Local-section formula for derived direct image
Proper morphisms