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Coherent higher direct images under proper morphisms

Statement

Assume the Axiom of Choice and the Axiom of Dependent Choice, inherited from the affine localization theorem, the Čech comparison and the dévissage lemma cited below (The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain). Let f:X→S be a proper morphism of schemes with S locally Noetherian (Proper morphisms, Locally Noetherian and Noetherian schemes) and let F be a coherent OX-module (Coherent module sheaves). Then for every q≥0 the higher direct image Rqf∗F (Higher direct image of a sheaf) is a coherent OS-module.

The empty scheme X=∅, the empty base S=∅, the zero sheaf F=0 and the degree q=0 are included. No Noetherian hypothesis on X, no projectivity or flatness of f, and no finite presentation of F is imposed beyond those stated.

Facts & Assumptions

Given: The Axiom of Choice and the Axiom of Dependent Choice, a proper morphism f:X→S with S locally Noetherian, and a coherent OX-module F.

[F1]

Affine localization of higher direct images: for a quasi-compact separated morphism f:X→S and a quasi-coherent F (Quasi-coherent module on a scheme), each higher direct image Rqf∗F (Higher direct image of a sheaf) is quasi-coherent, and for every affine open V=Spec⁡A⊆S there is a canonical isomorphism (Rqf∗F)∣V≅Hq(f−1V,F)~ with the associated sheaf of the A-module Hq(f−1V,F), natural in the pair. (Higher direct images localize over an affine base, Module sheaf on an affine scheme, Sheaf cohomology as right derived global sections)

[F2]

Coherence on a locally Noetherian scheme: a quasi-coherent module is coherent if and only if it is of finite type; kernels, images and cokernels of morphisms of coherent modules and finite direct sums of coherent modules are coherent; an extension of coherent modules by a coherent module is coherent; for a Noetherian ring R the associated sheaf M~ of a finitely generated R-module is quasi-coherent and of finite type; an invertible sheaf is quasi-coherent and locally free of rank one, hence of finite type; restriction of a coherent module to an open subscheme is coherent, and coherence is local on the scheme. (Coherent sheaves on a locally Noetherian scheme, Coherent module sheaves, Invertible sheaves, Locally free sheaves of finite rank, Finite type and finitely presented module sheaves)

[F3]

Long exact sequence: a short exact sequence of abelian sheaves on a space gives the natural long exact sequence of cohomology; for a short exact sequence of OX-modules the groups carry Γ(X,OX)-module structures and all maps are linear, and over an affine base Spec⁡A they are A-modules through the structure morphism. (Long exact sequence of sheaf cohomology, Modules on a ringed space, Sheaf cohomology as right derived global sections)

[F4]

On a Noetherian ring every finitely generated module is Noetherian, so submodules and quotients of finitely generated modules are finitely generated. (Finite modules over Noetherian rings are Noetherian, Noetherian modules: every submodule is finitely generated)

[F5]

Dévissage lemma: let X be a Noetherian scheme and let P be a property of coherent OX-modules with P(0), such that in every short exact sequence of coherent OX-modules, if two of the three terms have P then so has the third. Suppose that for every integral closed subscheme Z⊆X with generic point ξ there is a coherent OX-module G with support contained in Z, whose stalk Gξ is annihilated by the maximal ideal mξ⊆OX,ξ and has dimension one over κ(ξ), and with P(G). Then P holds for every coherent OX-module on X. (Noetherian devissage for coherent proper pushforward, Support of a module sheaf)

[F6]

Chow's lemma: for a Noetherian scheme S and a separated morphism f of finite type there are an integer N≥0, a scheme X′, a proper surjective π:X′→X, an immersion ι:X′→PSN over S and a dense open U⊆X with π−1U→U an isomorphism; if f is proper then ι is a closed immersion. (Chow lemma for proper Noetherian schemes, Relative projective space from standard charts)

[F7]

Serre vanishing: for a Noetherian ring A, a scheme X projective over A in the H-projective convention, an ample invertible L and a coherent F there is m0 with Hq(X,F⊗L⊗m)=0 for all q>0 and all m≥m0, with a single bound m0 for all q. (Serre vanishing for coherent sheaves and ample twists, Projective morphisms before Proj, Absolute ampleness by affine section opens)

[F8]

Projective-space finiteness: for a Noetherian ring A, a closed subscheme X↪PAn and a coherent G, the module Hq(X,G) is finitely generated over A for every q≥0. (Projective coherent finiteness and large twist vanishing, Relative projective space from standard charts)

[F9]

Čech comparison: for a quasi-compact separated scheme X, a finite affine open cover U0,…,Ur and a quasi-coherent F, every intersection of one or more members of the cover is affine and the canonical map Hˇq(U,F)→Hq(X,F) of the ordered Čech cohomology is an isomorphism for every q≥0. (Cech cohomology computes quasi-coherent cohomology on a separated scheme, Ordered Čech cochain complex of a cover)

[F10]

Leray acyclic cover: if an open cover U of a space, indexed by a linearly ordered set, is F-acyclic, that is, Hq(W,F∣W)=0 for every nonempty finite intersection W and every q>0, then Hˇq(U,F)→Hq(X,F) is an isomorphism for every q≥0. (Leray acyclic-cover comparison, Acyclic open cover for a sheaf)

[F11]

Closed immersions: for a closed immersion j:Z→X and a quasi-coherent OZ-module G there are canonical isomorphisms Hq(Z,G)≅Hq(X,j∗G) for all q≥0; if in addition X is locally Noetherian and G is coherent, then j∗G is a coherent OX-module. (Closed immersion preserves cohomology and coherent pushforward, Direct image of a sheaf along a continuous map)

[F12]

Ampleness: if f:X→S is quasi-compact and i:X→PSn is an S-immersion with L≅i∗O(1), then L is f-ample, and if S=Spec⁡R is affine then L is ample on X in the absolute sense; the sheaf O(1) on PSn is glued from frames on the standard charts with the displayed transitions, and the charts and their overlaps commute with base change. (Relative very ampleness implies relative ampleness, Relative very ampleness in the finite projective-space convention, Relative projective space from standard charts, Absolute ampleness by affine section opens)

[F13]

Properness: closed immersions are proper; composites and base changes of proper morphisms are proper. (Closed immersions are proper, Properness survives composition, Properness survives arbitrary base change, Proper morphisms)

[F14]

Graphs and immersions: for an S-morphism u:X→Y the graph Γu=(id⁡X,u) is the base change of the diagonal ΔY/S; a morphism Y→S is separated if and only if ΔY/S is a closed immersion; open immersions, closed immersions and immersions are stable under base change; an immersion whose image is closed is a closed immersion; for every scheme S the diagonal of PSn over S is a closed immersion. (The graph is a pullback of the diagonal, Separated morphism of schemes, Base change of immersions, An immersion with closed image is a closed immersion, The relative projective-space diagonal is closed)

[F15]

Noetherian inheritance: a finitely generated algebra over a Noetherian ring is Noetherian, and quotients and localisations of Noetherian rings are Noetherian; a morphism of finite type is locally of finite type and quasi-compact; a locally Noetherian scheme has an affine open cover by spectra of Noetherian rings, and a Noetherian scheme has a finite such cover. Hence a scheme of finite type over a locally Noetherian scheme is locally Noetherian, a scheme of finite type over a Noetherian affine base is Noetherian, and closed subschemes of a Noetherian scheme are Noetherian. (Every algebra of finite type over a Noetherian ring is a Noetherian ring, Every quotient and every localisation of a Noetherian ring is Noetherian, Locally Noetherian and Noetherian schemes, Locally finite type and finite type morphisms, Quasi-compact and quasi-separated schemes)

[F16]

Locality: a sheaf on a topological space is zero if and only if all its restrictions to the members of an open cover are zero; the support of a module sheaf is the set of points with nonzero stalk; and for a quasi-coherent module on a locally Noetherian scheme, coherence is checked on the members of an affine open cover. (A sheaf on a topological space, Support of a module sheaf, Coherent module sheaves)

[F17]

Stalks and fibres: a direct image presheaf has sections (f∗G)(W)=G(f−1W); the stalk of a sheaf at a point is the colimit of the sections over the open neighbourhoods of that point, and a colimit over a cofinal system of neighbourhoods gives the same stalk; an invertible sheaf is locally free of rank one, so its stalks are free of rank one, and the fibre of a module at a point is its stalk tensored with the residue field. (Direct image of a sheaf along a continuous map, The stalk of a presheaf at a point, Invertible sheaves, Locally free sheaves of finite rank)

[F18]

Integrality and separatedness: an integral scheme is nonempty, reduced and irreducible, and every nonempty open subset of an irreducible space contains the generic point; a proper morphism is separated, so a scheme proper over a base is separated over it. (Integral schemes, Generic points of irreducible closed subsets, Proper morphisms, Separated morphism of schemes)

[F19]

The Axiom of Choice states that every family of nonempty sets has a choice function, and the Axiom of Dependent Choice is the countable dependent choice principle. (The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain)

Proof

technique · direct: reduce to a Noetherian affine base, interpret coherence there as finiteness of cohomology, verify the two-out-of-three and one-generator hypotheses of the Noetherian dévissage lemma using Chow's lemma and Serre vanishing on a projective modification, and return to a general locally Noetherian base by locality of coherence
1.1F2F13F15F16

Reduction to an affine base. Coherence of Rqf∗F is local on S by [F16], so fix an affine open V=Spec⁡A⊆S; then A is Noetherian, the inverse image XV:=f−1V is Noetherian by [F15] since f is of finite type, the base change fV:XV→V of f is proper by [F13], and FV:=F∣XV is coherent by [F2].

1.2F11.1

The restriction of a higher direct image. Because f is proper it is quasi-compact and separated, and F,FV are quasi-coherent, so [F1] applied to f over the affine open V gives (Rqf∗F)∣V≅Hq(f−1V,F)~, while [F1] applied to fV over the affine open V⊆V gives RqfV∗FV≅Hq(fV−1V,FV)~=Hq(f−1V,F)~; hence (Rqf∗F)∣V≅RqfV∗FV canonically for every q≥0.

1.3F161.2

It therefore suffices to prove the affine statement: for a Noetherian ring A, a proper morphism f:X→Spec⁡A and a coherent F on X, the sheaf Rqf∗F is coherent for every q≥0; indeed the general case then follows from 1.2 because coherence is local on S by [F16].

1.4F1F5F151.3

The affine statement as finiteness of cohomology. Assume now S=Spec⁡A with A Noetherian and let X,F be as in 1.3; then X is Noetherian by [F15], so the dévissage lemma [F5] is available on X, and applying [F1] with the affine open S itself gives Rqf∗F≅Hq(X,F)~ for every q≥0.

1.5F21.4

For a coherent H on X the sheaf Rqf∗H is coherent for all q≥0 if and only if Hq(X,H) is a finitely generated A-module for all q≥0: by 1.4 the sheaf is the associated sheaf of that module, by [F2] a quasi-coherent module on the locally Noetherian affine scheme Spec⁡A is coherent precisely when it is of finite type, and an associated sheaf is of finite type exactly when its module is finitely generated.

1.61.5

Define the property P of coherent OX-modules by: P(H) holds when Hq(X,H) is a finitely generated A-module for every q≥0. By 1.5 the affine statement of 1.3 is equivalent to the assertion that P(H) holds for every coherent H on X.

1.7F3F4

Two-out-of-three, first case. Let 0→H1→H2→H3→0 be a short exact sequence of coherent modules on X and let H1,H2 satisfy P; the long exact sequence of [F3] gives for each q an exact sequence Hq(X,H2)→Hq(X,H3)→Hq+1(X,H1), so Hq(X,H3) is an extension of the submodule im⁡(Hq(X,H3)→Hq+1(X,H1)) of the finitely generated module Hq+1(X,H1) by the quotient im⁡(Hq(X,H2)→Hq(X,H3)) of Hq(X,H2); both are finitely generated over the Noetherian ring A by [F4], and so is Hq(X,H3), for every q, that is, H3 satisfies P.

1.8F3F4

Two-out-of-three, second case. If instead H2,H3 satisfy P, the exact sequence Hq−1(X,H3)→Hq(X,H1)→Hq(X,H2) of [F3] exhibits Hq(X,H1) as an extension of im⁡(Hq(X,H1)→Hq(X,H2))=ker⁡(Hq(X,H2)→Hq(X,H3)), a submodule of the finitely generated module Hq(X,H2), by the image of Hq−1(X,H3), a quotient of the finitely generated module Hq−1(X,H3); by [F4] these are finitely generated, so H1 satisfies P.

1.9F3F41.71.8

Two-out-of-three, third case. If H1,H3 satisfy P, the exact sequence Hq(X,H1)→Hq(X,H2)→Hq(X,H3)→Hq+1(X,H1) of [F3] exhibits Hq(X,H2) as an extension of im⁡(Hq(X,H2)→Hq(X,H3))=ker⁡(Hq(X,H3)→Hq+1(X,H1)), a submodule of the finitely generated module Hq(X,H3), by the image of Hq(X,H1), a quotient of the finitely generated module Hq(X,H1); again [F4] gives finite generation, so H2 satisfies P. Thus P is stable under two-out-of-three.

1.10F13F15F18

The generators: fixing the subscheme. Fix an integral closed subscheme Z⊆X with generic point ξ; then Z is nonempty, reduced and irreducible by [F18], it is Noetherian by [F15] as a closed subscheme of the Noetherian scheme X, and the restriction g:=f∣Z:Z→Spec⁡A is proper by [F13] as the composite of the closed immersion Z→X with the proper f.

1.11F6F18

Chow's lemma for the subscheme. By [F6] applied to the proper morphism g over the Noetherian base Spec⁡A there are an integer N≥0, a scheme Z′, a proper surjective morphism π:Z′→Z, a closed immersion ι:Z′↪PAN over A, and a dense open U⊆Z such that π−1U→U is an isomorphism; the generic point ξ of the irreducible Z lies in the dense open U by [F18]. Put L:=ι∗OPAN(1).

1.12F14F181.11

The graph map is a closed immersion. The map ϕ:=(ι,π):Z′→PAN×AZ=PZN factors, via the isomorphism ι:Z′→Z0′ onto the image of ι, as the composite of the graph morphism Γπ0:Z0′→Z0′×AZ of π0:=π∘ι−1 and the base change Z0′×AZ→PAN×AZ of the closed immersion Z0′⊆PAN; the graph is a closed immersion because Z is separated over A by [F18] and a graph into a separated scheme is the base change of the diagonal by [F14], and the base change of a closed immersion is a closed immersion by [F14], so ϕ is a closed immersion.

1.13F12F141.12

Ampleness of L and its restrictions. Since the first projection PZN→PAN composed with ϕ is ι, the defining pullback property of the relative twisting sheaf gives ϕ∗OPZN(1)≅ι∗OPAN(1)=L, and by [F12] the charts of projective space and their overlaps commute with base change; hence for every affine open V⊆Z the base change π−1V→PVN of the closed immersion ϕ is a closed immersion by [F14] and L∣π−1V is the pullback of OPVN(1). Consequently L is H-very ample relative to the affine base A, so it is ample on Z′ by [F12], and L∣π−1V is H-very ample relative to the affine base V, so it is ample on π−1V by [F12].

1.14F2F7F8F151.111.13

Finiteness and vanishing on Z′. The scheme Z′ is a closed subscheme of the locally Noetherian scheme PAN over the Noetherian ring A, hence locally Noetherian by [F15], and each L⊗n is invertible, hence coherent, by [F2]; so [F8] gives that Hq(Z′,L⊗n) is a finitely generated A-module for all q,n≥0, while [F7] applied to the H-projective A-scheme Z′, the ample L and the coherent module OZ′ gives an integer dA with Hq(Z′,L⊗n)=0 for all q>0 and all n≥dA.

1.15F7F13F151.13

Vanishing on the affine pieces of Z. For every affine open V⊆Z the ring B=OZ(V) is Noetherian by [F15], the morphism π−1V→V is the base change of the proper π, hence proper and quasi-compact by [F13], and it factors as the closed immersion π−1V→PVN followed by the projection, so π−1V is projective over the Noetherian ring B in the H-projective convention with ample L∣π−1V by 1.13; hence [F7] applied over the affine base V gives an integer nV with Hq(π−1V,L⊗n)=0 for all q>0 and all n≥nV.

1.16F9F151.141.15

A uniform twist. The Noetherian scheme Z has a finite affine open cover V1,…,Vr by [F15], and every intersection indexed by one or more members of this cover is affine by [F9], so 1.15 applies to each of the finitely many nonempty intersections VI; since n0:=max⁡(dA,{nVI}) ranges over a finite set of integers, for every n≥n0 one has Hq(Z′,L⊗n)=0 and Hq(π−1VI,L⊗n)=0 for all q>0.

1.17F1F9F10F17F181.16

The Čech–Leray comparison. Fix n≥n0 and put G:=π∗L⊗n; then G is quasi-coherent because it is R0π∗ of the quasi-coherent L⊗n by [F1], and the ordered Čech complexes agree entrywise with equal differentials, Cq(V,G)=∏∣I∣=q+1G(VI)=∏∣I∣=q+1L⊗n(π−1VI)=Cq(π−1V,L⊗n), by the definition of the direct image [F17]; the scheme Z is quasi-compact and separated by [F18], so [F9] gives Hˇq(V,G)≅Hq(Z,G), while the cover π−1V is L⊗n-acyclic by 1.16, so [F10] gives Hˇq(π−1V,L⊗n)≅Hq(Z′,L⊗n); altogether Hq(Z,G)≅Hq(Z′,L⊗n) for every q≥0.

1.18F1F2F8F16F171.111.16

Coherence of G and its generic fibre. For every affine open V⊆Z the localization [F1] gives G∣V≅H0(π−1V,L⊗n)~ with H0(π−1V,L⊗n) a finitely generated module over the Noetherian ring OZ(V) by [F8], so G is coherent on the locally Noetherian scheme Z by [F2] and [F16]. Moreover π−1U→U is an isomorphism, so the stalk of G at the point ξ∈U is the stalk of the invertible sheaf L⊗n at π−1ξ, a free module of rank one over the local ring OZ′,π−1ξ≅OZ,ξ by [F17], and hence the fibre Gξ⊗OZ,ξκ(ξ) is one-dimensional over the residue field κ(ξ).

1.19F11F16F171.18

The pushed module on X. Let j:Z→X be the closed immersion and put FZ:=j∗G; then FZ is coherent by [F11]. Its support is contained in Z: for x∉Z the complement X∖Z is an open neighbourhood of x with j−1(X∖Z)=∅, and the stalk is the colimit over a cofinal system of such neighbourhoods, hence zero, by [F17], while for x∈Z the stalk of j∗G at x is Gx by [F17]. At the generic point ξ of the integral scheme Z, OZ,ξ=κ(ξ) and the action of OX,ξ on (j∗G)ξ factors through OX,ξ↠OZ,ξ=κ(ξ); hence mξ(FZ)ξ=0, and the stalk itself has dimension one over κ(ξ) by 1.18.

1.20F8F111.17

The generator has property P. By [F11] and 1.17 there are isomorphisms Hq(X,FZ)≅Hq(Z,G)≅Hq(Z′,L⊗n) for every q≥0, and each Hq(Z′,L⊗n) is a finitely generated A-module by [F8]; hence Hq(X,FZ) is finitely generated for every q, that is, P(FZ) holds.

1.21F51.51.61.71.81.91.191.20

Dévissage concludes the affine case. The zero sheaf has zero cohomology in every degree, so P(0) holds by 1.6. By 1.7-1.9 the property P is stable under two-out-of-three, and steps 1.10-1.20 produce for every integral closed subscheme Z⊆X with generic point ξ a coherent module FZ with support contained in Z, a one-dimensional κ(ξ)-stalk annihilated by mξ as checked in 1.19, and P; the dévissage lemma [F5] applied to the Noetherian scheme X therefore gives P(F) for the given coherent F, so Hq(X,F) is a finitely generated A-module for every q≥0 and 1.5 yields the coherence of Rqf∗F on Spec⁡A for every q≥0. This proves the affine statement of 1.3.

1.22F161.21.21

Conclusion for general S. For every affine open V⊆S the restriction (Rqf∗F)∣V is, by 1.2, the coherent sheaf RqfV∗FV supplied by 1.21, and coherence is local on S by [F16]; hence Rqf∗F is a coherent OS-module for every q≥0.

2.1

Boundary and choice accounting. If X=∅ then F=0 and Rqf∗F=0 for every q, and the zero module is coherent; if S=∅ then also X=∅; if F=0 the same vanishing holds; the degree q=0 is not exceptional because the dévissage argument treats all q≥0 at once and in particular yields coherence of f∗F. The case Z=X with X integral is one instance of 1.10-1.20, the case of a one-member affine cover of 1.16 and the case U=Z are included in the same argument, and no reducedness or irreducibility of X itself is assumed. The base S is only locally Noetherian, so the reduction 1.1-1.3 covers non-affine and infinite-dimensional bases by locality, and the twist range starts at the endpoint n=n0 of 1.16, which is allowed since all bounds are closed conditions n≥nV. The Axiom of Choice [F19] is consumed through Chow's lemma [F6], the dévissage lemma [F5] and Serre vanishing [F7], and the Axiom of Dependent Choice through the affine localization [F1] and the Čech comparison [F9]; the finitely many affine pieces and the finitely many intersection indices of 1.16 are indexed by finite sets, and no further selection is made. ∎

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