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Conjugation symmetry of the KAM construction: real perturbations produce real tori

Statement

Assume the data, constants, sequences, one-step construction and notation of Convergence of the composed KAM transformations, with derivative and frequency-Lipschitz bounds, and assume that the initial perturbation is conjugation-symmetric: P0(Iˉ,ϑˉ,νˉ)=P0(I,ϑ,ν)‾for every (I,ϑ,ν)∈Dr0,s0,h0(Ωα,τ). For any map g:Z→Cℓ, where Z⊆Cm is invariant under componentwise conjugation and m,ℓ≥1, put gc(z):=g(zˉ)‾, and call g conjugation-symmetric when gc=g. This operation needs no openness or holomorphy of Z or g; for holomorphic maps on open domains it also preserves holomorphy. It applies to scalar functions by taking ℓ=1, to parameter maps on Λ:=Ωα,τ⊆Rn, and to phase maps on L:={0}×Ss0/4×Λ. Then:

  1. One-step objects. For every j≥0 the functions Pj, Qj, Rj, R^j, Fj and vj=∂IR^j(0,⋅) are conjugation-symmetric on their domains, and ϕj(νˉ)=ϕj(ν)‾; in particular ϕj maps real points to real points.
  2. The maps. The extended steps Tj(z,ν)=(Φ~j(z,ϕj(ν)),ϕj(ν)) and their compositions are conjugation-symmetric. In particular Ψjc=Ψj and χjc=χj for every j.
  3. The limit. Ψ∞c=Ψ∞ on L and χ∞c=χ∞ on Λ; in particular for real ϑ and real ν the point Ψ∞(0,ϑ,ν) is real, that is b(ϑ,ν)∈Rn and w(ϑ,ν)∈Rn.

Facts & Assumptions

Given: The data, constants and one-step construction of Convergence of the composed KAM transformations, with derivative and frequency-Lipschitz bounds with a conjugation-symmetric initial perturbation P0.

[F1]

Conjugation dictionary: for a set Ω⊆Rn the domain Dr,s,h(Ω) is invariant under (I,ϑ,ν)↦(Iˉ,ϑˉ,νˉ) (because dist⁡∞(νˉ,Ω)=dist⁡∞(ν,Ω)); the conjugate gc of a holomorphic g is holomorphic; (g+h)c=gc+hc, (gh)c=gchc, (∂zkg)c=∂zkgc, and gc=g implies g(z)∈C is real for every real z (Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels, Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions, Complex m-space and its real coordinate dictionary).

[F2]

The formulas of the one-step construction at stage j: Qj=Pj(0,ϑ,ν)+∑l∂IlPj(0,ϑ,ν)Il and Rj=TKQj are holomorphic and affine in I (Affine Taylor splitting in the actions and conservative Fourier truncation of a small perturbation clause 2); Fj is the unique zero-mean holomorphic solution of ν⋅∂ϑFj=Rj−R^j on its domain, with Fourier support in ∣k∣1≤K (The linear homological equation ν⋅∂ϑu=v on a Diophantine label set, with uniform parameter bounds and conservative loss clauses 1 and 3); Φ~j is the time-one map of XFj (One KAM step: the affine generator, its canonical time-one flow, and the quadratic remainder bound clause 2), vj=∂IR^j(0,⋅) is holomorphic on Ohj (clause 4 there), and ϕj(ν+) is the unique ν∈Ohj/2(Ωα,τ) with ν+vj(ν)=ν+ (Elimination of the frequency shift by a holomorphic contraction retraction clause 1); finally Pj+1(I,ϑ,ν)=Pj+(I,ϑ,ϕj(ν)), where Pj+ is the exact expression of One KAM step: the affine generator, its canonical time-one flow, and the quadratic remainder bound clause 3 in terms of Pj,Rj,Fj and the flows of XFj.

[F3]

Uniqueness of solutions of the autonomous system z′=XF(z,ν): every solution through a point is the restriction of the maximal one (The local flow of an autonomous first-order system).

[F4]

Conjugation commutes with limits in Cℓ: ∣zˉ−zˉ′∣∞=∣z−z′∣∞. Thus a pointwise limit of conjugation-symmetric maps on any fixed conjugation-invariant set remains conjugation-symmetric. On L, Convergence of the composed KAM transformations, with derivative and frequency-Lipschitz bounds clause 2 supplies uniform convergence and holomorphy in the angles at each real label; its clause 5 supplies uniform convergence of the parameter maps on Λ. No joint holomorphic extension of either limit is asserted.

Proof

technique · direct; induction on the stage, using that the one-step operations (Taylor truncation, Fourier cutoff, solving the homological equation, flowing, and the frequency retraction) commute with conjugation, and passing to the limit
1.1givenF1F2algebra

The truncation and mean objects. Assume Pjc=Pj; by [F1] derivatives, products with the real-coefficient coordinates Il and finite sums give Qjc=Qj. In the Fourier integral over real angles, conjugation exchanges the modes k and −k: (Qjc)k(I,ν)=(Qj)−k(Iˉ,νˉ)‾. Since ∣k∣1≤Kj is invariant under this exchange, (TKjQj)c=TKj(Qjc), and the k=0 coefficient is preserved. Hence Rjc=Rj, R^jc=R^j and vjc=vj.

2.1step 1.1F1F2algebra

The generator. Put Gj:=Rj−R^j, so Gjc=Gj by step 1.1 and Gj has zero mean; by [F1], Fjc is holomorphic, has zero mean and the same Fourier support, and ν⋅∂ϑFjc=(ν⋅∂ϑFj)c=Gjc=Gj; since Fj is the unique zero-mean holomorphic solution of ν⋅∂ϑw=Gj (The linear homological equation ν⋅∂ϑu=v on a Diophantine label set, with uniform parameter bounds and conservative loss clause 1), Fjc=Fj.

2.2step 1.1F1F2algebra

The frequency retraction. By step 1.1, vjc=vj; fix ν+∈Ohj/4(Ωα,τ) and put ψ(ν+):=ϕj(νˉ+)‾; then ψ(ν+)+vj(ψ(ν+))=ϕj(νˉ+)‾+vj(ϕj(νˉ+))‾=νˉ+‾=ν+, and ψ(ν+)∈Ohj/2(Ωα,τ) because that set is conjugation-invariant; by the uniqueness clause of Elimination of the frequency shift by a holomorphic contraction retraction clause 1, ψ=ϕj, so ϕjc=ϕj and ϕj is real on real points.

3.1step 2.1F1F2F3algebra

The flow. By step 2.1 and [F1], XFjc=XFj, that is XFj(zˉ,νˉ)=XFj(z,ν)‾; if t↦z(t) solves z′=XFj(z,ν) then t↦z(t)‾ solves y′=XFj(y,νˉ) (differentiate and conjugate), with y(0)=z(0)‾; by [F3] t↦z(t)‾ agrees on its interval with the maximal solution through z(0)‾ with parameter νˉ, i.e. (Φt)c=Φt for the flow of XFj, and evaluating at t=1 gives Φ~jc=Φ~j; in particular, for real ν, Φ~j maps real points to real points.

4.1step 1.1step 2.1step 3.1step 2.2F1F2givenalgebra

Induction and the composed maps. By steps 1.1, 2.1, 3.1, 2.2 the whole one-step operation preserves conjugation symmetry: Pj+ is built from Pj, Rj, Fj, the flows of XFj and Poisson brackets by sums, products, compositions and parameter integrals, all of which preserve (⋅)c by [F1], and the substitution ν↦ϕj(ν) preserves it by step 2.2; hence Pj+1c=Pj+1. The extended step Tj(z,ν)=(Φ~j(z,ϕj(ν)),ϕj(ν)) is therefore conjugation-symmetric, and so is its extended composition T0∘⋯∘Tj−1=(Ψj,χj). Projecting the two components yields Ψjc=Ψj and χjc=χj. This proves clauses 1 and 2 by induction on j.

5.1step 4.1F4algebra∎

The limit. For ν∈Λ and ϑ∈Ss0/4, both (0,ϑ,ν) and (0,ϑˉ,ν) belong to L. Step 4.1 gives Ψj(0,ϑˉ,ν)=Ψj(0,ϑ,ν)‾; passing to the pointwise limits furnished by [F4] gives Ψ∞(0,ϑˉ,ν)=Ψ∞(0,ϑ,ν)‾. Likewise χj(ν)=χj(ν)‾ for ν∈Λ gives χ∞(ν)=χ∞(ν)‾. These are exactly Ψ∞c=Ψ∞ on L and χ∞c=χ∞ on Λ under the stated map-level definition. At real angles the phase point is therefore real, so b(ϑ,ν) and w(ϑ,ν) are real. This proves clause 3 without an open complex-parameter domain for the limit.

Remarks

  • Why the conjugating computation is legitimate. Working with gc avoids any appeal to an identity theorem against the real locus, which in several variables has empty interior; the equations satisfied by the conjugate are checked directly.
  • Scope. The lemma only transfers the real structure; it makes no statement about the size of the torus family, which is the content of the measure theorem.

Depends on

Dependency tree · 2 levels

Sources