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Conjugation symmetry of the KAM construction: real perturbations produce real tori
Statement
Assume the data, constants, sequences, one-step construction and notation of Convergence of the composed KAM transformations, with derivative and frequency-Lipschitz bounds, and assume that the initial perturbation is conjugation-symmetric: For any map , where is invariant under componentwise conjugation and , put , and call conjugation-symmetric when . This operation needs no openness or holomorphy of or ; for holomorphic maps on open domains it also preserves holomorphy. It applies to scalar functions by taking , to parameter maps on , and to phase maps on . Then:
- One-step objects. For every the functions , , , , and are conjugation-symmetric on their domains, and ; in particular maps real points to real points.
- The maps. The extended steps and their compositions are conjugation-symmetric. In particular and for every .
- The limit. on and on ; in particular for real and real the point is real, that is and .
Facts & Assumptions
Given: The data, constants and one-step construction of Convergence of the composed KAM transformations, with derivative and frequency-Lipschitz bounds with a conjugation-symmetric initial perturbation .
Conjugation dictionary: for a set the domain is invariant under (because ); the conjugate of a holomorphic is holomorphic; , , , and implies is real for every real (Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels, Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions, Complex -space and its real coordinate dictionary).
The formulas of the one-step construction at stage : and are holomorphic and affine in (Affine Taylor splitting in the actions and conservative Fourier truncation of a small perturbation clause 2); is the unique zero-mean holomorphic solution of on its domain, with Fourier support in (The linear homological equation on a Diophantine label set, with uniform parameter bounds and conservative loss clauses 1 and 3); is the time-one map of (One KAM step: the affine generator, its canonical time-one flow, and the quadratic remainder bound clause 2), is holomorphic on (clause 4 there), and is the unique with (Elimination of the frequency shift by a holomorphic contraction retraction clause 1); finally , where is the exact expression of One KAM step: the affine generator, its canonical time-one flow, and the quadratic remainder bound clause 3 in terms of and the flows of .
Uniqueness of solutions of the autonomous system : every solution through a point is the restriction of the maximal one (The local flow of an autonomous first-order system).
Conjugation commutes with limits in : . Thus a pointwise limit of conjugation-symmetric maps on any fixed conjugation-invariant set remains conjugation-symmetric. On , Convergence of the composed KAM transformations, with derivative and frequency-Lipschitz bounds clause 2 supplies uniform convergence and holomorphy in the angles at each real label; its clause 5 supplies uniform convergence of the parameter maps on . No joint holomorphic extension of either limit is asserted.
Proof
The truncation and mean objects. Assume ; by [F1] derivatives, products with the real-coefficient coordinates and finite sums give . In the Fourier integral over real angles, conjugation exchanges the modes and : . Since is invariant under this exchange, , and the coefficient is preserved. Hence , and .
The generator. Put , so by step 1.1 and has zero mean; by [F1], is holomorphic, has zero mean and the same Fourier support, and ; since is the unique zero-mean holomorphic solution of (The linear homological equation on a Diophantine label set, with uniform parameter bounds and conservative loss clause 1), .
The frequency retraction. By step 1.1, ; fix and put ; then , and because that set is conjugation-invariant; by the uniqueness clause of Elimination of the frequency shift by a holomorphic contraction retraction clause 1, , so and is real on real points.
The flow. By step 2.1 and [F1], , that is ; if solves then solves (differentiate and conjugate), with ; by [F3] agrees on its interval with the maximal solution through with parameter , i.e. for the flow of , and evaluating at gives ; in particular, for real , maps real points to real points.
Induction and the composed maps. By steps 1.1, 2.1, 3.1, 2.2 the whole one-step operation preserves conjugation symmetry: is built from , , , the flows of and Poisson brackets by sums, products, compositions and parameter integrals, all of which preserve by [F1], and the substitution preserves it by step 2.2; hence . The extended step is therefore conjugation-symmetric, and so is its extended composition . Projecting the two components yields and . This proves clauses 1 and 2 by induction on .
The limit. For and , both and belong to . Step 4.1 gives ; passing to the pointwise limits furnished by [F4] gives . Likewise for gives . These are exactly on and on under the stated map-level definition. At real angles the phase point is therefore real, so and are real. This proves clause 3 without an open complex-parameter domain for the limit.
Remarks
- Why the conjugating computation is legitimate. Working with avoids any appeal to an identity theorem against the real locus, which in several variables has empty interior; the equations satisfied by the conjugate are checked directly.
- Scope. The lemma only transfers the real structure; it makes no statement about the size of the torus family, which is the content of the measure theorem.
Depends on
Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels
The linear homological equation on a Diophantine label set, with uniform parameter bounds and conservative loss
Affine Taylor splitting in the actions and conservative Fourier truncation of a small perturbation
One KAM step: the affine generator, its canonical time-one flow, and the quadratic remainder bound
Elimination of the frequency shift by a holomorphic contraction retraction
Convergence of the composed KAM transformations, with derivative and frequency-Lipschitz bounds
The local flow of an autonomous first-order system
Locally uniform limits of holomorphic functions are holomorphic and their derivatives converge locally uniformly
Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions
Complex -space and its real coordinate dictionary
Dependency tree · 2 levels
Sources
- Jürgen Pöschel, A Lecture on the Classical KAM Theorem, arXiv:0908.2234, §1 and §4-§5 (the real-analytic perturbation is complexified to a holomorphic function of the action-angle-parameter variables; the constructed transformations are limits of real-analytic maps), PDF pp. 5-6 and 20-27.
- Rafael de la Llave, A Tutorial on KAM Theory (AMS Proc. Sympos. Pure Math. 69, revised version), §3.1 (real analytic functions and their complexifications) and §6.1-§6.3 (reality of the limiting embedding when the data are real), printed pp. 24-31 and 92-110.