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C2 projector curvature has integral Chern number

Statement

Assume the full Axiom of Choice. Let Σ be a compact boundaryless oriented smooth surface, let d≥1, and let P:Σ→End⁡(Cd) be a C2 family of rank-one orthogonal projections. Let EP→Σ be the complex line bundle with fibers ran⁡P(x), let ∇=P d, and let F=P(dP∧dP)P be the curvature of this projected connection. Then i2π∫Σtr⁡F=⟨c1(EP),[Σ]⟩∈Z. Here c1(EP) is the first integral Chern class of the underlying topological complex line bundle, and [Σ] is the fundamental class for the stated orientation.

Facts & Assumptions

Given: Full AC, a compact boundaryless oriented smooth surface Σ, and a C2 rank-one orthogonal projector family P.

The integral of the continuous form tr⁡FP in the Statement uses [F11]. This definition is independent of the finite chart cover and partition: for two choices, the products of their partition functions give a finite common refinement, and [F8] identifies the two coordinate integrals of each refined term. On smooth forms the same sum is the published integral [F10].

[A1]

Full AC is the choice-function principle in The Axiom of Choice. It implies Countable Choice The Axiom of Countable Choice (ACω), the hypothesis used by the smooth partition and de Rham suppliers.

[F1]

Smooth manifolds and their smooth charts and Cr and smooth maps between smooth manifolds: Σ has a finite-dimensional smooth atlas, and C2 means that coordinate representatives have continuous derivatives through order two.

[F2]

C2 projector bundles and Kato transport and Projector curvature and frame covariance: EP is the range bundle, ∇=P d, and its curvature is F=P(dP∧dP)P.

[F3]

Smooth partitions of unity exist on manifolds: under Countable Choice, a smooth partition of unity subordinate to an open cover of Σ exists.

[F4]

Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely: a finite-dimensional complex Hermitian matrix has an orthonormal eigenbasis. Cauchy's integral formula on a circle compactly contained in a disc of holomorphy gives the scalar circle integral of (z−λ)−1 as 2πi when λ is interior; the exterior-eigenvalue zero integral is proved directly in step 1.2.

[F5]

First Chern form agrees with the topological line class: under full AC, for a smooth Hermitian line bundle and Hermitian connection with curvature Ω, JΣ[−Ω/(2πi)]=ρΣ(c1).

[F6]

Chern classes from the projective-bundle relation defines the first Chern class of a line over a path-connected CW base and makes it invariant under complex bundle isomorphism. The disconnected line-class convention needed here is stated exactly by [F5]: c1(L)=e(LR) on each component and the global class is the Euler class. Fundamental class of a compact oriented manifold gives the finite component decomposition of [Σ], and Kronecker evaluation pairing evaluates an integral cohomology class on it in Z.

[F7]

The de Rham theorem and De Rham integration cochain: under Countable Choice, the de Rham isomorphism is induced by integration on smooth simplices. Smooth singular chains compute singular homology lets the real fundamental class be represented by a finite smooth cycle, so evaluation of JΣ[α] on it equals the oriented integral of a smooth top form α.

[F8]

A compactly supported Riemann integrand admits the global change-of-variables formula from a diffeomorphism near the relevant compact preimage: a compactly supported Riemann-integrable coefficient transforms under an injective C1 coordinate change by its absolute Jacobian.

[F9]

Linearity, monotonicity, the absolute-value estimate and coordinate-slice additivity for the Riemann integral in Rm: for Riemann-integrable real functions on a nondegenerate rectangle, the integral is linear and monotone, the absolute value is integrable, and ∣∫Qf∣≤∫Q∣f∣. The volume-times-supremum estimate used below is derived in step 3.1, after integrability has been established.

[F10]

Integral of a compactly supported top form and Independence of atlas, partition and refinement: for smooth compactly supported top forms, the finite chart-partition definition is independent of the chosen atlas and partition.

[F11]

For a continuous complex two-form α on compact oriented Σ, extend the oriented integral by choosing a finite positively oriented chart cover and a smooth subordinate partition (ϕj), writing ϕjα=fj dx1∧dx2 with compact support in its chart, extending each coefficient by zero, and setting ∫Σα:=∑j∫R2f~j, with complex integrals taken componentwise. Each zero extension is continuous and compactly supported; choose a closed nondegenerate rectangle containing its support in its interior. Applying [F12] to its real and imaginary parts on that rectangle establishes their Riemann integrability. A finite common refinement by products of two partitions and [F8] prove independence of the choices. For smooth α this is exactly [F10].

[F12]

Every continuous function on a closed nondegenerate rectangle in Rm is Riemann integrable: every continuous real function on a closed nondegenerate rectangle is Riemann integrable; complex integrals here mean the sum of the real integral and i times the imaginary integral.

Proof

Continuous top-form integral convention. The formula in [F11] is well defined: given two finite chart partitions, the products of their partition functions give a finite common refinement. On each overlap, the coefficient transformation rule for a two-form and [F8] identify the two coordinate integrals of each refined term. The sum is therefore independent of the charts and partition. On smooth forms it agrees with [F10].

In step 1.2, Γ denotes the positively oriented circle {z∈C:∣z−1∣=1/2}.

1.1A1F1F3F6F11constructalgebra

If Σ=∅, the integral is the empty sum 0 by [F11], and [Σ]=0 by [F6], so its pairing with c1(EP) is 0 and the conclusion holds. Henceforth assume Σ≠∅. Choose a finite coordinate-chart cover of the compact surface Σ and a smooth partition {ϕj}j=1N subordinate to it by [F3]. In each chart, every matrix entry of ϕjP is a C2 function supported compactly inside the coordinate domain; extend it by zero to R2. Start with ρ(y)=cexp⁡(−1/(1−∣y∣2)) for ∣y∣<1 and ρ(y)=0 otherwise, where c>0 normalizes its integral to one. The extension is smooth because every derivative at the boundary is a finite sum of terms bounded by t−me−1/t as t↓0, and these tend to zero. Put ρϵ(y)=ϵ−2ρ(y/ϵ) and convolve each real and imaginary entry with it. For every multi-index α with ∣α∣≤2, ∂α(ρϵ∗f)=ρϵ∗(∂αf) and ∥ρϵ∗(∂αf)−∂αf∥∞≤sup⁡∣y∣≤ϵ∥∂αf( ⋅−y)−∂αf∥∞⟶0, because each compactly supported derivative is uniformly continuous. For sufficiently small ϵ, the convolved supports remain inside their charts. Summing the finitely many pulled-back approximants gives a smooth matrix field Qϵ→P in C2; replacing it by (Qϵ+Qϵ∗)/2 keeps it smooth Hermitian and preserves this convergence.

1.2F4constructalgebra

Fix ϵ so δ:=sup⁡Σ∥Qϵ−P∥<1/4. For each x∈Σ, define Rϵ(x)=12πi∮∣z−1∣=1/2(zI−Qϵ(x))−1 dz. On this contour ∥(zI−P(x))−1∥=2, so the Neumann series shows zI−Qϵ(x) is invertible and its inverse has norm at most 4. The finite-dimensional spectral theorem [F4] diagonalizes Qϵ(x). For an eigenvalue λ inside the circle, the Cauchy integral formula [F4] gives ∮Γ(z−λ)−1 dz=2πi. For an exterior eigenvalue put c=1, R=1/2, and q=R/∣λ−c∣<1. On Γ, the geometric expansion 1z−λ=−∑k=0N(z−c)k(λ−c)k+1+rN(z),sup⁡Γ∣rN∣≤qN+1∣λ−c∣(1−q) has a remainder whose contour integral tends to zero, since the circle has length 2πR. Each polynomial term integrates to zero, as the parametrization z=c+Reit gives ∮Γ(z−c)k dz=iRk+1∫02πei(k+1)t dt=0. Thus the exterior eigenvalue contributes zero. Applying these two scalar calculations to the diagonalization shows that Rϵ(x) is the orthogonal spectral projection onto eigenvalues inside the circle. The same contour is valid for Qt=P+t(Qϵ−P) for every t∈[0,1], so these projections vary continuously with t; their integer-valued ranks are constant and equal the rank one of P. The resolvent identity gives ∥Rϵ−P∥∞≤12π π (4)δ(2)=4δ<1. The contour integral also shows Rϵ is smooth in x.

2.1A1F2F5F6F7F8F10F11step 1.2algebra

The restriction Rϵ(x)∣ran⁡P(x) is injective: if Rϵv=0 and Pv=v, then ∥v∥=∥(P−Rϵ)v∥≤∥P−Rϵ∥ ∥v∥, which forces v=0. Both ranges are one-dimensional, so these restrictions form a continuous complex line-bundle isomorphism EP≅ERϵ and [F6] gives c1(EP)=c1(ERϵ). The compact surface has finitely many components by [F6]; apply the disconnected line-class convention of [F5] on each component and sum the pairings using the fundamental-class direct sum. In a local unit frame u for ERϵ, its connection form is A=u∗du and its scalar curvature is dA. The rank-one curvature matrix is FRϵ=u(dA)u∗, hence tr⁡FRϵ=dA=Ω∇ϵ. The smooth integral here is the chart-partition integral [F10], agreeing with the continuous convention [F11]; its coordinate independence uses the common-refinement change-of-variables argument [F8]. Applying [F5] to the smooth Hermitian line bundle ERϵ and its projected Hermitian connection, then evaluating on [Σ] using [F6] and [F7], gives i2π∫Σtr⁡FRϵ=⟨c1(ERϵ),[Σ]⟩=⟨c1(EP),[Σ]⟩∈Z.

3.1F2F9F11F12step 1.1step 1.2step 2.1algebra∎

The contour formula for Rϵ and its first two coordinate derivatives show Rϵ→P in C2: differentiating (zI−Qϵ)−1 once gives (zI−Qϵ)−1(∂jQϵ)(zI−Qϵ)−1, and differentiating twice gives a finite sum of products of uniformly bounded resolvents with first and second derivatives of Qϵ. Thus in each chart of the fixed finite partition, Rϵ and its first derivatives converge uniformly to P and its first derivatives. On the compact supports of that partition, let δ0 and δ1 be the largest of the zeroth- and first-coordinate-derivative errors, and choose M≥1 bounding all first derivatives of P and Rϵ for sufficiently small ϵ. For the coordinate coefficient F12(P)=P(∂1P ∂2P−∂2P ∂1P)P, submultiplicativity and ∥P∥=∥Rϵ∥=1 give ∥F12(Rϵ)−F12(P)∥≤4M2δ0+4Mδ1; the trace difference is at most d times this bound. Hence the continuous coefficients in the fixed finite chart-partition formula [F11] converge uniformly. Put each compact chart support in the interior of a closed nondegenerate rectangle Qj. By [F12], both real and imaginary parts of each continuous zero-extended coefficient and its difference are Riemann integrable there. For a real continuous h on Qj, put c=sup⁡Qj∣h∣. Every Darboux sum of the constant functions ±c is ±cvol⁡(Qj), since the cell volumes sum to the rectangle volume. Monotonicity in [F9] applied to −c≤h≤c therefore gives ∣∫Qjh∣≤cvol⁡(Qj). Applying this separately to the real and imaginary parts of a complex coefficient g and using ∣Re⁡g∣,∣Im⁡g∣≤∣g∣ gives ∣∫Qjg∣≤2vol⁡(Qj)sup⁡Qj∣g∣. Finite linearity then gives ∣∫Σtr⁡FRϵ−∫Σtr⁡FP∣≤2∑jvol⁡(Qj)sup⁡Qj∣f~jϵ−f~j∣⟶0. The continuous-integral convention [F11] and this estimate show that the limit is the integral in the Statement. Step 2.1 gives the same integer for every sufficiently small ϵ, so taking the limit proves the stated equality for P.

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