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Normal-incidence amplitudes and the flux budget, with the Ohmic transmitting medium

Physical scope

Conditional normal-incidence reflection and transmission theorem at a plane interface between two homogeneous isotropic scalar media at rest, the second either lossless or Ohmic: the amplitude system, the reflection and transmission amplitudes, the flux budget R+T=1 in the lossless case and |r|^2+(ReY_2/Y_1)|t|^2=1 with the absorbed fraction in the Ohmic case. Excluded: oblique incidence, anisotropic, dispersive or nonlinear media, ideal conductors, mobile media, existence or uniqueness of interface-consistent data, and all empirical claims.

Statement

Assume the following plane-interface material setting, with the same explicitly adopted stationary interface identities as Phase matching at a plane interface: common tangential wavevector and frequency, the reflection law and Snell's law (including its absent-wave qualification), at normal incidence: medium 1 in {x3<0} with ε1,μ1>0, σ1=0, medium 2 in {x3>0} with ε2,μ2>0 and either σ2=0 (lossless) or σ2>0 (Ohmic), both homogeneous and at rest in the laboratory chart, with the plane interface S={x3=0} and normal n=e3. Let ωi,ωr,ωt>0 and let three plane waves of Plane-wave fields in a homogeneous Ohmic medium: amplitude conditions, dispersion, averaged flux and the evanescent branch be given with wavevectors ki=k1n (k1>0), kr=−k1n and kt=k n, where for σ2=0 one takes k=ωt/v2>0 and for σ2>0 one takes k=κ2(ωt)=p+iq with the complex propagation constant of Homogeneous isotropic medium parameters: phase speed, impedance, refractive index, complex propagation constant and skin depth; amplitudes ei∈C3∖{0} and er,et∈C3 and hj=kj×ej/(μjωj) satisfying the conditions of Plane-wave fields in a homogeneous Ohmic medium: amplitude conditions, dispersion, averaged flux and the evanescent branch(b)-(c) in their media, and the four stationary interface identities of Phase matching at a plane interface: common tangential wavevector and frequency, the reflection law and Snell's law holding on R2×I for a nonempty open interval I. Then:

(a) [Common frequency] The transmitted amplitude is nonzero and ωi=ωt=:ω for some ω>0. If er≠0, then ωr=ω as well; if er=0, assign ωr=ω conventionally, since an absent field cannot determine a frequency. Matching is proved directly from the interface characters, so the lossless-only physical scope of Phase matching at a plane interface: common tangential wavevector and frequency, the reflection law and Snell's law is not used to infer the Ohmic branch.

(b) [Amplitude system and solution] all three electric amplitudes are tangential to S, and the two tangential interface identities reduce to ei+er=et,Y1 (ei−er)=Y2 et,Y1:=k1μ1ω>0,Y2:=kμ2ω; hence er=r ei and et=t ei with the complex scalars r=Y1−Y2Y1+Y2,t=2Y1Y1+Y2; in particular the reflected and transmitted electric phasors are parallel to the incident one (normal-incidence polarisation preservation), and t≠0. The reflection coefficient is zero exactly when Y1=Y2, in particular at a lossless impedance-matched interface; the zero reflected field remains part of the theorem.

(c) [Lossless transmitting medium] if σ2=0 then Y2=1/Z2>0 with Z2=μ2/ε2 of Homogeneous isotropic medium parameters: phase speed, impedance, refractive index, complex propagation constant and skin depth, so r=Z2−Z1Z1+Z2∈R,t=2Z2Z1+Z2∈R, in agreement with The two-equation interface system at normal incidence; the period-T averaged normal fluxes of the stored-energy model, T=2π/ω (Plane-wave fields in a homogeneous Ohmic medium: amplitude conditions, dispersion, averaged flux and the evanescent branch(d), Energy balance and Ohmic dissipation for the constant nondispersive linear model), are ⟨Si⋅n⟩=∣ei∣22Z1, ⟨Sr⋅n⟩=−∣er∣22Z1 and ⟨St⋅n⟩=∣et∣22Z2, and with R:=r2, T:=Z1Z2t2=4Z1Z2(Z1+Z2)2 one has R+T=1; R is the reflected and T the transmitted fraction of the incident normal averaged flux.

(d) [Ohmic transmitting medium] if σ2>0 then Y2=κ2(ω)/(μ2ω) has Re⁡Y2=p/(μ2ω)>0, and r=Y1−Y2Y1+Y2,t=2Y1Y1+Y2,∣r∣2+Re⁡Y2Y1 ∣t∣2=1. The second summand is the fraction of the incident period-averaged normal flux that enters the conductor at the interface; the transmitted field has the exact decay factor e−qx3 (the explicit factorization ei(p+iq)x3=e−qx3eipx3) and, by the Ohmic dissipation clause of Energy balance and Ohmic dissipation for the constant nondispersive linear model, the entering flux is absorbed in the conductor: the reflected fraction ∣r∣2 and the absorbed fraction (Re⁡Y2/Y1)∣t∣2 add to 1.

(e) [Scope] no existence or uniqueness of interface-consistent data, no oblique incidence, no anisotropic or dispersive media, no ideal conductor (σ2=∞), no nonlinear response and no empirical claim is made. The interface identities are the stationary plane-interface conditions of the model, supplied for compact interfaces by Stationary macroscopic interface jump conditions for D, B, E and H; the flux identities are the model's stored-energy and Ohmic-dissipation reading, not an observational claim.

Facts & Assumptions

Given: The two-media normal-incidence setting of the Statement, the wave data (kj,ωj,ej) with hj=kj×ej/(μjωj), the unit normal n=e3, and the four stationary interface identities [A1] on R2×I.

[A1]

The four stationary interface identities of the Statement hold for all (y,t)∈R2×I; the proof uses the two tangential identities and derives the normal-incidence reduction directly.

[F1]

Plane-wave structure in each medium (Plane-wave fields in a homogeneous Ohmic medium: amplitude conditions, dispersion, averaged flux and the evanescent branch): the amplitude conditions kj⋅ej=0, kj×ej=ωjμhj, kj×hj=−(ωjε+iσj)ej with the constants of the medium of wave j (σi=σr=0, σt=σ2); the solution family h=k×e/(ωμ); and, for a lossless medium with real wavevector k and e≠0, the pointwise identities with B=k^×E/v, ∣B∣=∣E∣/v and the period-averaged flux ⟨S⟩=∣e∣2k/(2μω) of the stored-energy model.

[F2]

Normal-incidence instance of phase matching (Phase matching at a plane interface: common tangential wavevector and frequency, the reflection law and Snell's law(a)): for three nonzero plane waves in two homogeneous isotropic lossless media satisfying the amplitude conditions and the two tangential interface identities, the tangential wavevectors and the frequencies agree; at normal incidence this gives ωi=ωr=ωt in the lossless case with all three amplitudes nonzero.

[F3]

Admittance system (The two-equation interface admittance system: solution formulas and the normal-flux identity): for complex Y1,Y2 with Y1+Y2≠0 and data satisfying Ei+Er=Et, Y1(Ei−Er)=Y2Et, one has r=(Y1−Y2)/(Y1+Y2), t=2Y1/(Y1+Y2); if Y1>0 real then ∣r∣2+(Re⁡Y2/Y1)∣t∣2=1 with ∣t∣2=4Y12/∣Y1+Y2∣2>0; and if Y1>0 is real and Y2 purely imaginary then ∣r∣=1.

[F4]

The normal-incidence interface lemma (The two-equation interface system at normal incidence): for real εj,μj>0, Zj=μj/εj, and Ei,Er,Et with Ei≠0 satisfying Ei+Er=Et, (Ei−Er)/Z1=Et/Z2, one has r=(Z2−Z1)/(Z1+Z2), t=2Z2/(Z1+Z2) and R+T=1 for R=∣r∣2, T=(Z1/Z2)∣t∣2.

[F5]

Character independence (Distinct exponential characters are linearly independent on a nonempty open set, and the real-part grouping rule): a real-part-zero finite character sum on a nonempty open set has vanishing grouped coefficients; in particular if Re⁡(c eiλ⋅z)=0 on a nonempty open set for a single frequency λ=(0,0,−ω) with ω>0 and coefficient c, then c=0, because −λ‾=(0,0,+ω)≠λ and the ν=λ group has no negative-conjugate partner.

[F6]

The complex exponential: exp⁡(z+w)=exp⁡zexp⁡w and exp⁡(x)=ex for real x (exp⁡(z+w)=exp⁡z exp⁡w, and the complex exponential extends the real exponential); for real x,y, exp⁡(x+iy)=ex(cos⁡y+isin⁡y) with ∣exp⁡(x+iy)∣=ex (exp⁡(x+iy)=ex(cos⁡y+isin⁡y), ∣exp⁡(x+iy)∣=ex, and eiπ+1=0).

[F7]

Period averages (Period averages of products of real parts of complex exponentials): the period average of Re⁡(ae−iωt)Re⁡(de−iωt) is 12Re⁡(ad‾), with the componentwise inner-product and cross-product forms.

[F8]

Stored energy and Ohmic dissipation (Energy balance and Ohmic dissipation for the constant nondispersive linear model): u=12(E⋅D+B⋅H), S=E×H, the local balance ∂tu+div⁡S=−Jf⋅E, and with Jf=σE and symmetric positive semidefinite σ the nonnegative dissipation density E⋅σE.

[F9]

Medium parameters (Homogeneous isotropic medium parameters: phase speed, impedance, refractive index, complex propagation constant and skin depth): Zj=μj/εj>0, vj=(εjμj)−1/2, and for σ2>0 the complex propagation constant k=κ2(ω)=p+iq with p,q>0, whose existence and root selection rest on Every complex number has a square root, by an explicit Cartesian formula; for σ2>0 also 2pq=μ2σ2ω and Re⁡Y2=p/(μ2ω).

[F11]

Inner and cross products: ⟨x,y⟩=∑lxlyl and the coordinate cross product, bilinear and alternating, with u×v orthogonal to u and v; the decomposition x=xτ+(x⋅n)n with xτ⊥n (The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn, The cross product in R3, The cross product is bilinear, alternating, and orthogonal to both factors).

Proof

technique · direct; evaluate the normal-incidence traces as characters, apply the character lemma to the combined six-component data to force the common frequency, solve the resulting two-equation admittance system, and compute the lossless and Ohmic flux budgets
1.1givenA1F1F10F11algebra

[Transversality and the trace identity] Since kj⋅ej=0 and kj⋅n≠0 for each actual wave (ki⋅n=k1>0, kr⋅n=−k1<0, and kt⋅n=k with k>0 in the lossless case or k=p+iq with p>0 in the Ohmic case), each electric amplitude is tangential: writing ej=(ej⋅n)n+ejτ by [F11] gives 0=kj⋅ej=(kj⋅n)(ej⋅n). Likewise hj=kj×ej/(μjωj) is tangential because kj is normal. Evaluating at x=(y,0) gives kj⋅x=0, so Ej=Re⁡(eje−iωjt) and Hj=Re⁡(hje−iωjt) there; the two tangential interface identities of [A1] are identities of tangential fields, and for tangential w the vanishing n×w=0 forces w=0 by [F11], so with the sign convention Aj:=(ej,hj) and λj:=(0,0,−ωj)∈C3 they read Re⁡(Aieiλi⋅z+Areiλr⋅z−Ateiλt⋅z)=0 for all z=(y,t)∈R2×I, by the additivity of the real part in [F10].

2.1step 1.1F1F5F10F11algebra

[The transmitted amplitude is nonzero] Suppose et=0; then ht=k (n×et)/(μ2ωt)=0 and At=0, so the identity of step 1.1 has the two terms Ai,Ar with nonzero frequency parts −ωi,−ωr. Since −λj‾=(0,0,+ωj) has positive last coordinate while every actual λl has negative last coordinate, [F5] applied to the electric and magnetic traces separately gives: for each actual frequency ν, the sum of the coefficients of the waves with that frequency vanishes. If er=0 then Ar=0 and the electric trace is a single character with coefficient ei≠0, contradicting [F5]. If er≠0 and λr≠λi, both groups are singletons and the electric trace gives ei=0 and er=0, again a contradiction; hence λr=λi, that is ωr=ωi, and the electric and magnetic trace coefficients at that frequency vanish: ei+er=0 and hi+hr=0. By step 1.1, hi=(k1/(μ1ωi))(n×ei) and hr=(−k1/(μ1ωi))(n×er), so hi+hr=(k1/(μ1ωi)) n×(ei−er)=(k1/(μ1ωi)) n×(2ei)=0, hence n×ei=0; together with ei⋅n=0 from step 1.1 this gives ei=0 by [F11], contradicting ei≠0. Therefore et≠0.

3.1step 2.1step 1.1F2F5F10algebra

[Common frequency] By step 2.1, At=(et,ht) is nonzero; Ai is nonzero because ei≠0; if er≠0 then Ar≠0. Applying [F5] to the combined six-component identity of step 1.1 and grouping as in step 2.1: for each actual frequency ν the signed sum of the Aj over the waves with that frequency vanishes. If the frequencies of the nonzero-Aj waves were not all equal, some group would contain exactly one of them and would give ±Aj=0, a contradiction; and negative-conjugate partners cannot occur because of the sign of the last coordinate. Hence: if er≠0, then λi=λr=λt, so ωi=ωr=ωt; if er=0, then λi=λt, so ωi=ωt and ωr is unconstrained by the absent field, matching the Statement. Setting ω:=ωi=ωt, the two identities of step 1.1 with the common frequency −ω in the exponent give, after applying [F5] to the single-frequency electric and magnetic traces, ei+er=et and hi+hr=ht. This also proves the lossless nonzero-reflected case via the normal-incidence instance [F2] of the phase-matching theorem, which is consistent with the direct argument just given.

4.1step 3.1F1F3F10F11algebra

[The amplitude system, part (b)] With the common frequency of step 3.1, Y1:=k1/(μ1ω)>0 is real and positive, and hi=Y1 n×ei, hr=−Y1 n×er, ht=(k/(μ2ω)) n×et=:Y2 n×et by [F1] and [F11]; note Re⁡Y2=p/(μ2ω)>0 in the Ohmic case and Y2>0 real in the lossless case, so Y1+Y2≠0 in both. The magnetic identity of step 3.1 reads n×(Y2et−Y1(ei−er))=0, and its argument is tangential, so Y1(ei−er)=Y2et by [F11]; together with ei+er=et this is exactly the system of [F3], and since Y1+Y2≠0 the solution formulas r=(Y1−Y2)/(Y1+Y2), t=2Y1/(Y1+Y2) hold with er=r ei, et=t ei; here r,t are scalars in C multiplying the fixed nonzero vector ei, so the reflected and transmitted electric phasors are parallel to the incident one. Moreover t≠0 because ∣t∣2=4Y12/∣Y1+Y2∣2>0 by [F3] and [F10]; and r=0 if and only if Y1=Y2.

5.1step 4.1F1F4F9F10algebra

[Lossless transmitting medium, part (c)] If σ2=0 then k=ω/v2>0 by the Statement, so Y2=k/(μ2ω)=ω/(v2μ2ω)=1/(v2μ2)=1/Z2 by [F9] (v2μ2=μ2/ε2=Z2), and Y1=1/Z1 similarly; hence substituting Yj=1/Zj into the formulas of step 4.1 gives r=(1/Z1−1/Z2)/(1/Z1+1/Z2)=(Z2−Z1)/(Z1+Z2) and t=2Z2/(Z1+Z2), both real, the same formulas as in the scalar parametrisation of [F4]. The period-averaged normal fluxes at the interface: for a nonzero lossless wave with real wavevector the flux of [F1] is ⟨Sj⟩=∣ej∣2kj/(2μjω) with ω the common frequency, so ⟨Si⋅n⟩=∣ei∣2k1/(2μ1ω)=∣ei∣2/(2Z1) because k1/(μ1ω)=Y1=1/Z1; similarly ⟨Sr⋅n⟩=∣er∣2(−k1)/(2μ1ω)=−∣er∣2/(2Z1) and ⟨St⋅n⟩=∣et∣2k/(2μ2ω)=∣et∣2/(2Z2). If er=0, then hr=0 and Sr=0, so the reflected formula holds directly as well. With R=∣r∣2 and T=(Z1/Z2)∣t∣2, the identity R+T=1 is [F4]; since ∣er∣2=R∣ei∣2 and ∣et∣2=(Z2/Z1)T∣ei∣2=∣ei∣2TZ2/Z1, the three fluxes are ∣ei∣2/(2Z1) times 1, −R and T respectively, which is the stated fraction reading.

5.2step 4.1F3F9F10algebra

[Ohmic transmitting medium: system and budget, part (d) first half] If σ2>0 then k=κ2(ω)=p+iq with p,q>0 by [F9], so Y2=(p+iq)/(μ2ω) has Re⁡Y2=p/(μ2ω)>0 and Im⁡Y2=q/(μ2ω)>0; the solution formulas of step 4.1 give r,t, and [F3] gives ∣r∣2+(Re⁡Y2/Y1)∣t∣2=1 and ∣t∣2=4Y12/∣Y1+Y2∣2>0. Since Im⁡Y2≠0, the numerator Y1−Y2 of r is nonzero, so r≠0 in this branch.

6.1step 4.1step 5.1F6F7F10F11algebra

[Attenuated transmitted field and entering flux] With k=p+iq and the common frequency, the transmitted field factorizes exactly: for x3∈R, i(kx3−ωt)=−qx3+i(px3−ωt), and [F6] gives ei(kx3−ωt)=e−qx3(cos⁡(px3−ωt)+isin⁡(px3−ωt)), so Et(x,t)=e−qx3Re⁡(etei(px3−ωt)) componentwise (the exact decay factor e−qx3), and Ht=e−qx3Re⁡(htei(px3−ωt)) for the same reason since ht is a constant phasor. The period-averaged normal flux of the transmitted field is, by the cross-product form of [F7] applied to the factorized fields, ⟨St⋅n⟩=e−2qx312Re⁡((et×h‾t)⋅n); from ht=Y2 n×et with Y2=(p+iq)/(μ2ω) by step 4.1, h‾t=Y2‾ n×e‾t=((p−iq)/(μ2ω)) n×e‾t by [F10], and the triple-product expansion of [F11] gives et×(n×e‾t)=n ∣et∣2−e‾t (et⋅n)=n ∣et∣2 because et is tangential; hence (et×h‾t)⋅n=(p−iq)∣et∣2/(μ2ω) and ⟨St⋅n⟩=e−2qx3p∣et∣2/(2μ2ω)=:F(x3). At the interface x3=0 this equals (p/(μ2ω))∣et∣2/2, and dividing by the incident flux ∣ei∣2/(2Z1)=Y1∣ei∣2/2 of step 5.1 (which applies to medium 1, lossless) gives pμ2ωY1∣t∣2=Re⁡Y2Y1∣t∣2, the stated entering fraction of the incident period-averaged normal flux.

7.1step 5.2step 6.1F8F9F13algebra

[Ohmic absorption] In the conductor the free current is the conduction current Jf=σ2Et with the declared positive scalar σ2 (the model of [F1] has no external free current), and the Ohmic dissipation density of [F8] averaged over a period is d(x3):=σ2⟨∣Et∣2⟩=σ2∣et∣2e−2qx3/2 by [F7] applied to the factorized field of step 6.1; the flux of step 6.1 is F(x3)=p∣et∣2e−2qx3/(2μ2ω). Since 2pq=μ2σ2ω by [F9], F′(x3)=−2q p∣et∣2e−2qx3/(2μ2ω)=−pq∣et∣2e−2qx3/(μ2ω)=−σ2∣et∣2e−2qx3/2=−d(x3): the flux lost per unit length is exactly the Ohmic dissipation. For every L>0 the integrand d is continuous on [0,L], hence Riemann integrable by [F13], and the exponential antiderivative is differentiable through the endpoints; the fundamental theorem [F13] gives ∫0Ld(x3) dx3=σ2∣et∣2(1−e−2qL)/(4q)=F(0)−F(L), where the last identity uses p/(2μ2ω)=σ2/(4q), which is 2pq=μ2σ2ω rearranged. Since q>0, e−2qL→0 as L→∞ by [F13], and defining the improper integral as the limit of the proper integrals per [F13] gives ∫0∞d(x3) dx3=σ2∣et∣2/(4q)=F(0): the whole entering flux is dissipated in the conductor, and with the budget of step 5.2 the reflected fraction ∣r∣2 and the absorbed fraction (Re⁡Y2/Y1)∣t∣2 add to 1.

8.1givenstep 7.1F2F12∎

[Scope, part (e)] All conclusions are conditional on the given wave data and the interface identities [A1]; the argument used only the two tangential identities, the amplitude conditions and dispersion of [F1], the character lemma [F5], the admittance algebra [F3], the Euler form [F6] and the period averages [F7]; the normal interface identities, the optional normal-root selection rule and any outgoing condition were not used, and the oblique-incidence theorem [F2] was cited only as the consistent lossless cross-check. Nothing about existence or uniqueness of interface-consistent data, oblique incidence, anisotropy, dispersion, ideal conductors (σ2=∞), nonlinear response or empirical data is claimed; the entering-flux absorption reading is the model's stored-energy and Ohmic-dissipation statement, not an observational claim. The interface identities are stated hypotheses on the noncompact plane; for compact interfaces they follow from Stationary macroscopic interface jump conditions for D, B, E and H. No choice principle is used: every quantity is finite-dimensional algebra in the given data, and the only limiting passage is the explicit exponential improper integral of step 7.1.

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