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Exterior H2 algebra and polynomial nonlinear estimates

PDF p. 16: Proposition 3.10 proof, algebra and estimates

Statement

Assume the Axiom of Choice. Let n∈{2,3}, let Θ⊂Rn be nonempty and compact with smooth boundary, and suppose its exterior Ω=Rn∖Θ is connected. Let H2(Ω) be the complex weak-derivative Sobolev space and H01(Ω) the H1 closure of Cc∞(Ω). Let HD2(Ω)=D(I−ΔD) have its spectral graph norm. Then HD2(Ω)=H2(Ω)∩H01(Ω) with equivalent norms, and H2(Ω) is an algebra continuously contained in L∞(Ω).

For m∈{3,5} and λ∈R∖{0}, put g(z)=λ∣z∣m−1z. There is a constant C, depending on the fixed domain, m and λ, such that g maps HD2(Ω) to itself and, for all u,v∈HD2(Ω), ∥g(v)∥HD2≤C∥v∥HD2m,∥g(v)−g(u)∥HD2≤C(∥v∥HD2m−1+∥u∥HD2m−1)∥v−u∥HD2.

For T>0, put XT=C([0,T];HD2(Ω)) with the supremum norm. If u,v∈XT, then g(u),g(v)∈L1(0,T;HD2(Ω)) and the same two estimates hold with the left sides replaced by their L1(0,T;HD2) norms, the right-side state norms replaced by XT norms, and an additional factor T on the right.

Facts & Assumptions

[F1]

Under the stated geometry and Choice, Low-order identifications of the Dirichlet scale identifies HD2 with H2∩H01 and gives equivalence of the spectral and ordinary H2 norms. The full Choice assumption is inherited from that supplier and Uniform localized H2 algebra on a smooth exterior domain; it is recorded by The Axiom of Choice.

[F2]

Under the same geometry, Uniform localized H2 algebra on a smooth exterior domain supplies the H2 algebra and L∞ embedding, the polynomial power estimate and the difference estimate with factor (∥u∥H2+∥v∥H2)m−1. It applies to complex functions and the displayed odd-power nonlinearity. It also proves preservation of zero obstacle trace, defined as the obstacle component of the bounded-collar H1 trace.

[F3]

In Complex integer-order Sobolev notation, H01 is the H1 closure of complex Cc∞ functions, and H2 has the weak-derivative norm. The nonlinearity g is the one in Linear and nonlinear internally controlled exterior systems.

[F4]

Continuous and mixed time-space function spaces defines norm-continuous paths, the supremum norm and Bochner L1; its integrability criterion applies to strongly measurable maps with integrable norm.

[F5]

Under Choice, The Lᵖ trace operator on a bounded C¹ domain gives a bounded complex H1 trace on each bounded C1 domain, agreeing with continuous boundary values. For p=2 and complex scalars, The kernel of the trace is the closure of the test functions identifies its kernel with H01 on that bounded domain. The trace commutes with smooth cutoffs and is chart local gives cutoff commutation and locality. These statements are used only on bounded smooth collars, not directly on the unbounded exterior.

[F6]

Test function cutoffs and euclidean localization supplies a smooth χ with 0≤χ≤1, equal to one near B1‾ and supported in B2. Weak Leibniz rule with a smooth factor gives ∇(ηw)=η∇w+w∇η and bounded smooth multiplication on complex H1. Dominated convergence applies to measurable squared errors dominated by an integrable function.

[F7]

For an open subset of ℝⁿ, connectedness, path-connectedness and polygonal connectedness are equivalent gives paths between points of the connected open exterior. Integer-order Sobolev spaces are Banach gives completeness of complex H2(Ω) for its weak-derivative norm under Choice. The Choice assumption already in the Statement covers this supplier and the trace suppliers, as well as the selection of approximation sequences from the closure definition.

Proof

Given: The hypotheses and data in the Statement.

Goal: Prove the spatial and time-integrated estimates and preservation of the Dirichlet space.

1.1F1F2F3F5F7givenconstruct

The algebra and embedding assertions follow from F2. For v∈HD2, F1 gives v∈H2∩H01. Fix R≥1 large enough that Θ⊂BR and set GR=Ω∩B3R. Its boundary is the disjoint union of the smooth obstacle boundary and sphere. It is connected: by F7 a point inside B2R can be joined in Ω to a point outside B3R, and the part of that path up to its first encounter with the sphere of radius 2R stays inside GR; points in the obstacle-free annulus R<∣x∣<3R can be joined within that annulus since n≥2. Thus GR is a bounded smooth domain. Approximate v by vj∈Cc∞(Ω;C) in H1(Ω) using F3 and Choice. Their restrictions converge in H1(GR), and every restriction has zero trace on ∂Θ. The bounded trace in F5 therefore gives zero obstacle trace for v. F2 now gives w:=g(v)∈H2(Ω) with zero obstacle trace.

1.2F1F3F4F7construct

The space HD2 is Banach for the norm used here. Indeed, if (zj) is Cauchy in that norm, F1 makes it Cauchy in H2, so F7 gives a limit z∈H2. The weak-derivative norm satisfies ∥f∥H1≤∥f∥H2, hence zj→z in H1. Each zj lies in the closed subspace H01 by F1 and F3, so z∈H01. Thus F1 puts z in HD2, and its other norm inequality makes zj→z in the spectral norm. This verifies the Banach-target hypothesis of F4 without changing the stated space.

2.1F3F5F6F7step 1.1construct

Put χR(x)=χ(x/R) with χ from F6 and wR=χRw. The multiplier rule places wR in H1(Ω). On GR its trace is zero on ∂Θ by cutoff commutation and step 1.1, and zero on the outer sphere because wR vanishes for ∣x∣≥2R; locality in F5 justifies this last assertion. The bounded-domain trace-kernel theorem in F5 therefore gives wR∣GR∈H01(GR). Choose compactly supported smooth approximants there and extend them by zero to Ω. They belong to Cc∞(Ω). The function wR∣GR has a gap to the artificial sphere, so its zero extension is wR, with weak derivatives extended by zero: for a test function on Ω, multiply it by a smooth cutoff supported in B3R and equal to one on a neighborhood of B2R‾ before using the weak test identity on GR. Each approximant likewise has its compact support separated from that sphere. Consequently the H1(Ω) error of their zero extensions equals their H1(GR) error, proving wR∈H01(Ω).

3.1F1F3F6step 1.1step 2.1algebra

Along integers R→∞, χR→1 pointwise, 0≤χR≤1, and ∥∇χR∥∞≤C/R. The identity ∇(wR−w)=(χR−1)∇w+w∇χR follows from F6. Dominated convergence applied to ∣(χR−1)w∣2 and ∣(χR−1)∇w∣2, dominated respectively by ∣w∣2 and ∣∇w∣2, makes their integrals tend to zero; moreover ∥w∇χR∥2≤(C/R)∥w∥2→0. Hence wR→w in H1(Ω). Since H01 is a closed subspace by its closure definition, step 2.1 gives w∈H01(Ω). Combining this with w∈H2 and F1 proves g(v)∈HD2. This argument uses only bounded-domain trace kernels and does not assume a complex Sobolev composition theorem.

4.1F1F2step 3.1algebra

Apply F2 to u and v and use the norm equivalence in F1. The elementary inequality (a+b)m−1≤2m−2(am−1+bm−1) for a,b≥0 gives the stated difference estimate; the power estimate follows in the same way.

5.1F4step 4.1step 1.2given∎

By step 4.1, g:HD2→HD2 is continuous. Hence t↦g(v(t)) and t↦g(u(t)) are norm-continuous. Uniform continuity on the compact interval [0,T] makes each a uniform limit of finite-range measurable step functions obtained from uniform time partitions, hence strongly measurable. Step 4.1 bounds their norms, so they and their difference are Bochner integrable by F4 with the Banach target established in step 1.2. Integrating the pointwise estimates over [0,T] and bounding each state norm by its supremum gives the two time estimates with factor T.

Source notes

The article is cited for attribution of the estimates used in the proof of Proposition 3.10. The argument above uses the separately supplied exterior algebra and scale identification; it does not use the article as a proof of those prerequisites.

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