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Gaussian maximal graph equation on a compact spacelike slope cone

Statement

For any fixed integer m≥1, in a smooth time-oriented Gaussian background g=−dz2+hij(z,x)dxidxj with m spatial coordinates, smooth positive-definite m×m matrix h and ∂z future-directed, let a smooth graph be z=u(x). Spatial indices range from 1 to m. On the spacelike graph write γ for the induced metric and use k(U,V)=−g(∇Un,V), H=−tr⁡γk and maximality H=0, with the metric-compatible torsion-free connection constructed below. Put J=det⁡h, s=hijpipj and W=1−s, evaluated at (z,x,p)=(u(x),x,Du(x)). For its future unit normal n, define the normal angle relative to ∂z by v=−g(n,∂z); then v=W−1/2. On spacelike jets W>0, maximality is the smooth equation Aij(x,u,Du)uij+b(x,u,Du)=0, where Pi=Jhijpj/W, Aij=Ppji=J(hij/W+(hikpk)(hjℓpℓ)/W3/2) and b=∑iPxii+∂z(J/W), with coefficient partial derivatives taken at fixed other jet variables. On compact backgrounds and v≤V, these coefficients have uniform joint bounds of every finite order on a slightly larger spacelike jet neighborhood, and A has common positive ellipticity bounds. The angle bound gives both a Euclidean ∣Du∣ bound and s≤1−V−2<1.

Facts & Assumptions

[F1]

In ambient dimension four (m=3), future unit normals, induced maximality and its ambient divergence expression use Spacelike sections, maximality and lapse–shift data. In other dimensions the Statement gives the same sign convention, and the normal-divergence identity is proved locally below.

[F2]

In ambient dimension four, the Levi–Civita connection and metric compatibility are Metric compatibility, torsion freedom and the metric-selected connection class. The connection needed for general m is constructed locally below. The graph is already smooth; no existence or initial derivative bound is inferred from its equation.

[F3]

The graph of a smooth map is an embedded submanifold of the product, with the dimension of its domain. The graph of a smooth map is an embedded submanifold Apply this to the smooth height function in the Gaussian coordinate product neighborhood.

[F4]

In ambient dimension four, the coordinate-divergence identity is div⁡gY=w−1∂a(wYa), where w=∣det⁡(gab)∣. The derivative of the metric density and the chart formula for the divergence of a vector field Its general-dimensional version is proved below, with w=J for the Gaussian block metric.

[F5]

An affine connection is function-linear in its differentiating direction and satisfies the Leibniz rule in its differentiated vector field; in coordinates its coefficients are defined by ∇∂b∂c=Γabc∂a. These definitions apply in any finite dimension. Affine connection on a smooth manifold Christoffel symbols of an affine connection

[F6]

For an invertible differentiable real square-matrix curve of any positive size, (det⁡B)′=det⁡B tr⁡(B−1B′). The derivative of the determinant along an invertible C¹ matrix curve: (det A)'=det A tr(A⁻¹A') Apply this to the smooth invertible metric matrix along a coordinate line in a sufficiently small coordinate interval. This supplier has domain mathematics.

[F7]

For a square matrix over a commutative ring with unit determinant, B−1=(det⁡B)−1adj⁡(B). If det(A) is a unit, then A⁻¹=det(A)⁻¹adj(A) Apply it over R to g, whose determinant is −det⁡h<0; adjugate entries are polynomials in the entries of g, so this formula yields smooth inverse coefficients.

[F8]

Cauchy–Schwarz holds in every real inner product space. Cauchy–Schwarz: |⟨ u,v⟩|≤‖ u‖‖ v‖, with equality exactly for linearly dependent vectors At each background point apply it in Rm with inner product ⟨a,b⟩h=hijaibj to ai=hijpj and b=ξ. Then ∣piξi∣2≤shijξiξj.

[F9]

For totally differentiable maps f:U→V⊆Rn and G:V→Rp, the composition is totally differentiable with D(G∘f)(a)=DG(f(a))∘Df(a). The chain rule for total derivatives: D(g∘ f)(a)=Dg(f(a))∘ Df(a) All applications below are to smooth maps on open coordinate neighborhoods: the scalar map t↦−t at t=det⁡g<0, and the map x↦(z,x,Du(x)) at fixed z with image in W>0.

[F10]

A continuous family of positive-definite symmetric real m×m matrices over a compact parameter space has common bounds chI≤h≤ChI with 0<ch≤Ch; the inverse obeys Ch−1I≤h−1≤ch−1I. Uniform quadratic-form bounds for positive definite symmetric matrices and smoothness of the inverse These are parts (c) and (b), applied to the smooth positive-definite spatial metric on the compact background range. This supplier has domain mathematics and allows every finite m≥1.

[F11]

A continuous real-valued function on a nonempty compact metric space is bounded and attains its extrema. A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value Apply this to coefficient derivatives on the compact enlarged jet sets in the coordinate neighborhoods below. Empty background ranges give vacuous estimates.

[F12]

A subset of a positive-dimensional Euclidean space is compact if and only if it is closed and bounded. Heine-Borel in ℝⁿ: with the Euclidean metric a subset of ℝⁿ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line Apply this to compact background coordinate sets and to the enlarged jet set in R2m+1. It also supplies compact closed coordinate balls for a finite compact neighborhood inside the given open coordinate domain.

Proof

Given: The supplied time-oriented Gaussian metric in dimension m+1, with future-directed ∂z, and smooth spacelike graph. Goal: Identify its operator and quantitative ellipticity from the angle bound, in every finite spatial dimension m≥1.

1.1givenF2F5F7constructalgebra

Work in the given Gaussian coordinate domain, with ambient indices a,b,c,d from 0 to m and x0=z. Define Γabc=12gad(∂bgdc+∂cgdb−∂dgbc) and (∇XY)a=Xb∂bYa+ΓabcXbYc. Smoothness follows from [F7] for the smooth invertible matrix g. The displayed formula satisfies the connection rules of [F5] by the product rule. Its symmetry in b,c gives ∇XY−∇YX=[X,Y] by expanding the coordinate bracket. Lowering the first index gives Γabc=12(∂bgac+∂cgab−∂agbc), so Γcba+Γabc=∂bgac; expanding a derivative of g(Y,Z) therefore proves metric compatibility for all X,Y,Z. Conversely, compatibility and the symmetry in the two lower indices force this same formula by adding the compatibility equations in two index orders and subtracting the third. Hence it is the unique compatible torsion-free connection on this coordinate domain. This also makes the construction independent of a change of coordinates, since the connection rules, compatibility and torsion freedom are intrinsic. When m=3 it is precisely [F2].

1.2F3F8givenalgebra

By [F3], x↦(u(x),x) parametrizes a smooth embedded hypersurface; swapping the two product factors is a coordinate diffeomorphism. Its induced quadratic form is hij(u(x),x)ξiξj−(uiξi)2≥Whij(u(x),x)ξiξj, by [F8] for the positive-definite form h, so W>0 makes it spacelike. The conormal α=dz−uidxi has squared norm −W. Its negative metric dual, normalized to unit length, is n=−α♯/W=(∂z+hijuj∂i)/W. This vector is future-directed because g(n,∂z)=−W−1/2<0 and ∂z is future-directed. Hence the defined angle is v=W−1/2.

2.1F4F5F6F9step 1.1algebra

For the connection of step 1.1, cancellation of the first and third terms of the Christoffel formula after interchanging their summed indices gives Γaab=12gac∂bgac. Apply [F6] in each coordinate direction to g, which is invertible throughout the coordinate domain. Since det⁡g=−det⁡h<0 and w=∣det⁡g∣=J, the scalar chain rule [F9] gives ∂bw=12wgac∂bgac. Taking the trace of the coordinate formula for ∇Y in step 1.1 yields div⁡gY:=tr⁡(X↦∇XY)=∂aYa+ΓaabYb=w−1∂a(wYa). This proves the identity for every smooth Y in every dimension under consideration; when m=3 it agrees with [F4].

2.2F1step 1.1step 1.2algebra

Extend the normal from step 1.2 to nearby ambient points using the same spatial functions ui(x) and ambient coefficients hij(z,x). Positivity of W on the graph makes this a smooth unit timelike extension locally. At a graph point choose a γ-orthonormal tangent basis e1,…,em by successive subtraction of projections and positive normalization; adjoining n gives a g-orthonormal ambient basis. The trace formula and metric compatibility from step 1.1 give div⁡gn=∑ig(∇ein,ei)−g(∇nn,n)=∑ig(∇ein,ei), since g(∇nn,n)=12n(g(n,n))=0. The last sum is −tr⁡γk=H by the Statement. Tangential derivatives of two extensions agreeing on the graph coincide, so the value is independent of the unit extension. Thus maximality is equivalent to div⁡gn=0 in every dimension; for m=3 this recovers [F1].

3.1F9step 2.1step 2.2algebra

By step 2.1, the divergence of the extension in step 2.2 is J−1{∂z(J/W)+∑i∂xi(Jhijuj/W)}, with spatial derivatives taken at fixed z. In each spatial derivative, the chain rule [F9] gives ∂xiPi(z,x,Du(x))=Pxii+Ppjiuji; the z derivative fixes x and p=Du(x). Evaluating at z=u(x) therefore gives Jdiv⁡gn=Aijuij+b. Since J>0, step 2.2 makes maximality equivalent to this expression vanishing.

4.1F8F10F11F12givenstep 1.2step 3.1algebra∎

Differentiate P with respect to p to obtain the displayed symmetric matrix. For any covector ξ, Aijξiξj≥Jhijξiξj/W. On a compact background, [F10] gives chI≤h≤ChI and Ch−1I≤h−1≤ch−1I. Thus v=W−1/2≤V gives s≤1−V−2 and ∣p∣2≤Chs≤Ch. For a nonempty admissible set V≥1; choose θ12=1−(2V2)−1, strictly greater than 1−V−2. Over the compact background the closed jet set s≤θ12 is compact by [F12], since it is closed and ∣p∣2≤Chθ12, and it contains the admissible jets in its relative interior in the slope variables. The compact background lies in the smooth coordinate domain; finitely many small closed coordinate balls inside that domain give, by [F12], a compact neighborhood of it, on which [F10] applies again. On the corresponding enlarged jet set, W≥(2V2)−1>0. The coefficients are smooth on an open spacelike neighborhood, so [F11] bounds each of their continuous derivatives on this compact set, for every prescribed finite order. In particular the entries of A have common bounds, giving a common upper quadratic-form bound by ∣∑i,jAijξiξj∣≤(max⁡i,j∣Aij∣)(∑i∣ξi∣)2≤m(max⁡i,j∣Aij∣)∣ξ∣2. The lower bound follows from the first displayed inequality, h−1≥Ch−1I, W≤1 and the positive minimum of J on the compact background supplied by [F11]. These bounds use only the compact background and the angle bound, with no initially uniform higher derivative bound for u.

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