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Expander Graphs and Constraint Graphs: Examples and Counterexamples
1 · Prerequisites
- Algebraic Closure, Embeddings, and Separability
- Algebraic Extensions, Extension Degree, and Finite Fields
- Binary Operations, Monoids, Groups and Subgroups
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Expander Graphs and Constraint Graphs
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Limits of Real Functions
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Polynomial Rings, the Division Algorithm and Roots
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Sequences and Limits
- Simple Field Extensions and the Construction of the Complex Numbers
- Splitting Fields
- Suprema and Infima
- Sylow's Theorems, p-Groups and Nilpotent Groups
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Galois Correspondence
- The Spectral Theorem, Positive Operators and Singular Value Decomposition
- The ZFC Axioms and the Basic Set Constructions
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
Concrete spectra illustrate the need to control negative eigenvalues. The examples also check stationary walk estimates, uniform construction, and ordinary-edge counts under constraint preprocessing.
3 · Logical flowchart
4 · Definitions, theorems and proofs
None yet.
5 · Examples, counterexamples and false statements
Expander mixing lemma
Example
For the looped complete adjacency-slot graph , and , with for all sets. In contrast, for with one has but .
Facts & Assumptions
Given: the objects and hypotheses in the statement above.
For any subsets of a finite -regular adjacency-slot graph on vertices, let count ordered slots. Then Overlap and loop slots are allowed. (Expander mixing lemma).
Verification
The normalized complete matrix sends every vector to its average constant vector, so it vanishes on the mean-zero space. There is one slot for every ordered pair, giving even for overlapping sets. This is exact equality in mixing, including empty or full sets and .
For , averages across the opposite side. Its constant vector has eigenvalue one; the vector on one side and on the other has eigenvalue minus one. The dimensional space with zero sum on each side has eigenvalue zero. These subspaces span, so for , whereas the absolute nontrivial norm is one. A walk alternates sides, explaining why a positive algebraic gap alone does not give the absolute contraction used in mixing and walk estimates.
Expander walk hits dense bad sets
Example
On a Margulis graph, a fixed bad vertex set of density at least is missed by a stationary -step walk with probability at most , for . The stationary-start requirement cannot simply be deleted.
Facts & Assumptions
Given: the objects and hypotheses in the statement above.
Let and let be a fixed vertex set of density . For a walk begun from the uniform distribution and taking steps (thus sampling vertices), A zeroth power is interpreted as one even when its base is zero. (Expander walk hits dense bad sets).
For every the normalized Margulis adjacency has absolute nontrivial norm , hence algebraic gap at least . For the mean-zero space is zero and . (Margulis family has uniform spectral gap).
Verification
The Margulis bound gives . In the avoidance estimate, and . All factors are nonnegative, so multiplication yields the displayed estimate, including .
For a concrete start issue take modulus and let be one of the four vertices. A deterministic start outside misses at time zero with probability one, whereas the stationary formula gives . Thus it does not hold unchanged for arbitrary starts. On the singleton graph a set of density at least is the full set and avoidance is zero.
Nonconstructive expanders suffice for uniform reductions
Statement refuted
There is a family of degree- expanders on every positive size with a uniform absolute gap but without any polynomial-time uniform generator, refuting Nonconstructive expanders suffice for uniform reductions.
Facts & Assumptions
Given: the objects and hypotheses in the statement above.
For every integer there is a polynomial-time constructible reverse-paired -regular multigraph on exactly vertices with For every satisfies . Every vertex has loops. (Expander size adjustment and laziness).
Counterexample
From form and , where swaps vertices one and two for . Their entry differs by , and both normalized mean-zero norms are at most . A centered indicator then bounds every normalized cut ratio below by on sets of size at most half. At size one take only loops.
Assign the -th polynomially clocked candidate generator size . Choose the second matrix if its parsed output equals the first, and choose the first otherwise. The resulting family meets the same gap bound at all sizes but differs from every candidate on its assigned input. This is a counterexample to automatic constructibility of an arbitrary chosen family; the explicitly constructible family continues to exist.
Constraint cloud rounding and loop counts
Example
Take two vertices joined by one edge carrying the empty relation over a nonempty alphabet. The cloud graph has two ports and ordinary edges; the full preprocessing graph has ordinary edges. Their optimal UNSAT values are respectively and , whereas the original UNSAT is one.
Facts & Assumptions
Given: the objects and hypotheses in the statement above.
Let have ordinary edges, with the fixed nonempty alphabet and paired-loop convention. Its cloud graph is degree , has vertices and ordinary edges, and is constructible in polynomial time without changing the alphabet. Put and . Then For every labeling of , plurality decoding satisfies . For an edgeless input use the empty output convention and UNSAT zero. (Regularization preserves value quantitatively).
For with edges, the full preprocessing graph has vertices, degree , and ordinary edges over the same alphabet. It has loops at every vertex and With and , For every port labeling , and . Construction and plurality decoding take polynomial time. The edgeless convention has UNSAT zero. (Constraint expander overlay).
Verification
Each original vertex has a singleton cloud. Its degree- internal graph consists of ordinary equality loops. There are therefore internal loops and one external empty-relation edge, totaling . Every loop is satisfied and the external edge always fails, so every labeling has violation fraction . This matches the cloud construction's two-port count.
The degree- overlay on two vertices adds ordinary tautological edges, and the additional loops per port add more. Thus the total is . Only the empty-relation edge fails for every labeling, yielding , exactly the overlay factor. This shows the quantitative UNSAT statement does not mean exact preservation of value. A one-symbol alphabet suffices for the example.
Sources
- Hoory–Linial–Wigderson, Expander Graphs and Their Applications, May 2006 draft; §2.3 spectral properties and §2.4 mixing, pp20–21; finite computations.
- Hoory–Linial–Wigderson, Expander Graphs and Their Applications, May 2006 draft; §3.2 Theorem3.6 and Chapter8 weaker bound; numerical specialization.
- Hoory–Linial–Wigderson, Expander Graphs and Their Applications, May 2006 draft; Definition2.3, p19; diagonal counterexample to constructibility inference, with spectral verification.
- Irit Dinur, The PCP theorem by gap amplification; §4 Lemmas4.1–4.2, pp12–15; smallest nonempty instance.