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A homology cobordism need not be an h-cobordism

Statement refuted

False claim: every compact connected oriented smooth cobordism W with boundary ∂W=N⊔S, where N,S are closed connected manifolds and both inclusions induce integral homology isomorphisms, is an h-cobordism.

The counterexample below is a smooth 6-dimensional homology cobordism with S≅S5, π1(S)=1, and π1(W)≠1.

Facts & Assumptions

Given: The Axiom of Choice (The Axiom of Choice). Start with an oriented 6-dimensional 0-handle and attach two 1-handles, with oriented core generators a,b. The two words to be used for 2-handle attachment are w1=a2b−3 and w2=a2(b−1a)−5. No acyclic manifold or nontrivial boundary group is assumed; both are established below.

[F1]

A finite handle decomposition has the relative CW homotopy type with one cell for each handle; cellular chains compute integral singular homology and the cellular boundary is the incidence-degree matrix (A handle decomposition gives a relative CW complex, Cellular homology computes singular homology, Cellular boundary is the incidence degree matrix).

[F2]

Continuous manifold-valued maps admit smooth approximation; a smooth map of a compact 1-manifold into a boundaryless manifold of dimension at least 3 is homotopic to an embedding. Relative transversality preserves a prescribed good region (Relative Whitney approximation for manifold-valued maps, Metastable approximation of maps by embeddings, Relative transversality preserves a map on a closed good region).

[F3]

Positive bases of an oriented finite-dimensional real vector space are joined by smooth paths; a framed embedded submanifold has a tubular neighbourhood, and handle attachment exchanges the disk factors in its outgoing boundary (Positively oriented bases of an oriented vector space are path-connected, The tubular neighbourhood theorem in a smooth ambient manifold, The outgoing boundary of a handle attachment trades the disk factors).

[F4]

Reversing an adapted Morse function replaces each index k by 6−k and reverses the handle order; adapted Morse functions and finite handle decompositions correspond (Handle duality from negating a Morse function, Morse functions and handle decompositions correspond). Cellular approximation for CW pairs applies relative to the boundary subcomplex (Cellular approximation for maps of CW pairs).

[F5]

Van Kampen computes the fundamental group of a union; if its connected overlap is simply connected, the group is the free product of the two groups (Seifert–van Kampen identifies the fundamental group with a group pushout, A simply connected overlap turns the van Kampen pushout into a free product). Spheres of dimension at least two are simply connected (Sn is simply connected for every n≥2).

[F6]

Mayer--Vietoris and the long exact sequence of a pair are exact; homotopic maps induce the same homology map (Mayer–Vietoris sequence in singular homology, Long exact sequence of a pair, Homotopic maps induce the same map on singular homology).

[F7]

The cohomology universal coefficient sequence applies to free integral chain complexes, and fully relative Poincare--Lefschetz duality identifies Hp(W,S;Z) with H6−p(W,N;Z) for a compact oriented W with ∂W=N⊔S (The cohomology universal-coefficient sequence splits nonnaturally, Fully relative Poincaré–Lefschetz duality, Relative singular homology).

[F8]

A homotopy equivalence induces an isomorphism on fundamental groups, with the basepoint-track correction for moving homotopies; an h-cobordism requires both face inclusions to be homotopy equivalences (Induced fundamental-group maps are well defined, functorial and invariant under based homotopy, Higher homotopy basepoint transport and moving homotopies, Homotopy equivalences, homotopy inverses and spaces of the same homotopy type, h-Cobordism).

[A1]

Full AC licenses the UCT and fully relative duality in [F7] and the arbitrary-CW cellular approximation in [F4]. Restricting a choice function to a countable family gives the countable choice used by approximation, transversality, tubular neighborhoods and handle/Morse comparison (The Axiom of Choice, The Axiom of Countable Choice (ACω)). The integer matrix and permutation calculations are finite.

Counterexample

1.1F1F4F5givenA1

(The 1-handlebody.) Let Y be the 0-handle with the two 1-handles attached orientation-compatibly. It is compact, connected and oriented, and has the homotopy type of the wedge of two circles by [F1], so π1(Y) is freely generated by a,b. Its boundary is connected: each 1-handle deletes two 5-disks from the connected boundary and joins their boundary spheres by the connected cylinder [−1,1]×S4. The dual decomposition of (Y,∂Y) has only indices 5,6 by [F4]. A relative CW pair with cells only in dimensions at least 3 induces a fundamental-group isomorphism: cellular approximation moves loops into the boundary and homotopies of loops into the boundary because their domains have dimensions 1,2. Hence π1(∂Y)→π1(Y) is an isomorphism and the words w1,w2 can be represented by loops in ∂Y.

2.1F2F3step 1.1constructA1

(Embedded framed attaching loops.) Apply [F2] first to smooth representatives and then to their disjoint union S1⊔S1→∂Y. The target has dimension 5≥2⋅1+1, so a homotopic embedding gives two disjoint embedded circles representing the words (up to basepoint conjugacy, which leaves their normal closure unchanged). Each oriented circle in the oriented 5-manifold has an oriented rank-four normal bundle. Pull that bundle back to [0,1] by cutting the circle at one point: finite successive local trivializations give a smooth oriented frame over the interval, arranged near the endpoints to be the pullbacks of one fixed seam trivialization up to constant matrices. The endpoint gluing is then a constant A∈GL+(4,R). By [F3] join the identity to A−1 by a smooth path, made constant near its endpoints, and multiply the interval frame by that path. The adjusted frames agree under endpoint gluing and are smooth across the seam, giving a global framing. Tubular neighbourhoods supply disjoint attaching regions S1×D4, so attach two orientation-compatible 2-handles to obtain a compact oriented smooth 6-manifold X.

3.1F2F3F4step 1.1step 2.1A1

(Boundary connectedness and group.) Removing the two circle cores from ∂Y leaves it path connected: a path between two points can be perturbed relative to endpoints to be transverse to those circles, and 1+1<5 forces the perturbed path to miss them. Radially pushing the punctured normal 4-disks outward shows that deleting the interiors of small tubular neighbourhoods also leaves a connected complement. Each 2-handle replaces S1×D4 by the connected D2×S3, glued along the connected S1×S3; hence N=∂X is connected. It is a closed smooth 5-manifold. The dual decomposition of (X,N) has indices 4,5,6, so the same relative cellular-approximation argument as in step 1.1 gives π1(N)≅π1(X).

3.2F1step 2.1algebra

(Acyclicity.) By [F1], X has one 0-cell, two 1-cells and two 2-cells with attaching words w1,w2. Traversing a letter contributes its signed exponent to the incidence degree on the corresponding 1-cell; the exponent vectors are (2,−3) for w1 and (−3,5) for w2, since 2−5=−3 for the exponent of a in w2. Thus the cellular chain complex is 0→Z2→d2Z2→0Z→0, with d2=(2−3−35). Its determinant is 10−9=1 and its integral inverse is (5332). Consequently H0(X;Z)=Z and H~j(X;Z)=0 for every j.

4.1F5step 2.1step 3.1constructalgebra

(A nontrivial fundamental group.) Van Kampen gives π1(X)=⟨a,b∣a2b−3=1, a2(b−1a)−5=1⟩. Map a to (12)(34) and b to (135) in the permutation group on five letters, composing right to left. Then a2=b3=1, and direct composition gives b−1a=(12534), of order 5, so both relators map to the identity. This defines a homomorphism from π1(X) whose value on a is nonidentity, proving π1(X)≠1; step 3.1 also gives π1(N)≠1.

4.2F6step 3.1step 3.2construct

(Puncturing and the open cover.) Choose one interior coordinate disk j:B6↪int⁡X, let D=j(B6) and S=∂D≅S5, and put W=X∖int⁡D. It is a compact oriented smooth manifold with boundary N⊔S. Set D0=j({∣x∣≤1/2}), U=X∖D0, V=int⁡D. These are open in X, cover it, and overlap in j({1/2<∣x∣<1})≅S5×(1/2,1). The overlap retracts onto its radius-3/4 sphere, and U strongly deformation retracts onto W by pushing radius r to (1−t)r+t on 1/2<r≤1 and fixing W. The radius-3/4 sphere inclusion and S inclusion in U are homotopic by interpolating radii. The open ball V contracts radially to its centre. The reduced degree-zero Mayer--Vietoris sequence, with connected overlap, connected V and connected X, gives H~0(U)=0; since U is a manifold it is locally path connected and therefore path connected, as is W.

5.1F6step 3.2step 4.2

(The sphere end is a homology equivalence.) For j≥1, the Mayer--Vietoris map Hj(U∩V)→Hj(U)⊕Hj(V) is an isomorphism because both adjacent positive-degree groups of X vanish by step 3.2 and Hj(V)=0. Via the radial homotopies in step 4.2 this is exactly the inclusion-induced map Hj(S;Z)→Hj(W;Z). In degree zero it is an isomorphism since S,W are nonempty and connected. The long exact sequence of (W,S) therefore gives Hj(W,S;Z)=0 for all j≥0.

6.1F1F4F6F7step 4.2step 5.1

(The other end is a homology equivalence.) The relative singular chain complex is free over Z (its basis is the singular simplices not lying wholly in S). Its homology vanishes by step 5.1, so the universal coefficient sequence in [F7] has zero Hom and Ext terms and gives Hp(W,S;Z)=0 for every p. Duality with ∂W=N⊔S then gives Hj(W,N;Z)=H6−j(W,S;Z)=0 for 0≤j≤6; for j>6, apply the Morse/handle correspondence of [F4] to the compact triad (W;N,S) and the CW comparison of [F1]: its relative cells have indices at most 6, so those higher relative homology groups also vanish. Thus the long exact sequence of (W,N) makes its inclusion an integral homology isomorphism in every degree.

7.1F5F8step 4.1step 4.2step 5.1step 6.1∎

(Failure of the h-cobordism condition.) In the cover of step 4.2, V is contractible and U∩V≃S5 is simply connected; van Kampen gives π1(U)≅π1(X). The radial deformation retraction identifies π1(W)≅π1(U)≠1 by step 4.1. But π1(S)=π1(S5)=1 by [F5], so S↪W cannot be a homotopy equivalence by [F8]. Both end inclusions are integral homology isomorphisms by steps 5.1 and 6.1, yet one fails the defining homotopy-equivalence condition. Hence W is a homology cobordism which is not an h-cobordism, refuting the claim.

Remarks

The four-dimensional Mazur route is a conditional variant only. If a compact contractible smooth 4-manifold Z is supplied whose boundary has nontrivial fundamental group, then puncturing an interior 4-disk gives a homology cobordism from that boundary to S3 which is not an h-cobordism, by the same Mayer--Vietoris, duality and van Kampen arguments. Du §4 discusses Mazur manifolds and such boundary-group presentations. The required contractibility and boundary-group calculation are not proved locally here; no Mazur datum is used as a prerequisite or as evidence for the counterexample above. The explicit six-dimensional construction supplies the generic claim without an additional Kirby or Wirtinger calculation.

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