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Metastable approximation of maps by embeddings

Statement

Assume ACω. Let Nn be a compact smooth manifold, Mm a smooth manifold without boundary and m≥2n+1. Then every smooth map f:N→M admits arbitrarily C1-close smooth embeddings smoothly homotopic to it. More generally, if C⊆N is closed and f is an embedding on C, then there is a smooth embedding g:N→M that is homotopic to f relative to C and agrees with f on C. Independently, if N has boundary and f∣∂N is a smooth embedding, there is an embedding smoothly homotopic to f relative to ∂N. To keep both C and ∂N fixed by the relative clause, its embedding hypothesis must hold on the combined closed set C∪∂N. The hypothesis m≥2n+1 is used twice: injectivity comes from 2n<m and nondegeneracy of the differential from m≥2n+1.

Here “embedding on a closed subset C” means injectivity on C and injectivity of the ambient differential at every point of C; equivalently for compact N, f is an embedding on a neighbourhood of C. This specifies the standard smooth relative-embedding hypothesis, rather than only topological injectivity of a restriction to an arbitrary closed set. For the boundary-only clause, one first chooses an embedded collar extension of the prescribed boundary embedding, keeping its boundary values fixed.

Facts & Assumptions

[F1]

A closed smooth embedded submanifold has a normal tubular neighbourhood under Countable Choice. The tubular neighbourhood theorem in a smooth ambient manifold

[F2]

Under Countable Choice a smooth manifold admits a proper finite-dimensional Euclidean embedding. The weak Whitney proper embedding theorem

[F3]

An embedded Euclidean submanifold has a smooth normal tube and associated neighbourhood retraction. The Euclidean tubular neighbourhood theorem

[F4]

A transverse finite-dimensional evaluation family has transverse slices outside a null parameter set. Parametric transversality

[F5]

A transverse inverse image has dimension equal to source dimension minus target codimension. The transverse preimage theorem

[F6]

The diagonal Δ⊆M×M of a smooth m-manifold is a closed embedded submanifold of codimension m; indeed, in each product chart it is the graph {(z,z)} of the identity, an embedded m-submanifold of the 2m-dimensional product, and it is closed because M is Hausdorff.

[F7]

The complement of a null set is dense in a positive-dimensional manifold. A null set has dense complement in a positive-dimensional manifold

[F8]

Under Countable Choice, countable unions of manifold null sets are null. Countable unions and subsets of manifold null sets are null

[F9]

Under Countable Choice, a smooth manifold with boundary admits a smooth collar. Collar neighborhood theorem

Proof

Given: Countable choice, compact Nn, boundaryless Mm with m≥2n+1, and a smooth map f, with the stated relative embedding data when present.

1.1givenconstructF1F2F3F4F5F7F9

In the simultaneous case replace C by C∪∂N. In the unrestricted case take C=∅. If N is empty the claim is vacuous. Under the relative embedding hypothesis compactness supplies nested closed neighbourhoods D0⊂int⁡D1 of C on which f is an embedding. To see this, injectivity of the differential gives local embedding neighbourhoods about every point of C. If no smaller neighbourhood were globally injective, distinct pairs in shrinking neighbourhoods would converge by compactness to a pair in C with equal images. Injectivity on C forces the limits equal; one local embedding neighbourhood then excludes the pairs. In the independent boundary-only case use a source collar from [F9] and choose a smooth normal field to the embedded boundary inside M: after embedding M in Euclidean space, project constant-vector parameters onto this normal bundle. The resulting section-evaluation is a submersion onto the fibre, and parametric transversality avoids its zero section because the normal rank m−n+1 exceeds n−1. The embedded boundary is compact, hence closed in M, so [F1] applies to it; a nonzero field in its normal bundle gives an embedded collar in that tube. Replace f near its boundary by this collar extension, through a homotopy fixed on the boundary: on a small collar both maps are close to the same boundary value, and a target tubular retraction of their Euclidean linear interpolation gives the homotopy, with a cutoff on a slightly larger collar. Thus the relative argument applies with C=∂N and a protected collar. If the protected neighbourhood covers N, the prepared map is already an embedding; otherwise proceed with the adjustable core.

2.1step 1.1constructalgebraF2F3

Embed M properly in Euclidean space and use a smooth tubular retraction R. Cover the compact core outside int⁡D1 by finitely many source charts with bumps supported off D0 and equal to one on smaller charts. For each bump independently multiply the constant function and all n coordinate functions by every ambient coordinate vector, with independent parameters. At any point of a smaller chart constants span value variations; subtracting their appropriate multiples from the coordinate profiles gives functions vanishing at that point whose derivatives span the n independent derivative columns. Composing the Euclidean perturbations with R gives independent value and derivative variations, since dR maps onto the target tangent space. Hence the local 1-jet evaluation is a submersion on the adjustable core at parameter zero, and remains so in a sufficiently small parameter ball by compactness. It is not asserted to be a submersion on the protected collar, where immersion already holds.

3.1step 1.1step 2.1constructalgebraF4F5F7F8

For a rank-r matrix of size m by n, a chart with an invertible r-minor writes the rank-r stratum as the vanishing of the Schur-complement block. Its codimension is (m−r)(n−r), least m−n+1 for r<n. Apply parametric transversality to these finitely many rank strata in local jet charts, restricting to their open matrix-chart domains; a finite or countable chart cover suffices. For a source with boundary apply [F4] separately on its interior and boundary, retaining the full n-column jet in both families; the source dimensions are n and n−1. Since n−(m−n+1)=2n−m−1<0, good slices meet no rank-deficient stratum. By [F8] the union of the exceptional null sets is null. Choose a sufficiently small good parameter; immersion persists on D1 by compactness and smallness. The resulting map h is an immersion, unchanged near C. It can also be kept injective on D1: local injectivity of f there persists by projecting target charts to n coordinates and integrating a derivative uniformly close to an invertible matrix along source-chart segments, while compactness gives a positive image separation for the remaining pairs in D1.

4.1step 3.1constructalgebra

For n=0, compact N is finite; take δ>0 below all distances between distinct source points, so the close-pair assertion is vacuous. For n>0, a finite collection of convex source charts gives a uniform local injectivity estimate stable under small C1 perturbation of h: in each chart project a target chart to n coordinates with derivative near a fixed invertible matrix L. If that derivative differs from L by less than its least singular value, integrate along the segment between two source points to obtain a positive lower bound on the difference of their projected images. Compactness gives finitely many such charts and a Lebesgue radius δ for their smaller cover. Every sufficiently close map therefore separates distinct pairs of source distance less than δ. Boundary half-charts are convex too.

5.1step 1.1step 3.1step 4.1constructF4F5F6F7F8∎

Use finer bump charts of diameter less than δ/3, with independent constant-vector parameters after the same target retraction. Their profiles vanish on D0 and span values outside D1. Because h is injective on D1, compactness gives a positive image separation for pairs in D1 at source distance at least δ/2; sufficiently small perturbations preserve it. On the open pair region of source distance greater than δ/2, any coincidence therefore has at least one point outside D1. A value-spanning profile at that point has support excluding the other point, so the two-point evaluation is transverse to the target diagonal at every possible coincidence. Apply parametric transversality separately on the interior/boundary pair strata, each of dimension at most 2n, and use [F8] to combine the exceptional sets. The inequality 2n−m<0 excludes all such pairs for a sufficiently small good parameter; no smoothness of a distance-level boundary is required. Step 4.1 excludes the remaining pairs and ensures immersion persists. The resulting map is an injective immersion of a compact manifold, hence an embedding. Straight parameter segments and the retraction give a smooth homotopy to f, fixed near the protected set, with the initial boundary-collar homotopy included only in the boundary-only case; reparametrize at concatenation points to make the homotopy smooth. Taking both perturbations sufficiently small gives the asserted arbitrary C1 closeness in the unrestricted case. All profiles and cover choices are finite; countable choice enters through the declared embedding, collar, tube and genericity suppliers.

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