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Metastable approximation of maps by embeddings
Statement
Assume . Let be a compact smooth manifold, a smooth manifold without boundary and . Then every smooth map admits arbitrarily -close smooth embeddings smoothly homotopic to it. More generally, if is closed and is an embedding on , then there is a smooth embedding that is homotopic to relative to and agrees with on . Independently, if has boundary and is a smooth embedding, there is an embedding smoothly homotopic to relative to . To keep both and fixed by the relative clause, its embedding hypothesis must hold on the combined closed set . The hypothesis is used twice: injectivity comes from and nondegeneracy of the differential from .
Here “embedding on a closed subset ” means injectivity on and injectivity of the ambient differential at every point of ; equivalently for compact , is an embedding on a neighbourhood of . This specifies the standard smooth relative-embedding hypothesis, rather than only topological injectivity of a restriction to an arbitrary closed set. For the boundary-only clause, one first chooses an embedded collar extension of the prescribed boundary embedding, keeping its boundary values fixed.
Facts & Assumptions
A closed smooth embedded submanifold has a normal tubular neighbourhood under Countable Choice. The tubular neighbourhood theorem in a smooth ambient manifold
Under Countable Choice a smooth manifold admits a proper finite-dimensional Euclidean embedding. The weak Whitney proper embedding theorem
An embedded Euclidean submanifold has a smooth normal tube and associated neighbourhood retraction. The Euclidean tubular neighbourhood theorem
A transverse finite-dimensional evaluation family has transverse slices outside a null parameter set. Parametric transversality
A transverse inverse image has dimension equal to source dimension minus target codimension. The transverse preimage theorem
The diagonal of a smooth -manifold is a closed embedded submanifold of codimension ; indeed, in each product chart it is the graph of the identity, an embedded -submanifold of the -dimensional product, and it is closed because is Hausdorff.
The complement of a null set is dense in a positive-dimensional manifold. A null set has dense complement in a positive-dimensional manifold
Under Countable Choice, countable unions of manifold null sets are null. Countable unions and subsets of manifold null sets are null
Under Countable Choice, a smooth manifold with boundary admits a smooth collar. Collar neighborhood theorem
Proof
Given: Countable choice, compact , boundaryless with , and a smooth map , with the stated relative embedding data when present.
In the simultaneous case replace by . In the unrestricted case take . If is empty the claim is vacuous. Under the relative embedding hypothesis compactness supplies nested closed neighbourhoods of on which is an embedding. To see this, injectivity of the differential gives local embedding neighbourhoods about every point of . If no smaller neighbourhood were globally injective, distinct pairs in shrinking neighbourhoods would converge by compactness to a pair in with equal images. Injectivity on forces the limits equal; one local embedding neighbourhood then excludes the pairs. In the independent boundary-only case use a source collar from [F9] and choose a smooth normal field to the embedded boundary inside : after embedding in Euclidean space, project constant-vector parameters onto this normal bundle. The resulting section-evaluation is a submersion onto the fibre, and parametric transversality avoids its zero section because the normal rank exceeds . The embedded boundary is compact, hence closed in , so [F1] applies to it; a nonzero field in its normal bundle gives an embedded collar in that tube. Replace near its boundary by this collar extension, through a homotopy fixed on the boundary: on a small collar both maps are close to the same boundary value, and a target tubular retraction of their Euclidean linear interpolation gives the homotopy, with a cutoff on a slightly larger collar. Thus the relative argument applies with and a protected collar. If the protected neighbourhood covers , the prepared map is already an embedding; otherwise proceed with the adjustable core.
Embed properly in Euclidean space and use a smooth tubular retraction . Cover the compact core outside by finitely many source charts with bumps supported off and equal to one on smaller charts. For each bump independently multiply the constant function and all coordinate functions by every ambient coordinate vector, with independent parameters. At any point of a smaller chart constants span value variations; subtracting their appropriate multiples from the coordinate profiles gives functions vanishing at that point whose derivatives span the independent derivative columns. Composing the Euclidean perturbations with gives independent value and derivative variations, since maps onto the target tangent space. Hence the local 1-jet evaluation is a submersion on the adjustable core at parameter zero, and remains so in a sufficiently small parameter ball by compactness. It is not asserted to be a submersion on the protected collar, where immersion already holds.
For a rank- matrix of size by , a chart with an invertible -minor writes the rank- stratum as the vanishing of the Schur-complement block. Its codimension is , least for . Apply parametric transversality to these finitely many rank strata in local jet charts, restricting to their open matrix-chart domains; a finite or countable chart cover suffices. For a source with boundary apply [F4] separately on its interior and boundary, retaining the full -column jet in both families; the source dimensions are and . Since , good slices meet no rank-deficient stratum. By [F8] the union of the exceptional null sets is null. Choose a sufficiently small good parameter; immersion persists on by compactness and smallness. The resulting map is an immersion, unchanged near . It can also be kept injective on : local injectivity of there persists by projecting target charts to coordinates and integrating a derivative uniformly close to an invertible matrix along source-chart segments, while compactness gives a positive image separation for the remaining pairs in .
For , compact is finite; take below all distances between distinct source points, so the close-pair assertion is vacuous. For , a finite collection of convex source charts gives a uniform local injectivity estimate stable under small perturbation of : in each chart project a target chart to coordinates with derivative near a fixed invertible matrix . If that derivative differs from by less than its least singular value, integrate along the segment between two source points to obtain a positive lower bound on the difference of their projected images. Compactness gives finitely many such charts and a Lebesgue radius for their smaller cover. Every sufficiently close map therefore separates distinct pairs of source distance less than . Boundary half-charts are convex too.
Use finer bump charts of diameter less than , with independent constant-vector parameters after the same target retraction. Their profiles vanish on and span values outside . Because is injective on , compactness gives a positive image separation for pairs in at source distance at least ; sufficiently small perturbations preserve it. On the open pair region of source distance greater than , any coincidence therefore has at least one point outside . A value-spanning profile at that point has support excluding the other point, so the two-point evaluation is transverse to the target diagonal at every possible coincidence. Apply parametric transversality separately on the interior/boundary pair strata, each of dimension at most , and use [F8] to combine the exceptional sets. The inequality excludes all such pairs for a sufficiently small good parameter; no smoothness of a distance-level boundary is required. Step 4.1 excludes the remaining pairs and ensures immersion persists. The resulting map is an injective immersion of a compact manifold, hence an embedding. Straight parameter segments and the retraction give a smooth homotopy to , fixed near the protected set, with the initial boundary-collar homotopy included only in the boundary-only case; reparametrize at concatenation points to make the homotopy smooth. Taking both perturbations sufficiently small gives the asserted arbitrary closeness in the unrestricted case. All profiles and cover choices are finite; countable choice enters through the declared embedding, collar, tube and genericity suppliers.
Depends on
- Smooth manifolds and their smooth charts
- Smooth embeddings
- Smooth maps between manifolds with boundary
- Immersions, submersions, and constant-rank maps
- Every immersion is locally an embedding
- Smooth families of maps and their evaluation maps
- Null subsets of a smooth manifold
- Parametric transversality
- A null set has dense complement in a positive-dimensional manifold
- Countable unions and subsets of manifold null sets are null
- The transverse preimage theorem
- A smooth map transverse to an embedded submanifold
- The weak Whitney proper embedding theorem
- The Euclidean tubular neighbourhood theorem
- A closed Euclidean submanifold has a smooth neighborhood retraction
- A fine Euclidean approximation lands in a prescribed tubular neighbourhood
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The tubular neighbourhood theorem in a smooth ambient manifold
- Smooth partitions of unity exist on manifolds
- Collar neighborhood theorem
Used by
- A homology cobordism need not be an h-cobordism Counterexample
- A nontrivial Whitney circle in the fundamental group blocks cancellation Counterexample
- Belt-sphere complements in low handle levels preserve the fundamental group Lemma
- General position makes a Whitney disk embedded and interior-disjoint in the stable range Lemma
- h-cobordisms admit two-index normal form presentations Lemma
- Kernel classes are represented by embedded spheres below the middle dimension Lemma
- The group-ring modification lemma for embedded spheres Lemma
- Zero- and one-handles are eliminated in a simply connected h-cobordism Lemma
- The Whitney trick in the codimension-two borderline case Theorem
Dependency tree · two levels
85 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- John Milnor, Lectures on the h-Cobordism Theorem (notes by L. Siebenmann and J. Sondow, Princeton University Press 1965; scanned edition with searchable text layer) (standard reference, not scraped)
- Andrew Ranicki, Algebraic and Geometric Surgery (Oxford Mathematical Monographs, Oxford University Press 2002; complete electronic copy) (standard reference, not scraped)