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The Riemann inequality is not an equality for special divisors

Counterexample

Assume the Axiom of Choice as inherited from the Riemann--Roch, curve-divisor, Jacobian, weighted-Bezout, and projective-properness suppliers. Let k be any field and let C be a smooth proper geometrically integral curve over k of genus g≥1 (Genus via the Euler characteristic). The zero divisor D=0 satisfies l(0)=1,i(0)=h1(C,OC)=g≥1, whereas the Riemann inequality gives only l(0)≥deg⁡k(0)+1−g=1−g. Thus the inequality is strict, with excess l(0)−(deg⁡k(0)+1−g)=g=i(0). More generally, Riemann--Roch gives l(D)=deg⁡k(D)+1−g+i(D) for every divisor D, so equality with the lower bound holds exactly when i(D)=0, that is, exactly when D is nonspecial (Special and nonspecial divisors). In particular, every special divisor gives a strict inequality.

A concrete instance is the Fermat quartic X=V+(x04+x14+x24)⊆Pk2 over an algebraically closed field k of characteristic zero. Steps 1.2, 1.3, 2.3, and 3.1 verify scheme-theoretically that it is smooth, pure of dimension one, geometrically integral, and of genus three. Its zero divisor therefore has l(0)=1, i(0)=3, and the strict inequality 1>−2.

Supplier status. The Fermat geometry is proved below without using the generic complete-intersection existence claim. The genus formula and the Riemann--Roch, degree, and divisor interfaces cited below are draft suppliers in this run; this repair does not certify their separate proofs.

Facts & Assumptions

Given: the Axiom of Choice inherited from the Riemann--Roch, curve-divisor, Jacobian, weighted-Bezout, and projective-properness suppliers; a field k, a smooth proper geometrically integral curve C over k of genus g≥1, and the zero divisor D=0 on C.

[F1]

Riemann--Roch as l minus the index of speciality gives, for every divisor D, l(D)−i(D)=deg⁡k(D)+1−g,i(D)=h1(C,OC(D))≥0. Thus equality in the Riemann inequality holds exactly when i(D)=0, which is the definition of nonspeciality. (Riemann-Roch as l minus i, Special and nonspecial divisors)

[F2]

The zero divisor has l(0)=dim⁡kH0(C,OC)=1, since the global sections of the structure sheaf on a proper integral curve are canonically k. (The Riemann-Roch dimension l(D), Functions on a proper curve)

[F3]

The index of speciality of the zero divisor is i(0)=h1(C,OC)=g(C). (The index of speciality i(D), Genus via the Euler characteristic)

[F4]

The zero divisor has degree zero, and divisor degree is the additive weighted sum of closed-point coefficients. (Degree divisor proper curve)

[F5]

In an affine plane chart, the smoothness criterion for a scheme presented by the actual equation f is given by an invertible 1×1 Jacobian minor. At a rational closed point, regularity of its local ring is equivalent to Jacobian rank 2−dim⁡Am, even if the actual ideal (f) is not radical. (Relative Jacobian criterion with its presentation hypothesis, Jacobian rank detects regularity at closed points)

[F6]

In the Fermat calculation, k is algebraically closed. For a nonzero nonunit equation f in a chart ring k[u,v], all irreducible components of the hypersurface have dimension one: each minimal prime over (f) has height one by the principal ideal theorem, and the affine-domain dimension formula gives quotient dimension one. At a closed point with maximal ideal m, its residue field is finite over k and hence equals k; the dimension formula gives dim⁡k[u,v]m=2. A minimal prime over f in this local ring is nonzero and has height one by the principal ideal theorem. No prime can lie strictly between it and m, since that would give a chain of length at least three in a ring of dimension two. Therefore the hypersurface local ring has dimension one. The polynomial ring is Noetherian. The same minimal-prime calculation gives dimension one for every nonempty affine chart component. Every projective irreducible component meets a standard chart, and its intersection is a chart component, so every projective component has dimension one; the open-cover dimension lemma gives scheme dimension one as well. (Finite-variable polynomial algebras over fields are Noetherian by finite generators, The dimension formula for affine domains, Affine-domain dimension equals transcendence degree, Krull's principal ideal theorem, Dimension can be computed on an open cover, A maximal ideal of an affine algebra has finite residue field over the base field)

[F7]

The scheme-theoretic projective Bezout formula gives a nonempty finite intersection for coprime positive-degree forms and computes its local lengths; over an algebraically closed field the residue-degree weights are all one. (Algebraic Bezout formula as a sum of local scheme lengths)

[F8]

A smooth finite-type scheme over an algebraically closed field has regular local rings. (Classical and scheme smoothness over a perfect field)

[F9]

The published arithmetic-genus theorem gives pa(X)=(d−1)(d−2)/2 for an integral plane curve cut out by a homogeneous form of degree d (Arithmetic genus of a plane curve). For the smooth proper geometrically integral curve established in steps 1.2, 1.3, and 2.3, the current genus definition identifies g(X)=pa(X)=1−χ(OX) (Genus via the Euler characteristic).

[F10]

The Axiom of Choice is inherited from the Riemann--Roch, curve and divisor, dimension and Jacobian, weighted-Bezout, and projective-properness suppliers used here. (The Axiom of Choice)

[F11]

A finite-variable polynomial ring over a field is a UFD, so every irreducible polynomial in it is prime. (Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes)

[F12]

Projective space over a field is proper; closed immersions and compositions of proper morphisms are proper. Hence a closed subscheme of Pk2 is proper over k. (Finite-dimensional projective space is proper over every base, Closed immersions are proper, Properness survives composition)

Proof

Proof technique: compute the zero-divisor terms, prove the general strictness statement by rearranging Riemann--Roch, and realize the genus-three case by an explicit Fermat quartic.

1.1F1F2F3F4F5F6F7F8F9F10step 2.2step 3.1∎

The zero divisor is special. By [F3], i(0)=g≥1, so it is nonzero; hence [F1] says that D=0 is special. By [F2], l(0)=1. [F1, F2, F3] 1.2 (Smoothness of the Fermat quartic.) Let k be algebraically closed of characteristic zero, set F=x04+x14+x24, and let X=V+(F)⊆Pk2. In the chart xi≠0, set xi=1 and write the other coordinates as u,v; the equation is f=1+u4+v4. The opens D(u) and D(v) cover this affine hypersurface, since no prime containing both u and v can contain f=1+u4+v4. On D(u), the derivative ∂f/∂u=4u3 is a unit; on D(v), ∂f/∂v=4v3 is a unit. Each is therefore a standard smooth presentation by [F5], so the three projective charts show that X is smooth over k. The scheme is nonempty: choose a∈k with a4=−1; then [1:a:0]∈X. [F5, given] 1.3 (Scheme dimension.) In each of the three standard charts, identified by projective hypersurface affine pieces, the coordinate ring is k[u,v]/(f) with f=1+u4+v4, a nonzero nonunit. The polynomial ring k[u,v] is Noetherian. Every minimal prime q over (f) is nonzero and has height one by [F6] and the principal ideal theorem. The dimension formula gives trdeg⁡kFrac⁡(k[u,v]/q)=1, and affine-domain dimension equals this transcendence degree. Thus every irreducible component in every nonempty chart has dimension one. Since the standard charts cover X, it is pure of dimension one; the same calculation at a closed point gives local dimension one. The scheme X is proper because it is the closed subscheme V+(F)↪Pk2: projective space is proper over k, and the closed immersion and composite are proper by [F12]. [F6, F12, given] 2.1 The inequality at D=0 is strict. By [F1] and [F4], l(0)−i(0)=deg⁡k(0)+1−g=1−g. Using step 1.1 gives l(0)=1>1−g=deg⁡k(0)+1−g because g≥1, and the excess is 1−(1−g)=g=i(0). [F1, F4, step 1.1] 2.2 For any divisor D, rearranging [F1] gives l(D)=deg⁡k(D)+1−g+i(D). Since i(D)≥0, the Riemann inequality is strict exactly when i(D)>0, which is exactly when D is special; equality holds exactly for nonspecial divisors. This proves the general claim independently of the concrete example. [F1, step 1.1] 2.3 (Integrality.) We show that F is square-free and irreducible. Suppose an irreducible homogeneous factor G occurs at least twice. Choose a line ℓ=0 not containing G; [F7] gives a closed point p∈V+(G,ℓ). On a chart through p, the actual equation f of X lies in the square of the maximal ideal, so its Jacobian row is zero. The local ring has dimension one by step 1.3, and [F5] says it is not regular, contradicting smoothness from step 1.2 and [F8]. Hence F is square-free. If the square-free F were reducible, choose a nonconstant irreducible factor G and let H be the product of the remaining factors. Then G,H are coprime and have positive degree. By [F7], they meet at a closed point p. There f=gh lies in the square of the maximal ideal, so the Jacobian row again vanishes. The local ring has dimension one, contradicting regularity exactly as above. Thus F is irreducible. Since k[x0,x1,x2] is a UFD by [F11], (F) is prime, and X is integral. As k is algebraically closed, this proves geometric integrality. [F5, F6, F7, F8, step 1.2, step 1.3] 3.1 (Genus three.) Steps 1.2, 1.3, and 2.3 show that X is a smooth proper geometrically integral plane curve cut out by a homogeneous quartic. The arithmetic-genus theorem in [F9] gives pa(X)=(4−1)(4−2)2=3, and the genus definition in [F9] identifies g(X)=pa(X) for this smooth curve. Hence g(X)=3, as needed for the concrete instance in the Counterexample section. [F9, step 1.2, step 1.3, step 2.3] 4.1 (Conclusion and choice accounting.) Steps 1.1 and 2.1 show that the zero divisor on any curve of genus at least one gives a strict Riemann inequality with excess exactly i(0). Step 2.2 proves the stated criterion for all divisors. Steps 1.2, 1.3, 2.3, and 3.1 give the promised characteristic-zero genus-three example, where the inequality is 1>−2. The Axiom of Choice [F10] is inherited through the Riemann--Roch, affine-dimension, Jacobian, and Bezout suppliers; no additional choice is made.

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