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The genus of a smooth plane curve in terms of its degree
Statement
Assume the Axiom of Choice as inherited from curve divisor and DVR theory, duality and adjunction, projective properness, dimension, Jacobian, and Bezout suppliers. Let be a smooth plane curve of degree over a field . Then the genus of is in particular a smooth plane cubic has genus one and a smooth plane quartic has genus three.
Facts & Assumptions
Given: A field , an integer , and a nonzero homogeneous form of degree such that is smooth of pure dimension one.
Smoothness survives extension to an algebraic closure. Over an algebraically closed field, a smooth finite-type scheme has regular local rings. (Fibres of a smooth morphism are smooth, Classical and scheme smoothness over a perfect field)
On a closed chart point of a plane hypersurface, use the actual one equation ideal in the affine plane. If the local ring has dimension one, the affine Jacobian criterion says it is regular exactly when the one-row Jacobian has rank ; this applies even if is not radical. (Jacobian rank detects regularity at closed points)
In a projective hypersurface chart the scheme is the affine hypersurface of its dehomogenized equation (projective hypersurface affine pieces). At a closed point with local equation , the local ring has dimension one. The residue field of is finite over , hence equals ; the affine dimension formula gives . In this Noetherian local ring a minimal prime over the nonzero nonunit has height one by the principal ideal theorem. A prime strictly between it and would create a chain of length at least three, impossible in a two-dimensional local ring. For each component in a chart, its minimal prime over has height one, so the affine-domain dimension formula gives component dimension one. Every component of the projective hypersurface meets a standard chart, where its nonempty open part is a chart component; hence each projective component has dimension one. The standard chart cover also computes the scheme dimension (Dimension can be computed on an open cover). A polynomial ring over a field is a UFD, so its irreducible elements are prime. (Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes) (Finite-variable polynomial algebras over fields are Noetherian by finite generators, The dimension formula for affine domains, Krull's principal ideal theorem, Affine-domain dimension equals transcendence degree, A maximal ideal of an affine algebra has finite residue field over the base field)
If two positive-degree homogeneous forms in three variables have no common nonconstant factor, the projective scheme they cut out is finite and nonempty, and its local lengths weighted by residue degrees sum to the product of their degrees. (Algebraic Bezout formula as a sum of local scheme lengths)
On a smooth proper curve, divisors are finite sums of closed points with degree . A nonzero rational section of an invertible sheaf defines its divisor; the coefficient at a closed point is its order in the local DVR; and the degree of the line bundle is the degree of this associated divisor. In a DVR, a nonzero local equation is a unit times a uniformizer power, and the length of its quotient is that exponent. Principal divisors have degree zero. (Degree divisor proper curve, Divisors on a smooth proper curve, Rational section line bundle, Cartier and Weil divisors agree on a smooth curve, Rational sections of line bundles are Cartier divisors, Local rings at closed points of smooth curves are discrete valuation rings, Principal divisors on a normal proper curve have degree zero, Every nonzero fraction is a unit times a power of a uniformiser, Length and valuation in a DVR)
On projective space the degree-one-generated standard graded coordinate ring makes every twisting sheaf invertible and all twist multiplication maps isomorphisms; after restriction to , for every integer . The canonical bundle of a smooth plane curve of degree is , where ; a canonical divisor is the divisor of a nonzero rational section of this twist, not necessarily a global section. (Invertible twists for degree-one generated rings, Twisting sheaf on Proj, Adjunction for smooth plane curves)
For a smooth proper geometrically integral curve of genus and canonical divisor , . (The canonical divisor has degree 2g - 2)
The genus is . (Genus via the Euler characteristic)
The Axiom of Choice is inherited through the cohomology, dimension, Jacobian, and Bezout suppliers above. (The Axiom of Choice)
Projective space over a field is proper; closed immersions and compositions of proper morphisms are proper. Hence a closed subscheme of is proper over . (Finite-dimensional projective space is proper over every base, Closed immersions are proper, Properness survives composition)
Proof
Proof technique: derive geometric integrality from smoothness using the actual local hypersurface equations, compute the hyperplane degree by weighted Bezout, and then apply adjunction and .
(Local scheme dimension.) Work over . Smoothness of follows from [F1]. In a standard projective chart containing a closed point , the actual equation is the dehomogenization of ; because is nonzero, is nonzero. If is the maximal ideal of in , then and the local ring has dimension one by [F3]. The same calculation on all three charts shows every projective component has dimension one. This keeps the dimension argument at the level of affine scheme local rings.
(Square-freeness.) Suppose over that an irreducible homogeneous factor occurs in with multiplicity at least two. Choose a linear form not divisible by . By [F4], is nonempty, so choose a closed point in that scheme. In a projective chart through , the local equation of is divisible by the square of the local equation of , hence . Its two partial derivatives vanish in the residue field at . The local ring has dimension one by [F3], so [F2] says this actual one-equation presentation is not regular. But it is a local ring of the smooth scheme , which is regular by [F1], a contradiction. Thus is square-free over .
(Geometric irreducibility.) If this square-free were reducible over , write it as with coprime nonconstant homogeneous forms. [F4] gives a closed point . In a chart through , the local equation is with , so again and its Jacobian row has rank zero. The dimension-one local ring is not regular by [F2], contradicting [F1]. Thus is irreducible over . Since a polynomial ring over a field is a UFD, this irreducible form is prime; is prime over and is integral. Therefore is geometrically integral. It is proper because it is a closed subscheme of : by [F10], the closed immersion and projective-space structure morphism are proper, as is their composite.
(The hyperplane degree.) Over , choose a linear form coprime to : if choose a nonproportional form, and if any nonzero linear form is coprime to the geometrically irreducible . Its restriction is a nonzero section of , whose zero scheme is the scheme-theoretic intersection . At each closed point of this finite intersection, [F5] identifies the local intersection length with the order of in the DVR : the DVR normal form and quotient-length theorem give when with a uniformizer. Thus the weighted sum of the local lengths is the degree of the divisor of , namely . By [F4] the same weighted sum is . Therefore .
(All twists, with the negative case rational.) By [F6], the twisting identities give for every integer , using dual powers when . Let be the divisor of the rational section from step 4.1. The rational section of has divisor for every integer . If it is also a global section; for it is only a rational section and is not asserted to be global. By [F5] and step 4.1, for every integer .
(Adjunction and the canonical degree.) By [F6], , and a canonical divisor is the divisor of a nonzero rational section of this line bundle. Applying [F7] and step 5.1 gives .
Solving the identity of step 6.1 yields . Substitution gives genus one for and genus three for . The Axiom of Choice [F9] is inherited from the duality, dimension, Jacobian, and Bezout suppliers used above. The proof preserves the original arbitrary-field and all-characteristic scope; the negative twist in adjunction is handled by a rational section.
Depends on
- The canonical divisor has degree 2g - 2
- Algebraic Bezout formula as a sum of local scheme lengths
- Classical and scheme smoothness over a perfect field
- The Axiom of Choice
- Degree divisor proper curve
- Divisors on a smooth proper curve
- Genus via the Euler characteristic
- Rational section line bundle
- Twisting sheaf on Proj
- Dimension can be computed on an open cover
- Closed immersions are proper
- Finite-variable polynomial algebras over fields are Noetherian by finite generators
- Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes
- A maximal ideal of an affine algebra has finite residue field over the base field
- projective hypersurface affine pieces
- Properness survives composition
- Fibres of a smooth morphism are smooth
- Affine-domain dimension equals transcendence degree
- Cartier and Weil divisors agree on a smooth curve
- The dimension formula for affine domains
- Every nonzero fraction is a unit times a power of a uniformiser
- Length and valuation in a DVR
- Jacobian rank detects regularity at closed points
- Krull's principal ideal theorem
- Rational sections of line bundles are Cartier divisors
- Local rings at closed points of smooth curves are discrete valuation rings
- Principal divisors on a normal proper curve have degree zero
- Finite-dimensional projective space is proper over every base
- Invertible twists for degree-one generated rings
- Adjunction for smooth plane curves
Used by
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Sources
- William Fulton, Algebraic Curves (Internet Archive copy), Ch. 8 (standard reference, not scraped)
- Ravi Vakil, The Rising Sea (version of October 21, 2025) (standard reference, not scraped)
- MIT 18.725 Algebraic Geometry (Fall 2015) course notes, Lectures 24-25 (standard reference, not scraped)