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Fibres, pullbacks and degrees of divisors under a finite morphism of curves

Statement

Assume the Axiom of Choice as inherited from the DVR and finite-morphism suppliers. Let f:C→D be a nonconstant morphism of smooth proper geometrically integral curves over a field k, with n=deg⁡(f). Then f is finite and flat, so the pullback f∗E of a Cartier (equivalently Weil) divisor E on D is defined; for a closed point q of D one has f∗[q]=∑p∈f−1(q)ep [p] as a divisor on C, where ep is the ramification index of f at p; and for every divisor E on D one has deg⁡k(f∗E)=ndeg⁡k(E). Consequently, for every invertible OD-module M one has deg⁡(f∗M)=ndeg⁡(M).

Facts & Assumptions

Given: A field k; a nonconstant k-morphism f:C→D of smooth proper geometrically integral curves; n=deg⁡(f); a closed point q of D; a divisor E on D; an invertible OD-module M.

[F1]

On a smooth proper geometrically integral curve the closed points have residue fields finite over k and a divisor is a finite Z-linear combination of closed points, with degree deg⁡kD=∑xnx[κ(x):k] an additive function of the divisor. (Degree divisor proper curve, Divisors on a smooth proper curve)

[F2]

Under the Axiom of Choice, a nonconstant k-morphism f:C→D of proper integral curves is surjective and finite; for smooth proper geometrically integral curves the degree deg⁡(f)=[k(C):k(D)]=n is a positive integer, and the comorphism makes k(C) a finite extension of k(D). (Nonconstant morphisms of proper curves are finite and surjective, Degree of a nonconstant morphism of curves, The Axiom of Choice)

[F3]

At a closed point of either smooth curve the local ring is a discrete valuation ring and hence a principal ideal domain; at the generic point the local ring is the function field. Under the Axiom of Choice, every point of either curve is closed or generic, and each curve has a unique generic point. (Local rings at closed points of smooth curves are discrete valuation rings, Every DVR is a PID, Proper closed subsets of a curve are finite, Function field of an integral finite-type scheme)

[F4]

For a flat morphism every Cartier divisor pulls back: on local equations f∗D is given by pulling back the equations, so f∗(D+D′)=f∗D+f∗D′ whenever the pullbacks are defined, because sums use product equations and pullback is multiplicative on equations. The Cartier-to-Weil cycle records at a closed point the order of its local equation; the ramification index is ep=ord⁡p(f∗tq) for a local uniformizer tq at q=f(p), independent of the chosen uniformizer. (Cartier divisor, Pullback of a Cartier divisor, Order codimension one rational function, Ramification index of a morphism of curves, Cartier divisors on a normal Noetherian scheme give Weil divisors, Cartier and Weil divisors agree on a smooth curve)

[F5]

Under the Axiom of Choice, for a nonconstant morphism f:C→D of smooth proper geometrically integral curves and a closed point q of D one has ∑p∈f−1(q)ep[κ(p):κ(q)]=n, the fibre being finite; for a tower of finite field extensions the degrees multiply, [κ(p):k]=[κ(p):κ(q)][κ(q):k]. (Fibre degree sum with ramification and residue degrees, The degree [K:F]=dim⁡FK of a finite field extension)

[F6]

The Axiom of Choice and its consequence Dependent Choice [F7, F10] license the Cartier/Weil and line-bundle suppliers. On a smooth proper geometrically integral curve the Cartier-to-Weil cycle map is an isomorphism and the canonical map CaDiv⁡(C)/Prin⁡C(C)→Pic⁡(C), [D]↦[OC(D)], is an isomorphism; consequently every invertible sheaf is isomorphic to OC(D) for a divisor D well defined modulo linear equivalence. When f∗D is defined one has OC(f∗D)≅f∗OD(D). (Cartier and Weil divisors agree on a smooth curve, Pullback of a Cartier divisor computes the pullback of its line bundle)

[F7]

The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)

[F8]

Over a principal ideal domain, every torsion-free module is flat; this criterion has no finite-generation hypothesis. (Over a principal ideal domain flatness is equivalent to torsion-freeness)

[F9]

A finite morphism is a closed map; under the Axiom of Choice this follows from universal closedness of finite morphisms. (Finite morphisms are integral and universally closed)

[F10]

The Axiom of Choice implies Dependent Choice, which is the choice principle required for the Cartier-to-Weil cycle construction in [F4] and [F6]. (AC implies DC implies countable choice)

[F11]

A morphism of schemes is flat exactly when the induced module at every source point is flat over the target local ring. (Flat morphism of schemes)

[F12]

On a normal proper curve every principal Weil divisor has k-degree zero, under AC and its consequence DC. This applies to the smooth curves here, whose local rings are DVRs or fields and hence normal. (Principal divisors on a normal proper curve have degree zero)

Proof

Proof technique: direct; establish flatness from the DVR structure of the local rings, compute the pullback of a single closed point, and extend by linearity to divisors and invertible sheaves.

1.1F1F2F3F7given

By [F2] the morphism f is surjective and finite and n=[k(C):k(D)]≥1; the local rings of closed points on C and D are DVRs, the generic local rings are their function fields, and every point is generic or closed by [F3]. Divisors and their degrees are as in [F1].

1.2F2F3F7F8F9given

(Flatness at a closed point.) Let p∈C be closed and put q=f(p). Since f is finite [F2], it is a closed map by [F9]; hence {q}=f({p}) is closed. The map OD,q→OC,p is the restriction of the injective function-field map k(D)↪k(C) from [F2], and is therefore injective. As OC,p is a domain, it is torsion-free as an OD,q-module. The source local ring is a DVR and hence a PID by [F3], so [F8] makes this module flat. No finite-generation assertion about the individual stalk is needed.

2.1F2F3F7F11step 1.2given

Dominance sends the generic point ηC to ηD, so the stalk map is the field extension k(D)↪k(C) by [F2]; its target is a flat k(D)-module. By [F3], every point of C is either generic or closed, so this and step 1.2 cover every point. The stalkwise definition [F11] of flatness therefore makes f flat.

3.1F4F6F7F10step 2.1

Because f is flat, every Cartier divisor on D pulls back to a Cartier divisor on C, and pullback is additive [F4]; since Cartier and Weil divisors agree on the smooth curves C,D [F6], the pullback f∗E is defined as a divisor on C and satisfies f∗(E+E′)=f∗E+f∗E′ for divisors E,E′ on D.

4.1F2F3F4F6F7F10step 3.1given

(Pullback of a point.) In the Cartier representative of [q], choose a neighbourhood U of q with a local equation t whose germ is a uniformizer of OD,q, shrinking U so its zero locus there is q; on D∖{q} the local equation is 1 [F4, F6]. These charts give [q]. The pullback uses equations f#t over f−1U and 1 over f−1(D∖{q}) [F4]. Since f(ηC)=ηD≠q, the fibre is a proper closed subset of C; [F3] says each of its points is closed. At each such p, the order of f#t is ep by [F4]. At a closed point outside the fibre the pulled-back local equation is 1, of order 0. The Cartier-to-Weil cycle reads these local orders as coefficients [F4, F10], and the fibre is finite by [F2], so f∗[q]=∑p∈f−1(q)ep[p].

5.1F1F5F7step 4.1given

(Degree of the pullback of a point.) Using [F1] to evaluate the degree of the divisor displayed in step 4.1 and the tower law of [F5] for the finite extensions κ(p)/κ(q)/k, one has deg⁡k(f∗[q])=∑p∈f−1(q)ep[κ(p):k]=∑p∈f−1(q)ep[κ(p):κ(q)][κ(q):k]=n[κ(q):k]=ndeg⁡k([q]), the third equality being the fibre-degree sum of [F5] and the last [F1].

6.1F1F4step 5.1step 3.1given

(Arbitrary divisors.) Write E=∑i=1mmi[qi] with closed points qi and nonzero integers mi, a finite sum by [F1]; additivity of pullback [F4] together with step 3.1 gives f∗E=∑imif∗[qi], and additivity of deg⁡k [F1] together with step 5.1 gives deg⁡k(f∗E)=∑imideg⁡k(f∗[qi])=n∑imideg⁡k([qi])=ndeg⁡k(E).

7.1F6F7F10F12step 6.1given

(Invertible sheaves and their degrees.) Define deg⁡(M)=deg⁡k(E) when M≅OD(E). This is well-defined: [F6] says that two such divisors differ by a principal divisor, whose degree is zero by [F12]; the same reasoning applies on C. Let M be an invertible OD-module; by [F6] there is a divisor E on D with M≅OD(E) and deg⁡(M)=deg⁡k(E), and f∗M≅f∗OD(E)≅OC(f∗E) by [F6], so deg⁡(f∗M)=deg⁡k(f∗E)=ndeg⁡k(E)=ndeg⁡(M) by step 6.1.

8.1F3F7F9F10step 2.1step 4.1step 6.1step 7.1∎

The Axiom of Choice [F7] enters through the finite-morphism, curve-point, DVR and divisorial suppliers used above; [F10] supplies Dependent Choice where the Cartier-to-Weil cycle is used. Together steps 1.2, 2.1, 3.1, 5.1 and 6.1 prove all the claims.

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