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Riemann-Hurwitz for a tame double cover with 2r branch points

Example

Let k be a field of characteristic not two and let f:C→Pk1 be a finite surjective morphism of degree n=2 between smooth proper geometrically integral curves over k (Curves over a field) that is tamely ramified with branch locus exactly 2r distinct k-rational points of Pk1, the ramification index being ep=2 at each of the points p of C lying over the branch points. Because the residue characteristic is not two, every residue extension of degree at most two is separable and every ramification index that occurs is invertible, so the tameness hypothesis is automatic here.

The fibre over a branch point qi is computed by the pullback-degree identity f∗[qi]=∑pep[p]: since deg⁡kf∗[qi]=2 and some p over qi has ep=2, the branch point carries a single point pi with epi=2 and residue degree 1, so κ(pi)=k. Over a non-branch point every point is unramified, and with the tame different formula ℓp=ep−1 the different divisor is Rf=∑i=12r[pi],deg⁡kRf=2r. With g(Pk1)=0 the complete Riemann-Hurwitz formula 2g(C)−2=n(2g(Pk1)−2)+deg⁡kRf (The Riemann-Hurwitz formula with the different) reads 2g(C)−2=2(−2)+2r, that is g(C)=r−1.

Such a cover is realized concretely by the smooth projective model Ch of y2=h(x) with h∈k[x] monic and squarefree of degree 2r over a perfect field k of characteristic not two (Perfect fields: every irreducible polynomial is separable, Smooth proper curves, dominant morphisms and function fields, Every smooth proper curve admits a projective embedding). Its two affine charts and their overlap are constructed in Verification, step 1.4; this makes the projection π:Ch→Pk1 and the relative differential module explicit. A point p is ramified exactly when y vanishes at p, in which case ep=2, κ(p) is the residue field of the corresponding root, and ℓp=1. The roots of h number 2r counted with their residue degrees, so deg⁡kRπ=deg⁡h=2r and again g(Ch)=r−1. The infinity chart has two k-rational points over ∞, both unramified. When h splits over k with distinct roots c1,…,c2r∈k, the branch locus is exactly the 2r distinct k-rational points c1,…,c2r and the model is an example of the abstract cover above.

The small cases confirm the formula: r=1 gives g=0, as for y2=x2−1, whose smooth projective conic has a rational point and is a projective line by A genus-zero curve with a degree-one divisor is the projective line; r=2 gives g=1, the genus-one quartic family y2=(x2−1)(x2−c) with c∈k∖{0,1}; and r=3 gives g=2, as for a squarefree sextic. In general the genus of the model of y2=h(x) is r−1.

The proof explicitly assumes the Axiom of Choice. By [F19], it supplies the Dependent Choice required by the Cartier-to-Weil cycle argument in the divisor suppliers; the other Choice-bearing uses are through (Smooth proper curves, dominant morphisms and function fields, Fibres, pullbacks and degrees of divisors under a finite morphism of curves, Local support and index bound for the different of a curve map, Divisors on the projective line are classified by degree, Cartier and Weil divisors agree on a smooth curve, The Riemann-Hurwitz formula with the different, Local rings at closed points of smooth curves are discrete valuation rings, Relative Jacobian criterion with its presentation hypothesis, Composite of a finite morphism and a proper morphism is proper, Modules over a field are projective, flat, and injective, Every smooth proper curve admits a projective embedding, and A genus-zero curve with a degree-one divisor is the projective line. The computations below make no further choice.

Facts & Assumptions

Given: the Axiom of Choice; a field k of characteristic ≠2, an integer r≥1, and either (i) a finite surjective degree-two morphism f:C→Pk1 of smooth proper geometrically integral curves over k, tamely ramified with branch locus exactly 2r distinct k-rational points and ramification index 2 at each point of C over them, or (ii) a perfect such field k together with a monic squarefree polynomial h∈k[x] of degree 2r, whose model Ch with projection π:Ch→Pk1 is constructed below.

[F1]

A nonconstant morphism f:C→D of smooth proper geometrically integral curves over k has degree deg⁡(f)=[k(C):k(D)], a positive integer; the field extension k(C)/k(D) has degree two in our setting, and every extension of degree at most two in characteristic ≠2 is separable, since an irreducible quadratic has nonzero derivative when 2≠0. (Degree of a nonconstant morphism of curves)

[F2]

For a nonconstant morphism of smooth proper geometrically integral curves the index-ramification locus is {p:ep>1} and its image is the index branch locus; f is unramified at p exactly when ΩC/D,p=0; a nonconstant morphism of smooth proper curves is finite and surjective. (Ramification points, branch points and unramifiedness)

[F3]

The ramification index at p over q is ep=ord⁡p(f∗tq) for a uniformizer tq of OD,q, and it is independent of the uniformizer. (Ramification index of a morphism of curves)

[F4]

For a finite surjective morphism of smooth proper geometrically integral curves with separable function-field extension, the different length ℓp=length⁡OC,p(ΩC/D,p) satisfies ℓp≥ep−1; moreover ℓp=0 if and only if ep=1 and κ(p)/κ(q) is separable, and ℓp=ep−1 if and only if κ(p)/κ(q) is separable and ep is invertible in κ(q) (tame ramification); in particular Supp⁡(ΩC/D) consists exactly of the points with ep>1 or inseparable residue extension. (Local support and index bound for the different of a curve map, Ramification points, branch points and unramifiedness)

[F5]

The different divisor is the effective divisor Rf=∑pℓp[p] on C; its support is the differential-ramification locus. (The different divisor of a generically separable morphism of curves)

[F6]

For a nonconstant morphism f:C→D of degree n of smooth proper geometrically integral curves, f is finite and flat, the pullback of Cartier divisors is defined and additive, f∗[q]=∑p∈f−1(q)ep[p] for closed points, and deg⁡k(f∗E)=ndeg⁡kE for every divisor E on D; consequently ∑p∈f−1(q)epfp=n for every closed point q, where fp=[κ(p):κ(q)] is the residue degree. (Fibres, pullbacks and degrees of divisors under a finite morphism of curves, Ramification index of a morphism of curves, Degree divisor proper curve)

[F7]

For an integral proper curve over k, a divisor is a finite integral sum D=∑xnx[x] of closed points and deg⁡kD=∑xnx[κ(x):k]. The degree of a principal divisor is zero, so linearly equivalent divisors have equal degree, and the divisor of a rational function z on a smooth proper curve has deg⁡kdiv⁡(z)=0. (Degree divisor proper curve, Principal divisors on a normal proper curve have degree zero)

[F8]

Pk1 is a smooth proper geometrically integral curve over k of genus 0, with affine coordinate t=x1/x0 and the point ∞=[0:1]; every divisor on Pk1 is linearly equivalent to deg⁡k(D)[∞]. (Divisors on the projective line are classified by degree, Genus via the Euler characteristic)

[F9]

At every closed point of a smooth curve the local ring is a DVR, so the order of a rational function there is defined and additive; the local ring at the generic point is the function field, hence a field, not a DVR. Every invertible sheaf on a smooth proper curve is OC(D) for a divisor D well defined modulo linear equivalence. (Local rings at closed points of smooth curves are discrete valuation rings, Cartier and Weil divisors agree on a smooth curve)

[F10]

The genus of a smooth proper geometrically integral curve is g(C)=h1(C,OC)=1−χ(C,OC). (Genus via the Euler characteristic)

[F11]

Riemann-Hurwitz: for a finite surjective morphism f:C→D of smooth proper geometrically integral curves with separable function-field extension and different divisor Rf, one has 2g(C)−2=n(2g(D)−2)+deg⁡kRf with n=deg⁡(f), equivalently KC∼f∗KD+Rf. (The Riemann-Hurwitz formula with the different)

[F12]

Let K/k be a finitely generated field extension of transcendence degree one in which k is relatively algebraically closed and let k be perfect. Then there is a smooth proper geometrically integral curve C over k together with a fixed k-isomorphism K≅k(C); any two such identified models are related by a unique k-isomorphism inducing the prescribed function-field identification; and for smooth proper geometrically integral curves C,D over k the assignment f↦f∗ is a bijection from dominant k-morphisms C→D onto injective k-algebra homomorphisms k(D)↪k(C). (Smooth proper curves, dominant morphisms and function fields)

[F13]

A curve over k is a geometrically integral, separated, finite-type k-scheme of chain dimension one; smooth and proper are extra adjectives. (Curves over a field)

[F14]

For a finitely generated extension K/k, saying that k is relatively algebraically closed in K means that every element of K algebraic over k lies in k. A perfect field has only separable finite algebraic extensions; for each finite separable extension L/k, L⊗kkˉ is a product of [L:k] copies of kˉ. The extension kˉ/k is flat. (The relative algebraic closure of F in an extension K, An algebraic closure of a field, Perfect fields: every irreducible polynomial is separable, Modules over a field are projective, flat, and injective)

[F15]

In case (ii), write h(x)=x2r+a1x2r−1+⋯+a2r and put w(s)=s2rh(s−1)=1+a1s+⋯+a2rs2r. The two chart rings B0=k[x,y]/(y2−h(x)) and B∞=k[s,z]/(z2−w(s)) are glued on D(x) and D(s) by s=x−1 and z=y/xr. A morphism is finite when the inverse images of an affine target cover are affine with module-finite coordinate algebras; each displayed monic quadratic quotient is free of rank two over its coordinate polynomial ring. (Finite morphisms of schemes, algebra)

[F16]

If h is squarefree and 2 is invertible, the hypersurface chart y2=h(x) is smooth: at any prime either y or h′(x) is a unit. The same criterion applies to z2=w(s) when w is squarefree. For the finite chart over k[x], the relative differential module is ΩB0/k[x]≅(B0/(2y)) dy, and for the infinity chart it is ΩB∞/k[s]≅(B∞/(2z)) dz. (Relative Jacobian criterion with its presentation hypothesis, Locally finite presentation morphisms, Jacobian presentation of Ω)

[F17]

A finite morphism to a proper scheme is proper. Every smooth proper geometrically integral curve over k admits a closed immersion into some PkN. (Composite of a finite morphism and a proper morphism is proper, Every smooth proper curve admits a projective embedding)

[F18]

If A is a finite-type k-domain, then dim⁡A=trdeg⁡kFrac⁡(A). (Affine-domain dimension equals transcendence degree)

[F19]

The Axiom of Choice implies Dependent Choice, which is the additional choice assumption carried by the Cartier-to-Weil supplier used in [F9] and by the Cartier-to-Weil arguments in the finite-morphism and projective-line divisor suppliers. (AC implies DC implies countable choice, The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain)

[F20]

Under the Axiom of Choice assumed here, if a smooth proper geometrically integral curve over k has genus zero and admits a divisor of degree one (equivalently, a k-rational closed point), then it is isomorphic to Pk1. (A genus-zero curve with a degree-one divisor is the projective line)

Verification

Proof technique: push the degree-two pullback identity through the fibre of each closed point of Pk1 to pin all ramification indices, then apply the tame different formula and Riemann-Hurwitz; for the concrete model, glue its two standard affine charts and compute their relative differential modules.

1.1F1F3F6

For every closed point q of Pk1 and every closed point p of C with f(p)=q, [F6] gives deg⁡kf∗[q]=2deg⁡kq and f∗[q]=∑p∈f−1(q)ep[p], hence ∑p∈f−1(q)epfp=2 with fp=[κ(p):κ(q)]; consequently epfp≤2, so ep∈{1,2}, fp≤2, every residue extension is separable by [F1], and all ramification is tame.

1.2F13algebra

In case (ii), h has an irreducible factor g of multiplicity one. The g-adic valuation of h in k(x) is therefore 1, so h is not a square in k(x) and y2−h(x) is irreducible over k(x). Thus K=k(x)[y]/(y2−h(x)) is a field, finitely generated of transcendence degree one over k.

1.3F14algebra

The field k is relatively algebraically closed in K. Let A=k[x,y]/(y2−h(x)), so K=Frac⁡(A). Over kˉ, h remains squarefree and has a simple root; its valuation there is odd, so it is not a square in kˉ(x). Hence A⊗kkˉ≅kˉ[x,y]/(y2−h(x)) is a domain. Since kˉ/k is flat, A↪A⊗kkˉ is injective and K⊗kkˉ≅S−1(A⊗kkˉ), where S=A∖{0}, is a domain. If α∈K is algebraic over k but not in k, then L=k(α) is a finite extension of degree greater than one. Since k is perfect, L/k is separable; therefore L⊗kkˉ is a product of [L:k]>1 copies of kˉ, not a domain. Flatness makes L⊗kkˉ↪K⊗kkˉ, a contradiction. Thus k is relatively algebraically closed in K.

1.4F12F15F16F17F18F19algebra

Construct the model explicitly. Write h=x2r+a1x2r−1+⋯+a2r and define w(s)=s2rh(s−1)=1+a1s+⋯+a2rs2r. Glue U0=Spec⁡B0, B0=k[x,y]/(y2−h(x)), to U∞=Spec⁡B∞, B∞=k[s,z]/(z2−w(s)), on D(x) and D(s) by s=x−1 and z=y/xr. The equations agree on this overlap. Each chart is a hypersurface, hence finitely presented over k; the resulting map π:Ch→Pk1 has inverse images U0,U∞ over the standard affine charts, and each chart ring is free of rank two over its base coordinate ring, so π is finite of degree two. The polynomial w is squarefree: its roots are the reciprocals of the nonzero roots of h, and w(0)=1; there is at least one nonzero root since h has 2r≥2 distinct roots and at most one is zero. On either chart, at a prime containing y (respectively z), the derivative h′(x) (respectively w′(s)) is a unit because the polynomial is squarefree; away from those primes, 2y (respectively 2z) is a unit. The relative Jacobian criterion therefore makes both charts smooth over k. Over kˉ, each chart ring is a domain because its squarefree polynomial has a simple root and is not a square in the rational function field. The charts meet in a nonempty open, so their gluing remains integral after base change. Their common function field is K, and both chart rings have dimension one by [F18], so this is a curve; it is smooth and geometrically integral. The finite map to the proper curve Pk1 makes it proper by [F17]. By [F12] it is the smooth proper geometrically integral model of K, unique up to the isomorphism compatible with the specified identification of its function field. The projective-embedding result in [F17] makes this model projective. The Given Axiom of Choice supplies Dependent Choice by [F19] for the Cartier-to-Weil divisor suppliers used below.

1.5F6F7F9algebra

For every closed point p of Ch with q=π(p), the divisor identity π∗div⁡(h)=2div⁡(y) and the additivity and closed-point formula of [F6] give 2ord⁡p(y)=epord⁡q(h), where ord⁡q(h) is the order of the rational function h at q; since h is monic of degree 2r, its only pole is at ∞ and there ord⁡∞(h)=−2r, while at a finite point q=V(g) one has ord⁡q(h)=1 if g∣h (multiplicity of the irreducible factor, h squarefree) and ord⁡q(h)=0 otherwise.

2.1F2F4F16step 1.4step 1.5

If ord⁡p(y)=0, Step 1.5 shows that q≠∞ and that h has order zero at q. Thus p lies on the finite chart, where the actual relative-differentials presentation is ΩB0/k[x]≅(B0/(2y)) dy by [F16]. The element y is a unit at p, so this localized module is zero; hence ℓp=0 and p is unramified with separable residue extension, that is ep=1 by [F4].

2.2F2F3step 1.1

In case (i), the branch locus is exactly {q1,…,q2r} and every point p over qi has ep=2; by Step 1.1 there is exactly one such p=pi, with fpi=1, so κ(pi)=κ(qi)=k and epi=2, while every point over a non-branch point has ep=1.

2.3F3F4F9step 1.4step 1.5

If ord⁡p(y)=m>0, then Step 1.5 shows that q=V(g) for an irreducible factor g of h, with ord⁡q(h)=1, and ep=2m≥2. The fibre of the actual finite chart over q is κ(q)[y]/(y2), so it has a unique point with residue field κ(q). Locally write h=gu with u a unit. The maximal ideal at that point is (g,y) and g=y2/u, hence it is (y); by [F9], y is a uniformizer. Therefore ep=ord⁡p(g)=2 and m=1. The point is tame and has ℓp=ep−1=1 by [F4].

2.4F4F16step 1.4step 1.5algebra

If ord⁡p(y)<0, then Step 1.5 forces q=∞. On the infinity chart the coordinates are s=1/x and z=y/xr, with z2=w(s). The fibre over s=0 is k[z]/(z2−1)≅k×k, so it consists of two distinct k-rational points. At each, z is a unit and [F16] gives ΩB∞/k[s]≅(B∞/(2z)) dz=0 locally; each is unramified, hence has ep=1. These are the two rational points at infinity.

3.1F4F5F7step 2.2

In case (i), the ramified points pi are tame with separable residue extension, so [F4] gives ℓpi=epi−1=1, and every unramified point has ℓp=0 by the criterion ℓp=0⇔ep=1 and separable residue; hence Rf=∑i=12r[pi] with deg⁡kRf=∑ideg⁡k(pi)=2r.

3.2F4F5F7step 2.1step 2.3step 2.4

Combining Steps 2.1, 2.3 and 2.4, the ramified points of π are exactly the points pg over the closed points V(g) for the irreducible factors g of h, each unique with epg=2, fpg=1, hence κ(pg)=k[x]/(g) and ℓpg=1; every other point is unramified with ℓp=0; therefore Rπ=∑g∣h[pg] and deg⁡kRπ=∑g∣hdeg⁡(g)=deg⁡(h)=2r.

4.1F1F8F10F11step 3.1

In case (i), k(C)/k(Pk1) has degree 2 and is separable by [F1], so Riemann-Hurwitz applies: 2g(C)−2=2(2⋅0−2)+deg⁡kRf=−4+2r, and therefore g(C)=r−1 with g as in [F10].

4.2F1F8F10F11step 3.2

In case (ii) the extension k(Ch)/k(Pk1) is separable by [F1], so Riemann-Hurwitz gives 2g(Ch)−2=2(2⋅0−2)+deg⁡kRπ=−4+2r, that is g(Ch)=r−1, with g as in [F10]; when h splits over k with distinct roots c1,…,c2r∈k the branch locus is exactly those 2r distinct k-rational points, so Ch→Pk1 is a cover of case (i) and the two computations agree.

5.1F8F10F20step 4.2∎

The small cases: for r=1 the model of y2=x2−1 is the smooth plane conic Y2=X2−Z2 with rational point [1:0:1]; its partial derivatives −2X,2Y,2Z cannot vanish simultaneously at a projective point. Step 4.2 gives genus zero, and the rational point defines a degree-one divisor, so [F20] gives Ch≅Pk1. The projection identification is explicit: [U:V]⟼[U2+V2:U2−V2:2UV]. On X+Y≠0 its inverse is [X+Y:Z], and on X−Y≠0 it is [Z:X−Y]; the formulas agree on the overlap. For r=2 and c∈k∖{0,1} the polynomial (x2−1)(x2−c) is monic squarefree of degree 4, so the model gives a quartic family of genus 1. For r=3 every squarefree sextic gives a model of genus 2. Each case is consistent with g(Ch)=r−1.

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