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A continuous kernel defines a compact integral operator on C of an interval

Statement

Assume Countable Choice and Dependent Choice. Let X:=C([0,1],R) with ∥u∥∞:=sup⁡x∈[0,1]∣u(x)∣ (The space C(K,R) of continuous real-valued functions on a nonempty compact metric space, C(K,R) is complete in the supremum metric for every nonempty compact metric space K) and let k:[0,1]2→R be continuous. The map (Ku)(x):=∫01k(x,y)u(y) dy uses the ordinary Riemann integral of Riemann–Stieltjes sums, upper and lower sums, and the Riemann–Stieltjes integral and defines a bounded linear operator K:X→X, and it is compact (Compact linear operator).

Facts & Assumptions

Given: Countable Choice, Dependent Choice, X=C([0,1],R), and a continuous kernel k on the compact square [0,1]2.

[F1]

A continuous function on [a,b] is Riemann integrable, by Heine-Cantor and Riemann's criterion: every continuous real-valued function on a compact interval is Riemann integrable.

[F2]

Integrable functions on [a,b] form a set closed under sums and scalar multiples, and ∫ab(λf+μg)=λ∫abf+μ∫abg: finite sums and scalar multiples of Riemann-integrable functions are integrable and their integrals are the corresponding finite sums and scalar multiples.

[F3]

Uniformly close integrable functions have integrals differing by at most the interval length times their uniform error: if two integrable functions differ everywhere by at most η, then their integrals on an interval of length L differ by at most Lη.

[F4]

Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous: a continuous function on a compact metric space is uniformly continuous.

[F5]

Arzelà--Ascoli for real C(K) under Countable Choice and Dependent Choice: compact closure iff equicontinuous and pointwise bounded: under Countable Choice and Dependent Choice, an equicontinuous pointwise bounded family in C(K,R) on a compact metric space has compact closure in the supremum metric.

[F6]

C(K,R) is complete in the supremum metric for every nonempty compact metric space K: every continuous real-valued function on a compact metric space is bounded, so M is finite.

[F7]

Compact linear operator: a bounded linear operator is compact when the image of its closed unit ball has compact closure.

[F9]

On the nonempty compact interval [0,1] (Heine-Borel in Rn: with the Euclidean metric a subset of Rn is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line), let X=C([0,1],R) with its supremum norm. Pointwise addition and real scalar multiplication preserve continuity. The supremum is finite by C(K,R) is complete in the supremum metric for every nonempty compact metric space K; the pointwise absolute-value inequalities give ∥u+v∥∞≤∥u∥∞+∥v∥∞ and ∥cu∥∞=∣c∣∥u∥∞, and ∥u∥∞=0 holds exactly when u=0. Thus this is a real norm (A norm on a real vector space, the induced metric, and the dictionary with the metric axioms). Its induced metric is the complete supremum metric of C(K,R) is complete in the supremum metric for every nonempty compact metric space K, so X is Banach (Banach space).

[F10]

A linear map between normed spaces is bounded when its values satisfy a uniform norm bound (A bounded linear operator between normed spaces).

Proof

Given: The data in the Statement, M:=sup⁡(x,y)∈[0,1]2∣k(x,y)∣, and the modulus ω(δ):=sup⁡{∣k(x,y)−k(x′,y)∣:∣x−x′∣≤δ, y∈[0,1]}.

1.1givenF1F2F3F6F8F10

By [F8], the domain of k is a compact metric space, so [F6] makes M finite. For each u∈X and x∈[0,1], the function y↦k(x,y)u(y) is continuous, so its Riemann integral exists by [F1]. Linearity [F2] makes K linear. Since ∣k(x,y)u(y)∣≤M∥u∥∞, [F3] applied against the zero function gives ∣Ku(x)∣≤M∥u∥∞, so [F10] makes K bounded.

2.1givenF3F4F8step 1.1

For x,x′∈[0,1], [F3] applied to the two continuous integrands gives ∣Ku(x)−Ku(x′)∣≤sup⁡y∈[0,1]∣k(x,y)−k(x′,y)∣ ∥u∥∞≤ω(∣x−x′∣)∥u∥∞. By [F4] on the compact square from [F8], ω(δ)→0 as δ↓0, so Ku is continuous and K maps X into X.

3.1step 1.1step 2.1

For every u in the closed unit ball, step 1.1 gives ∥Ku∥∞≤M, while step 2.1 gives the common equicontinuity modulus ω. Thus the image of the unit ball is pointwise bounded and equicontinuous.

4.1A1F5F7F8F9step 3.1∎

By [A1] and [F5], applied on the compact interval from [F8], the image of the unit ball has compact closure in the supremum metric. [F9] supplies the Banach norm structure on X with this same metric, so [F7] makes K compact.

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