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Finite purely inseparable rational extensions admit a finite Frobenius envelope

Statement

Let K be a field of characteristic p>0, let x1,…,xd be algebraically independent over K, and put F=K(x1,…,xd). If L/F is finite and purely inseparable, then there are a finite purely inseparable field extension K′/K and an exponent e∈N with q=pe such that L embeds over F into K′(x11/q,…,xd1/q).

Facts & Assumptions

Given: A field K of characteristic p>0, algebraically independent elements x1,…,xd, the field F=K(x1,…,xd), and a finite purely inseparable extension L/F.

[L1]

A finite purely inseparable L/F has [L:F]=dim⁡FL finite, and every α∈L satisfies αpn∈F for some n∈N, the exponent 0 permitted (The degree [K:F]=dim⁡FK of a finite field extension, Purely inseparable algebraic extensions).

[L2]

A finite-dimensional vector space has a finite basis, and a basis of L over F is an F-spanning set (Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis).

[L3]

F(a1,…,ar) denotes the smallest subfield containing F and a1,…,ar, and an extension is finitely generated when it equals such a subfield (Finitely generated field extensions F(a1,…,ar)).

[L4]

Frac⁡(D) consists of the fractions a/b with a,b∈D, b≠0 (The field of fractions Frac⁡(D)=(D∖{0})−1D of an integral domain), and F(S) is the smallest subfield containing F∪S (Field extensions, generated subrings F[S], generated subfields F(S), and simple extensions).

[L6]

In a field of characteristic p>0 the Frobenius map x↦xp is an injective field endomorphism, and its n-fold iterate is x↦xpn (Frobenius x↦xp is an injective endomorphism in characteristic p, and an automorphism for finite fields).

[L7]

Every nonzero nonunit polynomial over a field is a finite product of irreducible polynomials (Every nonzero nonunit polynomial over a field factors into irreducible polynomials), and for nonconstant g the quotient E[T]/(g) is a field exactly when g is irreducible (For a nonconstant p in F[x], the ideal (p) is maximal and F[x]/(p) is a field exactly when p is irreducible); the class T+(g) is computed in the quotient ring The quotient ring R/I with (r+I)(s+I)=rs+I.

[L8]

Every nonempty subset of N has a least element (The well-ordering principle).

[L9]

If a is not a pth power in a field E of characteristic p>0 and n≥1, then Tpn−a is irreducible in E[T] (If a is not a pth power in a characteristic-p field, then xpn−a is irreducible for every n≥1).

[L10]

If σ:E→E′ is a field isomorphism, m∈E[T] is monic and irreducible, α is a root of m in an extension of E, and β is a root of σ∗m in an extension of E′, then σ extends to a unique field isomorphism E(α)→E′(β) with α↦β (A base-field isomorphism extends across simple adjunctions of corresponding roots of an irreducible polynomial).

[L11]

If a is algebraic over E with minimal polynomial of degree n, then every element of E(a) has a unique expression c0+c1a+⋯+cn−1an−1 with cj∈E (A simple algebraic extension is its minimal-polynomial quotient and has power basis 1,a,…,an−1 and degree n).

[L12]

A finite field extension is algebraic (Every finite field extension is algebraic), and in a tower E⊆E′⊆E′′ of finite extensions the degrees multiply (Tower law for finite extensions: [L:F]=[L:K][K:F]).

[L13]

The characteristic of a ring is determined by the set of positive n with n⋅1R=0 (The characteristic of a ring: the least n≥1 with n⋅1R=0 when one exists, and 0 otherwise); since a field extension E⊆E′ has 1E′=1E and hence n⋅1E′=n⋅1E for all n, it satisfies char⁡E′=char⁡E.

[L14]

Algebraic independence of x1,…,xd over K is the hypothesis recorded above and is used only in the form: the evaluation homomorphism K[X1,…,Xd]→F with Xi↦xi has zero kernel, so a nonzero polynomial in the xi over K is a nonzero element of F (Algebraic and transcendental elements and algebraic extensions, Evaluation and roots of a polynomial in a commutative target ring).

Proof

technique · direct
1.1

Choose a finite F-basis of L and enumerate it as (u1,…,ur); by [L2] it is an F-spanning set, so every element of L is an F-linear combination of the uj, hence lies in the subfield F(u1,…,ur) generated by them, while conversely F(u1,…,ur)⊆L; thus L=F(u1,…,ur) by [L3].

L2L3givenchoose
1.2

Evaluation at x1,…,xd gives a homomorphism K[X1,…,Xd]→F that is injective by [L14], with image the subring generated by K and the xi; since F is the field generated by these elements and contains K[x1,…,xd], [L4] gives F=Frac⁡(K[x1,…,xd]), the fraction field of the domain K[x1,…,xd] of [L5]. In particular a nonzero polynomial in the xi with coefficients in K is not zero in F.

L4L5L14given
2.1

By [L1] applied to each generator uj of step 1.1 there are ej∈N with ujpej∈F. If r≥1 put e:=max⁡{e1,…,er} and otherwise put e:=0; set q:=pe and γj:=ujq∈F for j=1,…,r.

L1step 1.1choose
3.1

By step 1.2 each γj is a fraction, so there are hj,kj∈K[x1,…,xd] with kj≠0 and γj=hj/kj. Let S⊆K be the finite set of all coefficients occurring in the polynomials h1,k1,…,hr,kr and enumerate S={c1,…,cs}.

step 1.2step 2.1construct
3.2

Put Ω0:=F. For i=1,…,d choose, using [L7], a monic irreducible factor gi∈Ωi−1[T] of Tq−xi, set Ωi:=Ωi−1[T]/(gi) and ti:=T+(gi); then Ωi is a field containing Ωi−1 and tiq=xi.

L7step 2.1construct
4.1

For i=1,…,s choose a monic irreducible factor gd+i∈Ωd+i−1[T] of Tq−ci, set Ωd+i:=Ωd+i−1[T]/(gd+i) and αi:=T+(gd+i). Then Ω:=Ωd+s is a field containing F and αiq=ci for every i.

L7step 3.1step 3.2construct
5.1

The subfield K′:=K(α1,…,αs) of Ω contains K and is finite over K, and every element of K′ has its pes-th power in K: each αi is algebraic over the preceding field with a power basis of length at most q by [L11], so raising an element of K(α1,…,αi) to the pe-th power uses [L6], αiq=ci∈K and additivity of Frobenius to land in K(α1,…,αi−1), and s such steps land in K; the same degree bounds give [K′:K]≤qs by [L12]. Hence K′/K is finite purely inseparable by [L1], [L12] and [L13].

L1L6L11L12L13step 4.1
5.2

Initial embedding: the inclusion φ0:F→Ω, φ0(z)=z, is an injective field homomorphism fixing F pointwise.

givenstep 4.1
6.1

Moreover Ω=K′(t1,…,td) by [L3], and Ω has characteristic p by [L13].

L3L13step 3.2step 4.1step 5.1
6.2

Inductive claim. Let 1≤j≤r and suppose that φj−1:Fj−1→Ω is an injective field homomorphism fixing F pointwise, where Fj−1:=F(u1,…,uj−1). If uj∈Fj−1, then Fj=Fj−1 and φj−1 itself is the required extension.

givenstep 1.1step 5.2
7.1

In the remaining case uj∉Fj−1 put Dj:={n∈N:ujpn∈Fj−1}. This set is nonempty because ej∈Dj by step 2.1, so by [L8] it has a least element dj; here dj≥1 because uj∉Fj−1, and dj≤ej≤e. Put βj:=ujpdj∈Fj−1.

L8step 2.1step 6.2choose
8.1

In the situation of step 7.1 the element βj is not a pth power in Fj−1: if βj=bp with b∈Fj−1, then (ujpdj−1)p=βj=bp, so injectivity of Frobenius over Fj−1, available by [L6] and [L13], gives ujpdj−1=b∈Fj−1, contradicting the minimality of dj. Hence mj(T):=Tpdj−βj is monic irreducible over Fj−1 by [L9], and mj(uj)=0.

L6L9L13step 7.1
8.2

In the situation of step 7.1 define, inside Ω, the elements Hj:=∑aαcata,Kj:=∑bαdbtb, where the sums run over the finitely many exponent vectors a and b occurring in hj and in kj, with ta:=t1a1⋯tdad and likewise for b; then Hj,Kj∈Ω.

step 3.1step 4.1construct
9.1

Frobenius in Ω, licit by step 6.1 and [L6], gives Hjq=∑aαcaqtaq=∑aca(tq)a=hj(x1,…,xd) and likewise Kjq=kj(x1,…,xd)≠0 by step 1.2, so Kj≠0 and the quotient Wj:=Hj/Kj∈Ω is defined and satisfies Wjq=γj.

L6step 1.2step 3.1step 6.1step 8.2
10.1

Since βj=ujpdj and q=pe with dj≤e by step 7.1, one has βjpe−dj=ujpe=γj; since φj−1 fixes F pointwise and γj∈F by step 2.1, step 9.1 gives φj−1(βj)pe−dj=φj−1(βjpe−dj)=φj−1(γj)=γj=Wjpe=(Wjpdj)pe−dj, and injectivity of the (e−dj)-fold Frobenius power on Ω gives φj−1(βj)=Wjpdj: that is, Wj is a root in Ω of the transported polynomial σ∗(mj)=Tpdj−φj−1(βj), where σ:=φj−1 is regarded as an isomorphism Fj−1→φj−1(Fj−1).

L6step 2.1step 7.1step 8.1step 9.1
11.1

Applying [L10] to σ:=φj−1, to the monic irreducible mj∈Fj−1[T] of step 8.1, to the root uj of mj in the extension Fj/Fj−1, and to the root Wj of σ∗(mj) in the extension Ω/φj−1(Fj−1), we obtain a field isomorphism Fj→φj−1(Fj−1)(Wj)⊆Ω extending φj−1 and sending uj↦Wj; viewed as a map into Ω it is an injective field homomorphism φj fixing F pointwise.

L10step 6.2step 8.1step 10.1
12.1

Steps 5.2, 6.2 and 11.1 give, by induction on j=0,1,…,r, injective field homomorphisms φj:F(u1,…,uj)→Ω fixing F pointwise; in particular φr:L→Ω is an embedding of L over F.

step 5.2step 6.2step 11.1
13.1

By step 6.1 the field Ω equals K′(t1,…,td) with tiq=xi; writing xi1/q:=ti, this subfield is K′(x11/q,…,xd1/q), and K′/K is finite purely inseparable by step 5.1. Together with step 12.1 this exhibits the required embedding of L over F into K′(x11/q,…,xd1/q), so the lemma is proved.

step 5.1step 6.1step 12.1∎

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