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Local length comparison for a conjugate-free geodesic

Statement

Assume exactly the inherited Axiom of Countable Choice ACω, propagated through the declared exponential-map, Jacobi-field and conjugacy suppliers; the finite-dimensional constructions below spend no further choice. Let (M,g) be a connected finite-dimensional Riemannian manifold without boundary, let a<b, and let γ:[a,b]→M be an affinely parametrized geodesic of the Levi-Civita connection such that for no t∈(a,b] are γ(a) and γ(t) conjugate along γ∣[a,t]. Write p:=γ(a), v:=γ˙(a) and L:=Lg(γ).

Then there is a real ε>0 such that every continuous piecewise C1 curve γˉ:[a,b]→M with γˉ(a)=γ(a),γˉ(b)=γ(b),sup⁡t∈[a,b]dg(γˉ(t),γ(t))<ε satisfies Lg(γˉ)≥Lg(γ), and equality holds if and only if there is a continuous nondecreasing surjection τ:[a,b]→[a,b], piecewise C1, with τ(a)=a and τ(b)=b, such that γˉ=γ∘τ.

Constant geodesics (where any τ works and γˉ is then constant) are included; no completeness, unit speed, compactness of M, or full Axiom of Choice is assumed. The dg-closeness is measured in the Riemannian distance of M.

Facts & Assumptions

Given: The connected finite-dimensional Riemannian manifold (M,g), the affinely parametrized geodesic γ:[a,b]→M with no conjugate instant γ(t), t∈(a,b], and the abbreviations p=γ(a), v=γ˙(a).

[A1]

The countable-choice premise is ACω (The Axiom of Countable Choice (ACω)), inherited exactly through the declared exponential-map, Jacobi-field, conjugacy and inverse-function suppliers, whose statements carry it. No selection from an infinite family occurs below.

[F1]

Under [A1], Ep is open in TpM and exp⁡p is smooth on it (The exponential domain is open and the exponential map is smooth), and for every z∈TpM and s∈Ip,z one has sz∈Ep and exp⁡p(sz)=γp,z(s) (The exponential map scales geodesic time).

[F2]

Gauss lemma: for u∈Ep and w∈TpM, gexp⁡p(u)(d(exp⁡p)u(u),d(exp⁡p)u(w))=gp(u,w); in particular ∣d(exp⁡p)u(u)∣g=∣u∣g, and images of the radial direction u and of any w⊥gu are orthogonal (Gauss lemma).

[F3]

Under the canonical identification T0p(TpM)≅TpM one has d(exp⁡p)0p=id⁡TpM; in particular the differential at 0p is invertible (The differential of exp at zero is the identity).

[F4]

For z∈Ep and γz(s):=exp⁡p(sz), s∈[0,1], and any w∈TpM there is a unique Jacobi field J along γz with J(0)=0, DsJ(0)=w, and then d(exp⁡p)z(w)=J(1); the derivative at the included endpoint 0 is one-sided (Differential of the exponential map in terms of Jacobi fields).

[F5]

Transfer apparatus for conjugacy. A smooth field is Jacobi exactly when Dt2J+R(J,γ˙)γ˙=0 (Jacobi field); for every u,w∈Tγ(a)M there is exactly one Jacobi field along γ with J(a)=u, DtJ(a)=w (Existence and uniqueness of jacobi fields from initial data); every Jacobi field along an affinely parametrized geodesic is the variation field of a smooth variation by affinely parametrized geodesics, which may have moving endpoints (Every Jacobi field is induced by a geodesic variation); the variation field of a smooth variation by affinely parametrized geodesics is a Jacobi field along the central curve (Variation field of a geodesic variation is a Jacobi field); and for affine ℓ(t)=at+b mapping an interval into the domain of a geodesic σ, the curve σ∘ℓ is again an affinely parametrized geodesic (Affine reparametrization of a geodesic is a geodesic). Finally γ(a) and γ(t), a<t, are conjugate along γ∣[a,t] exactly when some nonzero Jacobi field along γ∣[a,t] vanishes at both endpoints; for constant γ no pair is conjugate (Conjugate points along a geodesic and their multiplicity).

[F6]

If F:M→N is smooth and dFp is an isomorphism, then F is a local diffeomorphism at p (The smooth inverse function theorem on manifolds).

[F9]

Under [A1], for every (q,w)∈TM there is a unique maximal geodesic γq,w:Iq,w→M with γq,w(0)=q, γq,w′(0)=w, and Iq,w is an open interval containing 0 (Existence uniqueness and smooth dependence of geodesics). An affinely parametrized geodesic is a smooth curve with Dtγ′=0, one-sided at included endpoints (Geodesic of an affine connection).

[F10]

The length Lg(γˉ)=∑j∫tj−1tj∣γˉ˙∣g dt of a piecewise C1 curve is independent of the admissible subdivision (Riemannian speed and length, Riemannian length is independent of piecewise c one subdivision), and length is additive under finite concatenation and invariant under reversal (Length is additive under concatenation and invariant under reversal); a continuous piecewise C1 curve has coordinate representatives that are C1 on interiors with derivatives extending continuously to the closed pieces (Piecewise c one curve on a manifold).

[F11]

The Levi-Civita connection is metric compatible (Levi civita connection). A geodesic of a metric-compatible connection has constant speed (Geodesics have constant speed for a metric-compatible connection), so in particular ∣γ˙∣≡∣v∣g and Lg(γ)=(b−a)∣v∣g by [F10].

[F12]

Chain rules: the differential of a composite of smooth maps is the composite of the differentials (The chain rule for differentials of smooth maps), and the classical chain rule handles compositions of real functions such as t↦∣u(t)∣g2+σ2 (The chain rule, in one line from Carathéodory: if g is differentiable at c and f is differentiable at g(c), then f∘g is differentiable at c with (f∘g)′(c)=f′(g(c)) g′(c)).

[F14]

A continuous nonnegative function on [c,d] with vanishing integral is identically zero (A continuous f≥0 on [a,b] with ∫abf=0 is identically 0).

[F15]

If τ:[a,b]→[a,b] is a continuous nondecreasing surjection, piecewise C1, and γ is piecewise C1, then γ∘τ is piecewise C1 and Lg(γ∘τ)=Lg(γ) (Riemannian length is invariant under orientation preserving piecewise c one reparametrization).

[F16]

g is a symmetric positive-definite bilinear form on each fibre, so it is an inner product, and the induced norm is the Riemannian speed norm (Riemannian metric and riemannian manifold); dg is the Riemannian distance of a connected manifold, the infimum of lengths of piecewise C1 curves (Riemannian distance on a connected manifold); and dg is a finite metric, so the triangle inequality dg(x,z)≤dg(x,y)+dg(y,z) holds (Riemannian distance is a metric).

[F17]

An injective linear map between real vector spaces of the same finite dimension is bijective (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T).

Proof

technique · the segment is covered by finitely many tangent balls on which $\exp_p$ is a diffeomorphism; a nearby curve is pulled back to a piecewise $C^1$ curve $\varphi$ with $\exp_p\circ\varphi=\bar\gamma$; the smoothed radius $\sqrt{r^2+\sigma^2}$ with $r=|\varphi|_g$ satisfies the pointwise Gauss-lemma bound $|\bar\gamma'|_g\ge|(\sqrt{r^2+\sigma^2})'|$, and Newton--Leibniz on the strips gives $L_g(\bar\gamma)\ge\sqrt{|X|_g^2+\sigma^2}-\sigma\uparrow|X|_g$. Equality forces $r$ to be nondecreasing, the spherical part of $\varphi'$ to vanish and the direction $\varphi/r$ to be the constant direction of $X$; then $\bar\gamma=\gamma\circ\tau$ with $\tau$ the radial reparametrization, and conversely [F15]
1.1F1F9F10F11given

Set-up and exponential parametrization of γ. [F1, F9, F10, F11, given] Put X:=(b−a)v∈TpM and ψ(t):=(t−a)v for t∈[a,b], so ψ is affine, ψ(a)=0 and ψ(b)=X. By [F9] the maximal geodesic γp,v has an open interval Ip,v∋0 and, by uniqueness in [F9], s↦γp,v(s) and s↦γ(a+s) agree for s∈[0,b−a]; in particular t−a∈Ip,v for every t∈[a,b]. Hence by [F1] each ψ(t)=(t−a)v lies in Ep and exp⁡p(ψ(t))=γp,v(t−a)=γ(t)(a≤t≤b). Finally [F11] with [F10] gives ∣γ˙∣≡∣v∣g, so Lg(γ)=(b−a)∣v∣g=∣X∣g.

2.1F3F4F5F17given

The differential of exp⁡p is invertible along the segment. [F3, F4, F5, F17, step 1.1, given] Fix t∈(a,b], put τ:=t−a>0 and σ(s):=exp⁡p(sτv) for s∈[0,1], which by [F1] and step 1.1 equals γ(a+sτ). Let w∈ker⁡d(exp⁡p)τv and let J be the Jacobi field along σ with J(0)=0, DsJ(0)=w; by [F4] it exists uniquely, is nonzero when w≠0, and J(1)=d(exp⁡p)τv(w)=0. If w≠0, [F5] realizes J as the variation field of a smooth variation F:(−η,η)×[0,1]→M by affinely parametrized geodesics with F(0,s)=σ(s), and u↦(u−a)/τ maps [a,t] affinely onto [0,1]; hence F~(r,u):=F(r,(u−a)/τ) is a smooth variation of γ∣[a,t] whose longitudinal curves are affinely parametrized geodesics by [F5], and its variation field J~(u)=J((u−a)/τ) is a Jacobi field along γ∣[a,t] by [F5], with J~(a)=J(0)=0, J~(t)=J(1)=0 and J~≠0. By [F5] that would make γ(a) and γ(t) conjugate along γ∣[a,t], contrary to the hypothesis. Hence ker⁡d(exp⁡p)τv={0}. Both Tτv(TpM) and Tγ(t)M have the same finite dimension, so [F17] makes d(exp⁡p)τv invertible. At t=a the differential d(exp⁡p)0p is invertible by [F3].

3.1F1F6F8step 2.1

Local diffeomorphism branches over a finite cover of the segment. [F1, F6, F8, step 2.1, given] For every s∈[a,b], [F6] applies to the smooth map exp⁡p at ψ(s)∈Ep, whose differential is invertible by step 2.1. Consider all pairs (s,ρ) with s∈[a,b], ρ>0, and exp⁡p a diffeomorphism on B(ψ(s),4ρ) onto its open image. Such a pair exists for each s by [F6], and the family of all smaller balls B(ψ(s),ρ) from these pairs covers the compact set ψ([a,b]) (compact as the continuous image of [a,b] by [F8]). Choose a finite subcover with pairs (sj,ρj), put xj:=ψ(sj) and Vj:=B(xj,4ρj), and write Oj:=exp⁡p(Vj) and βj:=(exp⁡p∣Vj)−1:Oj→Vj. This makes only the finite subcover choice, not a choice of one inverse neighbourhood for every s.

4.1F7F8

A finite strip partition. [F7, F8, step 3.1, given] The sets Wj:=ψ−1(B(xj,ρj)) form an open cover of the compact metric space [a,b]. By [F7] let δ>0 be a Lebesgue number, and choose a finite partition a=t0<t1<⋯<tN=b with ti−ti−1<δ/(1+∣v∣g); then diam⁡([ti−1,ti])=ti−ti−1<δ, so [ti−1,ti] lies in one Wj(i). Thus for each i there is j(i)∈{1,…,m} with ψ([ti−1,ti])⊆B(xj(i),ρj(i))⊆Vj(i). This uses only finitely many selections.

5.1F8given

Closeness thresholds. [F8, step 3.1, step 4.1, given] For each i, the compact set γ([ti−1,ti])=exp⁡p(ψ([ti−1,ti])) is contained in the open set Oj(i) by step 4.1. The family of all half-radius balls B(q,R/2) with q in this compact set, R>0 and B(q,R)⊆Oj(i) covers it because Oj(i) is open. Choose a finite subcover B(γ(uk),Rk/2). Their corresponding full-radius balls B(γ(uk),Rk) lie in Oj(i). Put η1:=min⁡imin⁡kRk/2>0. For each i<N, openness of Oj(i) and continuity of βj(i) at γ(ti), with βj(i)(γ(ti))=ψ(ti), supply μi>0 such that B(γ(ti),μi)⊆Oj(i) and every q in that ball satisfies ∣βj(i)(q)−ψ(ti)∣g<3ρj(i+1); put η2:=min⁡i<Nμi>0 (the empty minimum being +∞, and η2=+∞ when N=1). Set ε:=min⁡(η1,η2,1)>0.

6.1F6F10F16given

Pull-back of a nearby curve. [F6, F10, step 4.1, step 5.1, given] Let γˉ:[a,b]→M be continuous and piecewise C1 with γˉ(a)=γ(a), γˉ(b)=γ(b) and sup⁡tdg(γˉ(t),γ(t))<ε. For t∈[ti−1,ti], choose k with γ(t)∈B(γ(uk),Rk/2) as in step 5.1; then, by the triangle inequality for dg [F16], dg(γˉ(t),γ(uk))≤dg(γˉ(t),γ(t))+dg(γ(t),γ(uk))<ε+Rk/2≤Rk, so γˉ(t)∈Oj(i). Hence φi:=βj(i)∘γˉ is defined and continuous on [ti−1,ti] and piecewise C1 there (as βj(i) is smooth and γˉ is piecewise C1), with exp⁡p(φi(t))=γˉ(t). At an interior subdivision point ti, i<N: with q:=γˉ(ti) one has dg(q,γ(ti))<ε≤μi, so ∣φi(ti)−ψ(ti)∣g<3ρj(i+1); since ψ(ti)∈B(xj(i+1),ρj(i+1)), this gives φi(ti)∈B(xj(i+1),4ρj(i+1))=Vj(i+1), and so does φi+1(ti); both are mapped to q by exp⁡p, which is injective on Vj(i+1), hence φi(ti)=φi+1(ti). Therefore the formulas φ∣[ti−1,ti]:=φi define a single continuous piecewise C1 curve φ:[a,b]→TpM with exp⁡p(φ(t))=γˉ(t)(a≤t≤b),φ(t)∈Vj(i) for t∈[ti−1,ti]. Moreover φ(a)=βj(1)(γ(a))=βj(1)(exp⁡p(0))=0 and φ(b)=βj(N)(γ(b))=βj(N)(exp⁡p(X))=X, because 0∈B(xj(1),ρj(1))⊆Vj(1) and X∈B(xj(N),ρj(N))⊆Vj(N) by step 4.1.

7.1F2F12F16given

Pointwise Gauss-lemma comparison. [F2, F12, step 6.1, given] Let σ>0, put r:=∣φ∣g and fσ:=r2+σ2=gp(φ,φ)+σ2, which is piecewise C1 on [a,b] with fσ′=gp(φ,φ′)fσ=gp(φ,φ′)∣φ∣g2+σ2 by [F12]. At every interior point t of a smooth piece of φ, [F12] applied to exp⁡p∘φ=γˉ gives γˉ˙(t)=d(exp⁡p)φ(t)(φ′(t)). If φ(t)=0, then fσ′(t)=0 and the inequality below is trivial. Otherwise decompose φ′(t)=a φ(t)+w with a:=gp(φ(t),φ′(t))/∣φ(t)∣g2 and w:=φ′(t)−aφ(t), so that gp(w,φ(t))=0 by positive definiteness and symmetry of the inner product gp [F16]. By [F2] the images of w and of the radial direction φ(t) are orthogonal in Tγˉ(t)M, and ∣d(exp⁡p)φ(t)(φ(t))∣g=∣φ(t)∣g; hence ∣γˉ˙(t)∣g2=∣d(exp⁡p)φ(t)(φ′(t))∣g2=a2∣φ(t)∣g2+∣d(exp⁡p)φ(t)(w)∣g2≥gp(φ(t),φ′(t))2∣φ(t)∣g2≥fσ′(t)2, because ∣φ(t)∣g2≤∣φ(t)∣g2+σ2. Thus ∣γˉ˙(t)∣g≥∣fσ′(t)∣(a<t<b) at all points where the two functions are differentiable, and by continuity the inequality extends to each closed smooth piece.

8.1F10F11F13given

Lower bound for the length, and its sub-interval form. [F10, F11, F13, step 6.1, step 7.1, given] Take the common finite refinement of the strip partition a=t0<⋯<tN=b and an admissible piecewise-C1 subdivision of γˉ. On each refined closed subinterval, both φ and fσ are continuous and C1 in the interior, with one-sided derivatives at its ends. Step 7.1, monotonicity [F13], and Newton--Leibniz [F13] there give the speed integral at least the absolute change of fσ. Summing first within each original strip and using the triangle inequality gives ∫ti−1ti∣γˉ˙∣g≥∫ti−1ti∣fσ′∣≥∣fσ(ti)−fσ(ti−1)∣. Subdivision independence [F10] identifies the sum of speed integrals with Lg(γˉ). Summing over i and using the triangle inequality, Lg(γˉ)≥∣fσ(b)−fσ(a)∣=∣X∣g2+σ2−σ. This holds for every σ>0; the right-hand side increases to ∣X∣g as σ↓0 and never exceeds ∣X∣g, so Lg(γˉ)≥∣X∣g=Lg(γ), which is the asserted inequality. The same computation applied to a sub-interval [u,w]⊆[ti−1,ti] of a single strip (with r=∣φ∣g and using fσ→r as σ↓0) gives, for all a≤u≤w≤b after splitting at the finitely many ti and adding, Lg(γˉ∣[u,w])≥∣r(w)−r(u)∣.

9.1F10step 6.1step 8.1given

Equality case, I: the radius is bounded, nondecreasing, and has no internal excursion. [F10, step 6.1, step 8.1, given] Assume from now on that Lg(γˉ)=∣X∣g, and recall r(a)=∣φ(a)∣g=0 and r(b)=∣X∣g from step 6.1. (i) r≤∣X∣g on [a,b]: if r(u)>∣X∣g, then by the sub-interval bound of step 8.1 and additivity [F10], Lg(γˉ)=Lg(γˉ∣[a,u])+Lg(γˉ∣[u,b])≥r(u)+(r(u)−∣X∣g)>∣X∣g, a contradiction. (ii) r is nondecreasing: if s<s′ with r(s)>r(s′), then by the sub-interval bound of step 8.1, (i) and additivity, Lg(γˉ)≥r(s)+(r(s)−r(s′))+(∣X∣g−r(s′))=∣X∣g+2(r(s)−r(s′))>∣X∣g, a contradiction. (iii) No component (u,w) of the open set {r>0} has w<b: for such a component r(u)=r(w)=0 (or u=a) and, picking x∈(u,w) with r(x)>0, Lg(γˉ)≥0+r(x)+r(x)+∣X∣g>∣X∣g by the sub-interval bound of step 8.1 applied to [a,u], [u,x], [x,w], [w,b] and additivity [F10], again a contradiction. Hence, if X≠0, the set {r>0} is a single interval (α,b] with α∈[a,b), and r=0 on [a,α].

10.1F2F13F14given

Equality case, II: the pull-back is radial. [F2, F13, F14, step 6.1, step 7.1, step 9.1, given] Assume X≠0, so by step 9.1(iii) {r>0}=(α,b]. On (α,b] put e:=φ/r, a continuous piecewise C1 map into the unit sphere of (TpM,gp). Recall from step 7.1 the decomposition φ′=aφ+w with w=φ′−aφ perpendicular to φ and ∣γˉ˙∣g2=(gp(φ,φ′)∣φ∣g)2+∣d(exp⁡p)φ(w)∣g2=∣r′∣2+∣d(exp⁡p)φ(w)∣g2. Suppose w(t0)≠0 at some interior point t0 of a smooth piece contained in (α,b]; then g1:=∣d(exp⁡p)φ(t0)(w(t0))∣g>0 because d(exp⁡p)φ(t0) is injective (step 6.1 places φ(t0) in Vj(i), where exp⁡p is a diffeomorphism), and by continuity there is a closed interval J⊆(α,b)∩[ti−1,ti] on which ∣d(exp⁡p)φ(w)∣g≥g1/2. There the continuous function H:=∣γˉ˙∣g−∣r′∣ satisfies H=∣r′∣2+∣d(exp⁡p)φ(w)∣g2−∣r′∣>0, so ∫JH>0 by [F14]. On the other hand, ∣fσ′∣≤∣r′∣ wherever r>0, so for every σ>0, step 7.1 gives 0≤H≤∣γˉ˙∣g−∣fσ′∣ on J and ∣γˉ˙∣g−∣fσ′∣≥0 on the whole strip, so [F13] yields ∫JH≤∫ti−1ti(∣γˉ˙∣g−∣fσ′∣)≤Lg(γˉ)−∣fσ(b)−fσ(a)∣=∣X∣g−(∣X∣g2+σ2−σ)≤σ, contradicting ∫JH>0 after σ↓0. Hence w≡0 on (α,b], so φ′=aφ and e′=0 on the interiors of the pieces; by continuity e is constant on (α,b]. Its value is e0=φ(b)∣φ(b)∣g=X∣X∣g=v∣v∣g, and φ(t)=r(t)e0 for t∈(α,b], while φ≡0 on [a,α]. Consequently r(t)=gp(φ(t),e0) for every t∈[a,b], so r is piecewise C1 with r≥0 nondecreasing by step 9.1(ii).

11.1F1F9F11given

Equality case, III: the monotone reparametrization. [F1, F9, F11, step 1.1, step 9.1, step 10.1, given] Assume first X≠0 and define τ(t):=a+gp(φ(t),e0)∣v∣g=a+r(t)∣v∣g(a≤t≤b). Then τ is continuous, piecewise C1 (as φ is), nondecreasing (by step 10.1), and τ(t)∈[a,b] for all t (by step 9.1(i) and ∣X∣g=(b−a)∣v∣g), with τ(a)=a and τ(b)=a+∣X∣g/∣v∣g=b. Since r(t)/∣v∣g∈[0,b−a]⊂Ip,v by step 1.1, [F1] gives exp⁡p(φ(t))=exp⁡p(r(t)e0)=exp⁡p(r(t)∣v∣gv)=γp,v(r(t)∣v∣g)=γ(a+r(t)∣v∣g)=γ(τ(t)), so γˉ=γ∘τ as required. If X=0 (that is v=0 and γ constant), then ∣X∣g=0=Lg(γ) and Lg(γˉ)=0, so ∣γˉ˙∣g≡0 on every smooth piece by [F14] and γˉ is constant with value γˉ(a)=p=γ; thus γˉ=γ∘τ for every admissible τ, for instance τ=id⁡. This proves the forward direction of the equality clause in all cases.

12.1A1F5F15step 11.1given∎

Converse direction, and the boundary audit. [A1, F5, F15, step 11.1, given] Conversely, if γˉ=γ∘τ for a continuous nondecreasing surjection τ:[a,b]→[a,b], piecewise C1, with τ(a)=a, τ(b)=b, then [F15] applies to the piecewise C1 curve γ and gives γ∘τ piecewise C1 with Lg(γ∘τ)=Lg(γ); note that γˉ automatically has the two fixed endpoint values γ(τ(a))=γ(a) and γ(τ(b))=γ(b). This proves the reverse direction of the equality clause. Boundaries and choice. Dimensions zero: TpM={0}, γ is constant and the argument of step 11.1 with X=0 applies. Constant geodesics (v=0): γ is constant and verbatim the same case applies; the equality clause holds because γˉ is then constant and every admissible τ factors it, which is [F15] applied to constant γ. Degenerate interval: the statement assumes a<b; a singleton interval carries no affine geodesic with a<b and is not an instance. Endpoints: all derivatives at a and b are one-sided, the strips include the endpoints, and φ(a)=0, φ(b)=X are used as values only. Choice: exactly the inherited ACω is spent, through [F5] and the exponential-map suppliers; the finite cover, the finite partition, the finitely many threshold radii and the junction conditions are finite selections, and no field or direction is chosen from an infinite family.

Source locator

Zuoqin Wang, Riemannian Geometry (USTC, 2024 Spring), Lecture 20, Theorem 1.1(1) with its "moreover" clause and Lemma 1.3 with proof: the passage covering the finite local inverse branches of exp⁡p on sub-segments, the pull-back φ of a nearby curve to the tangent space, the Gauss-lemma estimate ∣(dexp⁡p)φφ˙∣≥∣r˙∣ and the statement that equality forces a monotone reparametrization. John M. Lee, Riemannian Manifolds: An Introduction to Curvature, Chapter 10 (printed pp.173-190): Jacobi fields, conjugate points and Gauss lemma, and Datar, Lectures on Riemannian Geometry, Lectures 18 and 22-23 (printed pp.134-135, 163-169). The smoothed-radius device, the strip-pull-back consistency argument and the full equality analysis (boundedness, monotonicity of r, exclusion of radial excursions, constancy of the direction) are carried out locally here; the sources state the comparison without those details.

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