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Spherical harmonics form a complete basis with the addition formula

Statement

Assume Countable Choice and Dependent Choice. Use Hℓ from Spherical harmonics and partial-wave conventions in three dimensions. For every ℓ≥0, dim⁡CHℓ=2ℓ+1; the spaces Hℓ are pairwise orthogonal in L2(S2,dσ;C) and their algebraic sum is dense there. Thus they give a complete orthogonal spherical-harmonic expansion. For any orthonormal basis Yℓ1,…,Yℓ,2ℓ+1 of Hℓ, the basis-independent reproducing kernel Zℓ(ω,η):=∑m=12ℓ+1Yℓm(ω)Yℓm(η)‾ satisfies Zℓ(ω,ω)=(2ℓ+1)/(4π). In particular, ∣g(ω)∣≤2ℓ+14π ∥g∥L2(S2)(g∈Hℓ). For fixed η, rotational invariance makes Zℓ(ω,η) a degree-ℓ zonal polynomial of ω⋅η; normalizing Pℓ(1)=1 gives the usual addition identity Zℓ(ω,η)=2ℓ+14πPℓ(ω⋅η).

Facts & Assumptions

Given: Countable Choice and Dependent Choice, the sphere and its surface measure from Spherical harmonics and partial-wave conventions in three dimensions, and the finite-dimensional polynomial spaces used below.

[F1]

Homogeneous harmonic restrictions satisfy the polar Laplacian identity and use the polar surface measure (Spherical harmonics and partial-wave conventions in three dimensions, Polar coordinates decompose Lebesgue measure into r^{n-1} dr d sigma).

[F2]

Green's second identity holds on the unit ball for real C2 functions under Countable Choice; its complex form follows by applying it to real and imaginary parts (Second Green identity).

[F3]

The uniform closure of a unital real function algebra is closed under pointwise maxima and minima (The uniform closure of a unital real function algebra is closed under absolute value, maximum, and minimum).

[F4]

A finite Radon measure on a locally compact Hausdorff space has Cc dense in L2 under Dependent Choice (C_c(X) is dense in L^p(mu) for a Radon measure). Every finite Borel measure on a second-countable locally compact Hausdorff space is Radon under Countable Choice (Radon measure on an LCH space, Locally finite Borel measures on second-countable LCH spaces are regular).

[F5]

Rank-nullity gives dim⁡ker⁡Δ=dim⁡Pℓ−dim⁡Pℓ−2 once surjectivity of the polynomial Laplacian is proved locally (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T, Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis, Linear subspace of a vector space).

[F6]

The complex L2 inner product satisfies Cauchy–Schwarz and has the norm induced by dσ (Orthonormal families, complete orthonormal systems and Hilbert bases, The complex L2 pairing is well-defined and satisfies Cauchy–Schwarz).

[F7]
[F8]

A unital real algebra separating points interpolates any prescribed values at two distinct points (A unital separating real function algebra interpolates arbitrary values at two distinct points).

[F9]

S2 is compact by Heine--Borel, hence locally compact. It is second countable: intersections with S2 of rational-centred, rational-radius Euclidean balls form a countable base. Consequently the finite Borel surface measure is Radon by [F4].

[F10]

Every nonempty open U⊆S2 has positive σ-measure: the polar map is a homeomorphism, with inverse (r,ω)↦rω, so it sends (1/2,3/4)×U to a nonempty open subset of R3 contained in the unit radial cone over U. That cone has positive volume by containing a ball (A closed three-dimensional ball of radius r≥0 has volume 4πr3/3). The cone definition of σ gives σ(U)>0. By [F1] and [F9], S2 is compact and σ is finite, so every continuous restriction belongs to L2(S2). If it is zero as an L2 class, it is therefore identically zero, so pointwise evaluation on Hℓ⊂L2(S2) is well defined.

[A1]

Countable Choice is used in [F4] to show the finite Borel surface measure is Radon and in the cited proof of [F3]; Dependent Choice is used in the Cc-density theorem. No Axiom of Choice is used for the finite-dimensional polynomial bases.

Proof

Given: The spaces Hℓ, surface measure dσ, Countable Choice and Dependent Choice.

1.1F1givenalgebra

If Pℓ(x)=rℓY(ω) is homogeneous and harmonic, the polar Laplacian convention in [F1] gives 0=ΔPℓ=rℓ−2(ℓ(ℓ+1)Y+ΔS2Y). Hence −ΔS2Y=ℓ(ℓ+1)Y.

1.2F5givenalgebra

Let Pn be the homogeneous complex polynomials of degree n in three variables, with monomial basis of size (n+22). For homogeneous Rm of degree m, direct differentiation gives Δ(∣x∣2aRm)=2a(2m+2a+1)∣x∣2a−2Rm+∣x∣2aΔRm. Given S∈Pn−2, put J=⌊(n−2)/2⌋, cj=2(j+1)(2n−2j−1), b0=1/c0, and bj=−bj−1/cj for 1≤j≤J. Then Q=∑j=0Jbj∣x∣2(j+1)ΔjS∈Pn satisfies ΔQ=S: the coefficient of ∣x∣2jΔjS is bjcj+bj−1=0 for j≥1, the S coefficient is b0c0=1, and ΔJ+1S=0. Thus Δ:Pn→Pn−2 is onto. By [F5], its harmonic kernel has dimension (n+22)−(n2)=2n+1 for n≥2; for n=0,1 all homogeneous polynomials are harmonic and have dimensions 1,3. Restriction to S2 is injective because homogeneity recovers P(rω)=rnP(ω), so dim⁡Hn=2n+1.

2.1F1F2step 1.1algebra

Let Pℓ,Qm be homogeneous harmonic polynomials of degrees ℓ,m. Apply [F2] on the unit ball to the real and imaginary components of Pℓ,Qm‾. Their volume Laplacians vanish, while homogeneity gives outward normal derivatives ∂νPℓ=ℓPℓ and ∂νQm‾=mQm‾ on S2. Therefore (ℓ−m)∫S2Pℓ(ω)Qm(ω)‾dσ(ω)=0. If ℓ≠m, this proves orthogonality.

2.2step 1.2givenalgebra

For P∈Pn, define H=P+∑j=1⌊n/2⌋aj∣x∣2jΔjP, where a0=1 and aj+1=−aj/[2(j+1)(2n−2j−1)]. The differentiation identity in step 1.2 shows that the coefficients of each ∣x∣2jΔj+1P cancel in ΔH, so H is harmonic. Since P−H is divisible by ∣x∣2, restriction to S2 writes P∣S2 as an element of Hn plus the restriction of a homogeneous degree-(n−2) polynomial. Induction on degree decomposes every polynomial restriction into a finite sum of spherical harmonics.

2.3F1F6F7F9F10step 1.2algebra

Fix ℓ. By [F10], the L2 inner product is positive definite on the finite-dimensional space of continuous restrictions, so finite-dimensional Gram--Schmidt gives an orthonormal basis. The sum Zℓ is independent of this basis because a unitary change of basis preserves the sum of rank-one coordinate kernels. For R∈SO(3) and Borel E⊆S2, the polar-surface definition represents σ(E) as three times the Lebesgue measure of its unit radial cone CE={rω:0<r≤1, ω∈E}. Since R is a homeomorphism, RE is Borel, RCE=CRE, and ∣det⁡R∣=1; [F7] therefore gives σ(RE)=σ(E). If P is homogeneous and harmonic of degree ℓ, then P∘R−1 is homogeneous of the same degree and remains harmonic: termwise differentiation of monomials in the real and imaginary parts gives ∂i∂i(P∘R−1)(x)=∑a,b(R−1)ai(R−1)bi(∂a∂bP)(R−1x); summing over i and using R−1(R−1)T=I proves Δ(P∘R−1)=(ΔP)∘R−1=0. Thus composition with R−1 is unitary on L2(S2,dσ) and preserves Hℓ; the rotated basis is again orthonormal, so basis independence gives Zℓ(Rω,Rη)=Zℓ(ω,η). In particular Zℓ(ω,ω) is constant because rotations act transitively on S2. Integrating the diagonal gives ∫S2Zℓ(ω,ω)dσ=2ℓ+1. Polar coordinates applied to the unit ball and its volume 4π/3 (A closed three-dimensional ball of radius r≥0 has volume 4πr3/3) give σ(S2)=4π, so the diagonal constant is (2ℓ+1)/(4π). Cauchy–Schwarz for the finite coefficient vector yields the displayed evaluation bound.

3.1A1F3F4F8F9step 2.1step 2.2

Let A be the restrictions of real polynomials to S2; constants, sums, and products show that it is a unital real algebra, and coordinate functions separate distinct points. Fix f∈C(S2;R) and ε>0. For each fixed η∈S2, form the family of open sets Up:={ω:p(ω)>f(ω)−ε/2} for all p∈A with p(η)=f(η). This family covers S2: for each ω, [F8] supplies an interpolant p with p(η)=f(η) and p(ω)=f(ω), using the constant polynomial when ω=η. By [F9], compactness gives a finite subcover corresponding to p1,…,ps. Their maximum gη∈A‾ by [F3] satisfies gη(η)=f(η) and gη>f−ε/2 everywhere. This proves the existence of such a function for every η without choosing a family indexed by S2. Define the set G:={g∈A‾:g>f−ε/2 on S2} and the open sets Vg:={ω:g(ω)<f(ω)+ε/2} for g∈G. The functions whose existence was just proved show that these sets cover S2, so [F9] gives a finite subcover Vg1,…,Vgt. The minimum h:=min⁡igi lies in A‾ by [F3] and satisfies f−ε/2<h<f+ε/2 everywhere. Since ε was arbitrary, f∈A‾ and the real polynomial restrictions are dense in C(S2;R). Applying this to real and imaginary parts gives density of complex polynomial restrictions in C(S2;C). By [F4] and [F9], dσ is Radon and C(S2;C)=Cc(S2;C) is dense in L2(S2,dσ;C). Step 2.2 therefore implies that the span of the mutually orthogonal spaces Hℓ is dense in L2.

4.1givenstep 1.1step 2.3algebra∎

For fixed η, rotations fixing η leave Zℓ(ω,η) invariant. Writing an invariant polynomial in coordinates parallel and perpendicular to η shows it is a polynomial in t=ω⋅η on S2. Since it belongs to Hℓ, the spherical-Laplacian formula in the Definition gives (1−t2)p′′−2tp′+ℓ(ℓ+1)p=0 for this polynomial p. If p(t)=∑j=0ℓcjtj, coefficient comparison gives (j+2)(j+1)cj+2+[ℓ(ℓ+1)−j(j+1)]cj=0 for 0≤j<ℓ; downward recursion determines every coefficient from cℓ, and a nonzero solution cannot have degree d<ℓ because its leading coefficient would be multiplied by ℓ(ℓ+1)−d(d+1)≠0. Thus polynomial solutions of degree at most ℓ form a one-dimensional space of degree exactly ℓ. By step 2.3, p(1)=Zℓ(η,η)=(2ℓ+1)/(4π)>0. Consequently Pℓ(t):=4πp(t)/(2ℓ+1) is the unique degree-ℓ solution with Pℓ(1)=1 from the Definition, and Zℓ(ω,η)=2ℓ+14πPℓ(ω⋅η).

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Cited to discharge well-definedness by Spherical harmonics and partial-wave conventions in three dimensions.

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