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The nilpotent central fiber is reduced and integral

Statement

Assume the Axiom of Choice. Let g be a finite-dimensional complex semisimple Lie algebra with Cartan subalgebra h and Weyl group W, and let p1,…,pr be homogeneous basic generators of S(g)g of degrees d1,…,dr, corresponding by Chevalley restriction to basic Weyl invariants (Chevalley restriction for symmetric invariants, Chevalley shephard todd for finite weyl groups). Put A=S(g)/(p1,…,pr). Then A is a reduced integral domain of dimension dim⁡g−r=2∣Φ+∣, with Hilbert series Hilb⁡(A,t)=∏i=1r(1−tdi)(1−t)dim⁡g, and for every central character χ:Z(U(g))→C the PBW associated graded of U(g)/U(g)ker⁡χ is canonically isomorphic to A.

Facts & Assumptions

Given: A finite-dimensional complex semisimple Lie algebra g with Cartan subalgebra h, root system Φ with positive system Φ+, Weyl group W, and basic invariants p1,…,pr of S(g)g of degrees d1,…,dr.

[F1]

Under AC, multiplication gives an isomorphism S(g)g⊗H→∼S(g) of graded g-modules for a Kostant harmonic subspace H, the restriction S(g)g→S(h)W is an isomorphism, S(h)W is polynomial on r algebraically independent homogeneous basic invariants, and ∑i(di−1)=∣Φ+∣=:N (Kostant harmonic decomposition of the symmetric algebra, Chevalley restriction for symmetric invariants, Chevalley shephard todd for finite weyl groups, The sum of basic Weyl invariant degrees minus one counts positive roots, The Axiom of Choice).

[F2]

Polynomial rings over C are Noetherian and Cohen--Macaulay at every prime; quotient by a regular sequence in a Cohen--Macaulay local ring is Cohen--Macaulay with dimension lowered by its length. A finite nonzero Cohen--Macaulay local module has only minimal associated primes. The Koszul complex of a regular sequence resolves its quotient (Polynomial extensions of Cohen--Macaulay rings, A regular sequence lowers dimension exactly in a Cohen-Macaulay local ring, Associated primes of Cohen--Macaulay modules, Koszul Complex Of A Sequence With Coefficients, Koszul Complex Resolves A Regular Quotient).

[F3]

For every root α there is an sl2-triple eα∈gα, fα∈g−α, hα with [eα,fα]=hα, [hα,eα]=2eα, [hα,fα]=−2fα; finite-dimensional g-modules are completely reducible; each root space is one-dimensional by Root spaces of a complex semisimple Lie algebra are one-dimensional, and the weights of the adjoint representation are the roots together with 0; the Killing form is invariant and nondegenerate (The root sl_2 triple, Weyl's complete reducibility theorem, Root-space decomposition, The Killing form is invariant and nondegenerate on a complex semisimple Lie algebra).

[F4]

Under AC, Der⁡(g)=ad⁡(g), so G:=Aut⁡(g)0 is an affine algebraic group with T1G=g and dim⁡G=dim⁡g; it is smooth and irreducible in characteristic zero; any two Borel subgroups are conjugate (Derivations of semisimple Lie algebras are inner, Cartier's theorem: affine group schemes in characteristic zero are smooth, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, The Axiom of Choice).

[F5]

Geometric toolkit under AC: the submersion criterion for a morphism of smooth varieties at a rational point via injectivity of the cotangent map; flatness of finite presentation is an open condition on the source and a flat morphism of finite presentation is open; a dominant morphism of smooth complex varieties has surjective differential over a dense open subset of the source; the dimension formula dim⁡X=dim⁡f(X)‾+r for the generic fibre dimension; the Jacobian criterion rank⁡J(m)=n−dim⁡Am iff Am is regular at a rational maximal ideal; a regular local ring is a domain and Cohen-Macaulay; the natural map of a Noetherian ring to the product of its associated-prime localizations is injective (Submersion criterion for locally standard smooth morphisms, The flat locus of a finitely presented algebra is open, Flat finite-presentation morphisms are open, Generic smoothness on the source, Image dimension and the generic fibre formula, Jacobian rank detects regularity at closed points, regular local rings are domains and cohen macaulay, Associated-prime localizations detect elements and have depth zero).

[F6]

Under AC, U(g) is free over its center Z with basis sym⁡(hj) for a homogeneous basis hj of a Kostant harmonic subspace, gr⁡Z=S(g)g, and gr⁡U(g)=S(g) (The enveloping algebra is free over its center, The Axiom of Choice).

Proof

technique · direct
1.1F1F2F3algebra

If g=0 then r=0 and A=C, so all assertions hold; assume otherwise. By [F1], S(g) is free over the polynomial invariant algebra C[p1,…,pr]. After quotienting by the first j generators it remains free over C[pj+1,…,pr]; hence multiplication by the next generator is injective and all successive quotients are nonzero. Thus the pi form a regular sequence, rather than merely a sequence of algebraically independent elements. The Koszul Euler characteristic gives Hilb⁡(A,t)=∏i(1−tdi)/(1−t)dim⁡g. At any rational maximal ideal containing the pi, the ambient polynomial local ring has dimension dim⁡g: the chain of translated coordinate ideals gives this lower bound at a rational point, and A polynomial ring in n variables over a field has dimension n gives the upper bound, and [F2] gives quotient dimension dim⁡g−r. At every prime the same regular sequence localizes and [F2] makes the quotient Cohen--Macaulay. In particular dim⁡A=dim⁡g−r=2N by root-space decomposition. The Hilbert series has pole order 2N at t=1; it is not a polynomial of degree 2N.

1.2F3algebra

Choose for every simple root αi an sl2-triple (ei,fi,hi) and write 2ρ∨=∑icihi in the simple-coroot basis, so ∑iciαj(hi)=2 for every simple root αj, and put e=∑iei, h=2ρ∨, f=∑icifi. Distinct simple-root differences are not roots, so [ei,fj]=0 for i≠j, and consequently [h,e]=2e, [h,f]=−2f and [e,f]=h. The eigenvalues of ad⁡h are 2ht⁡(α) and zero, hence all are even. Complete reducibility for this sl2 subalgebra writes the adjoint module as a direct sum of sl2-strings L(2m1)⊕⋯; each string contributes exactly one vector killed by h, and ker⁡ad⁡h=h has dimension r, so there are exactly r strings; a string with mj=0 would consist of a nonzero vector killed by e and h, i.e. a nonzero element of h commuting with all ei, which is central in g, hence zero; so all mj≥1 and counting dimensions gives ∑j(2mj+1)=dim⁡g=2N+r, that is ∑jmj=N. The highest vector of a string has ad⁡h-eigenvalue 2mj>0, hence lies in n+=⨁α>0gα; therefore ker⁡ad⁡e is the r-dimensional span of the highest vectors and lies in n+, and the lowest vectors span zf:=ker⁡ad⁡f⊆n− with g=[g,e]⊕zf.

1.3F3algebra

Let φt(x)=t⋅Ad⁡(t−ρ∨)(x) for t∈C×. Since pi is g-invariant, pi(φtx)=tdipi(x) for all x∈g; since Ad⁡(t−ρ∨)fi=tfi, the map φt preserves zf, so with qi(y):=pi(e+y) one has qi(φty)=pi(φt(e+y))=tdiqi(y): each qi is weighted-homogeneous of weighted degree di for the weights deg⁡yj=mj+1 on zf; indeed a root vector of height t has φ-weight 1−t, so the lowest vector yj has weight mj+1≥2.

2.1F3F4algebra

The group constructions needed below are explicit. Order the height spaces of g by root height, with h at height zero. The endomorphisms ad⁡n+ strictly raise height. Exponential and logarithm are finite inverse polynomials on the corresponding strictly triangular matrices. For a unipotent automorphism u which raises height relative to the identity, exp⁡(tlog⁡u) preserves the Lie bracket for every integer t since it equals ut; the bracket equations are polynomial in t, so they hold for all complex t. Differentiating at zero shows that log⁡u is a derivation. By [F4] it equals ad⁡x; comparison of the height components shows x∈n+, because negative-root components lower height and a Cartan component acts in height zero, and ad⁡ is injective. Thus N+=exp⁡(ad⁡n+) is exactly the closed subgroup of G defined by these strict-height unipotence equations; it is polynomially isomorphic to n+, hence connected. Let H=(C×)r act by fixing h and multiplying gα by ∏itiai when α=∑iaiαi. Root brackets show this is a closed torus of automorphisms, with Lie algebra ad⁡h. It normalizes N+; B=HN+ is closed, since the diagonal entries determine its H factor and the remaining strict-height unipotent equations determine its N+ factor. It is connected and solvable, with Lie algebra ad⁡b. Any Lie subalgebra containing b is h-stable and splits into root spaces; if it is larger it contains a negative root space and hence, together with its positive root space, a root sl2, so it cannot be solvable. Thus B is maximal among connected solvable closed subgroups (a larger such subgroup would have larger solvable Lie algebra), and is a Borel. The connected group G=Aut⁡(g)0 is smooth and irreducible of dimension dim⁡g by [F4], and its Borels are conjugate. These explicit tori also give the height scalings used in step 1.3.

2.2F6step 1.1

The central reduction has associated graded A: fix a central character χ:Z→C with kernel mχ, and let J=mχU(g). By [F6], gr⁡U(g)=S(g), gr⁡Z=S(g)g, and the leading symbol of any z∈mχ lies in S(g)+g=(p1,…,pr); conversely each pi is the leading symbol of an element of mχ, for instance of zi−χ(zi) for a central element zi of leading symbol pi (the scalar term has lower filtration degree because di>0). Therefore gr⁡J=(p1,…,pr)S(g) and the natural graded surjection S(g)/(p1,…,pr)↠gr⁡(U(g)/J) is an isomorphism: both sides have the Hilbert series of step 1.1, since the filtered free harmonic decomposition of [F6] restricts to a basis of U(g)/J whose symbols have exactly the Hilbert series ∏i(1−tdi)/(1−t)dim⁡g. Hence the PBW associated graded of U(g)/U(g)ker⁡χ is canonically A.

3.1F5step 1.2step 2.1

The morphism Ψ:G×zf→g, (g,y)↦g⋅(e+y), is dominant. Its differential at (1,0) is (ξ,y)↦[ξ,e]+y for ξ∈T1G=g (using G-equivariance of the action), with image [g,e]+zf=g by step 1.2; hence the cotangent map is injective and, by the submersion criterion at the rational points (1,0) and e, Ψ is locally standard smooth, hence flat, at (1,0); the flat locus is open and flat morphisms of finite presentation are open, so the image of Ψ contains a nonempty open subset of g; since g is irreducible, Ψ is dominant.

3.2F4F5step 2.1algebra

If ad⁡x is nilpotent, Ux={exp⁡(tad⁡x):t∈C} is a closed connected unipotent subgroup of G: for x≠0 logarithm identifies it with the closed line Cad⁡x; for x=0 it is trivial. Among connected solvable closed subgroups containing it choose one of maximal dimension; any strictly larger connected closed subgroup has larger dimension, so it is a Borel. Conjugacy from [F4] moves it into the B constructed in step 2.1. Every unipotent element of that triangular group has diagonal entries all one, hence trivial H factor, and lies in N+. Its logarithm therefore belongs to ad⁡n+ by step 2.1. Injectivity and equivariance of ad⁡ show that x is conjugate into n+. Conversely the invariant pi vanishes on n+: the torus automorphism multiplying height j by tj sends every n∈n+ to zero as t→0, while invariance preserves pi(n). Thus pi(n)=pi(0)=0. Lie invariance implies G-invariance here: the differential of g↦pi(gx) vanishes on the connected smooth group, and in characteristic zero a regular function with zero differential on an irreducible variety is constant.

4.1F1step 3.1

The restrictions q1,…,qr∈C[zf] are algebraically independent: the pullback Ψ∗ is injective because Ψ is dominant, and Ψ∗(pi)=qi by G-invariance of the pi; if a nonzero polynomial F satisfied F(q1,…,qr)=0, then Ψ∗(F(p1,…,pr))=0, hence F(p1,…,pr)=0 in S(g), contradicting the algebraic independence of p1,…,pr from [F1].

4.2F3step 3.2algebra

The common zero set N={x:pi(x)=0 for all i} equals G⋅n+: the inclusion ⊇ is step 3.2, and conversely if all pi vanish then every invariant polynomial of positive degree vanishes, so the invariant traces tr⁡((ad⁡x)k), k≥1, vanish because each is invariant with zero constant term; Newton's identities express every coefficient of the characteristic polynomial of ad⁡x polynomially in these traces, so the characteristic polynomial is Tdim⁡g, hence ad⁡x is nilpotent and x is conjugate into n+ by step 3.2. Also N is the underlying set of Spec⁡A.

5.1F5step 4.1

The map q=(q1,…,qr):Ar→Ar is dominant by step 4.1, and Ar is smooth, so generic smoothness provides a dense open subset of Ar on which the differential of q is surjective; in particular the Jacobian determinant D=det⁡(∂qi/∂yj) is not identically zero.

6.1step 1.2step 1.3step 5.1algebra

Weights: D is weighted-homogeneous of weighted degree ∑idi−∑j(mj+1)=∑i(di−1)−∑jmj=N−N=0 by steps 1.2 and 1.3, because the derivative with respect to yj lowers weighted degree by mj+1; a nonzero polynomial all of whose monomials have positive weights mj+1 and total weighted degree zero is a nonzero constant. Hence D is a nonzero constant, and in particular the linear map zf→Cr, y↦(dp1(e)(y),…,dpr(e)(y)), given by the matrix (∂qi/∂yj)(0), is invertible.

7.1F5step 1.1step 6.1

The Jacobian matrix of the presentation A=S(g)/(p1,…,pr) at the rational maximal ideal m of e has rank exactly r: its rows are the differentials dpi(e), which are linearly independent by step 6.1. Since dim⁡Am=dim⁡A=dim⁡g−r by step 1.1, the Jacobian criterion in the form rank⁡J(m)=n−dim⁡Am identifies Am as a regular local ring.

8.1F5step 4.2step 7.1algebra

The set N is irreducible: step 4.2 identifies its closed points with the image of the irreducible variety G×n+, so its closure is irreducible and equals the underlying space of Spec⁡A (In a finite-type algebra over a field, closed points are dense in every closed subset of the spectrum and Over an algebraically closed field, every maximal ideal is an evaluation ideal give density of its complex rational closed points). In particular there is a unique minimal prime p0. The regular local ring Ame of step 7.1 localizes further to Ap0; localizations of regular local rings are regular by localisations of regular local rings are regular. Since p0 is minimal, that localization has dimension zero and is a field. This proves generic reducedness without needing an assertion about openness of the regular orbit.

9.1F2F5step 1.1step 8.1algebra

There are no embedded associated primes. For q∈Ass⁡(A) choose a maximal ideal m⊇q. An element with annihilator q remains nonzero at m and has annihilator qAm, so this is an associated prime of Am. That local ring is Cohen--Macaulay by step 1.1, and the associated-prime theorem in [F2] makes qAm minimal. Any strict smaller prime of A below q would remain strict after localization at m, so q itself is minimal. Hence the only possible associated prime is the unique p0 of step 8.1. The associated-localization detection map in [F5] therefore injects A into the field Ap0, proving that A is an integral domain and in particular reduced. The Cohen--Macaulay argument is essential here; generic reducedness alone would not exclude embedded nilpotents.

10.1F1F4F5F6step 1.1step 2.2step 9.1algebra∎

Combining steps 1.1, 2.2, 9.1: A is a reduced integral domain of dimension dim⁡g−r=2N=2∣Φ+∣ with the displayed Hilbert series, and every central reduction has associated graded A. The Axiom of Choice is inherited from the invariant-theory, group-theoretic and geometric suppliers [F1], [F4], [F5] and [F6]; the conclusions themselves are choice-free statements about g.

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