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Finite étale covers extend across the closed point of a regular local ring

Statement

Assume AC. Let (A,m) be a Noetherian regular local ring of dimension d≥2, put U=Spec⁡A∖{m}, and let V→U be finite étale. Then V is the restriction of a finite étale cover of Spec⁡A, unique up to unique compatible isomorphism. No equicharacteristic, excellence or dimension bound is imposed.

Facts & Assumptions

Given: AC, the regular local ring A, punctured spectrum U and cover V.

[F1]

Regular local rings are normal domains and Cohen–Macaulay; localizations remain regular, their global dimension equals their dimension, and quotient by a parameter is regular of one smaller dimension (regular local rings are normal, regular local rings are domains and cohen macaulay, localisation and polynomial extension of regular rings, regular local quotient by parameter is regular). A finite module with finite projective dimension and full depth over a local ring is free by Auslander–Buchsbaum (auslander buchsbaum formula).

[F2]

A normal Noetherian ring is a finite product of normal domains and satisfies S2. A finite separable integral closure over a normal Noetherian domain is finite; integral closure commutes with étale base change (serre normality criterion, Finite separable integral closures over normal Noetherian domains are module-finite, Integral closure commutes with étale base change). Heights are preserved in an integral domain extension over a normal domain (Under going down and incomparability, lying-over primes have the same finite height).

[F3]

Associated primes of finite modules are finite and detect zero divisors. Being associated locally is equivalent to depth zero; quotient by a regular element lowers depth by one; finite prime avoidance selects an element outside finitely many proper primes (Finite modules over Noetherian rings have finitely many associated primes, Zero divisors on a module over a Noetherian ring are the union of its associated primes, The local depth-zero associated-prime criterion, Depth drops by one after quotienting by a regular element, An ideal contained in a finite union of prime ideals lies in one of them).

[F4]

The closed-point extension is detected by the trace discriminant once its algebra is free (The trace discriminant detects étaleness of a finite free algebra). Finite étale algebras lift through nilpotent quotients and across complete local reduction (Finite étale algebras lift uniquely through nilpotent thickenings, Finite étale algebras over a complete local ring are determined by reduction). Vector-bundle maps on a complete regular punctured spectrum of dimension at least three are recovered from all parameter thickenings (Vector-bundle maps on a regular punctured spectrum are recovered from parameter thickenings).

[F5]

Punctured Hartogs extends maps between finite projectives after any flat base change (Depth two gives Hartogs extension on a punctured affine spectrum). The maximal-adic completion is flat and regular, and is faithfully flat since the map is local (The completion of a Noetherian ring is flat, completion preserves regular local rings, A flat local map is faithfully flat). Finite étale covers descend along that cover (Finite étale covers descend effectively along fpqc covers). AC is inherited through [F1]–[F5] (The Axiom of Choice).

Proof

1.1F1F2construct

The normalization construction provides a finite normal A-algebra B whose restriction is V. Indeed U is integral and normal by [F1]. The finite étale algebra on each principal open is normal by [F2]: applying integral-closure compatibility to the inclusion of its normal base ring into its fraction field identifies that algebra with the integral closure in its generic, separable algebra, a product of fields. Thus V is a finite disjoint union of integral normal schemes, and its generic fibre is a finite product of finite separable extensions of Frac⁡A. Normalize A in these fields; [F2] makes their product B finite. On every principal open of U it agrees with the original finite normal algebra by uniqueness of integral closure, so it restricts to V. Empty covers use B=0.

2.1F1F2F3F4step 1.1choose

Suppose d=2 and B≠0. Choose 0≠x∈m; it acts injectively on each normal domain factor of B. If q is associated to B/xB, then [F3] makes (B/xB)q have depth zero, so Bq has depth one. By S2 in [F2] and x≠0, this implies ht⁡q=1. Its contraction to A also has height one by [F2]. By prime avoidance in [F3] choose y∈m outside these finitely many contractions. Then x,y is a B-regular sequence from A, giving depth⁡AB≥2. Its projective dimension is finite by the regular-ring global-dimension assertion in [F1], so Auslander–Buchsbaum makes B free over A. It is generically étale and étale on U, so [F4] makes it étale everywhere. This proves existence when d=2.

3.1F1F4step 2.1construct

Induct on d, and first suppose d≥3 and A is complete local. Choose a parameter f∈m∖m2. The cover V1 on the punctured spectrum of A/fA extends, by the induction hypothesis and [F1], to a finite étale A/fA-algebra D1. The ring A is also f-adically complete, as established in the proof of [F4]'s formal-full-faithfulness lemma. The affine complete lifting in [F4] gives a finite étale A-algebra D. On every parameter thickening Un, the restrictions of V and Spec⁡D have the same reduction on U1; the nilpotent equivalence in [F4], applied on affine opens, gives a unique compatible isomorphism between them. Those isomorphisms glue by uniqueness. The corresponding vector bundles of finite algebra functions on U are isomorphic by formal full faithfulness in [F4]. The inverse maps and their compatibility with products and units also extend by that same lemma. Thus this is an isomorphism of covers on all of U, and Spec⁡D is the required extension.

4.1F5step 3.1construct

For an arbitrary regular local A of dimension d≥3, let C=A^. By [F5], C is regular, complete and faithfully flat. The pullback of U is the punctured spectrum of C, because mC is its maximal ideal. Step 3.1 extends the pullback of V to a finite étale C-algebra D′. Over C⊗AC, its two pullbacks have a canonical isomorphism on UC⊗AC, coming from the original cover V. Both are finite projective over this flat A-algebra. By [F5]'s Hartogs assertion, the isomorphism and inverse extend uniquely to the whole affine spectrum. The cocycle identity holds because it holds over UC⊗AC⊗AC and the same Hartogs restriction is injective there. Thus D′ has an fpqc datum, which [F5] descends to a finite étale algebra over A. Its restriction to U is V: the upstairs isomorphism is compatible with that datum, so it descends on each affine open of U. This proves existence for all regular local rings in the induction.

5.1F1F2F3F4F5step 2.1step 4.1∎

Finally two finite étale extensions have finite projective underlying modules, and their algebra maps on U extend uniquely by the Hartogs assertion in [F5]. The inverse and the algebra identities extend as well, proving uniqueness up to unique compatible isomorphism and full faithfulness. The base case and induction prove the theorem in every dimension at least two. The only choices and compactness assumptions used are those recorded in [F1]–[F5]; AC is retained.

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