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Exchange versus direct Coulomb terms: the pair-energy split of the two-orbital spin-half model

Physical scope

A conditional computation in the declared two-orbital model of two spin-half fermions, with real, normalized, orthogonal orbitals u,v in W^{1,2}(R^3) intersect L^2(R^3) whose product uv is nonzero in L^1, and the declared pair interaction W(x-y)=kappa/|x-y|. In SI, x,y are measured in metres, kappa>0 is an adopted parameter with unit J m, and the result is the pair expectations D+X and D-X in joules with X>0. The example asserts no atomic physics, no measured energy, no apparatus and no empirical result; the orbitals and interaction form are declared idealizations of the model.

Example

Adopt the state and composition postulate P1 and the identical-particle and spin postulate P6 in the readings of Declared species sectors and their preparations: the framework's reading of P6, and assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Declare the following two-orbital spin-half model:

(a) the species is a spin-half fermion with an arbitrary model-assigned mass parameter Msp>0 kg, unused in this computation and with no empirical value asserted; its orbital factor is K:=span⁡C{u,v} where u,v∈W1,2(R3;C)∩L2(R3;C) are real-valued, normalized and orthogonal in L2(R3) (Integer-order Sobolev spaces and their norms, The space Lp(μ) as the quotient by null functions), with uv≠0 in L1; the internal factor is V=C2 with basis (e+,e−); the one-particle space is K⊗^V and n=2 particles are declared in the antisymmetric sector H2−=ran⁡P−(K⊗V) (The two spin-half fermion sector: the spin-singlet and spin-triplet parts and their orbital symmetry);

(b) write E:=K⊗^K and let J:E→L2(R6) be the restriction of the Euclidean product unitary Θ6 (Euclidean L² product unitary: L²(R^a)⊗̂L²(R^b) ≅ L²(R^{a+b})), so J(a⊗b)(x,y)=a(x)b(y). Here L2(Rr) consists of almost-everywhere classes [f] of complex Lebesgue-measurable functions with ∫Rr∣f∣2 dx<∞ (The space Lp(μ) as the quotient by null functions). In SI units, let x,y∈R3 be spatial coordinates measured in metres and define W:R3→R by W(z)=κ/∣z∣ for z≠0 and W(0)=0. The value at zero is an arbitrary representative on a measure-zero set. Here κ>0 is an adopted parameter of unit J m, with no relation to a charge assumed, so W has unit J. Define the multiplication operator MW:D(MW)⊆L2(R6)→L2(R6),D(MW):={[g]∈L2(R6):[(x,y)↦W(x−y)g(x,y)]∈L2(R6)},MW[g]:=[(x,y)↦W(x−y)g(x,y)] where g is any representative. This is independent of the representative because W is finite and measurable everywhere. The declared pair interaction is the compression of this multiplier to E: for z,z′∈E, set q(z,z′):=∫R6W(x−y)(Jz)(x,y)(Jz′)(x,y)‾ dx dy. The normalized position-space orbitals have units m−3/2, and D, X and the pair-interaction expectations below have units J. All Jz lie in D(MW), as verified below. For the orthonormal basis (b1,b2,b3,b4):=(u⊗u,u⊗v,v⊗u,v⊗v) of E, define Az:=∑j=14q(z,bj)bj. Thus ⟨Az,z′⟩=q(z,z′); A is a bounded self-adjoint pair-energy operator on E, has units J, and has real matrix entries in this basis. It commutes with spatial exchange. The model's sector interaction is the restriction to H2− of Θ−1(A⊗IV⊗V)Θ, with Θ the finite-dimensional regrouping unitary of the symmetry-decomposition theorem. This restriction is well defined because the conjugated operator commutes with total exchange. On a factored preparation with unit χ its expectation is q(φ,φ)=⟨MWJφ,Jφ⟩;

(c) the declared pair preparations are the images under the inverse regrouping map of the symmetry-decomposition theorem (Regrouping two factors: the symmetry decomposition of a two-particle sector over an orbital and an internal factor) of the factored vectors ΨT:=Θ−1(φ−⊗(e+⊗e+)),ΨS:=Θ−1(φ+⊗σ−),φ±:=u⊗v±v⊗u2,σ−:=e+⊗e−−e−⊗e+2, which are unit vectors of H2− by the cited thought experiment. ΨT is the parallel-spin (spin-triplet) preparation and ΨS the spin-singlet preparation of the declared two-orbital model.

The example computes the declared pair-interaction expectations q(φ±,φ±) of the two preparations and shows that the exchange integral X separates them strictly.

Verification

Given: The declared two-orbital model of the Example: real normalized orthogonal orbitals u,v∈W1,2∩L2, the compressed interaction A defined from MW with W=κ/∣⋅∣, and the preparations ΨT,ΨS.

[L1] Sector data. φ+ and φ− are the unit spatial pair vectors of the declared orbitals, and Θ−1(φ−⊗(e+⊗e+)) and Θ−1(φ+⊗σ−) are unit vectors of the antisymmetric two-particle sector, the first a spin-triplet and the second a spin-singlet preparation (The two spin-half fermion sector: the spin-singlet and spin-triplet parts and their orbital symmetry clauses (a),(c),(d), Regrouping two factors: the symmetry decomposition of a two-particle sector over an orbital and an internal factor clauses (b),(d)).

[L2] Slater direct and exchange calculation. For normalized orthogonal u,v∈W1,2(R3) and W=κ/∣⋅∣ with κ>0, the vectors Θ6φ± lie in D(MW) and with D:=∫R6∣u(x)∣2∣v(y)∣2W(x−y) dx dy, X:=∫R6u(x)‾v(x)u(y)v(y)‾W(x−y) dx dy one has D,X∈R, 0≤D<+∞, X≥0 and ⟨MWΘ6φ±,Θ6φ±⟩=D±X, where Θ6 is the Euclidean product identification of the spatial tensor square with L2(R6) (Slater direct and exchange calculation clauses (c),(d)).

[L3] Orthonormality of the spatial combinations. For orthonormal u,v in a Hilbert space, the vectors u⊗v±v⊗u over 2 are orthonormal, and σ− is a unit vector (The two-particle exchange operator and the symmetric and antisymmetric combinations clause (c), Hilbert tensor construction: inner product, completion and product bases clause (c)).

[L4] Gaussian-square representation and approximate identity. The proof of Slater direct and exchange calculation, step 2.1, gives for f=uv∈L1 and every s>0 Is:=∬f(x)f(y)e−s∣x−y∣2 dx dy=(4s/π)3/2∥G2s∗f∥22≥0,X=κπ−1/2∫0∞s−1/2Is ds, where G2s(x)=e−2s∣x∣2. In particular the convolution lies in L2 even though no L2 hypothesis on f is used: completing the square makes the absolute triple integral at most (π/(4s))3/2∥f∥12, and Fubini gives the displayed norm identity (The Gaussian integral ∫−∞∞e−x2 dx=π, Tonelli's theorem for nonnegative measurable functions on a sigma-finite product, Fubini's theorem for L^1 functions on a sigma-finite product). For a nonnegative integrable function, zero integral implies vanishing a.e. (A nonnegative measurable function has integral 0 exactly when it vanishes almost everywhere). Normalized dilates of an integrable mass-one kernel converge by convolution to f in L1 (Complex translation, convolution, approximate identities, and mollification, Statement and proof steps 1.3, 3.2, 4.1).

[L5] Hardy at the origin. For every b∈W1,2(R3;C), ∥b/∣⋅∣∥2≤2∥∇b∥2 (Three-dimensional Hardy bound clause (c)). Tonelli applies to the nonnegative integrands on R3×R3 (Tonelli's theorem for nonnegative measurable functions on a sigma-finite product).

[L6] Translation isometry. For each x∈R3, translation b(⋅+x) preserves the L2 norm, as does translation of each weak-derivative class (Complex translation, convolution, approximate identities, and mollification Statement).

[L7] Compression and tensor expectation. The translated Hardy estimate and Tonelli give ∬∣a(x)b(y)∣2/∣x−y∣2 dx dy≤4∥a∥22∥∇b∥22 for a,b∈K, as derived in step 1.1; hence J(E)⊂D(MW). Cauchy-Schwarz makes q(z,z′)=⟨MWJz,Jz′⟩ finite (Cauchy-Schwarz inequality for L2). The finite matrix Az=∑j=14q(z,bj)bj is defined on all of E and bounded: if aij:=q(bj,bi), then ∥Az∥2≤(∑i,j∣aij∣2)∥z∥2 by Cauchy-Schwarz on its finitely many coordinates. Its defining identity is ⟨Az,z′⟩=q(z,z′); reality of W gives q(z,z′)=q(z′,z)‾, so A=A∗, and real orbitals give real entries. Swapping x,y gives q(τKz,τKz′)=q(z,z′), since W(x−y)=W(y−x); thus A commutes with τK. The regrouping identity in [L1] now shows that Θ−1(A⊗I)Θ commutes with total exchange and preserves the antisymmetric sector. The bounded tensor construction and its inner-product formula give ⟨(A⊗I)(φ⊗χ),φ⊗χ⟩=⟨Aφ,φ⟩∥χ∥2=q(φ,φ) for unit χ (Bounded tensor maps: extension, norm estimate, adjoint and commutation, Hilbert tensor construction: inner product, completion and product bases).

Proof technique: direct; normalise the two declared preparations, evaluate the model's interaction expectation through the direct-and-exchange calculation, and prove strict positivity using the Gaussian-square representation and convergence of normalized Gaussian convolutions in L1.

Given: The data of the Example and [L1]-[L5].

1.1L1L5L6algebra

[Translated Hardy estimate and multiplier domain] Let a,b∈K and fix x∈R3. Define the translated L2 class bx(y):=b(x+y). For every ϕ∈Cc∞(R3), changing variables z=x+y in the weak-derivative identity for b gives ∫bx(y) ∂jϕ(y) dy=∫b(z) ∂jϕ(z−x) dz=−∫(Djb)(z)ϕ(z−x) dz=−∫(Djb)(x+y)ϕ(y) dy. Thus Djbx=(Djb)(x+⋅), so bx∈W1,2 and ∥∇bx∥2=∥∇b∥2 by [L6]. Applying Hardy [L5] to bx and changing variables back yields ∫∣b(y)∣2/∣x−y∣2 dy≤4∥∇b∥22 for every x. Tonelli then gives ∫R3∫R3∣a(x)b(y)∣2∣x−y∣2 dy dx≤4∥a∥22∥∇b∥22. In particular each simple tensor in the finite basis of E is carried by J into D(MW), since ∥WJ(a⊗b)∥22≤4κ2∥a∥22∥∇b∥22; linearity and the finite basis give J(E)⊆D(MW).

1.2L1L3algebra

[The two preparations are unit vectors] By [L3] the vectors φ+ and φ− are orthonormal, and e+⊗e+ and σ− are unit vectors of V⊗V; since Θ is unitary, the vectors ΨT=Θ−1(φ−⊗(e+⊗e+)) and ΨS=Θ−1(φ+⊗σ−) are unit vectors of the sector, which is [L1] read in coordinates.

1.3L2L4givenchoosealgebra

[Strict positivity of the exchange integral] Since the real orbitals belong to L2, Cauchy-Schwarz gives f:=uv∈L1, and f≠0 by hypothesis. If X=0, [L4] and the zero-integral criterion imply Is=0 for a.e. s>0, because the weight s−1/2 is strictly positive. Using the already assumed Countable Choice, choose sn∈(n,n+1) outside the null exceptional set for each integer n≥1; then sn→∞ and the Gaussian-square identity gives G2sn∗f=0 in L2, hence a.e. Put Hs(x):=(2s/π)3/2e−2s∣x∣2, a mass-one Gaussian by the Gaussian integral. With K0(x):=π−3/2e−∣x∣2 and εs=(2s)−1/2, one has Hs(x)=εs−3K0(x/εs); [L4] therefore gives Hsn∗f→f in L1. These convolutions are zero a.e., so ∥f∥1=0, a contradiction. Thus X>0 and D−X<D+X. This uses only f∈L1; the L2 functions are the Gaussian convolutions.

2.1L2L7step 1.2algebra

[Interaction expectations] By [L7] the declared interaction expectation of a factored preparation φ⊗χ with unit χ is q(φ,φ)=⟨MWJφ,Jφ⟩. On the spatial pair vectors Jφ±=Θ6φ±, so [L2] gives q(φ+,φ+)=D+X and q(φ−,φ−)=D−X. Hence the singlet preparation ΨS has expectation D+X and the parallel-spin triplet preparation ΨT has expectation D−X.

3.1L1L2step 1.3step 2.1algebra∎

[Comparison and reading] By steps 2.1 and 1.3 the declared parallel-spin (triplet) preparation has strictly smaller pair-interaction expectation than the singlet preparation in the declared model, the difference being 2X>0; the terms D and X are the direct and exchange contributions of the calculation [L2], and the pairing of spatial antisymmetry with the triplet is the reading of [L1]. This is the announced computation; no claim about an actual atomic system, no measured energy and no apparatus statement is made.

Remarks

  • What "exchange" names. In this model the name refers to the difference 2X between the two pair expectations, a property of the declared orbitals and interaction; the calculation does not attribute a mechanical force to it and does not by itself identify the energy of any atom.
  • Nonzero orbital overlap. Orthogonality of the real orbitals gives ∫uv=0; a nonzero product consequently changes sign on sets of positive measure. The Gaussian-square argument proves X>0 for every nonzero product, without a sign assumption. If uv=0 a.e., then X=0 and the pair expectations coincide.
  • Finite orbital model. The interaction is the compression of the Coulomb form to K⊗^K. The full multiplier need not preserve this finite spatial subspace. The separate maps Θ and Θ6 respectively regroup orbital and spin factors and identify spatial tensors with Euclidean wavefunctions.

Depends on

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