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Exchange versus direct Coulomb terms: the pair-energy split of the two-orbital spin-half model
A conditional computation in the declared two-orbital model of two spin-half fermions, with real, normalized, orthogonal orbitals u,v in W^{1,2}(R^3) intersect L^2(R^3) whose product uv is nonzero in L^1, and the declared pair interaction W(x-y)=kappa/|x-y|. In SI, x,y are measured in metres, kappa>0 is an adopted parameter with unit J m, and the result is the pair expectations D+X and D-X in joules with X>0. The example asserts no atomic physics, no measured energy, no apparatus and no empirical result; the orbitals and interaction form are declared idealizations of the model.
Example
Adopt the state and composition postulate P1 and the identical-particle and spin postulate P6 in the readings of Declared species sectors and their preparations: the framework's reading of P6, and assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (), The Axiom of Choice). Declare the following two-orbital spin-half model:
(a) the species is a spin-half fermion with an arbitrary model-assigned mass parameter , unused in this computation and with no empirical value asserted; its orbital factor is where are real-valued, normalized and orthogonal in (Integer-order Sobolev spaces and their norms, The space as the quotient by null functions), with in ; the internal factor is with basis ; the one-particle space is and particles are declared in the antisymmetric sector (The two spin-half fermion sector: the spin-singlet and spin-triplet parts and their orbital symmetry);
(b) write and let be the restriction of the Euclidean product unitary (Euclidean L² product unitary: L²(R^a)⊗̂L²(R^b) ≅ L²(R^{a+b})), so . Here consists of almost-everywhere classes of complex Lebesgue-measurable functions with (The space as the quotient by null functions). In SI units, let be spatial coordinates measured in metres and define by for and . The value at zero is an arbitrary representative on a measure-zero set. Here is an adopted parameter of unit , with no relation to a charge assumed, so has unit . Define the multiplication operator where is any representative. This is independent of the representative because is finite and measurable everywhere. The declared pair interaction is the compression of this multiplier to : for , set The normalized position-space orbitals have units , and , and the pair-interaction expectations below have units . All lie in , as verified below. For the orthonormal basis of , define Thus ; is a bounded self-adjoint pair-energy operator on , has units , and has real matrix entries in this basis. It commutes with spatial exchange. The model's sector interaction is the restriction to of , with the finite-dimensional regrouping unitary of the symmetry-decomposition theorem. This restriction is well defined because the conjugated operator commutes with total exchange. On a factored preparation with unit its expectation is ;
(c) the declared pair preparations are the images under the inverse regrouping map of the symmetry-decomposition theorem (Regrouping two factors: the symmetry decomposition of a two-particle sector over an orbital and an internal factor) of the factored vectors which are unit vectors of by the cited thought experiment. is the parallel-spin (spin-triplet) preparation and the spin-singlet preparation of the declared two-orbital model.
The example computes the declared pair-interaction expectations of the two preparations and shows that the exchange integral separates them strictly.
Verification
Given: The declared two-orbital model of the Example: real normalized orthogonal orbitals , the compressed interaction defined from with , and the preparations .
[L1] Sector data. and are the unit spatial pair vectors of the declared orbitals, and and are unit vectors of the antisymmetric two-particle sector, the first a spin-triplet and the second a spin-singlet preparation (The two spin-half fermion sector: the spin-singlet and spin-triplet parts and their orbital symmetry clauses (a),(c),(d), Regrouping two factors: the symmetry decomposition of a two-particle sector over an orbital and an internal factor clauses (b),(d)).
[L2] Slater direct and exchange calculation. For normalized orthogonal and with , the vectors lie in and with , one has , , and , where is the Euclidean product identification of the spatial tensor square with (Slater direct and exchange calculation clauses (c),(d)).
[L3] Orthonormality of the spatial combinations. For orthonormal in a Hilbert space, the vectors over are orthonormal, and is a unit vector (The two-particle exchange operator and the symmetric and antisymmetric combinations clause (c), Hilbert tensor construction: inner product, completion and product bases clause (c)).
[L4] Gaussian-square representation and approximate identity. The proof of Slater direct and exchange calculation, step 2.1, gives for and every where . In particular the convolution lies in even though no hypothesis on is used: completing the square makes the absolute triple integral at most , and Fubini gives the displayed norm identity (The Gaussian integral , Tonelli's theorem for nonnegative measurable functions on a sigma-finite product, Fubini's theorem for L^1 functions on a sigma-finite product). For a nonnegative integrable function, zero integral implies vanishing a.e. (A nonnegative measurable function has integral exactly when it vanishes almost everywhere). Normalized dilates of an integrable mass-one kernel converge by convolution to in (Complex translation, convolution, approximate identities, and mollification, Statement and proof steps 1.3, 3.2, 4.1).
[L5] Hardy at the origin. For every , (Three-dimensional Hardy bound clause (c)). Tonelli applies to the nonnegative integrands on (Tonelli's theorem for nonnegative measurable functions on a sigma-finite product).
[L6] Translation isometry. For each , translation preserves the norm, as does translation of each weak-derivative class (Complex translation, convolution, approximate identities, and mollification Statement).
[L7] Compression and tensor expectation. The translated Hardy estimate and Tonelli give for , as derived in step 1.1; hence . Cauchy-Schwarz makes finite (Cauchy-Schwarz inequality for ). The finite matrix is defined on all of and bounded: if , then by Cauchy-Schwarz on its finitely many coordinates. Its defining identity is ; reality of gives , so , and real orbitals give real entries. Swapping gives , since ; thus commutes with . The regrouping identity in [L1] now shows that commutes with total exchange and preserves the antisymmetric sector. The bounded tensor construction and its inner-product formula give for unit (Bounded tensor maps: extension, norm estimate, adjoint and commutation, Hilbert tensor construction: inner product, completion and product bases).
Proof technique: direct; normalise the two declared preparations, evaluate the model's interaction expectation through the direct-and-exchange calculation, and prove strict positivity using the Gaussian-square representation and convergence of normalized Gaussian convolutions in .
Given: The data of the Example and [L1]-[L5].
[Translated Hardy estimate and multiplier domain] Let and fix . Define the translated class . For every , changing variables in the weak-derivative identity for gives Thus , so and by [L6]. Applying Hardy [L5] to and changing variables back yields for every . Tonelli then gives In particular each simple tensor in the finite basis of is carried by into , since ; linearity and the finite basis give .
[The two preparations are unit vectors] By [L3] the vectors and are orthonormal, and and are unit vectors of ; since is unitary, the vectors and are unit vectors of the sector, which is [L1] read in coordinates.
[Strict positivity of the exchange integral] Since the real orbitals belong to , Cauchy-Schwarz gives , and by hypothesis. If , [L4] and the zero-integral criterion imply for a.e. , because the weight is strictly positive. Using the already assumed Countable Choice, choose outside the null exceptional set for each integer ; then and the Gaussian-square identity gives in , hence a.e. Put , a mass-one Gaussian by the Gaussian integral. With and , one has ; [L4] therefore gives in . These convolutions are zero a.e., so , a contradiction. Thus and . This uses only ; the functions are the Gaussian convolutions.
[Interaction expectations] By [L7] the declared interaction expectation of a factored preparation with unit is . On the spatial pair vectors , so [L2] gives and . Hence the singlet preparation has expectation and the parallel-spin triplet preparation has expectation .
[Comparison and reading] By steps 2.1 and 1.3 the declared parallel-spin (triplet) preparation has strictly smaller pair-interaction expectation than the singlet preparation in the declared model, the difference being ; the terms and are the direct and exchange contributions of the calculation [L2], and the pairing of spatial antisymmetry with the triplet is the reading of [L1]. This is the announced computation; no claim about an actual atomic system, no measured energy and no apparatus statement is made.
Remarks
- What "exchange" names. In this model the name refers to the difference between the two pair expectations, a property of the declared orbitals and interaction; the calculation does not attribute a mechanical force to it and does not by itself identify the energy of any atom.
- Nonzero orbital overlap. Orthogonality of the real orbitals gives ; a nonzero product consequently changes sign on sets of positive measure. The Gaussian-square argument proves for every nonzero product, without a sign assumption. If a.e., then and the pair expectations coincide.
- Finite orbital model. The interaction is the compression of the Coulomb form to . The full multiplier need not preserve this finite spatial subspace. The separate maps and respectively regroup orbital and spin factors and identify spatial tensors with Euclidean wavefunctions.
Depends on
Euclidean L² product unitary: L²(R^a)⊗̂L²(R^b) ≅ L²(R^{a+b})
Bounded tensor maps: extension, norm estimate, adjoint and commutation
Three-dimensional Hardy bound
Cauchy-Schwarz inequality for
The Gaussian integral
Tonelli's theorem for nonnegative measurable functions on a sigma-finite product
Fubini's theorem for L^1 functions on a sigma-finite product
Complex translation, convolution, approximate identities, and mollification
The two spin-half fermion sector: the spin-singlet and spin-triplet parts and their orbital symmetry
Declared species sectors and their preparations: the framework's reading of P6
Regrouping two factors: the symmetry decomposition of a two-particle sector over an orbital and an internal factor
The two-particle exchange operator and the symmetric and antisymmetric combinations
Slater direct and exchange calculation
A nonnegative measurable function has integral exactly when it vanishes almost everywhere
Hilbert tensor construction: inner product, completion and product bases
Integer-order Sobolev spaces and their norms
The space as the quotient by null functions
Complex Lp classes and Euclidean test-function conventions
The state space: density operators, pure and mixed states, and purity
The state space of the framework: preparations, pure rays and density operators
Hilbert space
The Axiom of Countable Choice ()
The Axiom of Choice
Dependency tree · 2 levels
Sources
- J. Binney and D. Skinner, The Physics of Quantum Mechanics, Chapter 10 printed pages 227-235 (PDF pages 235-243): the symmetric and antisymmetric pair states of helium and the direct and exchange contributions to the electron-repulsion expectation
- F. H. L. Essler, Advanced Quantum Theory (Oxford lecture notes, 2017/18), Section 1.4.3 pp. 11-13: two-particle operators and their direct and exchange matrix elements