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The spacelike restart surface at an exposed boundary point: maximizers on the boundary, the level hypersurface and its radial tube

Statement

Assume the Axioms of Countable Choice and Dependent Choice (The Axiom of Countable Choice (ACω), The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain). Let (M,g,N,j,ψ) and (M′,g′,N′,j′,ψ′) be developments of the same data (Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality), (U,φ) a common subdevelopment (Common subdevelopments, maximal common developments and corresponding boundary points clause (a)), Σ:=j(Σ), and let p∈∂U be an exposed boundary point in the sense of An exposed boundary point: the last boundary point of a boundary null geodesic has no other boundary point in its past: J−(p)∩∂U∩J+(Σ)={p}. Fix a strictly convex normal neighbourhood C of p (Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points) with C⊆I+(Σ) and C∩∂U⊆Ccorr, where Ccorr is the corresponding set of The set of boundary points with a corresponding point is open, and the extension preserves the metric, matter fields and connection on the common domain and its corresponding boundary (possible because that set is open in ∂U and I+(Σ) is open). Let p1≪p≪p2 be points of C such that W:=I+(p1)∩I−(p2) satisfies W‾⊆C (possible: strong causality at p supplies a neighbourhood V2⊆C of p such that every causal curve with both endpoints in V2 is contained in C, and then W‾⊆J+(p1)∩J−(p2)⊆C for p1,p2∈V2 by the same argument). Then W is open, causally convex, p∈W, and W‾ is compact. Let q∈W∩I+(p) be a point with J−(q)∩Uc∩J+(Σ)⊆W, chosen so close to p along a future timelike curve that also q∈W (The exposed boundary point controls the complement: J^-(q) cap U^c cap J^+(Sigma) is confined to a prescribed neighbourhood). Let τq be the time separation from q (Time separation in a globally hyperbolic manifold: finiteness, existence of maximizing geodesics and the radial formula on causally convex normal regions) and put K:=W‾∩Uc∩J+(Σ),τ0:=max⁡{τq(r):r∈K}. Let W∘:=W∩I+(Σ) and let S be the connected component of the closed-in-W∘ set {x∈W∘:τq(x)=τ0} that contains a maximizer of τq over K. Then:

(a) τ0>0; every maximizer of τq over K lies in W∩∂U∩Ccorr; every x∈W with τq(x)>τ0 lies in U; every x∈W∩Uc∩J+(Σ) with τq(x)=τ0 lies in ∂U∩Ccorr.

(b) S is a nonempty smooth embedded spacelike hypersurface of M without boundary, subsets S⊆(W∩U)∪(W∩∂U∩Ccorr) and S∩∂U≠∅; moreover S⊆{x:τq(x)=τ0} and every point of S∩Uc lies in ∂U∩Ccorr.

(c) There is a smooth positive function δ:S→(0,∞) with the following properties. Define X:=∇τq/g(∇τq,∇τq) (so that dτq(X)=1) on {τq>0}∩W, let ϕt be its local flow, and put F:S×(−δ,δ)→M,F(s,t):=ϕt(s),N:=F(S×(−δ,δ)). Then F is well defined and smooth, N⊆W is open, F:S×(−δ,δ)→N is a diffeomorphism, τq(F(s,t))=τ0+t, and:

  1. every causal curve in N is, in the coordinates (s,t), of the form t↦F(s(t),t) with s(t) of finite length in the induced metric of S, and it meets S in at most one parameter value;
  2. every causal curve in U∪N that is inextendible in U∪N meets U, and consequently meets Σ in exactly one parameter value; in particular no causal curve in U∪N that is inextendible in U∪N and whose image is disjoint from U exists;
  3. for every y∈N∩U there is a unique s∈S with y=F(s,ty), and the punctured radial segment {F(s,u):u between 0 and ty, u≠0} is contained in U. The base belongs to U∪Ccorr, and the full segment including the base is contained in U whenever s∈U. In particular, if ty<0 then also s∈U. If Θ:N→M′ is a time-orientation-preserving local isometry with Θ∣S=Φ∣S, where Φ is the smooth extension of the common-subdevelopment map φ, then Θ=φ on N∩U;
  4. the tube can be chosen inside any prescribed open neighbourhood O⊆W of the whole S, and below any prescribed positive continuous width ceiling on S. More quantitatively, write q0=g∣TS and qt=Ft∗g∣TS. The construction gives 0<δ<τ0/8, qt≥12q0 for ∣t∣<δ(s) and ∣dδ∣q0≤1/(82). Every smooth positive smaller width δ~≤δ satisfying ∣dδ~∣q0≤1/(42) retains conclusions 1-3.

No compactness of S or positive uniform lower bound for δ is assumed. The radial segment in clause 3 excludes its base because S∩∂U≠∅.

Facts & Assumptions

Given: Countable and Dependent Choice, the two developments and common subdevelopment, the exposed point and the exact configuration C,W,q,K,τ0,S in the Statement.

[L1]

The developments are globally hyperbolic. Time separation is finite and upper semicontinuous on compact sets, with its positive set I−(q) and its smooth radial formula on the causally convex W⊂C; J+(Σ) is closed and J−(q)∩J+(Σ) is compact (Time separation in a globally hyperbolic manifold: finiteness, existence of maximizing geodesics and the radial formula on causally convex normal regions, The causal past of a point truncated by the causal future of the initial Cauchy surface is compact, In a globally hyperbolic manifold the causal relation is closed and truncated causal cones over compact sets are compact).

[L3]

The future boundary is achronal, causal curves from Σ to a point of U∩I+(Σ) stay in U, and causal segments with both endpoints in U stay in U (Structure of corresponding boundary points: achronality of the future boundary, equality of pasts, and uniqueness, A development sharing the initial Cauchy surface with a larger development is causally convex in it). The corresponding set is open in the boundary and its smooth extension Φ preserves metric and connection on U∪Ccorr (The set of boundary points with a corresponding point is open, and the extension preserves the metric, matter fields and connection on the common domain and its corresponding boundary).

[L4]

Under Countable Choice, countable relatively compact coordinate refinements, locally finite shrinkings and smooth subordinate partitions are available (Every open cover of a manifold has a countable relatively compact coordinate-ball subcover, A countable coordinate-ball cover has a countable locally finite shrinking, Smooth partitions of unity exist on manifolds). A smooth auxiliary complete Riemannian metric h with compatible distance topology exists (The auxiliary Riemannian metric h=g+2n-flat tensor n-flat is complete after a proper-exhaustion conformal factor, and its closed bounded sets are compact).

[L5]

Causal curves are locally absolutely continuous with nonzero causal velocity almost everywhere; smooth composition obeys the chain rule, finite concatenation is valid, and the fundamental theorem of calculus applies under the declared choice assumptions (Causal curves, chronological and causal reachability, and inextendibility, Chart independence, concatenation, reparametrization and transitivity for causal curves, Fundamental theorem of calculus for absolutely continuous functions). Maximal portions of an inextendible curve in an open subset are inextendible there (A maximal connected portion of an inextendible causal curve inside an open subset is inextendible there). The common subdevelopment has Σ Cauchy (Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality).

[L6]

Local isometries preserve the Levi-Civita connection and affinely parametrized geodesics; their differentials take the future unit normal of a spacelike hypersurface to the future unit normal of its image (Rigidity of isometric immersions of a connected Lorentzian manifold, and agreement of data-fixing embeddings on overlaps, The future unit normal, induced metric and second fundamental form of a spacelike hypersurface).

Proof

1.1givenL1L2L3algebracontradiction

(Maximum and its boundary location.) The compact set K is nonempty because it contains p; τq is finite and upper semicontinuous on K, so its maximum is attained and τ0≥τq(p)>0 by [L1]. A maximizer r belongs to I−(q)∩Uc∩J+(Σ), hence to W by the assumed containment, and to I+(Σ) since r∉Σ⊂U. If r were interior to Uc, the timelike radial geodesic from r to q could be continued a little to the past within W∩int⁡(Uc)∩I+(Σ) by [L2]. Its extended positive proper length exceeds τ0, contradicting maximality on K. Thus every maximizer lies in W∩∂U⊂Ccorr. If x∈W has τq(x)>τ0 and is outside U, then x∈K because W⊂I+(Σ), a contradiction. The same boundary-location argument applies to each x∈W∩Uc∩J+(Σ) with τq(x)=τ0. This proves (a).

2.1step 1.1L1L2algebra

(The complete level surface and compact ambient closure.) On W∩I−(q) define R(x)=−gq(ξ(x),ξ(x)) with ξ=exp⁡q−1x; by [L1], R=τq there. The Gauss differential [L2] gives ∇R=−P(q,x)/R, so g(∇R,∇R)=−1 and ∇R is future-directed; its negative X is unit past-directed. The level τq=τ0>0 is therefore a smooth spacelike hypersurface in W. Its connected components are open and closed in this regular level, so the specified component S is embedded without boundary and closed relative to W. It contains the chosen boundary maximizer, and every point of S∖U is a boundary maximizer by step 1.1. Hence (b) holds. Let A=S‾ M⊂W‾; this is compact, although S itself need not be compact. In the normal chart of C, every limit point of S still has past timelike inverse vector of norm squared −τ02. Thus R is smooth on an open neighbourhood of A in C, and A lies in its regular level R=τ0.

3.1step 2.1L2L4constructalgebra

(Quantitative normal flow over the ambient closure.) Extend X=−∇R to its smooth domain near A. The radial formula shows directly that its flow is F(s,t)=exp⁡q((1+t/τ0)ξ(s)) while defined, so R(F(s,t))=τ0+t and its lines are unit affinely parametrized past timelike geodesics by [L2]. Compactness of A and openness of the smooth flow domain give a>0, an open neighbourhood B of A in the extended level, and a compact ambient set containing every F(s,t) for s∈B, ∣t∣≤a after shrinking B,a. Smoothness of dF and the positive metric on the extended level permit a further uniform shrinking with 12q0≤qt≤2q0, where qt(V,V)=g(dFtV,dFtV) for V tangent to that level. To see uniformity, the h-unit tangent bundle over compact A is compact, q0 has a positive minimum there and qt−q0 tends uniformly to zero; the bounds then persist near A. Likewise choose constants c,C>0 with q0≥ch∣TS and ∣X∣h≤C throughout this compact flow range. The flow speed gives dh(F(s,t),s)≤C∣t∣. These are bounds on a compact extended level neighbourhood, not an assumption that S is compact.

4.1step 3.1L4givenchooseconstructalgebra

(Smooth thin width with an actual derivative estimate.) Let O⊂W be any prescribed open neighbourhood of S, and let b:S→(0,∞) be any prescribed continuous width ceiling, taking O=W, b=1 if none is specified. Set β(s)=min⁡{a/2,τ0/8,b(s),dh(s,M∖O)/(2C)}>0. By [L4] choose a countable locally finite smooth partition (ρi) with compact supports in S, indexed by a subset of the positive integers. Put Mi=sup⁡S∣dρi∣q0<∞. Choose positive constants ai with ai≤12inf⁡supp⁡ρiβ and aiMi≤2−i/(82), omitting any identically zero partition member. Countable Choice suffices. Define δ=∑iaiρi. Local finiteness makes it smooth and positive; the partition identity gives δ≤β/2, while ∣dδ∣q0≤∑iai∣dρi∣q0≤1/(82). The speed estimate and distance bound make F(s,t)∈O for ∣t∣<δ(s). Also δ(s)→0 whenever s→e∈A∖S, since such e lies in ∂W and δ≤dh(s,M∖W)/(4C). This constructs the required smooth width from quantified partition bounds; scaling an arbitrary continuous function is not used.

5.1step 3.1step 4.1L2algebra

(Injectivity, the open tube and its metric.) Restrict the smooth flow to Dδ={(s,t):s∈S, ∣t∣<δ(s)}. It is defined by step 4.1, and τq(F(s,t))=τ0+t because its image lies in W. If F(s,t)=F(s′,t′), this identity gives t=t′ and flow uniqueness gives s=s′. Its differential is invertible at the zero section because X is transverse to S, and everywhere by the flow group law; hence [L2] makes it a diffeomorphism onto an open N⊂O. Vectors dFtV are tangent to the R-level and orthogonal to X, so F∗g=−dt2+qt. All construction claims in (c), including its quantitative inequalities, now hold.

6.1step 3.1step 5.1L4L5algebra

(Causal graphs and finite base length.) For a future causal curve γ(λ)=F(s(λ),t(λ)) in N, [L5] and step 5.1 give qt(s′,s′)≤(t′)2 almost everywhere. Since ∇R is future timelike, t′=dR(γ′)<0 almost everywhere, and the fundamental theorem makes t strictly decreasing. The lower comparison bound gives ∣s′∣q0≤2∣t′∣ and hence the total q0-length is at most 2var⁡(t)≤22sup⁡Sδ<∞. Thus the image is a graph in the time coordinate; integrated length on subintervals gives a locally Lipschitz graph in any base chart, without assuming that the inverse of the original time parametrization is a C1 map. It crosses t=0 at most once. At either time end, tail q0-length tends to zero; q0≥ch from step 3.1 makes s(λ) Cauchy in dh, with a unique limit in compact A. Past curves are handled by reversal. This proves (c)1 and supplies the endpoint control used below.

6.2step 1.1step 5.1L3L5algebra

(Exact radial interior.) Let y=F(s,ty)∈N∩U. For ty>0, all radial points with 0<u≤ty lie in U by step 1.1 because their time separation exceeds τ0; the base may lie on ∂U and is excluded from this assertion. For ty<0, s is to the chronological past of y. Concatenate a timelike curve from Σ to s (since s∈W⊂I+(Σ)) with the radial segment from s to y. Its endpoint is y∈U∩I+(Σ), so [L3]'s past-convexity clause puts the whole concatenation, including s and the radial segment, in U. If ty=0, s=y∈U directly. If s∈U and ty>0, causal convexity with endpoints y,s∈U also puts the inclusive segment in U. This proves precisely the radial assertions in (c)3.

7.1step 1.1step 4.1step 6.1L5contradictionalgebra

(Past endpoint of a hypothetical avoiding curve.) Suppose a future causal curve γ inextendible in U∪N avoids U. Then it lies in N and has t≤0 by step 1.1; equality may occur and is not excluded without proof. At its past end the decreasing time has supremum limit H≤0, and step 6.1 gives s→e∈A. If e∈S, continuity and the tube inequalities imply H≥−δ(e). If H>−δ(e), then also H<δ(e) since δ(e)>0, so the smooth extended flow gives endpoint F(e,H)∈N, contradicting inextendibility. The only remaining possibility is H=−δ(e). Along the curve set r=t+δ(s)>0. The actual derivative bound yields r′=t′+dδ(s′)≤−(1−1/8)∣t′∣, hence for any two ordered parameter values λ1<λ2, r(λ1)−r(λ2)≥(7/8)(t(λ1)−t(λ2))>0. A past-end limit r→H+δ(e)=0 is impossible because it is at least the positive value of r at each fixed later parameter. This excludes the signed lower face with the correct direction of monotonicity; no analysis of a second endpoint is needed.

8.1step 2.1step 4.1step 6.1step 7.1L2L3L5algebracontradiction

(Noncompact surface ends and the Cauchy conclusion.) If instead e∈A∖S, relative closedness gives e∈∂W. Step 4.1 gives δ(s)→0, so the tube inequality forces H=0 and the smooth extended flow gives γ→e. The point e∈W‾⊂C⊂I+(Σ) has past timelike inverse exponential of radial norm τ0, so e∈I−(q) by [L2]. If e∉U, the assumed containment J−(q)∩Uc∩J+(Σ)⊂W would give e∈W, contradicting e∈∂W. Therefore e∈U, again an endpoint in U∪N. With step 7.1 this proves there is no U-avoiding inextendible curve. For any inextendible curve meeting U, [L5] makes each maximal U-portion inextendible in U, so it meets Σ once. If two parameter visits to Σ existed, [L3]'s causal convexity puts the intervening segment in U, making both visits belong to the same maximal U-portion, a contradiction. This proves (c)2 for the entire noncompact surface.

9.1step 3.1step 4.1step 5.1step 6.1step 7.1step 8.1step 6.2L2L3L6algebra∎

(The map comparison and admissible thinner tubes.) For the conditional local isometry Θ of (c)3, its differential agrees with dΦ on TS and, since both are future isometries at S, on the future unit normal by [L3], [L6]. They therefore agree on X, the past unit normal. The punctured radial segment of step 6.2 lies in U, so φ maps it to an affinely parametrized geodesic by [L6], with limiting value and velocity at the base supplied by its smooth extension Φ. The Θ-image is a geodesic with the identical base value and velocity. Geodesic uniqueness [L2] gives Θ(y)=φ(y). Finally any smaller smooth positive width with the derivative bound in (c)4 inherits the flow domain, metric comparisons, speed bounds and vanishing at A∖S. The same proof uses ∣dδ~(s′)∣≤14∣t′∣ in step 7.1, still giving strict signed-face monotonicity; all other steps are unchanged. Step 4.1 already allows any prescribed open O and ceiling b. Thus (c)3-4 and all conclusions hold.

Remarks

The surface is retained whole. Compactness is used only for its ambient closure inside the given precompact diamond and for a smooth extension of the radial level geometry there. The smooth width comes from an explicit countable partition estimate and may tend to zero at the noncompact ends. Shrinking a tube for local uniqueness must preserve the stated derivative bound; clause (c)4 supplies such a shrink in any prescribed open neighbourhood of S.

The base of a radial segment may be a corresponding boundary point. The interior segment is in U, while its limiting first jet is read through the smooth extension Φ. This is the exact statement needed to patch the local uniqueness isometry with the common-subdevelopment map.

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