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The spacelike restart surface at an exposed boundary point: maximizers on the boundary, the level hypersurface and its radial tube
Statement
Assume the Axioms of Countable Choice and Dependent Choice (The Axiom of Countable Choice (), The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain). Let and be developments of the same data (Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality), a common subdevelopment (Common subdevelopments, maximal common developments and corresponding boundary points clause (a)), , and let be an exposed boundary point in the sense of An exposed boundary point: the last boundary point of a boundary null geodesic has no other boundary point in its past: Fix a strictly convex normal neighbourhood of (Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points) with and , where is the corresponding set of The set of boundary points with a corresponding point is open, and the extension preserves the metric, matter fields and connection on the common domain and its corresponding boundary (possible because that set is open in and is open). Let be points of such that satisfies (possible: strong causality at supplies a neighbourhood of such that every causal curve with both endpoints in is contained in , and then for by the same argument). Then is open, causally convex, , and is compact. Let be a point with chosen so close to along a future timelike curve that also (The exposed boundary point controls the complement: J^-(q) cap U^c cap J^+(Sigma) is confined to a prescribed neighbourhood). Let be the time separation from (Time separation in a globally hyperbolic manifold: finiteness, existence of maximizing geodesics and the radial formula on causally convex normal regions) and put Let and let be the connected component of the closed-in- set that contains a maximizer of over . Then:
(a) ; every maximizer of over lies in ; every with lies in ; every with lies in .
(b) is a nonempty smooth embedded spacelike hypersurface of without boundary, subsets and ; moreover and every point of lies in .
(c) There is a smooth positive function with the following properties. Define (so that ) on , let be its local flow, and put Then is well defined and smooth, is open, is a diffeomorphism, , and:
- every causal curve in is, in the coordinates , of the form with of finite length in the induced metric of , and it meets in at most one parameter value;
- every causal curve in that is inextendible in meets , and consequently meets in exactly one parameter value; in particular no causal curve in that is inextendible in and whose image is disjoint from exists;
- for every there is a unique with , and the punctured radial segment is contained in . The base belongs to , and the full segment including the base is contained in whenever . In particular, if then also . If is a time-orientation-preserving local isometry with , where is the smooth extension of the common-subdevelopment map , then on ;
- the tube can be chosen inside any prescribed open neighbourhood of the whole , and below any prescribed positive continuous width ceiling on . More quantitatively, write and . The construction gives , for and . Every smooth positive smaller width satisfying retains conclusions 1-3.
No compactness of or positive uniform lower bound for is assumed. The radial segment in clause 3 excludes its base because .
Facts & Assumptions
Given: Countable and Dependent Choice, the two developments and common subdevelopment, the exposed point and the exact configuration in the Statement.
The developments are globally hyperbolic. Time separation is finite and upper semicontinuous on compact sets, with its positive set and its smooth radial formula on the causally convex ; is closed and is compact (Time separation in a globally hyperbolic manifold: finiteness, existence of maximizing geodesics and the radial formula on causally convex normal regions, The causal past of a point truncated by the causal future of the initial Cauchy surface is compact, In a globally hyperbolic manifold the causal relation is closed and truncated causal cones over compact sets are compact).
Normal geometry gives the smooth inverse exponential on , radial geodesics and the Gauss differential , with constant radial geodesic speed (Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points, The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse, The differential of the squared-displacement function and the position vector of the reversed geodesic, Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed, Local causality in a convex normal ball: causal reachability is the exponential cone, the Lorentzian length is bounded by the displacement radius, and null endpoints force the null geodesic). Smooth geodesic/flow existence, uniqueness and parameter dependence are The geodesic initial-value problem and the exponential map of the metric-selected connection, The fundamental theorem on flows and Smooth dependence of ODE solutions on parameters; an injective transverse flowout is The flowout theorem.
The future boundary is achronal, causal curves from to a point of stay in , and causal segments with both endpoints in stay in (Structure of corresponding boundary points: achronality of the future boundary, equality of pasts, and uniqueness, A development sharing the initial Cauchy surface with a larger development is causally convex in it). The corresponding set is open in the boundary and its smooth extension preserves metric and connection on (The set of boundary points with a corresponding point is open, and the extension preserves the metric, matter fields and connection on the common domain and its corresponding boundary).
Under Countable Choice, countable relatively compact coordinate refinements, locally finite shrinkings and smooth subordinate partitions are available (Every open cover of a manifold has a countable relatively compact coordinate-ball subcover, A countable coordinate-ball cover has a countable locally finite shrinking, Smooth partitions of unity exist on manifolds). A smooth auxiliary complete Riemannian metric with compatible distance topology exists (The auxiliary Riemannian metric h=g+2n-flat tensor n-flat is complete after a proper-exhaustion conformal factor, and its closed bounded sets are compact).
Causal curves are locally absolutely continuous with nonzero causal velocity almost everywhere; smooth composition obeys the chain rule, finite concatenation is valid, and the fundamental theorem of calculus applies under the declared choice assumptions (Causal curves, chronological and causal reachability, and inextendibility, Chart independence, concatenation, reparametrization and transitivity for causal curves, Fundamental theorem of calculus for absolutely continuous functions). Maximal portions of an inextendible curve in an open subset are inextendible there (A maximal connected portion of an inextendible causal curve inside an open subset is inextendible there). The common subdevelopment has Cauchy (Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality).
Local isometries preserve the Levi-Civita connection and affinely parametrized geodesics; their differentials take the future unit normal of a spacelike hypersurface to the future unit normal of its image (Rigidity of isometric immersions of a connected Lorentzian manifold, and agreement of data-fixing embeddings on overlaps, The future unit normal, induced metric and second fundamental form of a spacelike hypersurface).
Proof
(Maximum and its boundary location.) The compact set is nonempty because it contains ; is finite and upper semicontinuous on , so its maximum is attained and by [L1]. A maximizer belongs to , hence to by the assumed containment, and to since . If were interior to , the timelike radial geodesic from to could be continued a little to the past within by [L2]. Its extended positive proper length exceeds , contradicting maximality on . Thus every maximizer lies in . If has and is outside , then because , a contradiction. The same boundary-location argument applies to each with . This proves (a).
(The complete level surface and compact ambient closure.) On define with ; by [L1], there. The Gauss differential [L2] gives , so and is future-directed; its negative is unit past-directed. The level is therefore a smooth spacelike hypersurface in . Its connected components are open and closed in this regular level, so the specified component is embedded without boundary and closed relative to . It contains the chosen boundary maximizer, and every point of is a boundary maximizer by step 1.1. Hence (b) holds. Let ; this is compact, although itself need not be compact. In the normal chart of , every limit point of still has past timelike inverse vector of norm squared . Thus is smooth on an open neighbourhood of in , and lies in its regular level .
(Quantitative normal flow over the ambient closure.) Extend to its smooth domain near . The radial formula shows directly that its flow is while defined, so and its lines are unit affinely parametrized past timelike geodesics by [L2]. Compactness of and openness of the smooth flow domain give , an open neighbourhood of in the extended level, and a compact ambient set containing every for , after shrinking . Smoothness of and the positive metric on the extended level permit a further uniform shrinking with , where for tangent to that level. To see uniformity, the -unit tangent bundle over compact is compact, has a positive minimum there and tends uniformly to zero; the bounds then persist near . Likewise choose constants with and throughout this compact flow range. The flow speed gives . These are bounds on a compact extended level neighbourhood, not an assumption that is compact.
(Smooth thin width with an actual derivative estimate.) Let be any prescribed open neighbourhood of , and let be any prescribed continuous width ceiling, taking , if none is specified. Set . By [L4] choose a countable locally finite smooth partition with compact supports in , indexed by a subset of the positive integers. Put . Choose positive constants with and , omitting any identically zero partition member. Countable Choice suffices. Define . Local finiteness makes it smooth and positive; the partition identity gives , while . The speed estimate and distance bound make for . Also whenever , since such lies in and . This constructs the required smooth width from quantified partition bounds; scaling an arbitrary continuous function is not used.
(Injectivity, the open tube and its metric.) Restrict the smooth flow to . It is defined by step 4.1, and because its image lies in . If , this identity gives and flow uniqueness gives . Its differential is invertible at the zero section because is transverse to , and everywhere by the flow group law; hence [L2] makes it a diffeomorphism onto an open . Vectors are tangent to the -level and orthogonal to , so . All construction claims in (c), including its quantitative inequalities, now hold.
(Causal graphs and finite base length.) For a future causal curve in , [L5] and step 5.1 give almost everywhere. Since is future timelike, almost everywhere, and the fundamental theorem makes strictly decreasing. The lower comparison bound gives and hence the total -length is at most . Thus the image is a graph in the time coordinate; integrated length on subintervals gives a locally Lipschitz graph in any base chart, without assuming that the inverse of the original time parametrization is a map. It crosses at most once. At either time end, tail -length tends to zero; from step 3.1 makes Cauchy in , with a unique limit in compact . Past curves are handled by reversal. This proves (c)1 and supplies the endpoint control used below.
(Exact radial interior.) Let . For , all radial points with lie in by step 1.1 because their time separation exceeds ; the base may lie on and is excluded from this assertion. For , is to the chronological past of . Concatenate a timelike curve from to (since ) with the radial segment from to . Its endpoint is , so [L3]'s past-convexity clause puts the whole concatenation, including and the radial segment, in . If , directly. If and , causal convexity with endpoints also puts the inclusive segment in . This proves precisely the radial assertions in (c)3.
(Past endpoint of a hypothetical avoiding curve.) Suppose a future causal curve inextendible in avoids . Then it lies in and has by step 1.1; equality may occur and is not excluded without proof. At its past end the decreasing time has supremum limit , and step 6.1 gives . If , continuity and the tube inequalities imply . If , then also since , so the smooth extended flow gives endpoint , contradicting inextendibility. The only remaining possibility is . Along the curve set . The actual derivative bound yields , hence for any two ordered parameter values , . A past-end limit is impossible because it is at least the positive value of at each fixed later parameter. This excludes the signed lower face with the correct direction of monotonicity; no analysis of a second endpoint is needed.
(Noncompact surface ends and the Cauchy conclusion.) If instead , relative closedness gives . Step 4.1 gives , so the tube inequality forces and the smooth extended flow gives . The point has past timelike inverse exponential of radial norm , so by [L2]. If , the assumed containment would give , contradicting . Therefore , again an endpoint in . With step 7.1 this proves there is no -avoiding inextendible curve. For any inextendible curve meeting , [L5] makes each maximal -portion inextendible in , so it meets once. If two parameter visits to existed, [L3]'s causal convexity puts the intervening segment in , making both visits belong to the same maximal -portion, a contradiction. This proves (c)2 for the entire noncompact surface.
(The map comparison and admissible thinner tubes.) For the conditional local isometry of (c)3, its differential agrees with on and, since both are future isometries at , on the future unit normal by [L3], [L6]. They therefore agree on , the past unit normal. The punctured radial segment of step 6.2 lies in , so maps it to an affinely parametrized geodesic by [L6], with limiting value and velocity at the base supplied by its smooth extension . The -image is a geodesic with the identical base value and velocity. Geodesic uniqueness [L2] gives . Finally any smaller smooth positive width with the derivative bound in (c)4 inherits the flow domain, metric comparisons, speed bounds and vanishing at . The same proof uses in step 7.1, still giving strict signed-face monotonicity; all other steps are unchanged. Step 4.1 already allows any prescribed open and ceiling . Thus (c)3-4 and all conclusions hold.
Remarks
The surface is retained whole. Compactness is used only for its ambient closure inside the given precompact diamond and for a smooth extension of the radial level geometry there. The smooth width comes from an explicit countable partition estimate and may tend to zero at the noncompact ends. Shrinking a tube for local uniqueness must preserve the stated derivative bound; clause (c)4 supplies such a shrink in any prescribed open neighbourhood of .
The base of a radial segment may be a corresponding boundary point. The interior segment is in , while its limiting first jet is read through the smooth extension . This is the exact statement needed to patch the local uniqueness isometry with the common-subdevelopment map.
Depends on
Smooth developments of constrained initial data, data-fixing isometries, development embeddings and maximality
Common subdevelopments, maximal common developments and corresponding boundary points
A development sharing the initial Cauchy surface with a larger development is causally convex in it
A maximal connected portion of an inextendible causal curve inside an open subset is inextendible there
Structure of corresponding boundary points: achronality of the future boundary, equality of pasts, and uniqueness
The set of boundary points with a corresponding point is open, and the extension preserves the metric, matter fields and connection on the common domain and its corresponding boundary
An exposed boundary point: the last boundary point of a boundary null geodesic has no other boundary point in its past
The exposed boundary point controls the complement: J^-(q) cap U^c cap J^+(Sigma) is confined to a prescribed neighbourhood
Time separation in a globally hyperbolic manifold: finiteness, existence of maximizing geodesics and the radial formula on causally convex normal regions
The causal past of a point truncated by the causal future of the initial Cauchy surface is compact
In a globally hyperbolic manifold the causal relation is closed and truncated causal cones over compact sets are compact
Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points
Local causality in a convex normal ball: causal reachability is the exponential cone, the Lorentzian length is bounded by the displacement radius, and null endpoints force the null geodesic
The geodesic initial-value problem and the exponential map of the metric-selected connection
The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse
The differential of the squared-displacement function and the position vector of the reversed geodesic
Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed
The push-up rule: p << q and q <= r imply p << r, together with the timelike-piece criterion
Openness of the chronological future and past, openness of the chronological relation, and closure of future and past sets
Chart independence, concatenation, reparametrization and transitivity for causal curves
The fundamental theorem on flows
The flowout theorem
Smooth dependence of ODE solutions on parameters
Chronology, causality, strong causality, global hyperbolicity and time functions
Causal curves, chronological and causal reachability, and inextendibility
Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
Embedded submanifolds and slice charts
Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point
The Axiom of Countable Choice ()
The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain
Smooth partitions of unity exist on manifolds
Every open cover of a manifold has a countable relatively compact coordinate-ball subcover
A countable coordinate-ball cover has a countable locally finite shrinking
The auxiliary Riemannian metric h=g+2n-flat tensor n-flat is complete after a proper-exhaustion conformal factor, and its closed bounded sets are compact
Fundamental theorem of calculus for absolutely continuous functions
Rigidity of isometric immersions of a connected Lorentzian manifold, and agreement of data-fixing embeddings on overlaps
The future unit normal, induced metric and second fundamental form of a spacelike hypersurface
Dependency tree · 2 levels
Sources
- J. Sbierski, On the Existence of a Maximal Cauchy Development for the Einstein Equations - a Dezornification, arXiv:1309.7591v3 (2015): the construction of the spacelike surface S = tau_q^{-1}(tau_0) cap W cap I^+(iota(M)), the radial formula (3.12) and the past collar in the proof of Theorem 3.6, printed pp. 18-19
- E. Minguzzi, Lorentzian causality theory, Living Reviews in Relativity 22 (2019), article 3: continuous time separation, the Gauss lemma and causal convexity, Theorems 2.6, 2.37, 2.41, Proposition 2.43 printed pp. 27, 41-44 and 97-99