Alphabeta Math
LemmaStatement: AI-adaptedProof: AI-generatedPipeline-generatedprecheck passverified 2026-11-04 (gpt-6.1-sol)
How statement and proof provenance work

The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.

  • Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
  • AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
  • AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.

These labels describe origin, not correctness: citations and verification chips remain separate evidence.

Projective minus-one contraction and crepant canonical-surface resolution

Statement

(Contraction) Let T be a smooth integral complex projective surface and E⊂T a smooth rational curve with E²=−1. There is a smooth integral projective surface T1 and a projective birational morphism c:T→T1 contracting exactly E to a smooth point and giving an isomorphism off E.

(Canonical Gorenstein resolution) Let S be an integral normal complex projective surface with Cartier KS. Assume S is canonical in the actual discrepancy sense: on each smooth projective resolution π:T→S, one has KT=π∗KS+∑aiEi with ai nonnegative integers. Starting from a projective resolution, finitely many of the preceding contractions over S give a smooth projective resolution π0:T0→S with KT0=π0∗KS and no exceptional minus-one curve. Moreover R1π0∗OT0=0 and H1(T0,OT0)≅H1(S,OS). In particular KS∼−qH, for H ample Cartier and integer q≥0, gives KT0∼−qπ0∗H; if q>0 then Hi(T0,OT0)=0 for i>0. When q=0 and H1(S,OS)=0, the resolution has exactly the K-trivial and H¹-zero hypotheses used by the nef-big K3 argument. Simple connectivity is not asserted or needed.

Assume AC through the cited projective, cohomological and purity suppliers. No rational-Gorenstein embedding-dimension theorem is needed here; the BMT lead owns the separate ICIS obstruction.

Statement references

Facts & Assumptions

[A1]

The contraction starts with a smooth rational curve of square −1 on a smooth PROJECTIVE surface. The canonical-resolution conclusion retains integral nonnegative discrepancies, Cartier canonical class and an actual projective resolution; the K3 consequence additionally retains KS∼0 and H1(S,OS)=0. These are explicit hypotheses; no singularity classification or simple connectivity is inferred.

Proof

Given: Exactly the Statement data.

1.1givenA1F1algebra

Choose an ample Cartier divisor D on T and put d=DE>0 and B=D+dE. Then B E=0, B2=D2+d2>0, and BC>0 for every irreducible curve C≠E, because DC>0 and E C≥0. Adjunction gives KTE=−1.

2.1givenA1F1step 1.1algebra

For each j=0,1,2 and all sufficiently large integers k, the divisor kB−jE−KT is ample. Indeed choose k so that kD−KT is ample and kd−j≥0. On C≠E its intersection is (kD−KT)C+(kd−j)EC>0; on E it is j+1>0. Its square has leading term k2B2>0 for sufficiently large k. The actual surface Nakai--Moishezon criterion proves ampleness. Choose one k working for all three j and with kD very ample.

3.1givenA1F1step 2.1algebra

Smooth adjoint vanishing gives H¹(T,kB−E)=H¹(T,kB−2E)=0. Hence sections of kB surject onto H0(E,OE)=C, and sections of kB−E surject onto H0(E,OE(1)). The complete |kB| is globally generated along E. Off E, multiply all sections of kD by the canonical section of kdE: these give a subsystem of |kB| generating and separating points and tangent vectors on T minus E. These sections all vanish on E and have no common zero off E, so no point outside E has the same image as E.

4.1givenA1F1step 3.1algebra

Thus the complete |kB| gives a projective morphism with fibre E over one point and an immersion on the complement. Take the normalization T1 of its projective image. Normalization is finite; the morphism factors through it because T is normal. This is a projective birational morphism c:T→T1, an isomorphism outside E, with exactly E over the contracted point q. It remains to prove q smooth; normality alone does not supply that assertion.

5.1givenA1F1step 4.1algebra

Choose s0∈H0(T,kB) restricting to a nonzero constant on E. Choose s1,s2∈H0(T,kB−E) whose restrictions form a basis of H0(E,OE(1)). Regard these as sections of kB vanishing along E. On the chart s0≠0 their ratios u=s1/s0 and v=s2/s0 are regular functions descending to T1: they are ratios of the actual coordinates of the complete projective image.

6.1givenA1F1step 5.1algebra

Near E the ideal generated by u,v is exactly OT(−E). Their images generate its conormal quotient OE(1), and Nakayama gives generation along E and hence on an open neighbourhood. Write locally u=t a, v=t b for a local equation t of E; a and b have no simultaneous zero there. The two blowup charts (u,v/u) and (u/v,v) therefore define a morphism to Bl0(A2) near E. Its restriction to E is the degree-one map [a:b]:P¹→P¹ and hence an isomorphism. On a chart where a is a unit, du is nonzero in the normal direction and the derivative of b/a is nonzero in the tangent direction along E. The analogous calculation holds where b is a unit. Thus this morphism is etale at every point of E.

7.1givenA1F1step 6.1algebra

The two functions define h:T1→A2 near q. Their common zero set pulls back to E near E, so q is an isolated point of h−1(0). Shrink around q using properness of c: the image of the closed complement of the etale neighbourhood of E does not contain q. On the resulting punctured neighbourhood of q, h is etale, since c and Bl0(A2)→A2 are isomorphisms off their exceptional curves. This is an actual coordinate calculation, not a formal-neighbourhood assertion.

8.1givenA1F1step 7.1algebra

Apply the exact finite-after-elementary-etale-localization theorem to h at the isolated fibre point q. It gives an elementary etale neighbourhood (U',0')→(A²,0), with the same residue field C, and an affine open V in the base change of the chosen neighbourhood of T1 that is finite over U' and has just one point q' over 0', with residue field C. Localize at 0'. The base ring A' is regular of dimension two; V is normal, and its restriction to Spec A' minus its closed point is finite etale by Section 2.

9.1givenA1F1step 8.1algebra

The supplied purity theorem for finite covers of regular local rings extends that punctured finite etale cover to a finite etale cover of Spec A'. The existing finite normal V is that extension: both are the integral closure of A' in the same finite generic algebra, so they agree. Therefore V is etale over A' also at q', and its local ring is regular.

10.1givenA1F1step 9.1algebra

The map from V to T1 is etale at q' with the same complex residue field. Its completed local ring is therefore the completed local ring of T1 at q. Completion preserves dimension and embedding dimension, so regularity of the former implies regularity of OT1,q. This proves the contraction conclusion with the exact purity dependency exposed. It does not call a normal contraction target smooth without a proof.

11.1givenA1F1step 10.1algebra

Suppose also π:T→S is a projective morphism and π(E) is one point. It factors through c:T→T1. To see this without Stein factorization, take the closure of the graph of the induced rational map T1⇢S in T1×S. The morphism from T to this graph exists by (c,π), is onto, and the fibre of the graph over q is the image of π(E), a single point. The projection of the graph to normal T1 is thus proper birational and quasi-finite at that point. The supplied proper-birational-normal-target theorem makes it an isomorphism near q; elsewhere it already is the graph of a morphism. Hence the rational map extends and π factors through the smooth T1.

12.1givenA1F1step 11.1algebra

Such a contraction strictly lowers the numerical Picard rank: pullbacks of numerical divisor classes from T1 are orthogonal to E, while E²=−1. Pullback is injective for a birational morphism, so its image is a proper subspace of the finite-dimensional numerical divisor space of T. Thus only finitely many consecutive such contractions can occur. Finite dimensionality follows also by mapping first Chern classes into the finite-dimensional H² of the compact projective surface; homologically trivial classes are numerically trivial by the intersection pairing.

13.1givenA1F1step 12.1algebra

Start with a smooth projective resolution of S and contract any exceptional smooth rational minus-one curves, using Section 4 to remain over S. Termination follows from the rank drop. On the terminal smooth resolution write KT=π∗KS+C with C effective integral exceptional by the actual canonical hypothesis. The exceptional intersection form is negative definite: the pullback of an ample divisor on normal S has positive square, is orthogonal to all exceptional curves, and the actual Hodge-index equality criterion gives negative definiteness by the nonnegative-off-diagonal argument used in the nonvanishing packet.

14.1givenA1F1step 13.1algebra

If C≠0 then C2<0. Since C²=Σ ai(CEi), some component with ai>0 has KTEi=CEi<0, since π∗KSEi=0. Adjunction gives KTEi=2pa(Ei)−2−Ei2.

15.1givenA1F1step 14.1algebra

The negative integer Ei2 and pa(Ei)≥0 force pa(Ei)=0 and Ei2=−1. An integral projective curve of arithmetic genus zero over C is smooth rational: the normalization genus and the finite nonnormality length are nonnegative and sum to its arithmetic genus. Thus Ei is an exceptional smooth rational minus-one curve, contradicting termination. Consequently C=0 and KT=π∗KS. This argument uses only Cartier KS and canonical discrepancies, not triviality of KS.

16.1givenA1F1step 15.1algebra

Let H be an ample Cartier divisor on S and L=π∗H. For all sufficiently large integers n, nH−KS is ample. Its pullback N=π∗(nH−KS) is nef and big. The actual smooth nef-big adjoint vanishing theorem gives H1(T,KT+N)=H1(T,nL)=0, using the proved crepancy KT=π∗KS. For n sufficiently large, Serre vanishing and the Leray sequence identify H0(S,R1π∗OT⊗OS(nH)) with H¹(T,nL), because π∗OT=OS by normality and the outside coherent cohomology groups vanish. A nonzero coherent sheaf has nonzero sections after sufficiently high ample twist, so R1π∗OT=0.

17.1givenA1F1step 16.1algebra∎

The low-degree Leray sequence now identifies H1(T,OT)≅H1(S,OS). If KS∼0 and H1(S,OS)=0, the resolution has KT∼0 and H1(OT)=0, exactly as required by the nef-big K3 argument. If KS∼−qH with integer q>0, then KT+qL∼0 and qL is nef and big; the same adjoint vanishing gives Hi(T,OT)=0 for every i>0. This covers q=1,2,3 weak del-Pezzo/quadric/plane resolution inputs without assuming a rational-singularity theorem. No stronger classification, proper formal-functions theorem or simple connectivity is asserted.

Remarks

This is a research proposal for the bounded projective minimal-resolution prerequisite used by the primitive-system argument. It does not supply the separate local ICIS rank obstruction or the canonical-cut protocol. Source references provide context; the actual load-bearing theorems are the declared local suppliers, and no new external theorem is imported.

Depends on

Dependency tree · 2 levels

Sources