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Projective minus-one contraction and crepant canonical-surface resolution
Statement
(Contraction) Let T be a smooth integral complex projective surface and E⊂T a smooth rational curve with E²=−1. There is a smooth integral projective surface and a projective birational morphism contracting exactly E to a smooth point and giving an isomorphism off E.
(Canonical Gorenstein resolution) Let S be an integral normal complex projective surface with Cartier . Assume S is canonical in the actual discrepancy sense: on each smooth projective resolution π:T→S, one has with nonnegative integers. Starting from a projective resolution, finitely many of the preceding contractions over S give a smooth projective resolution with and no exceptional minus-one curve. Moreover and . In particular , for H ample Cartier and integer q≥0, gives ; if then for . When and , the resolution has exactly the K-trivial and H¹-zero hypotheses used by the nef-big K3 argument. Simple connectivity is not asserted or needed.
Assume AC through the cited projective, cohomological and purity suppliers. No rational-Gorenstein embedding-dimension theorem is needed here; the BMT lead owns the separate ICIS obstruction.
Statement references
Log adjoint and nef big vanishing on smooth projective varieties
Curve-nef ample perturbations by a projective Nakai construction
The Hodge index theorem for smooth projective surfaces
High powers of an ample line bundle embed a proper scheme
Serre global-generation criterion for ampleness
Finite neighbourhood of an isolated fibre point after elementary etale change
Finite étale covers extend across the closed point of a regular local ring
Étale maps induce completion isomorphisms at equal-residue points
completion preserves embedding dimension
completion preserves regular local rings
Normalization is finite, surjective and birational
A proper birational map to a normal target is an isomorphism near a quasi-finite point
Adjunction formula for effective divisors on a smooth projective surface
Serre vanishing for coherent sheaves and ample twists
Leray spectral sequence for sheaf cohomology
Facts & Assumptions
The contraction starts with a smooth rational curve of square −1 on a smooth PROJECTIVE surface. The canonical-resolution conclusion retains integral nonnegative discrepancies, Cartier canonical class and an actual projective resolution; the K3 consequence additionally retains and . These are explicit hypotheses; no singularity classification or simple connectivity is inferred.
The exact suppliers are Log adjoint and nef big vanishing on smooth projective varieties, Curve-nef ample perturbations by a projective Nakai construction, The Hodge index theorem for smooth projective surfaces, High powers of an ample line bundle embed a proper scheme, Serre global-generation criterion for ampleness, Finite neighbourhood of an isolated fibre point after elementary etale change, Finite étale covers extend across the closed point of a regular local ring, Étale maps induce completion isomorphisms at equal-residue points, completion preserves embedding dimension, completion preserves regular local rings, Normalization is finite, surjective and birational, A proper birational map to a normal target is an isomorphism near a quasi-finite point, Adjunction formula for effective divisors on a smooth projective surface, Serre vanishing for coherent sheaves and ample twists, Leray spectral sequence for sheaf cohomology, Projection formula for invertible twists, The Axiom of Choice. Coherent higher direct images under proper morphisms gives coherence of every in step 16.1 because π is projective and S is Noetherian. The finite-after-etale-localization and finite-cover purity statements are used at their actual dimension-two regular-local scope. The local smoothness proof uses etale completion comparison only with the stated identical complex residue fields. No unproved Stein or proper formal-functions theorem is imported.
Proof
Given: Exactly the Statement data.
Choose an ample Cartier divisor D on T and put and . Then B , , and for every irreducible curve C≠E, because and E C≥0. Adjunction gives .
For each and all sufficiently large integers k, the divisor is ample. Indeed choose k so that is ample and kd−j≥0. On C≠E its intersection is ; on E it is . Its square has leading term for sufficiently large k. The actual surface Nakai--Moishezon criterion proves ampleness. Choose one k working for all three j and with kD very ample.
Smooth adjoint vanishing gives H¹(T,kB−E)=H¹(T,kB−2E)=0. Hence sections of kB surject onto , and sections of kB−E surject onto . The complete |kB| is globally generated along E. Off E, multiply all sections of kD by the canonical section of kdE: these give a subsystem of |kB| generating and separating points and tangent vectors on T minus E. These sections all vanish on E and have no common zero off E, so no point outside E has the same image as E.
Thus the complete |kB| gives a projective morphism with fibre E over one point and an immersion on the complement. Take the normalization of its projective image. Normalization is finite; the morphism factors through it because T is normal. This is a projective birational morphism , an isomorphism outside E, with exactly E over the contracted point q. It remains to prove q smooth; normality alone does not supply that assertion.
Choose restricting to a nonzero constant on E. Choose whose restrictions form a basis of . Regard these as sections of kB vanishing along E. On the chart their ratios and are regular functions descending to : they are ratios of the actual coordinates of the complete projective image.
Near E the ideal generated by u,v is exactly . Their images generate its conormal quotient , and Nakayama gives generation along E and hence on an open neighbourhood. Write locally a, b for a local equation t of E; a and b have no simultaneous zero there. The two blowup charts (u,v/u) and (u/v,v) therefore define a morphism to near E. Its restriction to E is the degree-one map [a:b]:P¹→P¹ and hence an isomorphism. On a chart where a is a unit, du is nonzero in the normal direction and the derivative of b/a is nonzero in the tangent direction along E. The analogous calculation holds where b is a unit. Thus this morphism is etale at every point of E.
The two functions define near q. Their common zero set pulls back to E near E, so q is an isolated point of . Shrink around q using properness of c: the image of the closed complement of the etale neighbourhood of E does not contain q. On the resulting punctured neighbourhood of q, h is etale, since c and are isomorphisms off their exceptional curves. This is an actual coordinate calculation, not a formal-neighbourhood assertion.
Apply the exact finite-after-elementary-etale-localization theorem to h at the isolated fibre point q. It gives an elementary etale neighbourhood (U',0')→(A²,0), with the same residue field C, and an affine open V in the base change of the chosen neighbourhood of that is finite over U' and has just one point q' over 0', with residue field C. Localize at 0'. The base ring A' is regular of dimension two; V is normal, and its restriction to Spec A' minus its closed point is finite etale by Section 2.
The supplied purity theorem for finite covers of regular local rings extends that punctured finite etale cover to a finite etale cover of Spec A'. The existing finite normal V is that extension: both are the integral closure of A' in the same finite generic algebra, so they agree. Therefore V is etale over A' also at q', and its local ring is regular.
The map from V to is etale at q' with the same complex residue field. Its completed local ring is therefore the completed local ring of at q. Completion preserves dimension and embedding dimension, so regularity of the former implies regularity of . This proves the contraction conclusion with the exact purity dependency exposed. It does not call a normal contraction target smooth without a proof.
Suppose also π:T→S is a projective morphism and π(E) is one point. It factors through . To see this without Stein factorization, take the closure of the graph of the induced rational map in . The morphism from T to this graph exists by (c,π), is onto, and the fibre of the graph over q is the image of π(E), a single point. The projection of the graph to normal is thus proper birational and quasi-finite at that point. The supplied proper-birational-normal-target theorem makes it an isomorphism near q; elsewhere it already is the graph of a morphism. Hence the rational map extends and π factors through the smooth .
Such a contraction strictly lowers the numerical Picard rank: pullbacks of numerical divisor classes from are orthogonal to E, while E²=−1. Pullback is injective for a birational morphism, so its image is a proper subspace of the finite-dimensional numerical divisor space of T. Thus only finitely many consecutive such contractions can occur. Finite dimensionality follows also by mapping first Chern classes into the finite-dimensional H² of the compact projective surface; homologically trivial classes are numerically trivial by the intersection pairing.
Start with a smooth projective resolution of S and contract any exceptional smooth rational minus-one curves, using Section 4 to remain over S. Termination follows from the rank drop. On the terminal smooth resolution write with C effective integral exceptional by the actual canonical hypothesis. The exceptional intersection form is negative definite: the pullback of an ample divisor on normal S has positive square, is orthogonal to all exceptional curves, and the actual Hodge-index equality criterion gives negative definiteness by the nonnegative-off-diagonal argument used in the nonvanishing packet.
If C≠0 then . Since C²=Σ , some component with has , since . Adjunction gives .
The negative integer and force and . An integral projective curve of arithmetic genus zero over C is smooth rational: the normalization genus and the finite nonnormality length are nonnegative and sum to its arithmetic genus. Thus is an exceptional smooth rational minus-one curve, contradicting termination. Consequently and . This argument uses only Cartier and canonical discrepancies, not triviality of .
Let H be an ample Cartier divisor on S and . For all sufficiently large integers n, is ample. Its pullback is nef and big. The actual smooth nef-big adjoint vanishing theorem gives , using the proved crepancy . For n sufficiently large, Serre vanishing and the Leray sequence identify with H¹(T,nL), because by normality and the outside coherent cohomology groups vanish. A nonzero coherent sheaf has nonzero sections after sufficiently high ample twist, so .
The low-degree Leray sequence now identifies . If and , the resolution has and , exactly as required by the nef-big K3 argument. If with integer , then and qL is nef and big; the same adjoint vanishing gives for every . This covers weak del-Pezzo/quadric/plane resolution inputs without assuming a rational-singularity theorem. No stronger classification, proper formal-functions theorem or simple connectivity is asserted.
Remarks
This is a research proposal for the bounded projective minimal-resolution prerequisite used by the primitive-system argument. It does not supply the separate local ICIS rank obstruction or the canonical-cut protocol. Source references provide context; the actual load-bearing theorems are the declared local suppliers, and no new external theorem is imported.
Depends on
Log adjoint and nef big vanishing on smooth projective varieties
Curve-nef ample perturbations by a projective Nakai construction
The Hodge index theorem for smooth projective surfaces
High powers of an ample line bundle embed a proper scheme
Serre global-generation criterion for ampleness
Finite neighbourhood of an isolated fibre point after elementary etale change
Finite étale covers extend across the closed point of a regular local ring
Étale maps induce completion isomorphisms at equal-residue points
completion preserves embedding dimension
completion preserves regular local rings
Normalization is finite, surjective and birational
A proper birational map to a normal target is an isomorphism near a quasi-finite point
Adjunction formula for effective divisors on a smooth projective surface
Serre vanishing for coherent sheaves and ample twists
Leray spectral sequence for sheaf cohomology
Projection formula for invertible twists
Coherent higher direct images under proper morphisms
The Axiom of Choice