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The SU(2) lift of the spatial rotation action on the component-valued wave-function space and its coordinate generators

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice), the choice hypotheses of the cited spectral suppliers. Fix ℏ>0 and s∈{0,12,1,32,… }, put r:=2s+1, and let Hs=L2(R3;Cr) with inner product linear in the first argument (The space Lp(μ) as the quotient by null functions, Complex Lp classes and Euclidean test-function conventions, Hilbert space, Real and complex inner product spaces, with the inner product linear in the first argument). Let SO(3) be the special orthogonal group (The orthogonal group O(3) and the rotation group SO(3)), let U(R) for R∈SO(3) be the componentwise spatial rotation action (U(R)f)l(x):=fl(R−1x)(l=1,…,r) of The spatial rotation action on the component-valued wave-function space, and let ρ0:SU(2)→SO(3) be the quaternion conjugation cover of SU(2) to SO(3) as a covering homomorphism, using the matrix identification a+bi+cj+dk⟼(a+bic+di−c+dia−bi) and the imaginary basis (i,j,k) of The quaternion rotation map ρ: conjugation on the imaginary quaternions, the unit sphere S3, and quaternion lifts. For the physical coordinate axes used by the Pauli matrices fix C:=(00−10−10−100)∈SO(3),ρ(W):=C−1ρ0(W)C. Thus ρ is the same two-sheeted cover transported to the axes (Ce1,Ce2,Ce3)=(−e3,−e2,−e1); it is not the literal matrix ρ0 in the imaginary basis. It is smooth by Covering homomorphisms of Lie groups. Let Fs:S2s→Vs=Cr be the unitary identification vk↦es−k of Symmetric-power SU2 representation clause (d) (for s=0, S0=Cv0 and F0v0:=1), define Ds:SU(2)→U(Vs) by Ds(W):=FsU2s(W)Fs−1 for s>0 and D0(W):=IC, and let Sifin=ℏJi be the self-adjoint spin endomorphisms of Vs of Finite spin matrices clause (a). By clauses (b),(d),(f) of the theorem the maps Ds are strongly continuous unitary representations of SU(2). For W∈SU(2) define the matrix action Ms(W)∈B(Hs) and the lifted operator Us(W) by (Ms(W)f)(x):=Ds(W)(f(x)),Us(W):=U(ρ(W)) Ms(W)(f∈Hs, x∈R3), where the matrix Ds(W) acts on the column vector f(x)∈Cr. For any T∈End⁡(Vs) write MTf(x):=Tf(x) almost everywhere, and define the spin operators on Hs by Si:=MSifin,D(Si):=Hs. These bounded self-adjoint operators, rather than the endomorphisms Sifin on Vs, occur in all sums, spectral commutation claims and conjugations on Hs below. Finally let Ri(t), i=1,2,3, be the coordinate rotation matrices and Li the self-adjoint coordinate-rotation generators on Hs of Coordinate-rotation generators on the Schwartz classes and their commutators (so that U(Ri(t))=e−itLi/ℏ), and put Ai(t):=cos⁡(t/2)I2−isin⁡(t/2)σi∈SU(2) with the Pauli matrices σi of Finite spin matrices clause (e). Then:

(a) for every W∈SU(2) the operator Us(W) is unitary, with Us(I)=id and Us(W1W2)=Us(W1)Us(W2) for all W1,W2∈SU(2), and W↦Us(W) is strongly continuous (Strongly continuous unitary representations, invariant linear subspaces and intertwiners);

(b) ρ(Ai(t))=Ri(t) for every t∈R and every i, and t↦Us(Ai(t)) is a strongly continuous one-parameter unitary group (Strongly continuous one-parameter unitary group);

(c) the operators Li and Si strongly commute (their spectral projection-valued measures commute; Self-adjoint, positive, unitary and normal operators, Bounded borel pvm integral), the sum Ji:=Li+Si with domain D(Ji):=D(Li) is self-adjoint, and Us(Ai(t))=e−itJi/ℏ(t∈R); moreover for W∈SU(2) one has the conjugation identities including domains Us(W)QjUs(W)−1=∑l=13ρ(W)ljQl,Us(W)PkUs(W)−1=∑l=13ρ(W)lkPl, where Qj,Pk are the componentwise position and momentum operators of Componentwise position and momentum operators on the component-valued wave-function space clause (a) and ρ(W)lj are the matrix entries of the transported cover in the standard basis; the sums mean the maximal directional realizations Q(ρ(W)ej) and P(ρ(W)ek) of The spatial rotation action on the component-valued wave-function space clause (b), with domains Us(W)D(Qj) and Us(W)D(Pk);

(d) Scope. The statement is a mathematical statement about the finite-dimensional spin representation and the componentwise rotation action; it asserts no physical interpretation, no measurement, no dynamics and no value of ℏ, s or W. The spatial action enters only through U(R)=U(ρ(W)) and the internal action only through Ms(W); no action on a second spatial or internal factor is introduced.

Facts & Assumptions

Given: the Axiom of Countable Choice and the Axiom of Choice; the spin label s, r=2s+1, the space Hs; the rotation action U(R) and the covering homomorphism ρ; the identification Fs and the representation Ds=FsU2sFs−1 with spin matrices Sifin=ℏJi and operators Si=MSifin on Hs; the operators Ms(W) and Us(W); the coordinate rotations Ri(t), Ai(t) and the generators Li; W,W1,W2∈SU(2), real s0,t (use u for the group parameter where it is not the spin label).

[F1]

The covering and its axes. The quaternion cover ρ0 is a smooth surjective two-sheeted covering homomorphism with kernel {I2,−I2}. The displayed C satisfies CTC=I, C−1=C and det⁡C=1. Conjugation R↦C−1RC is a smooth automorphism of SO(3) with smooth inverse, so ρ=C−1ρ0C has the same covering, continuity, surjectivity, multiplicativity and kernel properties. The canonical matrix identification and quaternion conjugation formula are those of SU(2) to SO(3) as a covering homomorphism, The quaternion rotation map ρ: conjugation on the imaginary quaternions, the unit sphere S3, and quaternion lifts and The quaternions H: real quadruples with componentwise addition and an explicit multiplication formula matching the table on 1,i,j,k.

[F2]

Spatial rotation action. U(R) is a unitary operator for every R with U(I)=id, U(RS)=U(R)U(S) and U(R)−1=U(R−1); the map R↦U(R) is strongly continuous on SO(3); and U(R)QjU(R)−1=Q(Rej)=∑lRljQl, U(R)PkU(R)−1=P(Rek)=∑lRlkPl as operator identities on the maximal directional domains defined by The spatial rotation action on the component-valued wave-function space clause (b). Explicitly, Q(a) is multiplication by a⋅x on its maximal domain D(Q(a))={f∈Hs:(a⋅x)f∈Hs}, and P(a)=(U(r))−1Ma⋅pU(r) on its maximal domain D(P(a))={f∈Hs:(a⋅p)U(r)f∈L2(R3;Cr)}, where U(r) is the normalized Fourier unitary and Ma⋅p is maximal multiplication by a⋅p from that clause. In particular the conjugate domains are U(R)D(Qj)=D(Q(Rej)) and U(R)D(Pk)=D(P(Rek)), not necessarily the original individual coordinate domains (clauses (a),(b)).

[F3]

Coordinate rotation generators. For each i, Ui(t):=U(Ri(t)) is a strongly continuous one-parameter unitary group with Ui(t)=e−itLi/ℏ for the self-adjoint generator Li, and for ψ∈S(r) one has Liψ=−iℏ∑j(ei×x)jDjψ=∑j,kεijkQjPkψ (Coordinate-rotation generators on the Schwartz classes and their commutators clauses (a),(b), Componentwise position and momentum operators on the component-valued wave-function space).

[F4]

Internal representation. For s>0, n=2s and Fs:Sn→Vs the unitary identification vk↦es−k of Symmetric-power SU2 representation clause (d), Ds(W)=FsUn(W)Fs−1 with Un(W)=W⊗n∣Sn defines a group homomorphism SU(2)→U(Vs) that is continuous in operator norm; for s=0, D0(W)=IC; and Sifin=ℏJi are the self-adjoint matrices of Finite spin matrices with [Sifin,Sjfin]=iℏ∑kεijkSkfin and ∑i(Sifin)2=ℏ2s(s+1)I (Symmetric-power SU2 representation clauses (b),(c),(d),(f), Finite spin matrices clauses (a),(b),(c)).

[F5]

Internal coordinate generator. For every i the curve t↦Ai(t) lies in SU(2), satisfies Ai(s0)Ai(t)=Ai(s0+t) and Ai(0)=I2, and the family t↦Ds(Ai(t)) has infinitesimal generator −iJi: for every v∈Vs, 1t(Ds(Ai(t))v−v)→−iJiv (Symmetric-power SU2 representation clauses (d),(e), Stone's theorem: unitary groups and self-adjoint generators, Infinitesimal generator of a unitary group, A self-adjoint operator generates a strongly continuous unitary group).

[F6]

Matrix actions commute with componentwise operators. For a fixed matrix T∈End⁡(Cr), define (MTf)(x):=Tf(x). This is a bounded operator on Hs because ∥Tf(x)∥≤∥T∥ ∥f(x)∥ pointwise; it commutes with U(R) because Tf(R−1x)=(Tf)(R−1x), and it commutes with Qj and Pk and preserves their domains because those operators act componentwise by scalar multiplication and weak differentiation, respectively. For W∈SU(2), Ms(W)=MDs(W) is unitary since Ds(W) is unitary. These identities follow from the componentwise definitions (Componentwise position and momentum operators on the component-valued wave-function space clause (a), A bounded linear operator between normed spaces, Linear isometries, and orthogonal or unitary operators on finite-dimensional inner product spaces).

[F7]

Commutation with a flow. If a bounded S∈B(H) commutes with every element eiuT of the flow of a self-adjoint T, then S commutes with every spectral projection ET(Λ) (Unitary conjugation, generator transport and strong commutation of self-adjoint observables clause (c)).

[F8]

Calculus of a strongly commuting pair. If the self-adjoint operators A and B have commuting spectral projection-valued measures, then f(B)g(A)=g(A)f(B) for all bounded Borel f,g (Bounded Borel calculus of strongly commuting self-adjoint operators clause (a), Strong spectral commutation of self-adjoint operators clause (b)).

[F9]

Product flow. If A is self-adjoint and B is bounded self-adjoint with BeiuA=eiuAB for all real u, then A+B with domain D(A) is self-adjoint and eiu(A+B)=eiuAeiuB for all u (Self-adjointness and the flow of a self-adjoint operator perturbed by a bounded operator commuting with its flow clauses (a),(c)).

[F10]

Finite spectral decomposition. A normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis (Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely). Each self-adjoint Sifin is normal and has real eigenvalues: for a unit eigenvector v, λ=⟨Sifinv,v⟩ is real. Grouping the eigenbasis by eigenvalue gives mutually orthogonal eigenprojections Pλ with ∑λPλ=IVs and Sifin=∑λλPλ; its spectral projection on a Borel set Σ is ∑λ∈ΣPλ.

Proof

Proof technique: direct; verify unitarity and multiplicativity from the matrix action, compute the quaternion image of the coordinate subgroups, transport the commutation of the internal matrices with the spatial flow into strong spectral commutation, and identify the coordinate generators through the product-flow lemma and Stone's theorem.

Given: The data of the statement and [F1]-[F10].

1.1F1F2F4F6algebra

[Unitary and representation law] Let W∈SU(2); the fibrewise matrix action Ms(W) is well defined on almost-everywhere classes, linear, and isometric because ∥Ds(W)f(x)∥Cr=∥f(x)∥Cr for almost every x with Ds(W) unitary, so ∥Ms(W)f∥=∥f∥ and Ms(W) extends to a unitary operator with inverse Ms(W−1), and Ms(W1)Ms(W2)=Ms(W1W2) again componentwise; U(ρ(W)) is unitary by [F2], so Us(W) is unitary with Us(I)=U(I)Ms(I)=id. Using [F6] to move Ms(W1) across U(ρ(W2)) and the multiplicativity ρ(W1W2)=ρ(W1)ρ(W2) of [F1] together with Ds(W1W2)=Ds(W1)Ds(W2), one gets Us(W1)Us(W2)=U(ρ(W1))U(ρ(W2))Ms(W1)Ms(W2)=Us(W1W2).

1.2F1F3givenalgebra

[Coordinate rotations under the transported cover] Put c=cos⁡(t/2) and d=sin⁡(t/2). In the canonical matrix identification of [F1], the matrices A1(t),A2(t),A3(t) correspond respectively to c−dk,c−dj,c−di, hence uniformly to q=c+dφ(Cei). For a unit axis r and v=αr+w with w⊥r, quaternion multiplication uv=−u⋅v+u×v gives (c+dr)v(c−dr)=(c2+d2)αr+(c2−d2)w+2cd(r×w)=αr+cos⁡t w+sin⁡t (r×w). Use r=φ(Cei) and identify vectors through φ. Since C∈SO(3), it preserves inner products and satisfies (Cu)×(Cv)=C(u×v) (the determinant definition of the cross product); conjugating this Rodrigues formula by C gives precisely the rotation about ei through t. Therefore ρ0(Ai(t))=CRi(t)C−1 and ρ(Ai(t))=Ri(t), with exactly the coordinate convention of [F3].

1.3F4F6F7F8F10algebra

[Strong commutation of the spatial generators with internal projections] The finite spectral decomposition Sifin=∑λλPλ gives Si=∑λλMPλ; by [F6] the MPλ are mutually orthogonal projections summing to IHs. Thus Si is bounded self-adjoint and its spectral projections are ESi(Σ)=∑λ∈ΣMPλ=MESifin(Σ). Each of these operators commutes with U(Ri(u))=e−iuLi/ℏ by [F6], hence with every ELi(Λ) by [F7]. Both spectral measures now act on Hs, and ELi(Λ)ESi(Σ)=ESi(Σ)ELi(Λ) for all Borel Λ,Σ, proving strong commutation in the sense of [F8].

1.4F1F2F4algebra

[Strong continuity of the lift] Let Wm→W in SU(2) and f∈Hs; since ρ is continuous by [F1], ρ(Wm)→ρ(W) and [F2] gives ∥U(ρ(Wm))g−U(ρ(W))g∥→0 for every fixed g; since ∥Ds(Wm)−Ds(W)∥→0 in operator norm by [F4], ∥Ms(Wm)f−Ms(W)f∥≤∥Ds(Wm)−Ds(W)∥ ∥f∥ tends to 0; combining, ∥Us(Wm)f−Us(W)f∥≤∥U(ρ(Wm))(Ms(Wm)f−Ms(W)f)∥+∥U(ρ(Wm))Ms(W)f−U(ρ(W))Ms(W)f∥→0, so W↦Us(W) is strongly continuous.

2.1step 1.3F4F5F6algebra

[Internal coordinate generator] By [F5] the family t↦Ds(Ai(t)) on Vs has infinitesimal generator −iJi; the finite spectral exponential e−itSifin/ℏ has the same generator −iSifin/ℏ=−iJi, so Stone's theorem gives Ds(Ai(t))=e−itSifin/ℏ. Lifting the finite spectral sum of step 1.3 then gives Ms(Ai(t))=Me−itSifin/ℏ=∑λe−itλ/ℏMPλ=e−itSi/ℏ on Hs. This includes s=0, when both spin generators vanish.

2.2step 1.1F2F6algebra

[Conjugations of position and momentum] By [F6] the matrix action Ms(W) commutes with Qj and Pk and preserves their maximal coordinate domains, so the operator domains of the conjugates by Us(W)=U(ρ(W))Ms(W) are Us(W)D(Qj)=U(ρ(W))D(Qj)=D(Q(ρ(W)ej)) and Us(W)D(Pk)=U(ρ(W))D(Pk)=D(P(ρ(W)ek)), where the last equalities are [F2]. On these domains [F2] gives Us(W)QjUs(W)−1=Q(ρ(W)ej)=∑lρ(W)ljQl and Us(W)PkUs(W)−1=P(ρ(W)ek)=∑lρ(W)lkPl, with both sums understood as the displayed maximal directional realizations. This proves the conjugation identities of (c).

2.3step 1.3F6F8F9algebra

[Self-adjoint sum and product flow] By step 1.3 the spectral measures of Li and Si commute, so [F8] with f(μ)=e−iμt/ℏ, g(λ)=e−iλu/ℏ gives e−itSi/ℏe−iuLi/ℏ=e−iuLi/ℏe−itSi/ℏ for all t,u; by [F6] Si itself also commutes with every spatial flow, so [F9] applies with A:=Li and the bounded self-adjoint B:=Si, so the sum Ji=Li+Si with domain D(Li) is self-adjoint and e−itJi/ℏ=e−itLi/ℏe−itSi/ℏ for every t.

3.1step 1.2step 2.1step 2.3F3F5algebra

[Coordinate subgroup generator] Let t be real; by step 1.2, ρ(Ai(t))=Ri(t), so by [F3] and step 2.1 Us(Ai(t))=U(Ri(t))Ms(Ai(t))=e−itLi/ℏe−itSi/ℏ=e−itJi/ℏ by step 2.3; since the right-hand side is a strongly continuous one-parameter unitary group in t and Ai is multiplicative by [F5], t↦Us(Ai(t)) is a strongly continuous one-parameter unitary group with the displayed generator, which is (b) and the generator identity of (c).

4.1step 1.1step 1.3step 1.4step 2.2step 2.3step 3.1∎

[Assembly] Step 1.1 proves unitarity, the identity and the representation law, and step 1.4 proves strong continuity, which is (a); step 3.1 proves (b) and the generator identity of (c); step 1.3 proves the strong commutation of Li and Si, step 2.3 the self-adjointness of Ji, and step 2.2 the conjugation identities of (c); (d) records only the scope of these mathematical assertions.

Remarks

  • Kernel and the two lifts. Since Ds(−I2)=(−1)2sI by the diagonal action and Symmetric-power SU2 representation clauses (a),(b) (for s=0 also D0(−I2)=I), one has Us(−I2)=(−1)2sid. For half-integer s this is −id≠id, so W↦Us(W) does not factor through ρ: no map V with V(ρ(W))=Us(W) exists, since ρ(−I2)=ρ(I2)=I would force V(I)=−id. For integer s, −I2 acts as the identity and the action passes to the rotation group SU(2)/{I2,−I2}≅SO(3) of SU(2) to SO(3) as a covering homomorphism. On a half-integer spin sector the two lifts ±Us(W) of one rotation ρ(W) differ by the central sign.
  • Units. ℏ>0 is a fixed positive parameter of the statement; Li, Si=MSifin and the total generator Ji=Li+Si carry the unit of action. The dimensionless finite spin matrices are Sifin/ℏ on Vs; their fibrewise actions on Hs are Si/ℏ. No numerical value is asserted.

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