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Explicit diagonal Fock domains and occupation trace

Statement

Assume The Axiom of Countable Choice (ACω). Let I be finite or countably infinite with a specified enumeration, let m∈Ω± be the occupation configurations of Occupation bases and actual CCR/CAR domains, and let ϵj∈R be finite mode energies. For each finite-support configuration put

E(m):=∑jϵjmj,N(m):=∣m∣=∑jmj.

These are finite sums. On ℓ2(Ω±), define the real diagonal multipliers

D(H)={c:∑mE(m)2∣cm∣2<∞},(Hc)m=E(m)cm, D(N)={c:∑m∣m∣2∣cm∣2<∞},(Nc)m=∣m∣cm,

and, for μ∈R,

D(Kμ)={c:∑m∣E(m)−μ∣m∣∣2∣cm∣2<∞},(Kμc)m=(E(m)−μ∣m∣)cm.

Each is self-adjoint on its displayed domain. No equality between D(Kμ) and D(H)∩D(N) is asserted.

For β>0, set qj=e−β(ϵj−μ). In the bosonic case assume

0<qj<1,q∗:=sup⁡jqj<1,∑jqj<∞;

Here q∗=0 by convention when I is empty; for nonempty I the displayed supremum is unchanged. In the fermionic case assume qj>0, ∑jqj<∞, and only finitely many gaps ϵj−μ are negative. Define the positive diagonal multiplier Gβ,μ by Gβ,μ∣m⟩=e−β(E(m)−μ∣m∣)∣m⟩. Then Gβ,μ is trace class, with

ΞB=Tr⁡Gβ,μ=∏j(1−qj)−1<∞,ΞF=Tr⁡Gβ,μ=∏j(1+qj)<∞.

Thus ρβ,μ=Ξ−1Gβ,μ is a positive trace-class operator of trace one. Its finite-mode marginals are independent: bosonic occupation nj∈N0 has law (1−qj)qjnj, and fermionic occupation nj∈{0,1} has probabilities (1+qj)−1 and qj(1+qj)−1. In particular

EBNj=qj1−qj,Var⁡B(Nj)=qj(1−qj)2,EFNj=qj1+qj,Var⁡F(Nj)=qj(1+qj)2.

The total number has finite mean and variance under the stated mode conditions. The trace hypotheses alone do not imply finite energy moments or differentiability in β,μ.

For an additional compact-parameter envelope, the corresponding response identities hold. For fixed μ, let J⊂(0,∞) be a nonempty open interval. If for every compact B⊂J a summable (am) satisfies (1+∣E(m)−μ∣m∣∣2)e−β(E(m)−μ∣m∣)≤am for all m and β∈B, then throughout J, −∂βlog⁡Ξ=E(Kμ) and ∂β2log⁡Ξ=Var⁡(Kμ). If (β,μ) varies over an open set and a summable compact-parameter envelope dominates e−β(E(m)−μ∣m∣)(1+∣E(m)∣2+∣m∣2), then at fixed β, ∂μE(N)=βVar⁡(N) and ∂μE(E)=βCov⁡(E,N). These stronger moment envelopes are additional hypotheses, not consequences of trace-class normalization.

For a finite mode set J, the canonical fixed-number coefficients are defined by

∏j∈J(1−ze−βϵj)−1=∑N≥0ZB,N(J)zN,∏j∈J(1+ze−βϵj)=∑N=0∣J∣ZF,N(J)zN.

Each coefficient is the sum of the Boltzmann weights over the corresponding number sector; for a countable mode set it is the increasing limit over finite mode sets and is finite under the stated grand-trace hypotheses. A fixed-number law is the grand law conditioned on total number, so its occupations are generally coupled. The oscillator specialization uses the actual one-particle Hermite basis and diagonal domain of Oscillator scaling and exact realization, not a formal differential eigenfunction list.

Facts & Assumptions

Given: Countable mode configurations and the bosonic/fermionic occupation bases.

[F1]

Occupation bases and actual CCR/CAR domains, Statement: ΩB and ΩF are countable configuration sets, their occupation vectors are complete orthonormal bases, and the CCR/CAR shifts have the displayed domains and laws.

[F2]

Countable canonical model, Definition: a countable canonical model has partition sum Z(β)=∑igie−βEi, normalized weights when 0<Z<∞, and expectations on their absolute-moment domains.

[F3]

Summable canonical differentiation, Statement: on an open parameter interval, the compact local envelope gi(1+∣Ei∣2)e−βEi≤ai∈ℓ1 makes Z positive finite and C2, with −∂βlog⁡Z=E(E) and ∂β2log⁡Z=Var⁡(E).

[F4]

Single-mode Bose and Fermi occupation fluctuations, Statement: for q∈(0,1), the geometric law (1−q)qn has mean q/(1−q) and variance q/(1−q)2; the two-state law with weights (1,q)/(1+q) has mean q/(1+q) and variance q/(1+q)2.

[F5]

Grand-response derivatives are covariances, Statement: for a measurable exponential family with a compact-parameter integrable envelope dominating the exponential times 1+∑a∣Xa∣2, derivatives of log⁡Z and expectations are means and covariances.

[F6]

Diagonal adjoint and graph-core lemma and Oscillator scaling and exact realization, Statements: the oscillator eigenbasis is complete and its self-adjoint diagonal operator has domain ∑nℏ2ω2(n+12)2∣cn∣2<∞, with eigenvalues ℏω(n+12).

[F7]

Trace class operator, Absolute value and singular values of a compact operator, Positive square root of a compact positive operator, and Trace of a positive operator is the sum of its eigenvalues: for a positive compact diagonal operator, its absolute value is itself, its singular values are its nonnegative diagonal eigenvalues with multiplicity, summability makes it trace class, and its trace is their sum.

[F8]

Adjoint of a densely defined operator: the adjoint domain is determined by boundedness of the adjoint pairing on the dense operator domain; Cauchy–Schwarz: ∣⟨x,y⟩∣≤∥x∥ ∥y∥, with equality exactly for dependent pairs bounds the coordinate pairing.

[A1]

The mode energies and β,μ are finite real parameters; all q-summability and compact-envelope assumptions in the Statement are imposed exactly where used.

Proof

1.1givenF1A1

The configuration set Ω± is countable by [F1]. Every m has finite support, so the sums defining E(m) and ∣m∣ are finite real sums. The finite-support vectors form a dense subspace of ℓ2(Ω±).

1.2givenA1algebra

If I is empty, its only occupation configuration is the vacuum: E=N=Kμ=0, G=I on C, Ξ=1 and ρ=1. The empty products are one, the total number has mean and variance zero, and every stated parameter derivative is zero; the convention q∗=0 makes the bosonic hypotheses valid. For a finite mode set J, summing the positive diagonal weights independently over each bosonic coordinate gives ∏j∈J∑n≥0qjn=∏j∈J(1−qj)−1. In the fermionic case each coordinate has only two values and contributes 1+qj. This proves the finite-mode trace products.

1.3F2F3A1

For a fixed μ, the countable configuration model has weights e−β(E(m)−μ∣m∣) and degeneracies one. On the nonempty open interval J, the compact β-envelope in the Statement ensures that [F2]–[F3] apply to this exact countable index set and energy Kμ(m), giving the displayed beta-derivative identities and finite moments. The envelope is stronger than trace finiteness and is stated separately.

1.4F5A1algebra

For joint (β,μ) response, put X1(m)=E(m), X2(m)=∣m∣, and natural parameter θ=(−β,βμ). The map (β,μ)↦θ is a smooth bijection onto its open image for β>0, with nonzero Jacobian. The stated joint envelope is exactly the required second-moment envelope for [F5]; differentiating at fixed β gives ∂μE(N)=βVar⁡(N) and ∂μE(E)=βCov⁡(E,N).

2.1step 1.1A1F8algebra

Let Dλ multiply the coordinate cm by a real number λm, on the domain ∑mλm2∣cm∣2<∞. Testing the adjoint identity on each coordinate vector forces the adjoint coordinates to be λmcm, so D(Dλ∗) is exactly this weighted ℓ2 domain by [F8]. Conversely, on that domain Cauchy–Schwarz makes the coordinate pairing bounded and identifies the adjoint action with the same multiplier. Apply this argument to λm=E(m), ∣m∣, and E(m)−μ∣m∣; all three displayed operators are self-adjoint.

2.2step 1.2A1algebra

Enumerate a countable mode set by increasing finite initial sets JM. Their finite-support configuration sets increase to Ω±, so the full nonnegative trace sum is the increasing limit of the finite-mode sums. For bosons, −log⁡(1−qj)=∫0qj(1−u)−1du≤qj/(1−q∗), hence ∑j−log⁡(1−qj)<∞. For fermions, log⁡(1+qj)≤qj, hence ∑jlog⁡(1+qj)<∞. The products therefore have finite positive limits and equal the full diagonal trace sums; the negative fermionic gaps are finite by hypothesis, and each has finite weight.

3.1step 2.2F1F7A1algebra

If Ω± is infinite, enumerate it as m1,m2,… and let GM retain the first M diagonal entries of Gβ,μ; in the finite case take the full finite sum. Each GM has finite rank and hence is compact. Since the omitted entries are nonnegative and summable, their supremum is bounded by their sum, so ∥Gβ,μ−GM∥≤∑r>Me−β(E(mr)−μ∣mr∣)→0. The norm-limit theorem therefore makes Gβ,μ compact. It is positive diagonal and satisfies Gβ,μ∗Gβ,μ=Gβ,μ2; uniqueness of its compact positive square root gives ∣Gβ,μ∣=Gβ,μ. Its singular values are the nonnegative diagonal entries with multiplicity, whose sum is Ξ<∞. Thus [F7] and the trace-class definition make it trace class and give Tr⁡Gβ,μ=Ξ. Dividing by Ξ>0 gives a positive trace-class operator of trace one.

3.2step 1.2step 2.2A1algebra

Fix one mode j, and take increasing finite mode sets JM containing it. For bosons, the trace weight of configurations in JM with occupation n at j is qjn∏i∈JM∖{j}(1−qi)−1; division by the total finite trace gives (1−qj)qjn. For fermions the same calculation gives probability qjn/(1+qj), for n∈{0,1}. Taking increasing limits of the nonnegative configuration sums preserves these factorizations, because every finite-support configuration is eventually included and the finite products converge by step 2.2. Factoring over any fixed finite list of modes gives the product joint law, hence independence of finite collections in this diagonal grand state.

3.3step 2.2A1algebra

For finite J, multiplying the geometric series in each bosonic coordinate gives the coefficient identity for ZB,N(J); multiplying the two-term polynomials in each fermionic coordinate gives the identity for ZF,N(J). Each coefficient sums exactly the finite canonical Boltzmann weights with total occupation N. For countable I, increasing finite mode sets increase each coefficient to its sum over all finite-support configurations; for any admissible fugacity z=eβμ>0, nonnegativity gives zNZ±,N≤Ξ, hence Z±,N≤z−NΞ<∞, and a canonical density exists exactly when the coefficient is positive. Conditioning the grand law on ∣m∣=N multiplies by the indicator of that constraint and generally couples the mode occupations.

4.1F4step 3.2A1algebra

If 0<qj<1, [F4] gives the stated Bose and Fermi means and variances. For a fermionic mode with qj≥1, direct summation of its two probabilities gives ENj=qj/(1+qj) and Var⁡(Nj)=qj/(1+qj)2; no geometric-series claim is used there. The bosonic bounds ENj≤qj/(1−q∗) and Var⁡(Nj)≤qj/(1−q∗)2, and the fermionic bounds ENj≤qj and Var⁡(Nj)≤qj, are summable. For finite initial mode sets, independence from step 3.2 gives ENM=∑j∈JMENj and ENM2=∑j∈JMVar⁡(Nj)+(∑j∈JMENj)2. Each configuration has finite support, so NM↑N; passing to the increasing limits of the defining nonnegative countable sums yields finite EN and EN2, with Var⁡(N)=∑jVar⁡(Nj)<∞.

5.1F6A1∎

In the one-dimensional oscillator specialization, [F6] supplies the Hermite eigenbasis, energy list and exact diagonal domain; substitution of those eigenvalues into the Fock multiplier gives the stated occupation construction. This uses the actual self-adjoint oscillator carrier rather than a formal differential eigenfunction list.

Remarks

The current published mathematical oscillator items match the former research alias research-NRQM-M12-diagonal-oscillator-contract on the needed diagonal domain, Hermite completeness and positive-frequency spectrum. The current published thm-tdmath-summable-canonical-differentiation and lem-tdmath-bose-fermi-mode-fluctuations match the former M16 and single-mode M36 interfaces; the Fermi formula for qj≥1 is verified directly above because the M36 source statement assumes q∈(0,1). No alias is treated as a current carrier when its exact item is absent.

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