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The rescaled pulse endpoint map converges to the kick in , and the period map is smooth, symplectic and -close to
Statement
Fix , put , , and let , , , , , the rescaled pulse equation, the endpoint map and the stroboscopic map be as in The smooth -periodic pulsed oscillator: the normalized pulse, its Hamiltonian and its stroboscopic (period) map. Let
so that . Then there are constants and depending only on and such that for every :
- (existence on the pulse) for every the solution of the rescaled equation with initial data exists on and stays in the compact tube , ; hence is defined on , , and
for the Euclidean norm and the operator norm; 2. (closeness of the period map) ; 3. (smoothness, invertibility, symplecticity) is of class on an open neighbourhood of ; is invertible for every and is injective on , so is a diffeomorphism onto its image; and
that is, is symplectic; 4. (the reverse-conjugated map) let and on a neighbourhood of . Then is of class there, and there is , depending only on and , with
Consequently, each of the six componentwise closeness inequalities for and holds on with common bound , where : each coordinate difference is bounded by the Euclidean norm, and each derivative-entry difference is bounded by the operator norm.
Facts & Assumptions
Given: The data in the Statement. Extend by zero to a smooth function on , and put for real .
The model defines this smooth field and its unique maximal solutions (The smooth -periodic pulsed oscillator: the normalized pulse, its Hamiltonian and its stroboscopic (period) map, First-order systems, initial value problems, and solutions on intervals, Extensions, maximal solutions, maximal intervals, and global solutions, Local Lipschitz continuity in the state variable, locally uniform in time and parameters). A solution trapped in a compact time-state tube extends past a finite endpoint (Compact continuation for locally Lipschitz ODEs: a solution whose graph stays in a compact subset of the domain near a finite endpoint extends past it).
Norms of vector integrals are bounded by integrals of their norms (For and integrable when , ; for , is integrable). Integral comparison and differentiation: continuous functions are integrable, their integrals satisfy linearity, monotonicity and the fundamental theorem; Gronwall controls a nonnegative function satisfying (The lower and upper Darboux integrals of a bounded on as and , Darboux integrability as their equality, and the notation , A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion, Integrable functions on form a set closed under sums and scalar multiples, and , If on and both are integrable then ; and , The second fundamental theorem: if is differentiable on with and is integrable, then , Gronwall's integral inequality with variable and constant coefficients).
On an established common compact interval the derivative in initial data solves , ( dependence of solutions on initial data). The jointly smooth field has local smooth dependence on initial data and parameters (Smooth dependence of ODE solutions on parameters); this local assertion will be patched over the established interval, rather than assumed to give existence for a whole period.
Closed Euclidean boxes are compact (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line). The Euclidean inverse-function theorem supplies a C1 local inverse for a C1 map on an open domain with invertible derivative (The Euclidean inverse function theorem); a smooth map then has smooth local inverses by A local inverse of a regular map is . Euclidean calculus uses the chain rule, mean-value inequality, continuity and boundedness of continuous derivatives on compact sets ( Euclidean maps and diffeomorphisms, The total (Fréchet) derivative as the linear first-order approximation with remainder, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case, The chain rule for total derivatives: , On a convex open set, a uniform bound implies , A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value, Metric space: iff , symmetry, and the triangle inequality; pseudometric and ultrametric, Open ball, closed ball and sphere in a metric space, Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point, Absolute value in an ordered field, Basic properties of the absolute value, Intervals of : the nine order-convex forms, nondegeneracy, and length).
Proof
At the forward solution through is . For initial data in , and ; hence on . Thus this reference solution lies at least distance from the boundary of the stated tube . Its endpoint is .
On and for , there are constants depending only on such that and : one may take and . Up to the first exit from , subtracting the integral equations gives , so Gronwall gives . Choose with . An exit on is impossible by the distance margin in step 1.1. A maximal solution terminating before the end without exiting is extendible by [F1]. Therefore every datum in has a solution on staying in .
Larger tubes establish the domains needed for inversion. Set , , and . For every datum in , the forward reference solution has , . For a terminal datum at , the reference backward solution is with exactly the same bounds. Both reference families therefore have distance at least from the boundary of . Apply the integral comparison of step 2.1 on this tube, in the backward case after so that the field is . This field has the same boundedness and Lipschitz estimates. With a smaller threshold , both evolutions exist over the whole unit interval for all their data in , and their state differences from the reference evolutions are uniformly . All constants depend only on . In particular , since and its coordinates are bounded by and . This uses the actual inverse preimage, without assuming it lies in .
These families are smooth in initial or terminal data and on neighbourhoods of the compact data sets after decreasing . To justify the whole interval from the local assertion [F3], cover each reference graph by finitely many local time-state-parameter neighbourhoods where [F3] gives smooth local solution operators, and subdivide into finitely many sufficiently short successive intervals. The graph stays inside the tube with a positive margin by step 3.1; the field and its state derivative are bounded on a slightly enlarged compact tube, so one common short interval is admissible at every graph point. At each subdivision endpoint local existence and smooth dependence apply to the endpoint data from the preceding interval. Their finite composition is smooth and equals the unique solution. Shrinking the initial-data and parameter neighbourhoods finitely many times keeps each intermediate value in its admissible neighbourhood. Finitely many such initial-data neighbourhoods cover each compact data set, yielding one positive parameter threshold. The same argument for the time-reflected field gives the backward family. Thus and the backward endpoint map for are smooth near and , respectively, for all sufficiently small , including .
The state comparisons in steps 2.1 and 3.1 also hold in . Indeed, on either compact tube, is bounded by , and is uniformly Lipschitz in , so along compared trajectories . By [F3] their derivative matrices solve the variational equations with the same initial matrix . Gronwall first bounds both matrices by , then, after subtracting their integral equations, bounds the difference by , with fixed constants for the tube. The identical argument for the reflected field controls derivatives in terminal data. Consequently there are finite positive with and . Increasing includes the forward estimates on in the original tube; hence clause 1 follows.
Choose below all previous thresholds and with . Then , because has coordinate margin at least in . Put and . Uniqueness of the original and reflected equations shows that is injective on : solutions sharing their terminal value coincide when evolved backwards. Its differential is invertible by the following direct calculation: the rescaled field is for ; hence with symmetric Hessian and . The variational matrix satisfies and , so . A vector in the kernel of must then lie in the kernel of the invertible matrix , so is invertible. By The Euclidean inverse function theorem, the smooth map on the open set has C1 local inverses at every point; A local inverse of a regular map is upgrades these to smooth local inverses, which agree by injectivity; therefore is a smooth diffeomorphism onto its open image. For every , its backward trajectory starts at and ends at ; hence and the inverse on is exactly . Define , an open neighbourhood of . Then is a smooth diffeomorphism, and clause 2 follows from step 5.1 and , since is a linear isometry.
The matrix computation of step 6.1 also gives symplecticity. The rescaled field is with . Its derivative matrix is with symmetric Hessian. Since and , direct multiplication gives . Therefore the variational matrix satisfies and , giving . This identity forces invertible (a vector in its kernel must lie in the kernel of ). Also satisfies . Applying the chain rule to the composition yields on , proving clause 3.
Since , the conjugated inverse is defined on the open neighbourhood of and has the explicit expression , using . At this is . Fixed linear isometries preserve both state and derivative comparison norms, so step 5.1 gives . The composition is a smooth diffeomorphism onto its image, and clause 4 holds with and clause 2 with .
Increase to positive constants if needed and decrease to include every threshold above. For , each coordinate difference is bounded by the Euclidean difference norm and each derivative entry difference by the operator norm. Thus both maps satisfy the six componentwise closeness inequalities with the common bound , where . The forward tube conclusion was established independently in steps 1.1-2.1 and was preserved throughout the enlarged-domain argument.
Remarks
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The enlarged compact set is used only for forward and inverse domain control. The stated small forward tube for data in is retained. Constants and smallness thresholds depend on the fixed and ; no global completeness of the polynomial field is assumed.
-
Symplecticity is proved directly for the time-dependent system. The autonomous result The derivative of the Hamiltonian flow satisfies and is not invoked. The coordinate matrix agrees with the canonical layer, while the whole-period smoothness assertion uses explicit finite patching of local solution maps.
Depends on
The smooth -periodic pulsed oscillator: the normalized pulse, its Hamiltonian and its stroboscopic (period) map
Gronwall's integral inequality with variable and constant coefficients
Compact continuation for locally Lipschitz ODEs: a solution whose graph stays in a compact subset of the domain near a finite endpoint extends past it
dependence of solutions on initial data
Smooth dependence of ODE solutions on parameters
Newton maps are uniform contractions near a point with invertible derivative
A finite square real matrix is invertible if and only if its determinant is nonzero
If is a unit, then
A local inverse of a regular map is
First-order systems, initial value problems, and solutions on intervals
Extensions, maximal solutions, maximal intervals, and global solutions
Local Lipschitz continuity in the state variable, locally uniform in time and parameters
Euclidean maps and diffeomorphisms
The total (Fréchet) derivative as the linear first-order approximation with remainder
The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case
The chain rule for total derivatives:
On a convex open set, a uniform bound implies
The lower and upper Darboux integrals of a bounded on as and , Darboux integrability as their equality, and the notation
A continuous function on is Riemann integrable, by Heine-Cantor and Riemann's criterion
Integrable functions on form a set closed under sums and scalar multiples, and
If on and both are integrable then ; and
The second fundamental theorem: if is differentiable on with and is integrable, then
Intervals of : the nine order-convex forms, nondegeneracy, and length
Absolute value in an ordered field
Basic properties of the absolute value
Open ball, closed ball and sphere in a metric space
Metric space: iff , symmetry, and the triangle inequality; pseudometric and ultrametric
Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point
A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
For and integrable when , ; for , is integrable
The Euclidean inverse function theorem
Dependency tree · 2 levels
Sources
- G. Teschl, Ordinary Differential Equations and Dynamical Systems, AMS Graduate Studies in Mathematics 140 (author's preliminary online edition, complete PDF), Sections 2.4 (Gronwall), 7.1 (dependence on initial data) and 13.3 (pulse pertubation of a homoclinic loop)
- P. Cvitanović, R. Artuso, R. Mainieri, G. Tanner, G. Vattay, Chaos: Classical and Quantum (ChaosBook.org, edition 17.6.8, complete PDF), Chapter 8 Sections 8.2 and 8.5, Hamiltonian maps and symplectic structure