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Fixed-N Coulomb self-adjointness

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Let N≥1 and r≥1, let m1,…,mN>0, ℏ>0, let a1,…,aM∈R3 be fixed points, and let zim,zij∈R be real coefficients (1≤i≤N, 1≤m≤M, 1≤i<j≤N). Let K be the free kinetic operator of Bounded fixed-N operator, D(K)=W2,2(R3N;C) with equivalent graph norm, and define the singular multiplier V(X):=∑i=1N∑m=1Mzim∣xi−am∣+∑1≤i<j≤Nzij∣xi−xj∣,X=(x1,…,xN)∈R3N, as an a.e.-defined real measurable function (The space Lp(μ) as the quotient by null functions). Then:

(a) each of the multipliers u↦u/∣xi−am∣ and u↦u/∣xi−xj∣ is K-bounded with K-bound zero: for every η>0 there is a finite constant Cη with ∥u∣xi−am∣∥2≤η∥Ku∥2+Cη∥u∥2,∥u∣xi−xj∣∥2≤η∥Ku∥2+Cη∥u∥2 for all u∈D(K) (Relative boundedness with respect to an operator, Weak derivative of a locally integrable function);

(b) D(K)⊆D(MV), and MV is symmetric on D(K) with K-bound zero; consequently H:=K+MV,D(H):=D(K)=W2,2(R3N;C), is self-adjoint and bounded below, and Cc∞(R3N;C) is a core for H (Kato-Rellich theorem, Symmetric, self-adjoint and essentially self-adjoint operators);

(c) the operator K⊗Ir+MV⊗Ir on L2(R3N;C)⊗Cr with domain D(K)⊗Cr is self-adjoint and bounded below;

(d) if m1=⋯=mN=m and the coefficients are permutation invariant (zim independent of i and zij independent of the pair), then the transported permutation unitaries of Permutation-restricted self-adjointness reduce H, and the restrictions of H to the symmetric and antisymmetric sectors are self-adjoint on those sectors.

No Hunziker-van Winter-Zhislin threshold statement, no uniform-in-N stability, no thermodynamic limit, no spectral statement beyond self-adjointness and boundedness from below, and no physical interpretation of H, the masses or the coefficients is asserted.

Facts & Assumptions

Given: the integers N,r≥1, masses mi>0, the constant ℏ>0, fixed points am, real coefficients zim,zij, the free kinetic operator K with domain D(K)=W2,2(R3N), the partial Laplacians Δi and the operators Ki:=−ℏ2Δi/(8π2mi) on the i-th block, and the multiplier V defined above.

[F1]

K=∑iKi is self-adjoint, positive, with D(K)=W2,2(R3N;C) and graph norm equivalent to the W2,2 norm; for every u∈D(K): ∥∇iu∥22=(8π2mi/ℏ2)⟨Kiu,u⟩≤(8π2mi/ℏ2)⟨Ku,u⟩≤(8π2mi/ℏ2)∥Ku∥2∥u∥2 by Cauchy-Schwarz in L2, and ∥Δiu∥2≤(8π2mi/ℏ2)∥Ku∥2 (Bounded fixed-N operator, Integer-order W^{k,2} and H^k agree with equivalent norms, Plancherel theorem, Integer-order Sobolev spaces and their norms, Cauchy-Schwarz inequality for L2).

[F2]

Three-dimensional Hardy inequality: for v∈W1,2(R3;C), ∥v/∣⋅∣∥2≤2∥∇v∥2 (Three-dimensional Hardy bound (c)).

[F3]

Cc∞(R3N;C) is dense in W1,2(R3N;C) and in W2,2; under Countable Choice L2 convergence supplies an a.e.-convergent subsequence, and Fatou bounds the integral of the nonnegative pointwise limit by the liminf of integrals (Compactly supported smooth functions are dense in W^{k,p}(R^n), Complex Lp completeness and almost-everywhere subsequences, Fatou's lemma, The space Lp(μ) as the quotient by null functions). Tonelli permits the nonnegative slice integrations over the sigma-finite Lebesgue product spaces (Tonelli's theorem for nonnegative measurable functions on a sigma-finite product).

[F4]

Translations preserve Lebesgue measure, and the orthogonal map (xi,xj)↦(y,z)=((xi−xj)/2,(xi+xj)/2) preserves Lebesgue measure, hence L2 norms and integrals; under it, ∂xi=2−1/2(∂z+∂y), ∂xj=2−1/2(∂z−∂y) and ∣∇yw∣2+∣∇zw∣2=∣∇iw∣2+∣∇jw∣2 (Lebesgue outer measure, Lebesgue measurability and Lebesgue measure are unchanged by translation, Lebesgue measure on Rn is invariant under every orthogonal linear map, Euclidean L² product unitary: L²(R^a)⊗̂L²(R^b) ≅ L²(R^{a+b}), Weak derivative of a locally integrable function).

[F5]

Kato-Rellich: if A is self-adjoint, B symmetric with D(A)⊆D(B) and A-bound less than 1, then A+B on D(A) is self-adjoint and bounded below when A is; a finite sum of A-bound-zero symmetric operators has A-bound zero (Kato-Rellich theorem, Relative boundedness with respect to an operator).

Proof

1.1F2F3F4algebra

[Global Hardy inequalities] Let u∈Cc∞(R3N) and fix a block index i and a center a∈R3. For each fixed value of the remaining coordinates the slice xi↦u(…,xi,… ) is a compactly supported smooth function on R3; [F2] gives ∫R3∣u∣2/∣xi−a∣2 dxi≤4∫R3∣∇iu∣2dxi for that slice, and integrating over the remaining coordinates by Tonelli [F3] with [F4] (translation to the center a) yields ∫∣u∣2/∣xi−a∣2≤4∫∣∇iu∣2. For a pair replace (xi,xj) by the orthogonal coordinates (y,z) of [F4]: then ∣xi−xj∣2=2∣y∣2 and, applying the same slice argument in the y-variable to the transformed function, ∫∣u∣2/∣xi−xj∣2=12∫∣u′∣2/∣y∣2≤2∫∣∇yu′∣2≤2∫(∣∇iu∣2+∣∇ju∣2). Both inequalities extend to all u∈W1,2(R3N): choose uk∈Cc∞ with uk→u and ∇uk→∇u in L2 ([F3]); the right-hand sides converge to the corresponding norms of u, while the left-hand sides are lower semicontinuous by Fatou along an a.e. convergent subsequence ([F3]).

2.1F1step 1.1algebra

[Operator-norm K-bounds] Let u∈D(K) and put a:=∥Ku∥2, b:=∥u∥2. The squared Hardy bound of step 1.1 and [F1] give ∥u/∣xi−am∣∥22≤4∥∇iu∥22≤(32π2mi/ℏ2)⟨Ku,u⟩≤(32π2mi/ℏ2)ab. For a pair, the corrected pair bound gives ∥u/∣xi−xj∣∥22≤2(∥∇iu∥22+∥∇ju∥22)≤(16π2max⁡(mi,mj)/ℏ2)⟨Ku,u⟩≤(16π2max⁡(mi,mj)/ℏ2)ab: the sum uses ⟨(Ki+Kj)u,u⟩≤⟨Ku,u⟩. For either multiplier let C be the square root of its displayed finite coefficient. For every η>0, Cab≤ηa+C2b/(4η), obtained by expanding (ηa−Cb/(2η))2≥0. Thus both actual L2 operator norms are at most η∥Ku∥2+Cη∥u∥2, with finite Cη=C2/(4η), including u=0. No form-to-operator-norm inference is used. This proves (a) for the literal Fourier-normalized K of the supplier.

3.1F1step 1.1step 2.1algebra

[Separate quadratic-form bound] The same norm Hardy and kinetic-gradient inequalities give ∥u/r∥2≤C⟨Ku,u⟩1/2 for each distance multiplier, so Cauchy–Schwarz gives ∣⟨MVu,u⟩∣≤∫∣V∣∣u∣2≤CV⟨Ku,u⟩1/2∥u∥2, where CV is the finite sum of the respective Hardy-gradient constants times ∣zim∣,∣zij∣. For every ϵ>0, Young's square inequality yields ∣⟨MVu,u⟩∣≤ϵ⟨Ku,u⟩+CV2∥u∥22/(4ϵ). In particular ⟨(K+MV)u,u⟩≥(1−ϵ)⟨Ku,u⟩−CV2∥u∥22/(4ϵ); this is a valid form bound and lower estimate, separate from the operator-norm bound of step 2.1.

3.2F5step 2.1algebra

[The full multiplier and Kato-Rellich] Since V is a finite real linear combination of the multipliers of part (a), each with K-bound zero, V is measurable and MV is a symmetric operator with D(K)⊆D(MV) and K-bound zero ([F5]); in particular the bound ∥MVu∥≤a∥Ku∥+b∥u∥ holds on D(K) for some a<1 and finite b (choose a<1 by the zero bound and adjust b). By [F5] (Kato-Rellich) H=K+MV is self-adjoint on D(K) and bounded below. Since the graph norms of H and K are equivalent on D(K) (as in Bounded fixed-N operator (b)), the core Cc∞ of K is a core for H. This proves (b).

4.1step 3.2algebra

[Component extension and permutation sectors] The passage to L2(R3N;C)⊗Cr is the finite direct sum of r copies of H and is self-adjoint and bounded below by the same argument as part (c) of Bounded fixed-N operator; this proves (c). Under equal masses and permutation-invariant coefficients, both K and the multiplier MV are invariant under the transported permutation unitaries (the weight κ and the multiplier V are permutation invariant, and the domain D(MV) is permutation invariant because the a.e.-defined function V is), so UπphysD(H)=D(H) and UπphysH=HUπphys on D(H); part (d) then follows from Permutation-restricted self-adjointness (d).

5.1step 1.1step 2.1step 3.2step 4.1algebra∎

[Conclusion and scope] Steps 1.1, 2.1, 3.1, 3.2 and 4.1 prove (a)-(d). The final paragraph of the statement records the excluded claims: no HVZ threshold, no uniform-in-N stability, no thermodynamic limit, no further spectral statement and no physical interpretation is asserted.

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