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The smooth local Herglotz-Noether classification of Born-rigid motions
Statement
Let be the oriented time-oriented affine Minkowski space (Oriented time-oriented affine Minkowski space (the spacetime primitives)), let be a smooth future unit timelike field on a nonempty open subset (Charts, tetrads, observer congruences and adapted charts in affine Minkowski space), with acceleration , rest metric , expansion and vorticity (Kinematics of an observer congruence: acceleration, expansion, shear, vorticity and Born rigidity), and assume that is Born rigid, ; write .
(i) Preliminary identity. For every smooth vector field on with one has if and only if and . In particular, if on an open set , then for every vector field on tangent to the rest distribution .
(ii) Rotational case. Let be a flow box of with adapted coordinates in which (Local flow boxes, adapted charts and the Frobenius criterion for rest distributions), and suppose that is nowhere zero on . Then the vorticity and the acceleration are basic on : they are horizontal and their components in the adapted coframe do not depend on , equivalently and . Moreover on , and for every primitive of the closed one-form on the coordinate product box (Poincare lemma for differential forms on star shaped domains) the field is a timelike Killing field, , equivalently . If is connected and simply connected and is nowhere zero, then a single positive smooth function on satisfies (A closed 1-form on a simply connected open subset of the affine model has a primitive). Conversely, every future timelike Killing field on a connected open set, normalized as , is Born rigid, and its vorticity is either nowhere zero or identically zero on that set; hence its flow is rotational, in the sense of case (ii), exactly when its vorticity is nowhere zero.
(iii) Irrotational case. Suppose on . Then on a sufficiently small neighbourhood of every point the connected leaves of the rest distribution are open subsets of affine hyperplanes: there are a smooth future timelike curve with and a smooth function such that, with
the leaves of the rest distribution in are open subsets of the hyperplanes , the field is on , and
the tubular label has derivative , which is nonzero and is taken positive on . Conversely, for every smooth future timelike curve with , the field on any tubular neighbourhood on which the label is unique with positive derivative is a smooth future unit irrotational Born-rigid congruence satisfying these same formulas.
(iv) Scope. All statements are local on ; no global classification of rigid motions, no global orbit quotient, no completeness and no global restriction on the size of a rigid body is asserted beyond what the local formulas give. No choice principle is used. The rotational case is the local form of the Herglotz-Noether statement that a rotational Born-rigid motion is Killing; the irrotational case describes the orthogonal affine-plane families.
Facts & Assumptions
Given: The oriented time-oriented affine Minkowski space with tangent spaces identified with , a smooth future unit timelike field on a nonempty open subset with , the objects of Kinematics of an observer congruence: acceleration, expansion, shear, vorticity and Born rigidity, the flat covariant derivative of The flat covariant derivative on affine Minkowski space and fields along curves, and, in clauses (ii) and (iii), the flow boxes and curves described in the Statement (Oriented time-oriented affine Minkowski space (the spacetime primitives), Charts, tetrads, observer congruences and adapted charts in affine Minkowski space).
In an inertial chart of the model, , the tangent space at each event is canonically identified with , and the flat covariant derivative acts on components by ordinary coordinate derivatives: . It is torsion-free, ; metric compatible, ; and has zero curvature, (The flat covariant derivative on affine Minkowski space and fields along curves, Oriented time-oriented affine Minkowski space (the spacetime primitives), C^k tensor fields on affine Minkowski space and their inertial components).
Kinematics of the congruence: , with and ; is symmetric and antisymmetric; both are horizontal, ; satisfies with , its radical is spanned by and its restriction to is positive definite; Born rigidity is , equivalently ; and (Kinematics of an observer congruence: acceleration, expansion, shear, vorticity and Born rigidity, Norms of four-velocity and four-acceleration, and the observer rest-space decomposition clause (c), eta-orthogonality and orthogonal complements in a Lorentz vector space).
Flow box and adapted charts: a smooth nowhere-zero vector field is locally in suitable coordinates, and every observer congruence admits local adapted charts; in particular in coordinates on a flow box , and the integral curves of are its -lines (The flow-box theorem, Local flow boxes, adapted charts and the Frobenius criterion for rest distributions, Integral curves of a vector field).
Connection one-forms and curvature two-forms: for a local frame with dual coframe , the connection matrix is defined by , and the curvature two-forms satisfy with (Connection one form in a local frame, Curvature two-form structure equation). For the flat connection of [F1], (The flat covariant derivative on affine Minkowski space and fields along curves, clause (c)).
Local quotient geometry. On the adapted product box of [F3], the projection has a three-dimensional open box as target. If , it is the pullback of the positive definite metric on . That metric has a unique Levi-Civita connection , with the metric-compatibility and torsion-free identities (Fundamental theorem of riemannian geometry, Levi civita connection), and its curvature is defined by Riemann curvature four-tensor. The identification of with the projected spacetime derivative on horizontal lifts is proved in step 4.2; no Riemannian connection on a nonintegrable hypersurface is assumed.
Exterior calculus: for one-forms, , and the Lie derivative of forms satisfies (The exterior derivative by the invariant vector-field formula, The wedge product of differential forms, The exterior derivative squares to zero, Cartan's magic formula).
Primitives: every closed smooth one-form on a star-shaped open domain has a smooth primitive, and every closed one-form on a nonempty path-connected simply connected open subset of has a primitive; a form is closed when (Poincare lemma for differential forms on star shaped domains, A closed 1-form on a simply connected open subset of the affine model has a primitive, Closed and exact differential forms).
Gram-Schmidt: a finite linearly independent list in a real inner product space has an orthonormal list with the same successive spans, obtained by the displayed recursion (Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans); in particular a smooth positive definite matrix function with positive successive principal minors produces smooth orthonormal fields, because the recursion divides only by the positive pivot norms.
Choice-free inverse function theorem: in ZF, a smooth map on an open subset of whose derivative at a point is invertible restricts to a diffeomorphism between open neighbourhoods, with inverse derivative (Choice-free smooth inverse function theorem in Euclidean space).
Lie derivative and brackets: for a tensor field, for a one-form, , and is the Lie bracket (The Lie derivative of a tensor field, The Lie derivative of a differential form, The Lie derivative of a vector field, The Lie bracket of smooth vector fields).
Curves and integral curves: through every point of there is a unique maximal integral curve of , and a curve with is smooth because is smooth and is then , so is and is ; iterating gives smoothness (Integral curves of a vector field, Through each point there is a unique maximal integral curve, The chain rule for total derivatives: , The derivative of at a point that is a limit point of , and differentiability on a set). Every such maximal curve with future unit is a future timelike worldline (Curves, regular causal curves and future timelike worldlines in affine Minkowski space, Timelike, null, spacelike and causal vectors of a Lorentz vector space, Time orientation, future and past timelike/null/causal vectors, and the closed cones).
Euclidean calculus in inertial or adapted coordinates. For maps , on open Euclidean domains, total differentiability gives (The chain rule for total derivatives: ); continuous first partials give total differentiability with Jacobian derivative (If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative). Smoothness means continuous iterated coordinate partials of every order, componentwise for vector maps ( maps and multi-index derivative notation in Euclidean space). The one-variable sum, product and quotient rules applied to each coordinate line give those partial-derivative rules (Sums, scalar multiples, products and quotients: , , , and when ); repeated differentiation preserves smooth sums, products and quotients on the open set where the denominator is nonzero. The total chain rule gives the first partials of a composite as finite sums of products of partials; induction using these rules gives smoothness of composites. Positive square roots are smooth locally by [F9] applied to the smooth map on , whose derivative is nonzero; the unique positive branches agree on overlaps. Smooth mixed partials commute by Young's theorem: total differentiability of the first partials forces equality of mixed partials, applied to each two-coordinate restriction. Finally is smooth with and is strictly positive (The exponential function is smooth and , The exponential is a continuous bijection from onto ), so for a smooth real by the total chain rule.
Frobenius criterion for rest distributions: on an open set the rest distribution is integrable if and only if there, if and only if ; when it is integrable, its integral hypersurfaces have tangent spaces equal to the pointwise rest spaces (Local flow boxes, adapted charts and the Frobenius criterion for rest distributions, clause (iii)).
Proof
Clause (i): for a horizontal smooth , [F2] gives . The standing Born-rigid hypothesis is , so this equals . Nondegeneracy of therefore gives exactly when , which under the same standing hypothesis is exactly the conjunction in clause (i). If also on , the identity gives for every horizontal there. No separation of a symmetric and a skew tensor from their value on only one fixed argument is used.
Flow box and slice metric: by [F3] choose a flow box of with adapted coordinates in which ; we may work on a coordinate product box; for a local primitive we shrink to a coordinate cube, whose coordinate image is star-shaped about its centre. This makes no assertion that its image under the adapted chart inverse is affine star-shaped. Since is future unit, . The tensor has and , and on the -directions ; by [F2] the restriction of to is positive definite, so is a smooth positive definite matrix function of . Born rigidity, by [F2], reads in these coordinates, because in the frame the Lie derivative of along has components (the coordinate differentials are -invariant, [F10]); hence is -independent on , where and is a Riemannian metric on the open -box of [F5].
Smooth orthonormal coframe of the slice metric: at every all leading principal minors of the positive definite matrix are positive, and they are smooth hence continuous functions of ; applying the Gram-Schmidt recursion of [F8] to the coordinate vector fields with respect to therefore gives, on the whole box, smooth fields whose coefficients are smooth functions of the and positive pivot square roots, so that . Let , a smooth invertible matrix function, and put ; then and , so is a smooth -independent -orthonormal coframe of the slice metric, and for unique smooth -independent one-forms characterized by , namely the pullbacks by of the connection one-forms of on in this coframe; their first structure equation follows because duality gives and torsion freeness gives . Finally set ; then and, expanding, on , so is a -orthonormal coframe of .
Converse, the vorticity dichotomy: in inertial coordinates the Killing equation is . Differentiating it with cyclically permuted indices and using commuting smooth mixed derivatives gives . Thus is constant on the connected open set , , and is affine there. Indeed a function with zero first derivatives is locally constant by integration on coordinate segments, and locally constant functions are constant on a connected set; applying this first to and then to proves the assertion. For , ; projecting horizontally therefore gives .
Adapted frame: let be dual to . Then and with the same -coefficients as in step 1.3; the unique is fixed by . Thus is horizontal and projects by to the orthonormal field on . Since , , with a positive derivative sign; in particular . From [F2] and , and .
Suppose this vorticity vanishes at some , and set , which is timelike. The constant two-form vanishes on . Decomposing each vector into its and components shows that for a covector with (specifically ). If , the vorticity is identically zero. Otherwise is nonzero spacelike and orthogonal to , so is a nondegenerate Lorentzian two-plane. The linear part of the affine vector field has image in , because its matrix is obtained by raising an index of ; hence and for all . Since is timelike, is the orthogonal sum of its line and a spacelike line in . The -components of two vectors in therefore lie in that same spacelike line, while vanishes on ; consequently and . Thus a zero at one point forces on ; if there is no zero, it is nowhere zero. No decomposition along a possibly degenerate arbitrary two-plane is used.
Irrotational case, leaves: assume now on . By step 1.1, for every vector field tangent to the rest distribution ; in particular, in an inertial chart, all first partial derivatives of the components of along directions in vanish. The distribution is integrable by the Frobenius criterion [F13], because . Let be a connected leaf of through a point . For a curve in the tangent takes values in and , so is constant on with value ; consequently the tangent space of at each of its points is , and integrating the constant fields of shows that is an open subset of the affine hyperplane . Choosing a maximal integral curve of through a point (its parameter has speed , since ) and shrinking to a neighbourhood of one of its points over which the labels of the next step are unique, we obtain a smooth future timelike curve with , , such that the local leaf through is an open subset of .
Irrotational case, the label and the formulas: on a small enough neighbourhood of a point of the curve consider , smooth with and because . At the label obtained below this derivative is ; in particular . In an inertial chart the map has at the block derivative , which is invertible; by the choice-free inverse function theorem [F9] there is a uniquely determined smooth function with on a neighbourhood , and shrinking keeps because and is continuous. On the level sets of are exactly the leaves: is constant exactly along , and each level is an open subset of a hyperplane . Differentiating in a direction gives , which is the displayed formula for , and on because both are future unit vectors orthogonal to the same leaf. Finally gives , and because as .
Connection coefficients, entries with a : define one-forms and , where and . We claim that for all ; since the right-hand side is the connection matrix of the Levi-Civita connection in this frame by [F4], this identifies and gives in particular the skew relations and . For the entries with a zero index: , because gives and ; by step 2.1; and , because . Thus and .
Irrotational case, converse: conversely let be smooth with , let be a smooth function on a tubular neighbourhood whose level sets are with , and put ; then is smooth and future unit, its rest distribution is the tangent distribution of the -levels, which is integrable, and for tangent to a level one has because vanishes on the level directions. By the computation of step 1.1 this gives for all horizontal fields ; the rest distribution is integrable, so by the Frobenius criterion [F13]; hence for all horizontal , that is, . Thus is a smooth future unit irrotational Born-rigid congruence satisfying the same formulas , and as in step 3.1, with the label derivative positive on .
Horizontal connection entries: for horizontal lifts of fields on , the functions are basic, , and the vertical parts of the brackets pair to zero with . Metric compatibility and torsion freeness of [F1] give, by adding their three cyclic identities, Every term is the pullback of the same expression on . The unique connection of [F5] satisfies that expression by the same metric/torsion calculation. Thus is the horizontal lift of , by positive definiteness on the horizontal space. This also proves that its coefficients are basic. Taking gives , so together with step 3.2 the displayed are exactly the spacetime connection forms. This comparison uses the local quotient , not an integral leaf of the rotational rest distribution.
First structure equation and the differential of : for the coframe of step 1.3 and the connection forms of steps 3.2 and 4.2 one has . Indeed, metric compatibility of gives , so and ; substituting into the invariant formula for of [F6] and using torsion-freeness of cancels the torsion term and yields . In particular, using and writing , , we obtain , because and by antisymmetry of .
Mixed identity: in inertial coordinates, flatness on the covector gives . Substitute and differentiate with the product rule: Project all three free indices onto the rest space. The two terms with explicit or vanish; the first term becomes . The acceleration is horizontal, so its projected covector is itself, not zero. Therefore . No commutation of differentiation along the variable field is required. In the adapted frame this is , where : the vertical parts of pair to zero with the horizontal , and step 4.2 supplies the horizontal coefficients.
Horizontal flatness equation: by [F4] the curvature two-forms of in this frame are , and by flatness of [F1, F4]; hence . Expanding with steps 3.2 and 4.3 gives , and ; the components with two horizontal legs therefore satisfy , where is the curvature two-form of the slice metric in the coframe .
Curvature of the slice and the three-dimensional identity: by [F5] and step 4.2 the two-form is the pullback of the curvature of on , so with in the argument order of the Riemann four-tensor of [F5], and we write for (indices are moved with the Euclidean slice metric). Comparing the antisymmetrized components of step 5.2 gives for all . For the antisymmetric matrix on the three-dimensional quotient write with the alternating symbol and the associated vector, unique because the slice metric is Euclidean; expanding the product of two alternating symbols and contracting with gives for all , both sides being equal to . Substituting this identity into the previous equation gives for all .
The frame components of the vorticity are independent of : since , and hence its connection forms and curvature , are independent of by steps 1.2 and 1.3, differentiating the equation of step 6.1 along gives . Fix a point of , in which is nowhere zero, so there is a pair of distinct indices with ; taking in the displayed identity gives , hence , and then taking arbitrary gives , hence for every pair. Therefore : by [F10], , since is a multiple of by step 2.1 and is horizontal by [F2]. Thus the vorticity is basic on .
The acceleration is basic: by steps 1.3, 7.1 and 5.1 the functions are independent of on , because they are obtained by applying the -independent data to the -independent component functions (steps 1.3 and 7.1) together with the fields , whose coefficients along are -independent by step 2.1. Differentiating the identity of step 5.1 along therefore gives by step 7.1; since is nowhere zero, for each we may choose a pair with and conclude . Hence , by the same computation as in step 7.1 applied to the horizontal one-form : . Thus the acceleration is basic on .
The acceleration form is closed: applying to the identity of step 4.3 and using [F6] gives , where the term vanished by alternation. Contracting with and using , (horizontality, [F2]) and Cartan's formula [F6] gives , because , while and by step 8.1. Since by step 7.1, this gives on .
Killing field on the rotational box: first, for any smooth future unit timelike field the identity holds: by [F10] and [F1], , and substituting the decomposition of [F2] for horizontal and general gives . Since here , . By step 9.1 the smooth one-form is closed on ; on a coordinate cube pull the closed form back to its star-shaped coordinate image, take the smooth primitive supplied by [F7], and transport it back to obtain , and if is connected and simply connected let be the smooth primitive supplied by the smooth clause of [F7]; in both cases . Put and . By [F10], ; since , the four terms cancel and . Thus is a Killing field, and by [F10] and torsion-freeness of [F1]; is timelike and future because and is future unit.
Converse, Born rigidity: let be a future timelike Killing field on a connected open set , so and ; put and , a smooth future unit field. Put , so . By [F10], , and by step 10.1, where are the expansion and acceleration of . Evaluating on two smooth horizontal fields kills the terms containing and gives ; since , and is Born rigid.
Conclusion: step 1.1 proves clause (i); steps 1.2, 1.3 and 2.1 construct the adapted coframe and frame; steps 3.2, 4.2 and 4.3 compute the connection forms and the differential of ; steps 5.2 and 6.1 extract the flatness equations and the curvature identity for the slice; step 7.1 proves that the vorticity is basic; steps 5.1 and 8.1 prove the mixed identity and that the acceleration is basic; step 9.1 proves ; and step 10.1 produces the positive Killing rescaling both on the coordinate box (Poincare primitive in its coordinate image) and on connected simply connected (primitive of the closed one-form), completing clause (ii); steps 1.4 and 2.2 prove the rotational/irrotational dichotomy of the vorticity and step 11.1 the Born rigidity of normalized Killing fields; steps 2.3, 3.1 and 4.1 prove clause (iii) in both directions; and clause (iv) records the local scope, the absence of any global orbit quotient or completeness assertion, and the fact that the argument uses no choice principle (the only inverse-function input is the choice-free Euclidean theorem of [F9], and all other suppliers are choice-free).
Remarks
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The sign conventions carried by this item. With , the connection forms are and . Their horizontal flatness equation gives in three spatial dimensions. Direct horizontal projection of the flat second derivative of gives . The quotient is only the open -box of an adapted chart; no global orbit-space regularity is assumed.
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Local scope. The theorem does not assert that a rotational rigid motion exists on a prescribed domain, nor that the Killing field produced on a flow box extends; no global quotient of the flow is formed, and no upper bound on the spatial size of a rigid body follows from these local formulas. This is the honest local form of the Herglotz-Noether theorem; the analyticity hypothesis used in some textbook presentations is not needed.
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What "basic" means here. A horizontal tensor on the flow box is called basic when its components in the adapted frame are independent of ; for the vorticity and acceleration this is equivalent to and by [F10] and the fact that is a multiple of (step 2.1).
Depends on
Kinematics of an observer congruence: acceleration, expansion, shear, vorticity and Born rigidity
Local flow boxes, adapted charts and the Frobenius criterion for rest distributions
The flat covariant derivative on affine Minkowski space and fields along curves
Charts, tetrads, observer congruences and adapted charts in affine Minkowski space
Connection one form in a local frame
Curvature two-form structure equation
Fundamental theorem of riemannian geometry
Levi civita connection
Riemann curvature four-tensor
The flow-box theorem
Poincare lemma for differential forms on star shaped domains
A closed 1-form on a simply connected open subset of the affine model has a primitive
Closed and exact differential forms
The exterior derivative by the invariant vector-field formula
The wedge product of differential forms
The exterior derivative squares to zero
Cartan's magic formula
The Lie derivative of a tensor field
The Lie derivative of a differential form
The Lie derivative of a vector field
Choice-free smooth inverse function theorem in Euclidean space
Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans
Integral curves of a vector field
Through each point there is a unique maximal integral curve
The Lie bracket of smooth vector fields
C^k tensor fields on affine Minkowski space and their inertial components
Inertial frames and inertial charts of the affine Minkowski model
Norms of four-velocity and four-acceleration, and the observer rest-space decomposition
Curves, regular causal curves and future timelike worldlines in affine Minkowski space
eta-orthogonality and orthogonal complements in a Lorentz vector space
Timelike, null, spacelike and causal vectors of a Lorentz vector space
Time orientation, future and past timelike/null/causal vectors, and the closed cones
Oriented time-oriented affine Minkowski space (the spacetime primitives)
The chain rule for total derivatives:
The derivative of at a point that is a limit point of , and differentiability on a set
If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative
maps and multi-index derivative notation in Euclidean space
Sums, scalar multiples, products and quotients: , , , and when
The exponential function is smooth and
The exponential is a continuous bijection from onto
Young's theorem: total differentiability of the first partials forces equality of mixed partials
Dependency tree · 2 levels
Sources
- D. Giulini, Algebraic and geometric structures of Special Relativity, arXiv:math-ph/0602018: Section 5.5 pp. 41-49 (Definition 7 and equation (123) of Born rigidity, equations (125)-(126), Proposition 14, Lemma 16, Theorem 15 part 1, Lemmas 17-18, Theorem 19 part 2); signature (+---) converted to (-+++)
- B. Crowell, Special Relativity, revision 2020-12-10 (author-published undergraduate textbook, 246 PDF pages): Sections 1.1-1.3 pp. 12-28 (vector representation of observer motion, operational radar calibration, time dilation, length-contraction road-trip example), Sections 3.5 and 3.7 pp. 60-68 (four-velocity, acceleration, projection operator), Section 3.9.3 pp. 73-74 (local failure of accelerated simultaneity), Sections 7.1-7.3 pp. 147-151 (Rindler coordinates and nonuniform proper acceleration), Section 8.1 pp. 165-169 (rotating synchronization), Section 9.5 pp. 205-211 (congruences, expansion, Born rigidity); signature (+---) converted to (-+++) and c = 1 formulas converted to x^0 = c t