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Theorem 3.6: bounded continuous control operator

PDF p. 12: Theorem 3.6; PDF p. 13: formula for G

Statement

Assume the Axiom of Choice and hypothesis (H): n≥2, the nonempty compact obstacle Θ⊂Rn has smooth boundary and connected exterior Ω=Rn∖Θ, and its generalized reflected rays leave every compact set in finite time. Let R>0 and the real smooth cutoff φ be as in Control region and nested real cutoffs, so φ=0 on ∣x∣≤R. Let T>0 and s∈[−2,2]. Write HDs=HDs(Ω) for the Dirichlet spectral Hilbert scale and W(t)=eitΔD for its free group.

There is a bounded complex-linear operator G:HDs×HDs→C([0,T];HDs) such that, for every z0,zT∈HDs, the unique mild solution of i∂tz+ΔDz=φh, z(0)=z0, with h=G(z0,zT) satisfies z(T)=zT. The homogeneous Dirichlet condition is encoded by the realization and scale. The forcing φh is supported in {x∈Ω:∣x∣≥R}×[0,T], in the distributional sense when necessary.

More precisely, with σ=−s, Λs=(I−ΔD)s:HDs→HDσ, and the free HUM map S:HDσ→HDs of Scale Riesz map and free HUM operator, one can take

G(z0,zT)(t)=−iΛs−1(φW(t)S−1(z0−W(−T)zT)).

Facts & Assumptions

[F1]

The stated geometry and non-trapping hypothesis are the conventions of Exterior and truncated obstacle domains. The control cutoff is smooth, real, and vanishes for ∣x∣≤R (Control region and nested real cutoffs).

[F2]

The scale is the Hilbert scale associated with I−ΔD; W(t) is a strongly continuous unitary group on each scale level. For s∈[−2,2], multiplication by φ is bounded on HD−s, and Λs−1:HD−s→HDs is a bounded isomorphism (Dirichlet spectral Sobolev scale and duality, Scale isometries and free Schrödinger evolution, Cutoff multipliers through order two and by duality, Scale Riesz map and free HUM operator).

[F3]

Under the stated hypotheses and Choice, S:HD−s→HDs is a bounded complex-linear isomorphism. For v0∈HD−s, its defining control hv(t)=−iΛs−1(φW(t)v0) has a backward mild solution with terminal value zero and initial value Sv0 (Free HUM identity, coercivity and invertibility, Scale Riesz map and free HUM operator, The Axiom of Choice).

[F4]

For h∈L1(0,T;HDs), the controlled system of Linear and nonlinear internally controlled exterior systems has a unique continuous mild solution, and the forward and backward solutions obey the Duhamel formulas of Linear forced well-posedness by Duhamel formula.

[F5]

The continuous-path norm, strong measurability and Bochner L1 conventions are those of Continuous and mixed time-space function spaces. A norm-continuous map on the compact interval [0,T] is uniformly continuous by Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous. A strongly measurable Banach-valued map with integrable norm is Bochner integrable by Bochner integrability criterion.

[F6]

The realization has A=I−ΔD≥I, D(A)=H2(Ω)∩H01(Ω), and Aη=η−Δη there by Exterior Dirichlet realization, H² domain and form domain. Classical derivatives of smooth functions are weak derivatives under Countable Choice by Classical derivatives agree with weak derivatives. The spectral norm and domain formulas of Unbounded Borel functional calculus: domains, products, spectral mapping, applied to this A, give ∥η∥HDr≤∥Aη∥2 for 0≤r≤2 and η∈D(A), because λr≤λ2 on the spectral support λ≥1. They also give ∥u∥2≤∥u∥HDs when s≥0. A bounded box has finite Lebesgue measure, and [0,T] has measure T, by A box in ℝⁿ with parameters aᵢ≤ bᵢ is Lebesgue measurable of measure ∏_i<n(bᵢ-aᵢ), whichever of its faces are included.

[F7]

Tests are complex smooth compactly supported functions by Test function space d of an open set. Distributions are continuous complex-linear functionals on tests, with no conjugation in their pairing, by Distribution. A complex-linear functional is a distribution if it has a finite derivative-seminorm bound on each fixed compact support by Local finite order characterization of distributions. Smooth multiplication is (aU)(η)=U(aη) by Multiplication of a distribution by a smooth function, and support is the complement of the largest open set of vanishing by Support of a distribution.

[F8]

The Axiom of Choice is assumed for the scale and HUM suppliers. It supplies Countable Choice and Dependent Choice by AC supplies the countable and dependent choices used in Banach integration, in particular discharging the choice hypotheses of the time-space, weak-derivative and Lebesgue-measure suppliers.

Proof

[F1] The stated geometry and non-trapping hypothesis are the conventions of Exterior and truncated obstacle domains. The control cutoff is smooth, real, and vanishes for ∣x∣≤R (Control region and nested real cutoffs).

[F2] The scale is the Hilbert scale associated with I−ΔD; W(t) is a strongly continuous unitary group on each scale level. For s∈[−2,2], multiplication by φ is bounded on HD−s, and Λs−1:HD−s→HDs is a bounded isomorphism (Dirichlet spectral Sobolev scale and duality, Scale isometries and free Schrödinger evolution, Cutoff multipliers through order two and by duality, Scale Riesz map and free HUM operator).

[F3] Under the stated hypotheses and Choice, S:HD−s→HDs is a bounded complex-linear isomorphism. For v0∈HD−s, its defining control hv(t)=−iΛs−1(φW(t)v0) has a backward mild solution with terminal value zero and initial value Sv0 (Free HUM identity, coercivity and invertibility, Scale Riesz map and free HUM operator, The Axiom of Choice).

[F4] For h∈L1(0,T;HDs), the controlled system of Linear and nonlinear internally controlled exterior systems has a unique continuous mild solution, and the forward and backward solutions obey the Duhamel formulas of Linear forced well-posedness by Duhamel formula.

[F5] The continuous-path norm, strong measurability and Bochner L1 conventions are those of Continuous and mixed time-space function spaces. A norm-continuous map on the compact interval [0,T] is uniformly continuous by Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous. A strongly measurable Banach-valued map with integrable norm is Bochner integrable by Bochner integrability criterion.

[F6] The realization has A=I−ΔD≥I, D(A)=H2(Ω)∩H01(Ω), and Aη=η−Δη there by Exterior Dirichlet realization, H² domain and form domain. Classical derivatives of smooth functions are weak derivatives under Countable Choice by Classical derivatives agree with weak derivatives. The spectral norm and domain formulas of Unbounded Borel functional calculus: domains, products, spectral mapping, applied to this A, give ∥η∥HDr≤∥Aη∥2 for 0≤r≤2 and η∈D(A), because λr≤λ2 on the spectral support λ≥1. They also give ∥u∥2≤∥u∥HDs when s≥0. A bounded box has finite Lebesgue measure, and [0,T] has measure T, by A box in ℝⁿ with parameters aᵢ≤ bᵢ is Lebesgue measurable of measure ∏_i<n(bᵢ-aᵢ), whichever of its faces are included.

[F7] Tests are complex smooth compactly supported functions by Test function space d of an open set. Distributions are continuous complex-linear functionals on tests, with no conjugation in their pairing, by Distribution. A complex-linear functional is a distribution if it has a finite derivative-seminorm bound on each fixed compact support by Local finite order characterization of distributions. Smooth multiplication is (aU)(η)=U(aη) by Multiplication of a distribution by a smooth function, and support is the complement of the largest open set of vanishing by Support of a distribution.

[F8] The Axiom of Choice is assumed for the scale and HUM suppliers. It supplies Countable Choice and Dependent Choice by AC supplies the countable and dependent choices used in Banach integration, in particular discharging the choice hypotheses of the time-space, weak-derivative and Lebesgue-measure suppliers.

Given: The geometry, Choice assumption, cutoff, T, s, and endpoint data in the Statement.

Goal: Construct the bounded continuous control, justify its time integrability, prove exact steering, and locate the forcing.

1.1givenF2F3

For y∈HDs set v0=S−1y and N(y)(t)=−iΛs−1(φW(t)v0). Strong continuity of W, followed by the bounded cutoff and inverse scale map, shows that N(y)∈C([0,T];HDs). Moreover, if Cφ is the cutoff operator norm on HD−s, then ∥N(y)∥C([0,T];HDs)≤∥Λs−1∥Cφ∥S−1∥∥y∥HDs. Thus N is bounded and complex-linear.

1.2F2F6F7F8

We construct the interior distributional realization used for support. Put r=max⁡(0,−s). Every test η∈Cc∞(Ω;C) belongs to D(A): its derivatives through order two are square-integrable weak derivatives by F6, and it belongs to the closure defining H01. For u∈HDs define jsu(η)=∫Ωuη dx if s≥0, and jsu(η)=⟨u,η‾⟩s,−s if s<0. The conjugation in the latter formula makes this functional complex-linear in the test. Fix a compact K⊂Ω and a bounded box B containing K. For tests supported in K, the pivot bound and F6 give ∣jsu(η)∣≤∥u∥HDs∥η‾∥HDr≤∥u∥HDs∥Aη‾∥2≤(n+1)∣B∣1/2∥u∥HDsmax⁡∣α∣≤2∥∂αη∥∞. For s≥0 the first inequality instead follows directly from the L2 inner-product bound and ∥u∥2≤∥u∥HDs, with r=0. The finite-order criterion makes jsu a distribution, with its test action bounded continuously in u. This constructs the needed interior realization without asserting that the map on a negative spectral antidual is injective.

2.1F5F6F8step 1.1

For any u∈C([0,T];HDs) and positive integer m, let qm equal u(kT/2m) on each interval [kT/2m,(k+1)T/2m), 0≤k<2m, and put qm(T)=u(T). These are measurable finite-range simple functions. Uniform continuity from F5 gives ∥qm−u∥C→0, so u is strongly measurable. Its norm is measurable as the limit of the simple-function norms, and ∫0T∥u(t)∥HDs dt≤T∥u∥C<∞. The Bochner criterion therefore gives u∈L1(0,T;HDs) with ∥u∥L1≤T∥u∥C. In particular this applies to every control N(y) in step 1.1.

2.2F1F2F7step 1.2

At nonnegative orders, cutoff multiplication agrees with ordinary multiplication in L2, so js(φu)(η)=jsu(φη). At negative orders its defining antidual formula gives ⟨φu,η‾⟩s,−s=⟨u,φη‾⟩s,−s=⟨u,φη‾⟩s,−s, because φ is real. Thus again js(φu)=φjsu in the distribution convention of F7. If η is supported where ∣x∣<R, then φη=0, proving spatial vanishing there.

3.1F3F4step 1.1step 2.1

By the definition of S, the backward mild solution with control N(y) and terminal value zero has initial value Sv0=y. Uniqueness of the forward mild solution therefore shows that N(y) drives the initial state y to zero at time T.

4.1F2F4step 1.1step 3.1

Put y=z0−W(−T)zT and define G(z0,zT)=N(y). The group law gives W(T)y=W(T)z0−zT. By the forward Duhamel formula, the terminal state produced by G from z0 differs from that produced by the same control from y by W(T)(z0−y)=zT. The latter controlled terminal state is zero by step 3.1, so the former is zT. The group is unitary, and step 1.1 gives ∥G(z0,zT)∥C≤C(∥z0∥HDs+∥zT∥HDs) for a constant depending on the fixed parameters. The displayed formula follows by substitution.

5.1F1F2F5F6F7step 4.1step 1.2step 2.2∎

For f∈C([0,T];HDs) define a complex-linear functional on tests Ψ∈Cc∞(Ω×R;C) by Uf(Ψ)=∫0Tjsf(t)(Ψ(⋅,t)) dt. The spatial projection K of the test support is compact in Ω. The slices are continuous in HD2: all their spatial derivatives through order two vary uniformly continuously on a compact box over any bounded time interval, and the estimate of F6 applied to the difference of two slices bounds its HD2 norm by those suprema. They are therefore continuous in HDr. The pairing bound in step 1.2 and continuity of f make the scalar integrand continuous. On each fixed compact space-time support the same estimate gives ∣Uf(Ψ)∣≤T(n+1)∣B∣1/2∥f∥Cmax⁡∣α∣≤2∥∂xαΨ∥∞ for a spatial box B containing its projection. The finite-order criterion, now on Ω×R, makes Uf a distribution. For the control in step 4.1, take f=φh, which is continuous by cutoff boundedness. Step 2.2 shows Uf vanishes on {(x,t):x∈Ω, ∣x∣<R}; its defining time integral also vanishes on Ω×(R∖[0,T]). The support definition therefore gives supp⁡Uf⊆{x∈Ω:∣x∣≥R}×[0,T]. This proves precisely the stated relative space-time support, including the negative-order interpretation.

Source notes

The frozen article is cited for attribution of Theorem 3.6 and its control formula on PDF pages 12–13. The proof above uses the stated mathematical suppliers, including their Choice hypothesis; the article citation is not used as a proof of its own claim.

The time-integrability and distributional-support arguments are local additions to this generated draft. Their premises are the declared mathematical suppliers; they do not assert an injective identification of a negative spectral antidual with interior distributions. The Physics Library is reused through the mathematical flow supplier of the scale-flow result, without a physical premise.

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