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Graded Eilenberg–Watts and Shift Coherence — Examples
1 · Prerequisites
- Abelian Categories
- Adjunctions Units and Counits
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Bimodule Complexes and Derived Tensor
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Homotopy and the Homotopy Category
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Eilenberg–Watts Theorem and Natural Transformations
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Graded Bimodules and Tensor Functors
- Graded Eilenberg–Watts and Shift Coherence
- Group Homomorphisms and the Isomorphism Theorems
- Limits and Colimits
- Mapping Cones Cylinders and Chain Triangles
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Preadditive and Additive Categories and Biproducts
- Rees Modules Artin Rees and Hilbert Samuel Theory
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Suprema and Infima
- Tensor and Fusion Categories
- Tensor Products of Modules
- The ZFC Axioms and the Basic Set Constructions
- Tor Flatness and Global Dimension
- Triangulated Categories
- Universal Properties, Representables and the Yoneda Lemma
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
These witnesses test the two coherence restrictions of the graded Eilenberg–Watts theorem. The first takes the degree-zero projection on graded -vector spaces: it is -linear, exact and coproduct preserving with , yet while , so it is not a graded tensor functor and admits no coherent shift comparisons at all — the object-level hypothesis is load-bearing. The second identifies the internal shift with the tensor functor of the shifted regular bimodule, , so the kernel attached to the shift is and the classical comparison is the canonical one, while the homological shift of the bounded-complex page remains a different functor. The third uses the scalar family and for on the identity functor of : it defines a nonzero natural transformation with zero component at the regular module and fails the equivariance square, so the restriction on 2-cells is likewise not vacuous.
3 · Logical flowchart
4 · Definitions, theorems and proofs
None yet.
5 · Examples, counterexamples and false statements
The degree-zero projection is exact and cocontinuous but not a graded tensor functor
Statement refuted
Let be a field. An additive -linear functor that is exact and preserves all coproducts and satisfies need not be a graded tensor functor: it need not be isomorphic to , and it need not admit coherent shift-comparison data at all. So right exactness, coproduct preservation and even the value on the regular module do not by themselves put a graded functor into the class classified by Graded Eilenberg-Watts theorem with coherent shifts; the shift-coherence hypothesis of Coherently shift-compatible functors and natural transformations is load-bearing.
Let be a field and let be the graded -algebra concentrated in degree ( and for ). Define where is placed in degree (so and for ), with the evident -action. Then:
- is -linear, exact (left and right exact) and preserves every coproduct, so it satisfies every hypothesis of the graded Eilenberg-Watts class except shift coherence;
- , so its value at the regular module coincides with that of the tensor functor , which is the identity functor up to the unit isomorphism;
- nevertheless is not isomorphic as a functor — hence not coherently isomorphic — to : on the internal shift one has , whereas ;
- consequently admits no coherent shift-comparison data at all: coherence would require a degree-zero isomorphism , impossible because .
Hence the shift-coherence hypothesis in Coherently shift-compatible functors and natural transformations and Graded Eilenberg-Watts theorem with coherent shifts is load-bearing: right exactness, coproduct preservation and even the value do not classify graded functors by graded bimodules. The witness is defined without choice. Hazrat's Example 2.3.9 distinguishes equivalences of graded module categories from shift-commuting equivalences; his Remark 2.3.4 instead concerns natural transformations. The present witness directly proves failure of shift compatibility without asserting that a graded tensor functor can fail it.
Facts & Assumptions
Given: A field , the graded -algebra concentrated in degree , graded left -modules and a degree-zero -linear map , a family of graded left -modules, and the functor , with placed in degree .
Graded modules over the graded -algebra have homogeneous pieces with , degree-zero maps are the -linear maps with , and the internal shift has pieces (Associative graded algebras, bimodules, and internal shifts).
The internal shift is an autoequivalence with acting as the identity on underlying sets, and it preserves degreewise coproducts, kernels and cokernels (Internal shifts are autoequivalences and commute with the graded tensor product).
Kernels, images, cokernels and finite biproducts in are computed in each homogeneous degree, and exactness is equivalent to exactness degreewise (Graded modules with degree-zero maps form an abelian category).
The degreewise direct sum is the coproduct in , with (Degreewise direct sums and homogeneous free covers in graded modules).
The graded tensor functor is -linear, right exact, coproduct preserving and coherently shift-compatible (Graded tensor functors are k-linear, right exact, coproduct preserving and shift-coherent).
An additive functor preserves all small colimits if and only if it is right exact and coproduct preserving (Colimits of a graded additive functor equal right exactness plus coproduct preservation).
A functor is right exact when it preserves every finite colimit existing in its source, and cocontinuous when it preserves all small colimits (Left exact and right exact functors, Preservation, reflection, and creation of limits and colimits; continuous and cocontinuous functors).
The tensor-unit map , , is a natural isomorphism (The regular module is a tensor unit: and ).
A field has and a commutative multiplication (Field).
A functor is additive when it induces group homomorphisms on hom-groups, equivalently , and -linear when those maps are -linear (Additive functor, k-linear categories and k-linear functors).
A functor between abelian categories is exact when it is additive, left exact and right exact (Exact functor between abelian categories), and an additive functor between abelian categories is exact if and only if it preserves kernels and cokernels (An additive functor is exact exactly when it preserves kernels and cokernels).
The graded Eilenberg-Watts class consists of the -linear right exact coproduct-preserving coherently shift-compatible functors, and coherently shift-compatible functors carry isomorphisms (Graded Eilenberg-Watts theorem with coherent shifts, Coherently shift-compatible functors and natural transformations).
Proof
Given: A field , the graded -algebra concentrated in degree , the functor in degree , a degree-zero -linear , and a family .
Proof technique: direct.
is a functor: for a degree-zero -linear one has , so the restriction is a degree-zero -linear map ; restrictions preserve identities and composites, so is a functor.
is additive and -linear: on hom-groups the assignment satisfies and , so the induced maps are -linear [L10].
preserves every coproduct: the identity map gives with the same coordinate inclusions, so the canonical comparison is an isomorphism [L4].
On the regular module ; on the internal shift because is concentrated in degree [L1], while by the unit isomorphism [L8], since ; a natural isomorphism would therefore induce an isomorphism , which is impossible [L9].
preserves kernels and cokernels: for degree-zero the degreewise descriptions give and with the induced maps [L3], so preserves the kernel and cokernel of every morphism; hence is exact, and in particular left and right exact, by [L11].
No coherent shift-comparison data exist for : by [L12] such data would include a degree-zero isomorphism , but while by steps 2.3 and [L2, L9], so no isomorphism exists. More generally, if for a graded -bimodule , evaluation at and [L8] give , whereas by [L5], contradicting . With steps 2.1, 2.2 and 3.1 the functor is additive, right exact and coproduct preserving, hence cocontinuous by [L6, L7]; therefore is a -linear exact cocontinuous functor with that is not isomorphic to any graded tensor functor [L5] and does not lie in the coherent class, and the witness uses no choice.
The internal shift as a graded Eilenberg-Watts kernel
Example
Let be a field and a graded -algebra with . For each the internal shift functor is -linear, right exact, coproduct preserving and coherently shift-compatible, and it is naturally isomorphic to the graded Eilenberg-Watts tensor functor of Graded Eilenberg-Watts theorem with coherent shifts: the canonical isomorphisms of Graded associativity, units, and internal-shift tensor isomorphisms are natural degree-zero and compatible with outer actions, so the kernel attached to the internal shift by the theorem is the shifted regular bimodule , and the standard comparisons of Graded tensor functors are k-linear, right exact, coproduct preserving and shift-coherent are the canonical shift comparisons of Internal shifts are autoequivalences and commute with the graded tensor product. The shift is the identity functor precisely when ; the hypothesis is used only for this criterion, since over the zero algebra the only graded left module is , the module category degenerates and every shift is the identity there. It is not the cochain (homological) shift of the bounded-complex page: , so lowers cochain placement by one and negates the differential, while raises internal degrees and introduces no sign and no differential; the published counterexample The internal and homological shifts are not interchangeable shows specifically that and are not naturally isomorphic on for the Khovanov–Seidel algebra , , so the internal and homological shifts must not be conflated. The example makes no choice.
Facts & Assumptions
Given: A field , a graded -algebra with , an integer , graded left -modules and the functors and .
The functor classifies the -linear right exact coproduct-preserving coherently shift-compatible functors, its inverse attaches to the bimodule with the reconstructed action, and is identified with by the unit isomorphism (Graded Eilenberg-Watts theorem with coherent shifts).
For a graded -bimodule the functor is -linear, right exact and coproduct preserving, the canonical comparisons are the identity on elementary tensors, and is functorial (Graded tensor functors are k-linear, right exact, coproduct preserving and shift-coherent).
The tensor-unit map , , and the shift isomorphism are natural degree-zero isomorphisms compatible with outer actions (Graded associativity, units, and internal-shift tensor isomorphisms).
The internal shift has with the same actions, is again a graded module, satisfies , and distinct homogeneous pieces intersect trivially; it introduces no sign and no differential (Associative graded algebras, bimodules, and internal shifts).
The internal shift is a strict autoequivalence with and , acting as the identity on underlying sets (Internal shifts are autoequivalences and commute with the graded tensor product).
The cochain shift is with differential (Bounded bimodule tensor is associative, unital, and compatible with cones).
In the signed tensor totalization of bounded cochain complexes the cochain sign depends only on cochain degree, and the internal -grading is independent of cochain degree and contributes no additional sign (Bounded graded bimodule complexes and signed tensor totalization).
Verification
is -linear, right exact and coproduct preserving with comparisons the identity on elementary tensors [L2]; the unit isomorphism and the shift isomorphism of [L3] compose to a natural degree-zero isomorphism compatible with the outer actions, so as functors.
The shift is the identity functor precisely when : for this is [L5]; conversely, if is the identity functor then equals , so the degree-zero pieces agree, , and is nonzero by the standing hypothesis , so because distinct homogeneous pieces intersect trivially [L4]. The excluded zero algebra is genuinely different: there the only graded left -module is , so every shift is the identity functor.
The functor is not the cochain shift : changes only the internal grading and inserts no sign or differential [L4], while the cochain shift changes cochain placement and, by the convention of the bounded-complex page, its sign is the cochain Koszul sign carried by the differential alone, with internal degrees contributing no cochain sign [L6, L7]; the two are different operations on different structures, and the published counterexample cited in the statement records their non-interchangeability in the bounded homotopy category, where it is not a prerequisite of the present computation.
The kernel attached to the internal shift by the classification of [L1] is : the bimodule attached to a tensor functor is recovered as , and here by step 1.1 and [L3]; under the identification of step 1.1 the comparisons are the identity on elementary tensors [L2], which is the canonical comparison of the internal shift [L5].
Collecting steps 1.1, 1.2, 1.3 and 2.1: the internal shift is a -linear right exact coproduct-preserving coherent functor, it is naturally isomorphic to , its kernel is the shifted regular bimodule with the canonical comparisons, it is the identity exactly for , and it is a different operation from the cochain shift ; all identifications used are the canonical ones, so no choice is made.
Unrestricted graded natural transformations are not determined by the regular module
Statement refuted
Let be a field and the graded -algebra concentrated in degree . The following over-generalisation is false:
Refuted claim. Every natural transformation between graded tensor functors on is determined by its component on the regular module, so that the map is injective on the full hom-collection of natural transformations .
It is not so: on the identity functor there are natural transformations with the same component at and different components elsewhere, and only the constant scalar families satisfy the equivariance square of Coherently shift-compatible functors and natural transformations. The equivariance restriction is therefore not vacuous, and dropping it would make the classification of Graded bimodule maps classify shift-compatible transformations false.
Facts & Assumptions
Given: A field , the graded -algebra concentrated in degree , a family of scalars , graded left -modules with a degree-zero -linear map and an element , and integers .
The map is a bijection from coherent transformations between graded tensor functors onto the degree-zero bimodule maps, the coherent endomorphisms of the identity functor correspond bijectively to the scalars , and a coherent transformation is exactly one satisfying the equivariance square for the comparisons of its source and target (Graded bimodule maps classify shift-compatible transformations).
For the identity functor the canonical comparisons are the identities and coherence is the condition (Coherently shift-compatible functors and natural transformations).
Graded -modules have homogeneous pieces with , degree-zero maps preserve degrees, the internal shift has and distinct homogeneous pieces intersect trivially, so for each the module with its generator in degree has (Associative graded algebras, bimodules, and internal shifts).
A natural transformation satisfies for every morphism (Natural transformation and its components).
The tensor-unit map , , is a natural isomorphism, so is naturally isomorphic to the identity functor (The regular module is a tensor unit: and ).
A field has distinguished (Field).
Proof
For every family the components for extend uniquely over finite homogeneous sums to degree-zero -linear maps , and these define a natural transformation : for a degree-zero and one has , so .
Such an is coherent for the canonical comparisons of the identity functor if and only if for all : coherence reads as underlying maps by [L2], and on this is ; taking , whose degree- piece is nonzero [L3], gives for all , while a constant family clearly satisfies the square.
Hence the coherent endomorphisms of the identity functor are exactly the constant families, and they correspond bijectively to via , in agreement with [L1], where the coherent endomorphisms correspond to : the constant family with scalar has component at every , and since by the unit isomorphism [L5] the two descriptions agree.
The family for and for is nonconstant, so by step 2.1 it is not coherent, but by step 1.1 it is a nonzero natural endomorphism of the identity functor: its component at is , the same as that of the zero transformation, while its component at is because [L3]; hence two distinct natural transformations of have the same component at the regular module, and after transporting along [L5] there are distinct natural transformations with the same image under .
Collecting steps 1.1 to 3.2: the unconstrained natural endomorphisms of the identity form a family strictly larger than the coherent ones, they are not determined by their component on the regular module, and only the constant families satisfy the equivariance square; so the restriction on 2-cells in Coherently shift-compatible functors and natural transformations is genuinely needed for the classification of Graded bimodule maps classify shift-compatible transformations, exactly as Hazrat's remark on transformations between shift-commuting functors warns, and no choice is used.
Sources
- Roozbeh Hazrat, Graded Rings and Graded Grothendieck Groups (arXiv:1405.5071), §1.2.2 shift of modules (1.16), printed p.34; §1.2.6 graded tensor product (1.21)-(1.23), printed pp.40-41; §2.3 Definitions 2.3.3-2.3.4, Theorem 2.3.7 with its proof, Theorem 2.3.8, Example 2.3.9, printed pp.118-123
- M. Khovanov and P. Seidel, Quivers, Floer Cohomology, and Braid Group Actions (arXiv:math/0006056), §2a-2c, author pp.8-11 (internal shift {k} and cochain shift [k] with ∂_{M[k]}=(-1)^k∂_M)