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Graded Eilenberg–Watts and Shift Coherence — Examples

1 · Prerequisites

2 · Summary

These witnesses test the two coherence restrictions of the graded Eilenberg–Watts theorem. The first takes the degree-zero projection on graded k-vector spaces: it is k-linear, exact and coproduct preserving with F(k)=k, yet F(k{1})=0 while Tk(k{1})≅k{1}, so it is not a graded tensor functor and admits no coherent shift comparisons at all — the object-level hypothesis is load-bearing. The second identifies the internal shift with the tensor functor of the shifted regular bimodule, TA{r}≅{r}, so the kernel attached to the shift is A{r} and the classical comparison is the canonical one, while the homological shift [1] of the bounded-complex page remains a different functor. The third uses the scalar family λ1=1 and λd=0 for d≠1 on the identity functor of GrMod⁡0(k): it defines a nonzero natural transformation with zero component at the regular module and fails the equivariance square, so the restriction on 2-cells is likewise not vacuous.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

CounterexampleConstruction: AI-generatedVerification: AI-generatedOpen item page →

The degree-zero projection is exact and cocontinuous but not a graded tensor functor

Statement refuted

Let k be a field. An additive k-linear functor F:GrMod⁡0(k)→GrMod⁡0(k) that is exact and preserves all coproducts and satisfies F(k)=k need not be a graded tensor functor: it need not be isomorphic to k⊗k−, and it need not admit coherent shift-comparison data at all. So right exactness, coproduct preservation and even the value on the regular module do not by themselves put a graded functor into the class classified by Graded Eilenberg-Watts theorem with coherent shifts; the shift-coherence hypothesis of Coherently shift-compatible functors and natural transformations is load-bearing.

Let k be a field and let A=B=k be the graded k-algebra concentrated in degree 0 (k0=k and kd=0 for d≠0). Define F:GrMod⁡0(k)⟶GrMod⁡0(k),F(X):=X0, where X0 is placed in degree 0 (so F(X)0=X0 and F(X)d=0 for d≠0), with the evident k-action. Then:

  1. F is k-linear, exact (left and right exact) and preserves every coproduct, so it satisfies every hypothesis of the graded Eilenberg-Watts class except shift coherence;
  2. F(k)=k, so its value at the regular module coincides with that of the tensor functor Tk=k⊗k−, which is the identity functor up to the unit isomorphism;
  3. nevertheless F is not isomorphic as a functor — hence not coherently isomorphic — to Tk: on the internal shift k{1} one has F(k{1})=(k{1})0=k−1=0, whereas Tk(k{1})=k⊗kk{1}≅k{1}≠0;
  4. consequently F admits no coherent shift-comparison data at all: coherence would require a degree-zero isomorphism F(k{1})→F(k){1}=k{1}, impossible because F(k{1})=0.

Hence the shift-coherence hypothesis in Coherently shift-compatible functors and natural transformations and Graded Eilenberg-Watts theorem with coherent shifts is load-bearing: right exactness, coproduct preservation and even the value F(k)=k do not classify graded functors by graded bimodules. The witness is defined without choice. Hazrat's Example 2.3.9 distinguishes equivalences of graded module categories from shift-commuting equivalences; his Remark 2.3.4 instead concerns natural transformations. The present witness directly proves failure of shift compatibility without asserting that a graded tensor functor can fail it.

Facts & Assumptions

Given: A field k, the graded k-algebra k concentrated in degree 0, graded left k-modules X,Y and a degree-zero k-linear map u:X→Y, a family (Xi)i∈I of graded left k-modules, and the functor F(X)=X0, with X0 placed in degree 0.

[L1]

Graded modules over the graded k-algebra k have homogeneous pieces Xd with X=⨁dXd, degree-zero maps are the k-linear maps with u(Xd)⊆Yd, and the internal shift has pieces (X{r})d=Xd−r (Associative graded algebras, bimodules, and internal shifts).

[L2]

The internal shift is an autoequivalence with {0}=id acting as the identity on underlying sets, and it preserves degreewise coproducts, kernels and cokernels (Internal shifts are autoequivalences and commute with the graded tensor product).

[L3]

Kernels, images, cokernels and finite biproducts in GrMod⁡0(k) are computed in each homogeneous degree, and exactness is equivalent to exactness degreewise (Graded modules with degree-zero maps form an abelian category).

[L4]

The degreewise direct sum is the coproduct in GrMod⁡0(k), with (⨁iXi)d=⨁i(Xi)d (Degreewise direct sums and homogeneous free covers in graded modules).

[L5]

The graded tensor functor Tk=k⊗k− is k-linear, right exact, coproduct preserving and coherently shift-compatible (Graded tensor functors are k-linear, right exact, coproduct preserving and shift-coherent).

[L6]

An additive functor preserves all small colimits if and only if it is right exact and coproduct preserving (Colimits of a graded additive functor equal right exactness plus coproduct preservation).

[L7]

A functor is right exact when it preserves every finite colimit existing in its source, and cocontinuous when it preserves all small colimits (Left exact and right exact functors, Preservation, reflection, and creation of limits and colimits; continuous and cocontinuous functors).

[L8]

The tensor-unit map k⊗kX→X, c⊗x↦cx, is a natural isomorphism (The regular module is a tensor unit: R⊗RN≅N and M⊗RR≅M).

[L9]

A field has 0≠1 and a commutative multiplication (Field).

[L10]

A functor is additive when it induces group homomorphisms on hom-groups, equivalently F(f+g)=Ff+Fg, and k-linear when those maps are k-linear (Additive functor, k-linear categories and k-linear functors).

[L11]

A functor between abelian categories is exact when it is additive, left exact and right exact (Exact functor between abelian categories), and an additive functor between abelian categories is exact if and only if it preserves kernels and cokernels (An additive functor is exact exactly when it preserves kernels and cokernels).

[L12]

The graded Eilenberg-Watts class consists of the k-linear right exact coproduct-preserving coherently shift-compatible functors, and coherently shift-compatible functors carry isomorphisms θX,r:F(X{r})→F(X){r} (Graded Eilenberg-Watts theorem with coherent shifts, Coherently shift-compatible functors and natural transformations).

Proof

Given: A field k, the graded k-algebra k concentrated in degree 0, the functor F(X)=X0 in degree 0, a degree-zero k-linear u:X→Y, and a family (Xi)i∈I.

Proof technique: direct.

1.1L1

F is a functor: for a degree-zero k-linear u:X→Y one has u(X0)⊆Y0, so the restriction F(u):=u∣X0 is a degree-zero k-linear map F(X)→F(Y); restrictions preserve identities and composites, so F is a functor.

2.1step 1.1L10

F is additive and k-linear: on hom-groups the assignment u↦u∣X0 satisfies (u+v)∣X0=u∣X0+v∣X0 and (λu)∣X0=λu∣X0, so the induced maps are k-linear [L10].

2.2step 1.1L4

F preserves every coproduct: the identity map gives F(⨁iXi)=(⨁iXi)0=⨁i(Xi)0=⨁iF(Xi) with the same coordinate inclusions, so the canonical comparison is an isomorphism [L4].

2.3step 1.1L1L2L8L9

On the regular module F(k)=k0=k; on the internal shift F(k{1})=(k{1})0=k−1=0 because k is concentrated in degree 0 [L1], while Tk(k{1})=k⊗kk{1}≅k{1}≠0 by the unit isomorphism [L8], since (k{1})1=k0=k≠0; a natural isomorphism F≅Tk would therefore induce an isomorphism 0→k{1}, which is impossible [L9].

3.1step 2.1L3L11

F preserves kernels and cokernels: for degree-zero u:X→Y the degreewise descriptions give F(ker⁡u)=(ker⁡u)0=ker⁡(u∣X0)=ker⁡(Fu) and F(coker⁡u)=(coker⁡u)0=Y0/u(X0)=coker⁡(Fu) with the induced maps [L3], so F preserves the kernel and cokernel of every morphism; hence F is exact, and in particular left and right exact, by [L11].

4.1step 2.1step 2.2step 2.3step 3.1L2L5L6L7L9L12∎

No coherent shift-comparison data exist for F: by [L12] such data would include a degree-zero isomorphism θk,1:F(k{1})→F(k){1}=k{1}, but F(k{1})=0 while (k{1})1=k≠0 by steps 2.3 and [L2, L9], so no isomorphism exists. More generally, if F≅TM for a graded (k,k)-bimodule M, evaluation at k and [L8] give M≅F(k)=k, whereas TM(k{1})≅M{1}≠0 by [L5], contradicting F(k{1})=0. With steps 2.1, 2.2 and 3.1 the functor F is additive, right exact and coproduct preserving, hence cocontinuous by [L6, L7]; therefore F is a k-linear exact cocontinuous functor with F(k)=k that is not isomorphic to any graded tensor functor [L5] and does not lie in the coherent class, and the witness uses no choice.

ExampleConstruction: Literature-sourcedVerification: AI-adaptedOpen item page →

The internal shift as a graded Eilenberg-Watts kernel

Example

Let k be a field and A a graded k-algebra with 1A≠0. For each r∈Z the internal shift functor {r}:GrMod⁡0(A)⟶GrMod⁡0(A),X⟼X{r}, is k-linear, right exact, coproduct preserving and coherently shift-compatible, and it is naturally isomorphic to the graded Eilenberg-Watts tensor functor TA{r}=A{r}⊗A− of Graded Eilenberg-Watts theorem with coherent shifts: the canonical isomorphisms A{r}⊗AX≅X{r} of Graded associativity, units, and internal-shift tensor isomorphisms are natural degree-zero and compatible with outer actions, so the kernel attached to the internal shift by the theorem is the shifted regular bimodule A{r}, and the standard comparisons θA{r} of Graded tensor functors are k-linear, right exact, coproduct preserving and shift-coherent are the canonical shift comparisons of Internal shifts are autoequivalences and commute with the graded tensor product. The shift {r} is the identity functor precisely when r=0; the hypothesis 1A≠0 is used only for this criterion, since over the zero algebra the only graded left module is 0, the module category degenerates and every shift is the identity there. It is not the cochain (homological) shift [1] of the bounded-complex page: X[1]n=Xn+1, so [1] lowers cochain placement by one and negates the differential, while {r} raises internal degrees and introduces no sign and no differential; the published counterexample The internal and homological shifts are not interchangeable shows specifically that {1} and [1] are not naturally isomorphic on Kb(proj⁡grAm) for the Khovanov–Seidel algebra Am, m≥1, so the internal and homological shifts must not be conflated. The example makes no choice.

Facts & Assumptions

Given: A field k, a graded k-algebra A with 1A≠0, an integer r, graded left A-modules X,Y and the functors {r} and TA{r}=A{r}⊗A−.

[L1]

The functor Φ(M)=(TM,θM) classifies the k-linear right exact coproduct-preserving coherently shift-compatible functors, its inverse attaches to F the bimodule F(A) with the reconstructed action, and Φ(M)(A)=M⊗AA is identified with M by the unit isomorphism (Graded Eilenberg-Watts theorem with coherent shifts).

[L2]

For a graded (B,A)-bimodule M the functor TM is k-linear, right exact and coproduct preserving, the canonical comparisons θX,sM are the identity on elementary tensors, and M↦(TM,θM) is functorial (Graded tensor functors are k-linear, right exact, coproduct preserving and shift-coherent).

[L3]

The tensor-unit map A⊗AX→X, a⊗x↦ax, and the shift isomorphism M{r}⊗AX≅(M⊗AX){r} are natural degree-zero isomorphisms compatible with outer actions (Graded associativity, units, and internal-shift tensor isomorphisms).

[L4]

The internal shift has (X{r})d=Xd−r with the same actions, is again a graded module, satisfies X{0}=X, and distinct homogeneous pieces intersect trivially; it introduces no sign and no differential (Associative graded algebras, bimodules, and internal shifts).

[L5]

The internal shift is a strict autoequivalence with {0}=id and {r}{s}={r+s}, acting as the identity on underlying sets (Internal shifts are autoequivalences and commute with the graded tensor product).

[L7]

The cochain shift is X[1]n=Xn+1 with differential −dXn+1 (Bounded bimodule tensor is associative, unital, and compatible with cones).

[L6]

In the signed tensor totalization of bounded cochain complexes the cochain sign depends only on cochain degree, and the internal Z-grading is independent of cochain degree and contributes no additional sign (Bounded graded bimodule complexes and signed tensor totalization).

Verification

1.1L2L3

TA{r} is k-linear, right exact and coproduct preserving with comparisons the identity on elementary tensors [L2]; the unit isomorphism A⊗AX≅X and the shift isomorphism A{r}⊗AX≅(A⊗AX){r} of [L3] compose to a natural degree-zero isomorphism A{r}⊗AX≅X{r} compatible with the outer actions, so TA{r}≅{r} as functors.

1.2L4L5

The shift {r} is the identity functor precisely when r=0: for r=0 this is {0}=id [L5]; conversely, if {r} is the identity functor then {r}(A)=A{r} equals A, so the degree-zero pieces agree, A−r=(A{r})0=A0, and 1A∈A−r∩A0 is nonzero by the standing hypothesis 1A≠0, so −r=0 because distinct homogeneous pieces intersect trivially [L4]. The excluded zero algebra is genuinely different: there the only graded left A-module is 0, so every shift is the identity functor.

1.3L4L6L7

The functor {r} is not the cochain shift [1]: {r} changes only the internal grading and inserts no sign or differential [L4], while the cochain shift changes cochain placement and, by the convention of the bounded-complex page, its sign is the cochain Koszul sign carried by the differential alone, with internal degrees contributing no cochain sign [L6, L7]; the two are different operations on different structures, and the published counterexample cited in the statement records their non-interchangeability in the bounded homotopy category, where it is not a prerequisite of the present computation.

2.1step 1.1L1L2L3L5

The kernel attached to the internal shift by the classification of [L1] is A{r}: the bimodule attached to a tensor functor TM is recovered as TM(A)=M⊗AA≅M, and here TA{r}(A)=A{r}⊗AA≅A{r} by step 1.1 and [L3]; under the identification TA{r}≅{r} of step 1.1 the comparisons θA{r} are the identity on elementary tensors [L2], which is the canonical comparison of the internal shift [L5].

3.1step 1.1step 1.2step 1.3step 2.1∎

Collecting steps 1.1, 1.2, 1.3 and 2.1: the internal shift is a k-linear right exact coproduct-preserving coherent functor, it is naturally isomorphic to TA{r}, its kernel is the shifted regular bimodule A{r} with the canonical comparisons, it is the identity exactly for r=0, and it is a different operation from the cochain shift [1]; all identifications used are the canonical ones, so no choice is made.

CounterexampleConstruction: AI-generatedVerification: AI-generatedjudge pass (gpt-6.1-sol)Open item page →

Unrestricted graded natural transformations are not determined by the regular module

Statement refuted

Let k be a field and A=B=k the graded k-algebra concentrated in degree 0. The following over-generalisation is false:

Refuted claim. Every natural transformation between graded tensor functors on GrMod⁡0(k) is determined by its component on the regular module, so that the map η↦ηA is injective on the full hom-collection of natural transformations TM⇒TM′.

It is not so: on the identity functor there are natural transformations with the same component at k and different components elsewhere, and only the constant scalar families satisfy the equivariance square of Coherently shift-compatible functors and natural transformations. The equivariance restriction is therefore not vacuous, and dropping it would make the classification of Graded bimodule maps classify shift-compatible transformations false.

Facts & Assumptions

Given: A field k, the graded k-algebra k concentrated in degree 0, a family of scalars (λd)d∈Z, graded left k-modules X,Y with a degree-zero k-linear map u:X→Y and an element x∈Xd, and integers d,r.

[L1]

The map η↦ηA is a bijection from coherent transformations between graded tensor functors onto the degree-zero bimodule maps, the coherent endomorphisms of the identity functor correspond bijectively to the scalars k, and a coherent transformation is exactly one satisfying the equivariance square for the comparisons of its source and target (Graded bimodule maps classify shift-compatible transformations).

[L2]

For the identity functor the canonical comparisons are the identities θX,r=1X{r} and coherence is the condition θX,rηX{r}=(ηX{r})θX,r (Coherently shift-compatible functors and natural transformations).

[L3]

Graded k-modules have homogeneous pieces Xd with X=⨁dXd, degree-zero maps preserve degrees, the internal shift has (X{r})d=Xd−r and distinct homogeneous pieces intersect trivially, so for each e the module k{e} with its generator in degree e has (k{e})e≠0 (Associative graded algebras, bimodules, and internal shifts).

[L4]

A natural transformation η:F⇒G satisfies Gf∘ηX=ηY∘Ff for every morphism f:X→Y (Natural transformation and its components).

[L5]

The tensor-unit map k⊗kX→X, c⊗x↦cx, is a natural isomorphism, so Tk=k⊗k− is naturally isomorphic to the identity functor (The regular module is a tensor unit: R⊗RN≅N and M⊗RR≅M).

[L6]

A field has distinguished 0≠1 (Field).

Proof

technique · direct
1.1L3L4

For every family (λd) the components ηX(x):=λdx for x∈Xd extend uniquely over finite homogeneous sums to degree-zero k-linear maps ηX:X→X, and these define a natural transformation η:id⇒id: for a degree-zero u:X→Y and x∈Xd one has u(x)∈Yd, so ηY(u(x))=λdu(x)=u(λdx)=u(ηX(x)).

2.1step 1.1L2L3

Such an η is coherent for the canonical comparisons of the identity functor if and only if λd+r=λd for all d,r: coherence reads ηX{r}=ηX{r} as underlying maps by [L2], and on x∈Xe−r=(X{r})e this is λex=λe−rx; taking X=k{e−r}, whose degree-(e−r) piece is nonzero [L3], gives λe=λe−r for all e,r, while a constant family clearly satisfies the square.

3.1step 2.1L1L5L6

Hence the coherent endomorphisms of the identity functor are exactly the constant families, and they correspond bijectively to k via η↦ηk, in agreement with [L1], where the coherent endomorphisms correspond to Hom⁡k-k(k,k)≅k: the constant family with scalar λ has component λ idX at every X, and since Tk≅id by the unit isomorphism [L5] the two descriptions agree.

3.2step 1.1step 2.1L3L5

The family λd=1 for d=1 and λd=0 for d≠1 is nonconstant, so by step 2.1 it is not coherent, but by step 1.1 it is a nonzero natural endomorphism of the identity functor: its component at k is λ0 idk=0, the same as that of the zero transformation, while its component at k{1} is λ1 idk{1}=idk{1}≠0 because (k{1})1≠0 [L3]; hence two distinct natural transformations of id have the same component at the regular module, and after transporting along Tk≅id [L5] there are distinct natural transformations Tk⇒Tk with the same image under η↦ηk.

4.1step 1.1step 3.1step 3.2L1L6∎

Collecting steps 1.1 to 3.2: the unconstrained natural endomorphisms of the identity form a family strictly larger than the coherent ones, they are not determined by their component on the regular module, and only the constant families satisfy the equivariance square; so the restriction on 2-cells in Coherently shift-compatible functors and natural transformations is genuinely needed for the classification of Graded bimodule maps classify shift-compatible transformations, exactly as Hazrat's remark on transformations between shift-commuting functors warns, and no choice is used.

Sources