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The maximal-contact mechanism fails in positive characteristic

Statement refuted

Statement refuted (FALSE): over an arbitrary field, every marked ideal of maximal order admits a tangent direction whose zero locus contains the support and is preserved by multiple test blow-ups (the maximal-contact mechanism of Giraud's tangent-direction lemma), and the top locus of an ideal of maximal order is contained in a regular hypersurface.

Facts & Assumptions

Given: A field k of characteristic 2, the ideal I=(x2,y2)⊆k[x,y] and the marked ideal (I,2).

[F1]

Derivative ideals of an ideal sheaf and of a marked ideal: D(I) is generated by the generators of I and their first partial derivatives; Di is the iterate.

[F2]

Order of an ideal sheaf at a point: ord⁡0(I)=2 because I⊆m02 and x2,y2∉m03 and m03⊉(x2,y2); more generally the order is the minimal order of a generator.

[F3]

Marked ideals and their support, Marked ideals of maximal order, tangent directions and transversality to the exceptional divisors: the support of (I,2) is {0:ord⁡0(I)≥2}={0}; the marked ideal is of maximal order in the order sense, and a tangent direction would be a section of Dμ−1(I)=D(I) of multiplicity one.

[F4]

Marked ideals of maximal order, tangent directions and transversality to the exceptional divisors, Iterated derivative ideals preserve support in the safe characteristic range: in characteristic zero, differentiating a nonzero degree-mu initial form mu-1 times supplies an order-one tangent section locally on the nonempty maximal-order support. The persistence of an existing tangent section is the assertion of Giraud's tangent-direction lemma.

Counterexample

The two characteristic-two examples below refute the two conjuncts of the statement.

1.1F1

The char-2 computation. In k[x,y] with char⁡k=2 one has ∂(x2)/∂x=2x=0, ∂(x2)/∂y=0, ∂(y2)/∂x=0 and ∂(y2)/∂y=2y=0. Hence D(I)=I by [F1], and iterating Di(I)=I for every i.

1.2F1F2F3F4

No tangent direction exists and the criterion fails. By [F2, F3] the marked ideal (I,2) is of maximal order with support {0}≠∅. But D1(I)=I=(x2,y2), and every element of (x2,y2) has order at least 2 at the origin; hence no section of D(I) has multiplicity one, so (I,2) admits no tangent direction at the origin, and in particular no hypersurface of maximal contact in the sense of [F4]. Equivalently, the defining criterion of maximal order fails: D2(I)=I≠OA2, so the characteristic-zero equivalence between the order condition and Dμ(I)=OX breaks down. This refutes the first conjunct of the displayed statement.

1.3F2F3algebra

For the second conjunct, take an algebraically closed field of characteristic two and f=x2+yz3+zw3+y7w. At a closed point its order is at most two, because its translated polynomial has coefficient 1 on the square of the x-increment. It has order two exactly where f and its first derivatives z3+y6w, yz2+w3, and zw2+y7 vanish. Substituting (x,y,z,w)=(t32,t7,t19,t15) makes f a sum of four copies of t64 and the three derivatives sums of two identical monomials, hence all vanish. The image curve therefore lies in the top locus; equality with the full top locus is unnecessary. Suppose a regular hypersurface germ at the origin contained this curve. Its completed equation would have a nonzero linear part axx+ayy+azz+aww. Under substitution the linear terms have exponents 32,7,19,15, respectively, each distinct and none a sum of at least two of these four positive weights. Thus no nonlinear monomial can cancel any nonzero linear coefficient, so the substituted series cannot vanish. A hypersurface regular at the origin must have a nonzero linear part, and this contradiction proves that no such hypersurface contains the top locus. This verifies the Narasimhan obstruction used here directly, following the polynomial and parametrization in Hauser, §14, Example 1, pp. 387–388.

2.1F4step 1.2step 1.3∎

Conclusion. Neither example disproves resolution of singularities in positive characteristic; both show that the characteristic-zero maximal-contact mechanism and its hypersurface criterion do not extend as stated. In particular this page's characteristic-zero theorem and its invariant cannot be quoted in positive characteristic, which is why no positive-characteristic resolution claim is made.

Remarks

  • Both obstructions used in the refutation are verified above. The source's additional assertion about departure from arbitrary hypersurfaces under point-blowup sequences is not used in this proof.
  • Both examples use only the derivative ideals, the order function and the maximal-order mechanism of this page; no positive-characteristic resolution statement is claimed.

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