Alphabeta Math
CounterexampleConstruction: Literature-sourcedVerification: AI-adaptedPipeline-generatedaudited 2026-10-02
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Smoothness of the source cannot be dropped in the extension of rational maps

Statement refuted

The claim that the smoothness hypothesis on the source can be weakened in the extension theorem for rational maps: for a curve X that is integral but not smooth and a proper target, not every rational map X⇢Y extends to a morphism. Concretely, on the nodal plane cubic the rational map given by the slope of the branch is defined on the smooth locus, its two branches carry two different boundary values at the node, and no morphism from the whole curve extends it. When an extension does exist on such a curve it is unique (source reduced, target separated), so the failure is existence, not uniqueness.

Facts & Assumptions

Given: A field k of characteristic different from 2, the nodal cubic X=Spec⁡k[x,y]/(y2−x2(x+1)), the morphism ν:A1=Spec⁡k[t]→X with x↦t2−1, y↦t(t2−1), and the projective line Pk1 with chart U0=Spec⁡k[t^]. We work under the Axiom of Choice [A1].

[A1]

The Axiom of Choice is assumed (The Axiom of Choice).

[A2]

In ZF, AC implies Dependent Choice (AC implies DC implies countable choice). This supplies the DC use in the curve closed-subset finiteness route used by the smooth-curve extension theorem.

[F1]

A curve over k is nonempty, geometrically integral, separated, finite type, and of chain dimension one; an affine scheme is integral exactly when its coordinate ring is a domain. (Curves over a field, Integral schemes)

[F2]

A rational map of integral finite-type k-schemes into a separated finite-type k-scheme is represented by a morphism on a nonempty open subscheme. (Rational maps of integral finite-type schemes)

[F3]

If W is reduced, V⊆W is a dense open subscheme and Y→S is separated, then two S-morphisms W→Y agreeing on V are equal. (Agreement on a schematically dense open)

[F4]

The projective line is glued from the charts U0=Spec⁡k[t^] and U∞=Spec⁡k[u^]; the chart coordinate defines a morphism to P1. (Two-affine projective line and its twists)

[F5]

PSn→S is proper, and every proper morphism is separated; in particular Pk1 is separated over k. (Finite-dimensional projective space is proper over every base)

[F6]

Under AC, every rational map from a smooth curve to a proper k-scheme extends to a morphism. Its proof uses DC through the finiteness of proper closed subsets of a curve. (Rational maps from a smooth curve to a proper scheme are morphisms, Proper closed subsets of a curve are finite)

[F7]

A finite-variable polynomial ring over a field is a UFD and each irreducible is prime. For a UFD R, a primitive polynomial in R[y] is irreducible when it is irreducible over Frac⁡(R)[y]; polynomial degrees add over a domain. (Every finite-variable polynomial ring over a field is a UFD, with prime irreducibles and principal height-one primes, Gauss lemma over a UFD, Over an integral domain, degrees add under multiplication of nonzero polynomials, R/P is an integral domain if and only if P is a prime ideal)

[F8]

A finite-type domain over k has Krull dimension equal to the transcendence degree of its fraction field. The prime-spectrum correspondence identifies this with the chain dimension of its Noetherian spectrum; for a closed point, the affine local-dimension formula identifies the local dimension with the local-ring dimension when its residue field is algebraic over k. (Affine-domain dimension equals transcendence degree, Finite-variable polynomial algebras over fields are Noetherian by finite generators, The spectrum of a Noetherian ring is a Noetherian topological space, A Zariski-closed subset is irreducible exactly when its radical defining ideal is prime, and then it has a unique generic point, Krull dimension of a nonzero ring, Chain dimension and the empty-space convention, Local fibre dimension equals local ring dimension plus residue transcendence degree)

[F9]

A smooth finite-type k-scheme has regular local rings. A localization k[t,s]/(s(t2−1)−1) is standard smooth over k when the derivative with respect to s is a unit. (Smoothness over a field by geometric regularity, Smooth morphisms via local standard smooth presentations, Standard smooth presentations and locally standard smooth maps, embedding dimension and regular local ring)

[F10]

Every affine scheme is separated over its base. (Affine schemes and affine morphisms are separated)

Refutation

Construction (nodal cubic). Let k be a field of characteristic ≠2. Put A:=k[x,y]/(y2−x2(x+1)),X:=Spec⁡A, and let o∈X be the point m=(x,y). Let C~:=Spec⁡k[t]=A1 and let ν:C~→X be the k-morphism with ν♯(x)=t2−1, ν♯(y)=t(t2−1). Let P1=Pk1 with chart U0=Spec⁡k[t^].

Verification.

1.1F7

Geometric integrality over every field extension. Let K/k be any field extension. In K(x), the order valuation vx+1 gives vx+1(x2(x+1))=1 because x is a unit at the prime (x+1) of K[x]; a square has even valuation, so x2(x+1) is not a square in K(x). Since char⁡K≠2, the quadratic y2−x2(x+1) has no root and is irreducible in K(x)[y]. It is monic, hence primitive, over the UFD K[x], so Gauss's lemma makes it irreducible in K[x,y] [F7]. The ring K[x,y] is a UFD, so this irreducible polynomial is prime. Thus K[x,y]/(y2−x2(x+1)) is a nonzero domain and its spectrum is integral Integral schemes. This holds for every extension K/k, in particular for kˉ/k, so X is geometrically integral.

1.2F8F9

The point o is closed since A/m=k. Moreover A/(x)≅k[y]/(y2) has the unique prime (y), so D(x)=X∖{o}. The local ring at o has dimension one: every open neighbourhood of the closed point o contains the generic point of the integral curve X and hence has chain dimension one, and [F8] identifies that local dimension with dim⁡OX,o. The maximal ideal modulo its square has basis given by the classes of x,y, since y2−x2(x+1)∈(x,y)2. Therefore edim⁡OX,o=2≠1=dim⁡OX,o, so OX,o is not regular and X is not smooth at o embedding dimension and regular local ring and [F9].

1.3F8F9

The principal open U:=D(x) is smooth. Set t=y/x∈Ax; the relation gives x=t2−1 and y=t(t2−1), so Ax≅k[t,(t2−1)−1]≅k[t,s]/(s(t2−1)−1). The derivative with respect to s is the unit t2−1, so this is standard smooth over k by [F9]. Since D(x) is the complement of the singular point o, the smooth locus of X is exactly U.

1.4F2F4F5

The rational map. The regular function y/x defines a k-morphism φU:U→P1 into U0 by [F4]. Let φ:X⇢P1 be represented by (U,φU). The target is proper and separated over k by [F5], so it satisfies the target hypotheses of [F2].

2.1F1F8step 1.1

Curve and dimension. For K=k, the injection k[x]↪A follows because a nonzero polynomial in x cannot be divisible by the degree-two polynomial in y. Hence x is transcendental over k and y is algebraic over k(x), so trdeg⁡kFrac⁡(A)=1. By [F8], dim⁡A=1 and Spec⁡A has chain dimension one. The ring A is finite type over k, its affine structure morphism is separated [F10], and it is nonempty and geometrically integral by step 1.1. Thus X is a curve over k [F1, F8].

2.2F4step 1.4

The branch parameterization is a morphism. The ring map A→k[t], x↦t2−1, y↦t(t2−1) is well defined because t2(t2−1)2−(t2−1)3−(t2−1)2=0, and it induces ν. Both t=1 and t=−1 map to o; on t2−1≠0, φU∘ν is the chart-coordinate map τ:A1→P1 given by t^=t.

3.1F2F3step 2.2

Suppose a morphism ψ:X→P1 extends φ. By rational-map equivalence, ψ∣U and φU agree on a nonempty open of the integral scheme U, hence on a dense open. Since U is reduced and P1 is separated, [F3] gives ψ∣U=φU. Thus ψ∘ν and τ agree on A1∖{1,−1}, a dense open of the reduced scheme A1; [F3] gives ψ∘ν=τ everywhere.

4.1step 3.1

Evaluating at 1 and −1 gives ψ(o)=τ(1) and ψ(o)=τ(−1). The chart-coordinate points t^=1 and t^=−1 are distinct because char⁡k≠2, a contradiction. Therefore φ has no extension.

5.1A1A2F1F3F6step 2.1step 1.2step 4.1∎

Any two extensions of φ agree on the dense open U of the reduced scheme X; since P1 is separated, [F3] makes them equal. This disproves existence while preserving conditional uniqueness. It is an integral singular curve with a proper target, so the smoothness hypothesis in [F6] cannot be dropped. Choice availability is accounted for here: AC [A1] supplies DC [A2], the premise used by [F6] for the smooth-source comparison; this availability note is not part of the explicit two-branch contradiction.

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