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Diameter rigidity from toponogov under a sectional lower bound
Statement
Assume the inherited Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be a complete, connected, boundaryless Riemannian manifold of dimension , let , and suppose that every tangent two-plane satisfies (Sectional curvature) and that Then is isometric to the round -sphere of sectional curvature , that is, to with the metric induced from (The round sphere has positive constant sectional curvature), by a Riemannian isometry (Riemannian isometry and local isometry). No simple connectedness of is assumed, no choice beyond the inherited is used, and the proof is the sectional (Toponogov) route: the maximal-diameter equality is derived from the chord comparison plus nonnegativity of the index form, not from the Ricci-curvature Bishop-Gromov theorem.
Facts & Assumptions
Given: The inherited of [A1]; a complete, connected, boundaryless Riemannian manifold of dimension with for a fixed real number and ; the radius ; the round sphere with its pole and antipode ; the model functions ; and the auxiliary maps constructed below.
The countable-choice premise is the inherited (The Axiom of Countable Choice ()), carried by the Hopf-Rinow, cut-time, exponential, comparison-triangle and second-variation interfaces below. The proof selects no family: minimizing geodesics are obtained one at a time from nonempty sets supplied by Hopf-Rinow, and the parallel fields used in step 5.2 are produced one at a time from the parallel-section theorem.
Hopf-Rinow, distance and diameter (Hopf–Rinow theorem, Riemannian distance is a metric, Bounded subset, diameter, distance from a point to a set, and distance between two sets in a metric space): for a nonempty complete connected boundaryless Riemannian manifold every two points are joined by a minimizing geodesic, and every closed bounded subset is compact; is a metric, so the triangle inequality and the Lipschitz bound hold; the diameter is the supremum of over pairs. Since , is closed in itself and bounded, hence compact.
Extreme values (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value): a continuous real function on a nonempty compact metric space attains a maximum and a minimum.
Comparison triangles (Comparison triangle in the two dimensional space form, Constant sectional curvature and space form): is the complete simply connected surface of constant curvature ; a comparison triangle with side lengths exists, and is unique up to isometries of , when satisfy the strict triangle inequalities and, for , also and ; its angles lie in and are given by the model cosine law. For the law at a vertex with adjacent sides and opposite side reads , which is the displayed formula solved for the opposite side.
Chord comparison under a lower curvature bound (Distance between corresponding side points in toponogov comparison): let be points of a complete connected boundaryless Riemannian manifold of dimension with , joined by minimizing unit-speed geodesics from to and from to of lengths , with ; suppose and, when , also and . Then for the corresponding points at distances and from on the two sides, and their model points of any comparison triangle in with the ordered side lengths ,
The model functions (Comparison sine, cosine and cotangent functions, Model functions solve the constant curvature jacobi equation): for one has , , , , for , and .
Angle sign convention: under a lower bound the actual angles of an admissible triangle are at least the model angles. This item is recorded here for the direction of the curvature inequality; the proof uses only the chord form [F4] and the comparison-triangle geometry of [F3].
Length-minimizing curves (Length minimizers are constant-speed geodesics up to reparametrization): a nonconstant piecewise smooth curve whose length equals the distance between its endpoints is, after arclength reparametrization, a smooth unbroken unit-speed geodesic; a zero-length minimizer is constant.
Geodesic uniqueness and smooth dependence (Existence uniqueness and smooth dependence of geodesics): a geodesic is determined by its initial data on its maximal interval.
The exponential map on the cut domain (The exponential map is a diffeomorphism on the open tangent cut domain, Cut time in a unit tangent direction, Cut point and cut locus of a point): with , the restriction is a diffeomorphism onto , and the cut point in direction is .
Energy, index form and second variation (Index form of a geodesic segment, Second variation formula for energy, Energy of a piecewise smooth curve, Length-energy inequality and constant-speed equality case): for a fixed-endpoint two-parameter variation of a geodesic with variation fields , the mixed energy derivative at the centre is computed stripwise; and for every piecewise smooth curve .
Parallel normal fields and curvature operators (Existence and uniqueness of parallel sections, Levi civita parallel transport preserves lengths angles and volume, Riemann curvature four-tensor, Algebraic symmetries of the Riemann tensor, If , quadratic forms and symmetric bilinear forms correspond by and ): parallel transport preserves inner products, so a parallel field with and stays unit and normal; and the endomorphism of is self-adjoint, so a self-adjoint endomorphism of a real inner product space whose diagonal quadratic form vanishes is zero (a symmetric bilinear form is determined by its diagonal in characteristic different from two).
Jacobi fields and the differential of the exponential map (Existence and uniqueness of jacobi fields from initial data, Differential of the exponential map in terms of Jacobi fields, The differential of exp at zero is the identity, Gauss lemma, Polar form of the metric in normal coordinates): for one has , where is the unique Jacobi field along , , with , ; is the identity; in polar coordinates the metric splits as with unit radial direction and no cross terms.
The round sphere (Round sphere model geometry, The round sphere has positive constant sectional curvature): on the geodesic with initial data , , is ; the distance is ; the cut time is in every unit direction and the cut locus of is ; the sectional curvature is constantly ; and with pole , for , for every unit , is injective on , and with the ambient inner product.
Local isometries and linear algebra (Riemannian isometry and local isometry, Local isometries send geodesics to geodesics, For an endomorphism in finite dimension, preserving lengths, preserving inner products, carrying orthonormal bases to orthonormal bases, and are equivalent, Linear isometries, and orthogonal or unitary operators on finite-dimensional inner product spaces, Diffeomorphisms and local diffeomorphisms of manifolds): a local isometry is a smooth local diffeomorphism whose differential is a linear isometry at each point, it carries geodesics to geodesics, and ; a linear map of Euclidean spaces carrying an orthonormal basis to an orthonormal basis is orthogonal, and an orthogonal map of restricts to an isometry of ; linear isometries exist; a bijective local diffeomorphism of boundaryless manifolds of the same dimension is a diffeomorphism.
Connectedness of the twice-punctured sphere (For , the punctured space is polygonally connected, Polygonal paths and polygonally connected subsets of , Every path-connected space is connected, and every path component lies inside a component, A continuous image of a connected space is connected, and connectedness is a topological property): is polygonally connected for , hence path-connected and connected; the punctured ball is homeomorphic to , hence also connected; and is a continuous image of a connected set, hence connected.
Calculus, limits and integrals (Algebra of limits: sums, scalar multiples, products and quotients, The derivatives of sine and cosine are cosine and minus sine, A function differentiable at is continuous at , Principal inverse sine and inverse cosine, The second-derivative test for strict local extrema, A continuous on with is identically , The second fundamental theorem: if is differentiable on with and is integrable, then , Differentiation under the integral sign, Integrable functions on form a set closed under sums and scalar multiples, and , If on and both are integrable then ; and ): sums, products, quotients with nonvanishing denominators and compositions of convergent sequences; sine and cosine are continuous; the principal arccosine is the continuous inverse of cosine on , so and recovers an angle in from its cosine; an integral with a continuous integrand depending smoothly on a compact parameter depends smoothly on that parameter, and its derivative is computed by differentiating under the integral sign; a function with a local minimum at an interior point has nonnegative second derivative there (if the second derivative were negative the second-derivative test would give a strict local maximum); a continuous nonnegative function on with zero integral vanishes identically; the integral is monotone and linear in the integrand; and the fundamental theorem computes integrals of derivatives.
Proof
Diametral pair. By [F1], is compact: it is closed in itself and bounded, because . For the function is continuous on the nonempty compact space , so [F2] makes finite and attained; the Lipschitz bound of [F1] gives , so is continuous, and because the diameter is the supremum over all pairs. By [F2] there is with , and applying [F2] once more gives with . Thus is a diametral pair and .
Model chord limit at the degenerate perimeter. Let and let satisfy the strict triangle inequalities with ; put , which lies in exactly by . For each side is smaller than and the perimeter is smaller than : indeed and likewise for , so the ordered side lengths admit a comparison triangle in by [F3]. Let have and put . Write . (i) The broken geodesic from to to has length , so ; also , because otherwise would lie on the side and the comparison angle of [F3] at , which lies in , would be or . Hence . (ii) By [F3] the data also satisfy the strict triangle inequalities and the required bounds, the perimeter being at most , and the angle at between the geodesic directions toward and is the comparison angle of the original triangle, because lies on the side and that angle is determined by the two initial directions. Applying the cosine law of [F3], solved for the opposite side, to the comparison triangle and to the configuration gives Eliminating yields, for every , (iii) Let increase to . Then and , while . Sine and cosine are continuous and the algebra of limits applies by [F16], with , so using , and , the right-hand side of (ii) converges to . (iv) By (i) and continuity of the principal arccosine in [F16], so . Since for every by (i), the values have supremum over .
Agreement lemma for local isometries. Let be a connected smooth manifold and let be local isometries into a Riemannian manifold with and at some . Then . Indeed, the set is nonempty and closed by continuity of smooth maps and their differentials. It is open: for put , use Existence of normal neighborhoods to choose a sufficiently small normal domain in the common source metric; for with small, [F14] and the uniqueness part of [F8] give , and the chain rule then gives . Hence is nonempty, open and closed in the connected space , so .
Round-sphere local isometries extend to orthogonal maps. Let be a nonempty connected open subset and let be a local isometry. Then for some orthogonal map of . Indeed, fix and an orthonormal basis of [F13]; by [F14], is an orthonormal basis of . The tuples and are orthonormal bases of , so the linear map carrying the first to the second is orthogonal by [F14]; it restricts to an isometry of with and . By the agreement lemma 1.3, .
Perimeter bound. Every triple joined by minimizing geodesic segments satisfies Suppose not, and let be the perimeter. Each side is at most , so the triple is nondegenerate: a degenerate triple (one side the sum of the other two) would have perimeter twice its largest side, at most . Put , , , so that and . Let , so and because . Choose the point on the minimizing geodesic from to , where , and a minimizing geodesic from to , which exists by [F1]. For every the hypotheses of the chord comparison [F4] are met: , the side lengths satisfy the strict triangle inequalities, and each side is smaller than and the perimeter smaller than as in step 1.2. Applying [F4] with the two legs of lengths and from , the points at distance on the first leg and at the endpoint of the second, gives , where is the model chord of step 1.2. Hence where the supremum was computed in step 1.2. This contradicts the definition of as the diameter, since .
Distance-sum identity. For every , The triangle inequality gives by [F1] and step 1.1; applying the perimeter bound of step 2.2 to the triple , whose pairs are joined by minimizing segments by [F1], gives .
Radial geodesics minimize up to time . Let be a unit-speed geodesic with . Choose so that minimizes; such a exists because by [F9]. Put . Step 3.1 gives , and [F1] supplies a minimizing segment from to . Its concatenation with has length , so [F7] makes it a smooth unit-speed geodesic. It agrees with on ; geodesic uniqueness [F8] therefore identifies it with on . Thus , and every subsegment of this minimizing path minimizes, giving and for . The argument with and exchanged proves the symmetric assertion.
Uniqueness of minimizing segments from the two poles. Let with , and let and be minimizing unit-speed geodesics from to , where . By [F1] there is a minimizing unit-speed geodesic from to ; its length is by step 3.1. Both concatenations and are piecewise smooth curves from to of length , hence minimizing; by [F7] each is, after arclength reparametrization, a smooth unbroken geodesic, so . Now and are unit-speed geodesics with the same value and the same derivative at , so [F8] forces . The same argument with and interchanged, using step 3.1, gives uniqueness of the minimizing segments from to points at distance from .
Cut time and the exponential map off the poles. For every unit the cut time is : step 4.1 gives for all , so , while because minimizing times are at most the diameter. Hence the cut point in every direction is , the cut locus is , and . By [F9], is a diffeomorphism onto, and the same holds with and interchanged, by the symmetric statement of step 4.1.
Radial sectional curvature equals . Fix a unit-speed geodesic from , which minimizes by step 4.1, and a parallel unit normal field along , which exists by [F11]. Put . Then by [F5], and is the variation field of a fixed-endpoint variation of : indeed is defined for small and is smooth by [F8], its variational field at is because the differential of at is the identity [F12], and the endpoints are fixed because . Write for the energy of ; then , because has unit speed and length . Every curve joins to , so its length is at least , and the length-energy inequality of [F10] gives : the geodesic , of unit speed and length , minimizes energy among these curves. The function is near , its derivative being computed by differentiating under the integral sign [F16] for the smooth family of [F8]; and , because the difference quotients of are nonnegative for and nonpositive for . Were , the second-derivative test [F16] would make a strict local maximum, contradicting ; hence . By the second-variation formula of [F10] applied to the fixed-endpoint two-parameter family , whose energy is , the second derivative equals ; the endpoint-acceleration term vanishes because the endpoints are fixed. Hence, using , [F5], the fundamental theorem [F16] and , where the middle inequality uses and . Both endpoint inequalities are equalities, so the continuous nonnegative function has zero integral over and vanishes identically by [F16]; since on by [F5], this gives for every . Because the initial unit normal was arbitrary, the same index argument gives this equality for every unit normal at time ; by homogeneity the quadratic form equals on ; the operator is self-adjoint there by [F11], and a symmetric bilinear form is determined by its diagonal [F11], so
The exponential maps are diffeomorphisms from the model ball. We claim that are diffeomorphisms onto. Surjectivity: for the identity of step 3.1 gives , and [F1] supplies a minimizing geodesic from to whose initial vector satisfies with . Injectivity on : if with , , then step 4.1 gives along the geodesic , and likewise , so ; if the two unit-speed minimizing geodesics from to the common point agree by step 4.2, hence , while gives . Local triviality: at the differential of is invertible by [F12], and on the map is a diffeomorphism by step 5.1; a bijective local diffeomorphism of boundaryless manifolds of the same dimension is a diffeomorphism by [F14]. The statements for are identical with and interchanged, using steps 4.2 and 5.1.
The radial pullback metric is the model metric. Define the model metric on the open tangent ball of a Euclidean space by declaring that at the origin is the ambient inner product, and that at with , and vectors , decomposed with , For the geodesic , along which the curvature operator equals on the normal bundle by step 5.2, the Gauss lemma and the Jacobi-field formula of [F12] give where is parallel transport along , . Indeed the tangential part is the radial derivative by the Gauss lemma of [F12], while the normal part is for the Jacobi field , which satisfies , and by [F5], with ; uniqueness of Jacobi fields [F12] identifies it. Since parallel transport preserves inner products and by [F11], At the origin both sides are the inner product because is the identity [F12]. Hence on all of , and both sides are smooth Riemannian metrics there: is positive definite at the origin, where the differential is invertible [F12], and at every nonzero point by the displayed formula, in which for by [F5]. Repeating step 5.2 for radial geodesics from , which minimize by the symmetric statement of step 4.1, gives the same radial curvature equality there; the preceding Jacobi computation then gives under a linear identification of with the Euclidean model [F14]. For the round sphere, [F13] gives that has constant sectional curvature and that is injective on and surjective onto : for the distance formula gives , and the geodesic formula realizes as of the initial vector of a minimizing geodesic from . Repeating the displayed computation along the geodesics of with curvature operator gives as well.
The three exponential maps are isometries onto. By step 6.1, is a diffeomorphism, and by step 6.2 its pullback metric is ; therefore is a Riemannian isometry from onto [F14]. The same two steps give that is an isometry onto, and, together with the bijectivity in [F13], that is an isometry onto; note .
The two charts and the transition isometry. Choose linear isometries and identifying the copies of , which exist by [F14], and define By step 7.1 the maps and are isometries onto. Since , both map onto , so the transition map is a well-defined isometry of onto itself. The set is connected by [F15].
The transition extends to an orthogonal map and swaps the poles. By step 2.1 applied to the local isometry on the connected open set of [F15], there is an orthogonal map of with . We claim Let with . Then , because is a diffeomorphism from onto with [F13]; hence by continuity of and of , which is smooth on all of [F8]. For with , the vector satisfies because is an isometry by step 7.1, and ; so , and the explicit formula of [F13] gives . Therefore as , and continuity of the linear map yields Applying the same computation to , whose orthogonal extension is , gives and hence .
Gluing to the global isometry. Define by The two formulas agree on : there by step 9.1, hence . So is well defined. It is smooth: near any point different from and the first expression applies; near , which differs from , the first expression is a composition of smooth maps; and near the second expression is a composition of smooth maps. Being locally one of the two isometries onto open sets, is a local isometry [F14]. It is bijective: on it equals , a bijection onto , while by step 9.1, so is onto; if with , then and gives ; and if then , because takes values in on . A bijective local isometry between boundaryless manifolds of the same dimension is a diffeomorphism whose pullback metric is the target metric [F14]; hence and is a Riemannian isometry from onto the round sphere of curvature . Scope and bookkeeping: the argument uses exactly the inherited of [A1]. Hopf-Rinow is invoked one pair at a time, parallel fields one at a time from [F11], and no family of geodesics, comparison triangles or normal directions is selected simultaneously. The alternative completion route recorded in the dependencies (A completion is unique up to a unique isometry fixing the original space, and uniformly continuous maps into complete spaces extend through it) is not used: a metric isometry of the completions would still have to be shown smooth at the two poles, and that smoothness is supplied here by the explicit two-chart gluing. The degenerate endpoint cases of the model chord (step 1.2, where ) and of the comparison triangles (step 2.2, nondegenerate triples only) are the only places where the strict side and perimeter bounds of [F3] and [F4] are used.
Source locator
J.-H. Eschenburg, Comparison Theorems in Riemannian Geometry, Section 6, printed pp.21-25, states the distance and angle comparisons in the lower-curvature convention. U. Lang, Riemannian and Metric Geometry, Lemma 5.9 and Theorem 5.15, printed pp.67-70, give chord and triangle comparison. Lang's Theorem 5.17, printed p.71, gives the endpoint/perimeter statement at maximal diameter; its proof selects new hinges recursively, so it is not used as an -only argument here. Instead step 2.2 derives the perimeter bound from the strict-domain chord comparison by a real-parameter limit of a degenerate spherical model triangle. The index-form equality, polar-metric computation and two-chart gluing follow from the declared library suppliers.
Depends on
- Distance between corresponding side points in toponogov comparison
- Toponogov triangle comparison
- Hopf–Rinow theorem
- Existence of normal neighborhoods
- Index form of a geodesic segment
- Second variation formula for energy
- Existence and uniqueness of jacobi fields from initial data
- Differential of the exponential map in terms of Jacobi fields
- Gauss lemma
- Polar form of the metric in normal coordinates
- Existence uniqueness and smooth dependence of geodesics
- A completion is unique up to a unique isometry fixing the original space, and uniformly continuous maps into complete spaces extend through it
- Model functions solve the constant curvature jacobi equation
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Comparison triangle in the two dimensional space form
- Comparison sine, cosine and cotangent functions
- Constant sectional curvature and space form
- Sectional curvature
- Riemann curvature four-tensor
- Algebraic symmetries of the Riemann tensor
- If $\operatorname{char}F\neq2$, quadratic forms and symmetric bilinear forms correspond by $q(v)=B(v,v)$ and $B(u,v)=\tfrac12 b_q(u,v)$
- Round sphere model geometry
- The round sphere has positive constant sectional curvature
- Length minimizers are constant-speed geodesics up to reparametrization
- The exponential map is a diffeomorphism on the open tangent cut domain
- Cut time in a unit tangent direction
- Cut point and cut locus of a point
- Existence and uniqueness of parallel sections
- Levi civita parallel transport preserves lengths angles and volume
- The differential of exp at zero is the identity
- Riemannian isometry and local isometry
- Local isometries send geodesics to geodesics
- For an endomorphism in finite dimension, preserving lengths, preserving inner products, carrying orthonormal bases to orthonormal bases, and $T^*T=I$ are equivalent
- Linear isometries, and orthogonal or unitary operators on finite-dimensional inner product spaces
- Diffeomorphisms and local diffeomorphisms of manifolds
- For $n\ge2$, the punctured space $\mathbb{R}^n\setminus\{0\}$ is polygonally connected
- Polygonal paths and polygonally connected subsets of $\mathbb{R}^n$
- Every path-connected space is connected, and every path component lies inside a component
- A continuous image of a connected space is connected, and connectedness is a topological property
- The second-derivative test for strict local extrema
- A continuous $f \ge 0$ on $[a,b]$ with $\int_a^b f = 0$ is identically $0$
- The second fundamental theorem: if $G$ is differentiable on $[a,b]$ with $G' = f$ and $f$ is integrable, then $\int_a^b f = G(b)-G(a)$
- Length-energy inequality and constant-speed equality case
- Energy of a piecewise smooth curve
- Algebra of limits: sums, scalar multiples, products and quotients
- The derivatives of sine and cosine are cosine and minus sine
- A function differentiable at $c$ is continuous at $c$
- Principal inverse sine and inverse cosine
- Differentiation under the integral sign
- Integrable functions on $[a,b]$ form a set closed under sums and scalar multiples, and $\int_a^b(\lambda f+\mu g) = \lambda\int_a^b f + \mu\int_a^b g$
- If $f \le g$ on $[a,b]$ and both are integrable then $\int_a^b f \le \int_a^b g$; and $m(b-a) \le \int_a^b f \le M(b-a)$
- Riemannian distance is a metric
- Bounded subset, diameter, distance from a point to a set, and distance between two sets in a metric space
- A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
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Sources
- U. Lang, Riemannian and Metric Geometry (standard reference, not scraped)
- J.-H. Eschenburg, Comparison Theorems in Riemannian Geometry (standard reference, not scraped)
- U. Lang, Riemannian Geometry (lecture notes) (standard reference, not scraped)