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CorollaryStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Weak differentiation has a closed graph on its natural domains

Sources

  • Juha Kinnunen, Sobolev Spaces, Chapter 1 §1.4, Theorem 1.15, printed pp. 11–13. Its completeness proof takes limits of the functions and all weak derivatives in Lp, then passes each test identity to the limit by Hölder's inequality for 1<p<∞. The text leaves the p=1 and p=∞ estimates as exercises. This item instead invokes the library's completed local weak-stability lemma, whose proof covers both endpoints.
  • John K. Hunter, Notes on Partial Differential Equations, Chapter 3 §3.4, Theorem 3.20, printed p. 56. Its full proof characterizes a locally integrable weak derivative through local L1 limits of smooth functions and their derivatives. It does not state the global Lp closed-graph result or the failure for a single-coordinate restriction; those claims are derived here from the earlier local stability lemma and explicit sequences.

Statement

Assume the Axiom of Choice. Let n≥1, let Ω⊆Rn be open, let 1≤p≤∞, and let K∈{R,C}. For 1≤i≤n, define the maximal domain Vi(Ω):={u∈Lp(Ω;K):Diu exists weakly and its value class belongs to Lp(Ω;K)}. Give finite products of Lp the maximum product norm. Then:

  1. The full weak gradient D:W1,p(Ω;K)⊆Lp(Ω;K)⟶(Lp(Ω;K))n has a closed graph.
  2. Each maximal partial-derivative operator Di:Vi(Ω)⊆Lp(Ω;K)⟶Lp(Ω;K) has a closed graph.
  3. If n≥2, then for every p and every coordinate i, the restriction Di∣W1,p(Q;K),Q=(−1,1)n, need not have a closed graph. The proof gives a sequence witnessing this failure for every 1≤p≤∞.

Here the full Axiom of Choice is used only through its consequence ACω; no stronger choice principle is spent.

Facts & Assumptions

Given: The Axiom of Choice, an open Ω⊆Rn, n≥1, 1≤p≤∞, K∈{R,C}, and the coordinate weak derivatives on Ω.

[F1]

The Axiom of Choice implies Countable Choice, ACω (The Axiom of Choice, The Axiom of Countable Choice (ACω)). The latter is the stated hypothesis of the Sobolev-space and weak-stability interfaces below.

[F2]

W1,p consists of Lp classes whose first weak derivatives are in Lp; the weak-derivative identity uses locally integrable representatives and gives a unique value class under ACω (Integer-order Sobolev spaces and their norms, Weak derivative of a locally integrable function, Uniqueness of a weak derivative as an almost-everywhere class).

[F3]

If uj→u in Llocp and weak derivatives Dαuj→v in Llocp, then Dαu=v weakly; this stability statement includes p=1 and p=∞ under ACω (Weak derivatives persist under local Lp limits).

[F6]

The box Q=(−1,1)n has finite measure under ACω; Hölder therefore sends each Lp(Q) function to L1(Q) for every 1≤p≤∞. Integrals over measurable sets are monotone, and an L1 integral is absolutely continuous with respect to measure (A box in Rn with parameters ai≤bi is Lebesgue measurable of measure ∏i<n(bi−ai), whichever of its faces are included, Holder's inequality for integrals, including the endpoint cases, Absolute continuity of the integral, Integral over a measurable subset, Monotonicity and nonnegative homogeneity of the nonnegative integral).

[F7]

The standard smooth step σ is smooth, lies in [0,1], equals 0 on (−∞,0], and equals 1 on [1,∞); its derivative is bounded because it vanishes off a compact interval (The standard smooth step function, Heine-Borel in Rn: with the Euclidean metric a subset of Rn is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value). For finite p, the dominated-convergence theorem gives convergence in Lp from bounded pointwise-a.e. convergence on Q (Dominated convergence).

[F8]

Smooth bumps exist that equal 1 on a smaller closed ball and have compact support in a larger ball; Euclidean balls have positive finite measure under ACω (A smooth bump between concentric Euclidean balls, Lebesgue measure is sigma-finite, and every metrically bounded subset of Rn has finite outer measure, The nonnegative integral agrees with the simple integral on simple functions). Completed-product Fubini factors integrals of the bounded product tests below, and the one-dimensional integral of a smooth derivative is given by Newton–Leibniz (The Euclidean Lebesgue measure is the completion of the product of the factor Lebesgue measures, Tonelli and Fubini for the completed product, with only almost-everywhere section measurability, Complex integration by parts on intervals and decaying lines, Test function space d of an open set).

Choice accounting: The statement assumes full AC, which is used only to obtain ACω. That consequence is used by [F2]–[F6] and [F8]–[F9], including the sequential characterization of closed sets. The explicitly constructed sequences and fixed bump witnesses require no further choice.

Proof

technique · apply local weak stability to graph limits, then exhibit single-coordinate failures on a cube
1.1F1F2F4F5given

By [F2] and [F4], weak-derivative value classes are unique and weak differentiation is linear. Thus W1,p(Ω;K) and each maximal domain Vi(Ω) are linear subspaces of Lp(Ω;K), and the full-gradient and partial-derivative graphs are well-defined linear graphs in the stated normed spaces

1.2F1F2F3F5given

Suppose (uj,Duj) in the full-gradient graph converges to (u,v) in Lp(Ω;K)×(Lp(Ω;K))n with the maximum product norm. Each coordinate derivative converges in Lp, hence locally in Lp; applying [F3] with α=ei and q=p gives Diu=vi for every i. Therefore u∈W1,p and Du=v, so the graph contains every convergent limit

1.3F1F3F5given

Fix i and suppose (uj,Diuj) in the maximal graph converges to (u,v) in Lp(Ω;K)2. The same local convergence and [F3] give Diu=v weakly; because u,v∈Lp, u∈Vi and the limit pair is (u,Diu). Thus this graph is sequentially closed

1.4F1F2F4

If Ω=∅, the spaces in both graph assertions contain only the zero class; for any Ω, the zero class has zero weak derivatives by the test identity. Hence both graphs contain their zero pairs and, on the empty domain, are closed

1.5given

Suppose n≥2, choose distinct coordinates i,k, and set Q=(−1,1)n

2.1F1F6F7givenstep 1.5

For finite p, define u(x)=1(0,1)(xk) and uj(x)=σ(jxk), using the coordinates and cube fixed in step 1.5. Each uj is smooth and bounded with bounded first partials for fixed j, so it belongs to W1,p(Q) and Diuj=0. It converges pointwise to u and is bounded by 1, so [F6] and [F7] give uj→u in Lp(Q); consequently (uj,Diuj)→(u,0) in the ambient graph space

2.2F1F2F4F6F9givenstep 1.5

For p=∞, put w(x)=∣xk∣1/2 and wj(x)=(xk2+1/(j+1))1/4 for j∈N, using step 1.5. Each wj is smooth with bounded first partials for fixed j and Diwj=0. Since 0≤(xk2+1/(j+1))1/4−∣xk∣1/2≤(j+1)−1/4, wj→w in L∞(Q) and (wj,Diwj)→(w,0). If w∈W1,∞(Q), then on the half-cube xk>0, [F4] and [F9] identify its weak kth derivative with 1/(2xk). For every M>0, choose 0<δ<min⁡{1,1/(4M2)}; this derivative exceeds M on the positive-measure box 0<xk<δ, xk^∈(−1/2,1/2)n−1 by [F6]. Thus w∉W1,∞(Q) and the displayed limit point lies outside the restricted graph

3.1F1F2F6F8givenstep 2.1

For finite p, the limit u of step 2.1 is not in W1,p(Q). If it had weak derivative Dku=h∈Lp(Q), then [F6] gives h∈L1(Q). Choose a nonnegative smooth bump ρ∈Cc∞((−1/2,1/2)n−1) equal to 1 on a smaller ball, with m=∫ρ>0 by [F8], and choose a smooth bump η∈Cc∞((−1/2,1/2)) with 0≤η≤1 and η(0)=1. The test φε(x)=η(xk/ε)ρ(xk^) is supported in Q for 0<ε<1/2. Fubini and Newton–Leibniz [F8] give ∫Qu ∂kφε dx=m(η(1/ε)−η(0))=−m, so the weak identity forces ∣∫Qhφε dx∣=m. Its support lies in Aε={∣xk∣<ε/2}∩((−1/2,1/2)n−1), whose measure tends to zero; [F6] gives ∫Aε∣h∣→0, while ∣φε∣≤∥ρ∥∞. This contradiction proves u∉W1,p(Q) and, with step 2.1, that the restricted graph is not closed for finite p

4.1F1F2F5givenstep 1.2step 1.3step 1.4step 1.5step 2.1step 2.2step 3.1∎

The finite-p counterexample is established by steps 2.1 and 3.1, and the p=∞ counterexample by step 2.2: for each n≥2 and coordinate i, the distinct k fixed in step 1.5 gives a limit point outside W1,p(Q), so the restricted graph is not closed. Steps 1.2 and 1.3 prove closedness of the full-gradient and maximal partial-derivative graphs. When n=1, W1,p requires only the sole derivative D1u∈Lp, hence V1=W1,p and the restricted graph is the maximal closed graph from step 1.3. Step 1.4 handles the zero pairs and empty domain; step 2.1 includes p=1, and step 2.2 treats p=∞. There is no biconditional assertion.

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