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Capacity of a disc and its circular equilibrium measure

Statement

Assume the Axiom of Choice. Let a∈C, r>0 and let K:=D(a,r)‾ be the closed disc. Let μ be normalized arclength on the circle ∣z−a∣=r, that is, in the parametrization w=a+reit, dμ=dt/(2π). Then μ is the unique equilibrium measure of K,

Uμ(z)=log⁡1r(∣z−a∣≤r),Uμ(z)=log⁡1∣z−a∣(∣z−a∣≥r),

and cap⁡(K)=r, with Robin constant VK=log⁡(1/r). The same potential, capacity and equilibrium measure hold for the boundary circle ∂K={z:∣z−a∣=r}.

The Axiom of Choice is inherited from the equilibrium framework and supplies Countable Choice for the strict positivity of the zero-mass energy; the calculation of the potential itself is choice-free.

Facts & Assumptions

Given: a point a∈C, a radius r>0, the closed disc K=D(a,r)‾, its boundary circle ∂K, the logarithmic kernel and potential conventions of Logarithmic potential and energy of a positive compactly supported measure, the Robin constant and capacity of Robin constant and logarithmic capacity of a compact set, and the Axiom of Choice (The Axiom of Choice).

[F1]

Uν(z)=∫log⁡1∣z−w∣ dν(w)∈(−∞,+∞] for finite positive Borel ν of compact support; for R>diam⁡supp⁡ν one has kR=k+log⁡R≥0 on the product of the support with itself, kR=k+log⁡R pointwise as extended functions, and I(ν)=∬kR dν dν−ν(C)2log⁡R, independently of R; the mixed energy I(ν,ρ)=∬k dν dρ is symmetric (Logarithmic potential and energy of a positive compactly supported measure).

[F2]

For nonempty compact F, VF=inf⁡ρ∈P(F)I(ρ) and cap⁡(F)=e−VF when VF<+∞ and 0 otherwise (Robin constant and logarithmic capacity of a compact set); a Borel probability measure on F is a finite positive measure carried by F (Probability measures and probability spaces).

[F3]

Assume the Axiom of Choice. A compact nonpolar F has exactly one equilibrium measure, namely the unique ρ∈P(F) with I(ρ)=VF (Existence and uniqueness of the equilibrium measure).

[F4]

Assume Countable Choice. If ν,ρ are finite positive compactly supported Borel measures with equal total mass and finite energy, then I(ν,ρ) is finite, I(ν−ρ)=I(ν)−2I(ν,ρ)+I(ρ) is a real number, I(ν−ρ)≥0, and I(ν−ρ)=0 if and only if ν=ρ (Strict positivity of logarithmic energy for a zero-mass signed charge). The Axiom of Choice implies Countable Choice (AC implies DC implies countable choice, The Axiom of Countable Choice (ACω)).

[F5]

Assume Dependent Choice, supplied by the Axiom of Choice of the statement (AC implies DC implies countable choice). For c∈C, R>0 the harmonic measure ωD(c,R)c of the disc at its centre has, on Borel E⊆∂D(c,R), the form ωD(c,R)c(E)=12π∫{t∈[0,2π): c+Reit∈E}dt, so it is the normalized arclength measure on the circle, a Borel probability measure on ∂D(c,R), and for every Borel f≥0, ∫f dωD(c,R)c=12π∫02πf(c+Reit) dt (Poisson density of harmonic measure on a disc, Harmonic measure on a bounded regular plane domain).

[F6]

Every plane harmonic function satisfies the circle mean-value property (Plane harmonic functions satisfy the mean-value property, The circle and disc mean-value properties); the function z↦log⁡∣z−c∣ is C∞ and harmonic on C∖{c} (Logarithmic modulus is harmonic off its centre, Plane harmonic functions).

[F7]

Jensen's formula: if f is holomorphic on a neighbourhood of the closed unit disc, f(0)≠0, and a1,…,aN are the zeros of f in ∣z∣<1 counted with multiplicity, while f has no zero on ∣z∣=1, then log⁡∣f(0)∣=12π∫02πlog⁡∣f(eit)∣dt−∑klog⁡1∣ak∣. Only this boundary-zero-free case is used below (Jensen's formula on a disc).

[F8]

The complex exponential satisfies ∣eit∣=1 for real t, so ∣a+reit−a∣=r and t↦a+reit parametrizes ∂K (The complex exponential by its power series, exp⁡(x+iy)=ex(cos⁡y+isin⁡y), ∣exp⁡(x+iy)∣=ex, and eiπ+1=0); for each c∈C the polynomial ζ↦rζ−c is entire (Complex polynomials are entire with the power-rule derivative, and rational functions are holomorphic wherever their denominator is nonzero).

Verification

technique · direct
1.1F5F2given

Put μ:=ωD(a,r)a, the harmonic measure of the disc K∘=D(a,r) at its centre. By [F5] the measure μ is a Borel probability measure carried by ∂K⊆K, and for every Borel f≥0 one has ∫f dμ=12π∫02πf(a+reit) dt; in particular μ has no atoms, since for a single point w the set {t∈[0,2π):a+reit=w} has at most two elements and Lebesgue measure zero, so μ({w})=0.

1.2F6algebra

The circle average of the kernel. For c∈C put M(c):=12π∫02πlog⁡∣c−reit∣ dt∈[−∞,∞). If ∣c∣>r, then z↦log⁡∣z−c∣ is harmonic on an open set containing the closed disc D(0,r)‾, so the circle mean-value property of [F6] gives M(c)=log⁡∣0−c∣=log⁡∣c∣.

1.3F7F8algebra

If 0<∣c∣<r, apply Jensen's formula [F7] on the unit disc to the entire function f(ζ):=rζ−c, which satisfies f(0)=−c≠0 and has the single zero ζ0=c/r of modulus <1: 12π∫02πlog⁡∣reit−c∣ dt=log⁡∣f(0)∣+log⁡1∣ζ0∣=log⁡∣c∣+log⁡r∣c∣=log⁡r, that is, M(c)=log⁡r.

2.1step 1.3F8algebra

If c=0, the integrand defining M(c) is constantly log⁡r, so M(0)=log⁡r. If ∣c∣=r, rotate the angle to write c=r without changing the average. For 1/2≤s<1, step 1.3 gives M(sr)=log⁡r, and ∣eit−s∣2=(1−s)2+4ssin⁡2(t/2)≥2sin⁡2(t/2). The positive part of log⁡∣r(eit−s)∣ is bounded by log⁡+(2r); its negative part is bounded by ∣log⁡(r2)∣+log⁡−∣sin⁡(t/2)∣. This last function is integrable on [0,2π]: (sin⁡)′(0)=1 (The derivatives of sine and cosine are cosine and minus sine) gives sin⁡v≥v/2 for small positive v, the same bound applies near t=2π, and away from the endpoints the sine has a positive minimum. Thus its only singularities are bounded by constants plus −log⁡t or −log⁡(2π−t), both integrable. Dominated convergence (Dominated convergence) along s↑1 yields M(r)=log⁡r, and rotation gives M(c)=log⁡r for every ∣c∣=r.

3.1step 1.2step 1.3step 2.1F1F5algebra

Consequently, for z∈C and c:=z−a, the substitution w=a+reit and [F5] give Uμ(z)=∫log⁡1∣z−w∣ dμ(w)=12π∫02πlog⁡1∣z−a−reit∣ dt=−M(z−a); by steps 1.2, 1.3 and 2.1 this is log⁡1r when ∣z−a∣≤r and log⁡1∣z−a∣ when ∣z−a∣≥r.

4.1step 1.1step 3.1F1algebra

The energy of μ. Choose R>2r=diam⁡(∂K); by [F1], kR=k+log⁡R≥0 on ∂K×∂K and kR=k+log⁡R pointwise, so the iterated integral of kR against μ⊗μ equals ∫Uμ dμ+log⁡R; since supp⁡μ=∂K and Uμ=log⁡1r there by step 3.1 with ∣z−a∣=r, [F1] gives I(μ)=∫Uμ dμ=log⁡1r, a finite real number.

5.1step 3.1step 4.1F1F2

Let σ∈P(K) be a Borel probability measure on K with I(σ)<+∞; then σ is a finite positive compactly supported measure of total mass 1, and since supp⁡σ⊆K step 3.1 gives Uμ=log⁡1r on supp⁡σ, so by [F1] the mixed energy is I(μ,σ)=∫Uμ dσ=log⁡1r=I(μ).

6.1step 5.1F2F4given

By [F4], whose Countable Choice hypothesis is supplied by the Axiom of Choice of the statement, the pair μ,σ of step 5.1 satisfies I(σ−μ)=I(σ)−2I(μ,σ)+I(μ)=I(σ)−log⁡1r≥0, with equality if and only if σ=μ; hence every σ∈P(K) with finite energy has I(σ)≥log⁡1r=I(μ), with equality only for σ=μ, while σ∈P(K) with I(σ)=+∞ also satisfies I(σ)≥I(μ) since I(μ) is finite. Therefore VK=inf⁡σ∈P(K)I(σ)=I(μ)=log⁡1r, and μ is the unique minimizer.

7.1step 6.1F2F3

By step 6.1 the unique minimizer of the energy over P(K) is μ, so [F3] identifies μ as the equilibrium measure of K and shows it is the only one; the capacity is cap⁡(K)=e−VK=e−log⁡(1/r)=r.

8.1step 5.1step 6.1step 7.1F1F2F3F5

The boundary circle. The circle ∂K is compact and nonempty and P(∂K)⊆P(K), so its Robin constant satisfies V∂K≥VK; conversely every σ∈P(∂K) is a probability carried by K with supp⁡σ⊆∂K⊆K, so step 3.1 gives Uμ=log⁡1r on supp⁡σ and the argument of steps 5.1 and 6.1 applies verbatim to yield I(σ)≥I(μ) with equality only for σ=μ; hence V∂K=VK=log⁡1r and cap⁡(∂K)=r, with unique equilibrium measure μ, which is carried by ∂K.

9.1step 3.1step 7.1step 8.1F4F5given∎

Combining steps 3.1, 7.1 and 8.1 gives the displayed potential, the capacity r of both K and ∂K, the Robin constant VK=log⁡(1/r), and the identification of normalized arclength as the unique equilibrium measure of each of the two compact sets. Two choice principles are spent in the calculation, both supplied by the Axiom of Choice of the statement: Countable Choice in step 6.1 through [F4], and Dependent Choice in steps 1.1, 3.1 and 8.1 through [F5].

Remarks

Where the disc enters. Steps 1.3 and 2.1 are the only places where the specific geometry is used: Jensen's formula computes the circle average of log⁡∣c−reit∣ exactly when the singular point stays inside or on the circle, and the mean-value property computes it when the singular point is outside. The two formulas agree on ∣c∣=r, which is why the potential is continuous across the boundary of K.

Uniqueness is strict convexity. Step 6.1 does not merely bound I(σ) below by I(μ): the strict positivity of the zero-mass charge σ−μ gives equality only for σ=μ, which is what makes the equilibrium measure unique rather than merely minimal.

Choice. The statement assumes the Axiom of Choice; it is used only to supply Countable Choice for Strict positivity of logarithmic energy for a zero-mass signed charge and to supply, through AC implies DC implies countable choice, the Dependent Choice hypothesis of the harmonic-measure interface [F5] used in the proof at steps 1.1, 3.1 and 8.1. The circle computation, the atom argument and the energy comparison are otherwise choice-free.

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