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Mean-zero Poincare estimate on bounded connected extension domains below the dimension
Statement
Assume the Axiom of Choice (and hence Countable Choice and Dependent Choice). Let , , , and let be a nonempty bounded connected -extension domain. Then there exists such that for every , where .
Facts & Assumptions
Given: The Axiom of Choice; integers ; an exponent ; a field ; a nonempty bounded connected -extension domain ; a bounded linear extension operator with and operator norm ; a nonnegative unit-mass with and radial mollifiers .
The Axiom of Choice is the statement that every family of nonempty sets has a choice function, and it implies Countable Choice (The Axiom of Choice, The Axiom of Countable Choice ()).
Dependent Choice is the statement that every entire relation on a nonempty set admits a sequence with prescribed first term (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain).
consists of the classes with weak first derivatives in , and is the quotient by almost-everywhere null functions (Integer-order Sobolev spaces and their norms, The space as the quotient by null functions).
A -extension domain carries a bounded linear with (Sobolev extension domains and extension operators).
Weak Leibniz rule: for smooth with bounded value and first derivatives and the product lies in and (Weak Leibniz rule with a smooth factor).
For a compact inside an open there is a smooth with on and support in (A Euclidean bump for a compact set inside an open set).
is dense in for (Compactly supported smooth functions are dense in W^{k,p}(R^n)).
Lebesgue measure is translation invariant (Lebesgue outer measure, Lebesgue measurability and Lebesgue measure are unchanged by translation).
Vector-valued fundamental theorem: for a differentiable with integrable derivative, (If is differentiable with integrable then ; and a bounded derivative makes Lipschitz).
The family is the radial mollifier family generated by , with , and (A radial mollifier family in Rn).
For locally integrable the convolution is smooth with (Convolution with a mollifier is smooth, and derivatives pass under the integral sign).
Holder's inequality for integrals (Holder's inequality for integrals, including the endpoint cases).
Minkowski's integral inequality: for a measurable on a product with , the function lies in with norm at most (Minkowski's integral inequality).
Arzela-Ascoli: for a nonempty compact metric space , a subset of has compact closure in the supremum metric exactly when it is equicontinuous and pointwise bounded (Arzelà--Ascoli for real under Countable Choice and Dependent Choice: compact closure iff equicontinuous and pointwise bounded).
Under Countable Choice and Dependent Choice a compact metric space is sequentially compact, and Euclidean closed balls are compact (For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice, For , every Euclidean closed ball and every Euclidean sphere of positive radius is compact).
Weak derivatives are unique almost everywhere, and the weak derivative is defined by the test-function identity (Uniqueness of a weak derivative as an almost-everywhere class, Weak derivative of a locally integrable function).
If has almost everywhere for every , then is almost everywhere constant on each connected component of (Zero weak gradient gives componentwise constants).
On a completed sigma-finite product, nonnegative measurable functions may be integrated in either order, and Tonelli-Fubini applies to measurable integrands of the form (Tonelli and Fubini for the completed product, with only almost-everywhere section measurability).
Every Euclidean ball has positive finite Lebesgue measure (Euclidean balls have positive finite Lebesgue measure), is monotone under inclusion (Measures are monotone), and bounded subsets have finite outer measure (Lebesgue measure is sigma-finite, and every metrically bounded subset of has finite outer measure).
Under Countable Choice, Lebesgue measure is the completion of its Borel restriction ( is exactly the completion of the restriction of to the Borel sets), and every completion-measurable real function has an almost-everywhere equal Borel representative (A function measurable for a completion is almost everywhere equal to one measurable for the original sigma-algebra); apply this to real and imaginary parts for complex functions.
Proof
The contradiction setup. Because is nonempty open and bounded, it contains a ball and by [F20], so the mean is defined for every . Suppose the asserted constant does not exist. Then for every there is with ; the left side is positive, and Countable Choice [F1] selects such a sequence. Put . Then , , and .
Translation differences. Every and satisfy . For smooth compactly supported the fundamental theorem [F9] applied to gives , so Minkowski [F13] and translation invariance [F8] give . For general , [F7] provides with in ; applying the smooth bound to and letting , using translation invariance [F8] on the left and strong convergence on the right, gives the claim.
Extension and cutoff. Fix as in [F4] and put . The closure is compact. Choose a bounded open ball containing it; [F6] gives a smooth equal to on with closed support contained in . That support is bounded and hence compact, so ; put , a compact set. Define . By [F5] each lies in , has support in , restricts to on (because there) and satisfies with , using and the elementary bound of the Euclidean gradient norm by the sum of its coordinate norms from step 1.1 and the operator bound of [F4].
Mollification and equicontinuity at one scale. Fix . By [F10] and [F11], is smooth on with and support in the compact set . Holder [F12] gives, uniformly in and , and , using step 2.1. The second bound makes the family equicontinuous on the compact metric space and the first makes it pointwise bounded.
Uniform mollification error. By [F10], on . Choose finite-valued Borel representatives of each using [F21], changing them to zero on a Borel null set and outside . Then and are Borel measurable, since subtraction and projection are continuous. The integrand is therefore product measurable, with measurable absolute section integrals by [F19]. Minkowski [F13], the translation bound of step 1.2 and give , the last inequality by step 2.1.
One scale at a time. Fix . The family is uniformly bounded and equicontinuous on the compact set by step 3.1, so by Arzela-Ascoli [F14] its closure in is compact; applying [F14] to the real and imaginary parts componentwise and then the sequential compactness of [F15], there is a subsequence and with uniformly on .
Diagonalisation over the scales. Apply step 4.1 successively to the scales , each time to the previously selected subsequence, and select the -th extracted subsequence at stage in such a way that the diagonal sequence , where is the -th index of the -th subsequence, is strictly increasing; Dependent Choice [F2] formalises the recursion. Then for every fixed the tail is a subsequence of the -th extracted subsequence, hence converges uniformly on and in particular is Cauchy in .
Cauchy and the limit. For , step 3.2 applied at scale and the uniform convergence on of step 5.1 give . Given choose with , then large enough that the second term is below ; hence is Cauchy in and converges by [F16] to some .
Properties of the limit. Restrict . Since by step 2.1 and by step 6.1, the limit of the norms gives , and Holder [F12] with gives because every has mean zero (step 1.1). Thus has unit norm and mean zero.
The weak gradient of the limit vanishes. Let and . Since is the weak -th derivative pair, for every by [F17]. Holder [F12] gives , using step 1.1, and by step 7.1 and Holder. Hence for every test function and every , so the zero function is a weak -th derivative of ; by uniqueness of weak derivatives [F17], almost everywhere on and .
The contradiction. By step 8.1 the class has all weak derivatives zero almost everywhere, so [F18] and the connectedness of give a constant with almost everywhere on . Step 7.1 gives , hence and almost everywhere, contradicting from step 7.1. Therefore a constant with the asserted property exists.
Source notes
Kinnunen proves the mean-zero estimate as the inner step of Theorem 3.47 (printed pp. 90-91) using the Rellich-Kondrachov compactness theorem. The proof above replaces that compactness input by an internal argument: the extension operator of the definition of an extension domain, a fixed smooth cutoff, mollification at every scale, Arzela-Ascoli on a fixed compact set, a diagonal subsequence and the completeness of . The weak derivative of the limit is obtained from the test-function identity rather than from strong convergence of gradients, so no compactness theorem from the later compactness page is used. The argument uses Countable Choice to select the minimising sequence and Dependent Choice for the nested subsequences; both are supplied by the Axiom of Choice assumed in the Statement.
Depends on
- Integer-order Sobolev spaces and their norms
- Sobolev extension domains and extension operators
- The space $L^p(\mu)$ as the quotient by null functions
- The Axiom of Choice
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- A Euclidean bump for a compact set inside an open set
- Weak Leibniz rule with a smooth factor
- Compactly supported smooth functions are dense in W^{k,p}(R^n)
- Lebesgue outer measure, Lebesgue measurability and Lebesgue measure are unchanged by translation
- If $f : [a,b] \to \mathbb{R}^m$ is differentiable with integrable $f'$ then $\int_a^b f' = f(b)-f(a)$; and a bounded derivative makes $f$ Lipschitz
- Minkowski's integral inequality
- Holder's inequality for integrals, including the endpoint cases
- A radial mollifier family in Rn
- Convolution with a mollifier is smooth, and derivatives pass under the integral sign
- Arzelà--Ascoli for real $C(K)$ under Countable Choice and Dependent Choice: compact closure iff equicontinuous and pointwise bounded
- For a metric space, compact, countably compact, limit point compact, sequentially compact, and complete together with totally bounded are all equivalent, given countable choice and dependent choice
- For $n\ge1$, every Euclidean closed ball and every Euclidean sphere of positive radius is compact
- Riesz-Fischer completeness of $L^p$ for $1 \le p \le \infty$
- Uniqueness of a weak derivative as an almost-everywhere class
- Zero weak gradient gives componentwise constants
- Weak derivative of a locally integrable function
- Tonelli and Fubini for the completed product, with only almost-everywhere section measurability
- Euclidean balls have positive finite Lebesgue measure
- Measures are monotone
- Lebesgue measure is sigma-finite, and every metrically bounded subset of $\mathbb{R}^n$ has finite outer measure
- Complex Lp completeness and almost-everywhere subsequences
- A function measurable for a completion is almost everywhere equal to one measurable for the original sigma-algebra
- $\mathcal{L}(\mathbb{R}^n)$ is exactly the completion of the restriction of $\lambda_n$ to the Borel sets
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Sources
- Juha Kinnunen, Sobolev Spaces (Aalto University, complete graduate lecture notes) (standard reference, not scraped)