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Positive-codimension thickening reduces closed sources to the open case

Statement

Assume ACω. Let Mm be closed, Nn boundaryless, and m<n. Fix a rank-q smooth bundle E→M, where q=n−m>0, and a bundle metric on E. Write B=D(E). Define the enriched spaces FE={(f,F,α):(f,F)∈FImm⁡(M,N), α:E⟶≅f∗TN/F(TM)}, IE={(g,α):g∈Imm⁡(M,N), α:E⟶≅g∗TN/dg(TM)}. The normal identification α is part of the datum, not a condition defining a subspace of the ordinary immersion space. Use the weak smooth topology also on these bundle maps. The reduction comprises: (i) every datum in FE admits a formal extension to B; (ii) restriction to the zero section, with the induced quotient identification from the vertical derivative, gives weak homotopy equivalences rI:Imm⁡(B,N)→IE and rF:FImm⁡(B,N)→FE; (iii) the equidimensional open-source theorem on int⁡B, the fixed-dimension collar comparison, and these restriction maps give the enriched derivative equivalence. Descent to ordinary immersion spaces additionally compares the two normal-identification forgetful fibrations, with their common fibre the smooth bundle automorphism space of E. Relative families use data holonomic on open neighbourhoods of the prescribed closed parameter set.

Constructive formal extension

The tangent bundle of B has vertical subbundle canonically π∗E and quotient π∗TM. A horizontal splitting can be constructed without asserting a canonical one. Cover compact M by finitely many bundle charts and choose a smooth partition of unity subordinate to them. In each chart differentiate the fibre coordinates to get a vertical projection Ki:TB→π∗E which is the identity on vertical vectors. Their weighted sum K=∑i(ρi∘π)Ki is again the identity on vertical vectors. Thus ker⁡K maps isomorphically to π∗TM under dπ, giving TB≅π∗TM⊕π∗E. Only finite chart choices are needed; the partition supplier is Smooth partitions of unity exist on manifolds.

Choose a metric on f∗TN and lift α uniquely to the orthogonal complement of F(TM), writing this lift V:E→f∗TN. The complement and quotient identification are supplied by Formal immersion gives the tangent normal-bundle identity. Define the base map h=f∘π and G(x,v)(w)=Fx(dπ(w))+Vx(K(w)). Both summands have complementary images; (dπ,K) is an isomorphism, so G is fibrewise injective. On the tangent of the zero section it equals F, while on the vertical tangent its quotient is exactly α. This proves (i), including the empty-base case. The rank and compactness assertions for B are those of Disk bundles over compact bases are compact manifolds with boundary.

There is also a concrete formal fibre deformation. In the preceding local construction K is linear in the fibre variable, so fibre multiplication ct(x,v)=(x,tv) preserves the horizontal distribution. Identify horizontal and vertical tangent summands at (x,v) and (x,tv) by the identity on TxM⊕Ex, calling this isomorphism τt. For a formal extension (h,G) set ht=h∘ct and Gt(w)=Gct(x,v)(τtw). Unlike G∘dct, this map does not multiply vertical inputs by t and remains injective even at t=0. At t=0 it is determined by the full zero-section data. With (f,F,α) fixed, its vertical map is V+Fb for a unique b:E→TM; interpolation V+uFb preserves complementary images. These formulas contract the formal restriction fibre to the extension just constructed and depend continuously in every compact jet seminorm. This proves the formal restriction comparison; the genuine comparison is constructed below.

Facts & Assumptions

Given: The closed source, positive-rank metric bundle E, enriched spaces, and countable-choice assumption in the Statement. The open-source derivative equivalence used in part (iii) is the prerequisite Smale–Hirsch for open source manifolds.

[F1]

The fixed splitting of TB and the orthogonal lift V constructed above depend continuously on formal data, and commute with restriction to parameter subsets. The formulas above give a fibre-preserving deformation of formal extensions to the canonical formal section of rF.

[F2]

The target embedding, Euclidean tubular retraction, and inverse function theorem provide a smooth local addition ℓy(w) for w∈TyN near zero, with ℓy(0)=y and dwℓy(0)=id; the map (y,w)↦(y,ℓy(w)) has a smooth inverse near the diagonal, written (y,z)↦(y,log⁡yz) (Every smooth manifold embeds in some finite-dimensional Euclidean space, The Euclidean tubular neighbourhood theorem, The Euclidean inverse function theorem). Concretely ℓy(w)=r(y+w) in the target embedding. This is target geometry and does not require the source immersion to be embedded.

[F3]

The fixed-dimensional collar comparison identifies derivative weak equivalence on B with that on int⁡B (Formal-immersion homotopies extend over a collar). Fibration comparison can use the exact homotopy sequence, including its component action (Long exact sequence of homotopy groups of a fibration).

Proof

technique · direct construction of the restriction comparisons and normal-identification lifting; reduction to the open-source prerequisite only in step 4.1
1.1F1givenconstruct

The formal section and fibre-preserving homotopy in [F1] show that rF is a homotopy equivalence, not merely a map with contractible fibres. Indeed rFSF=id, and fibre contraction followed by interpolation of the tangential component of the vertical map gives SFrF≃id. All maps are jointly continuous in the weak smooth topology because fibre scaling, the fixed horizontal splitting, and smooth orthogonal projection are continuous in every compact jet seminorm.

1.2F2constructchoose

For enriched genuine data (f,α) let V:E→f∗TN be the orthogonal lift of α relative to df(TM). The germ ef,α(x,v)=ℓf(x)(Vxv) is an immersion near the zero section: its derivative there is (df,V):TM⊕E→f∗TN, an isomorphism. For a compact family of these data, compactness of the parameter space times M gives a single positive radius on which every germ is defined and immersive. Define Ψδ(x,v)=(x,δvδ2+∣v∣2). Its fibre image has radius less than δ, its derivative at zero is the identity, and its radial and tangential eigenvalues away from zero are respectively δ3/(δ2+∣v∣2)3/2 and δ/(δ2+∣v∣2)1/2, both positive. Thus for sufficiently small common δ>0, ef,αδ=ef,α∘Ψδ is an immersion of the entire fixed B with rI(ef,αδ)=(f,α).

1.3F2constructchoose

Let gp:B→N be a compact continuous family of immersions and write fp=gp∣M, Bp=dvgp∣M, and αp=[Bp]. Since dim⁡B=dim⁡N, (dfp,Bp) is an isomorphism. For t>0 and v near zero put Hp,t(x,v)=ℓfp(x)(t−1log⁡fp(x)gp(x,tv)),Hp,0(x,v)=ℓfp(x)(Bp,xv). In bundle charts Taylor's integral formula writes the argument at t>0 as ∫01dv(log⁡fp(x)gp)(x,utv)v du. This extends continuously in all spatial derivatives to t=0, smoothly when the parameter family is smooth. Every Hp,t has derivative (dfp,Bp) along the zero section, independent of t. Compactness of parameters times [0,1]×M and openness of invertibility consequently give a common small radius on which all Hp,t are defined and immersive.

1.4F2construct

Let ZF⊂FImm⁡(M,N) consist of data with normal bundle isomorphic to E, and let ZI be the corresponding immersion locus. Fix z0=(f0,F0) and an identification α0:E→νz0. For z=(f,F) close to z0, [F2] identifies f0∗TN with f∗TN by the invertible vertical derivative of ℓf0(x) at log⁡f0(x)f(x). Project this identification from F0(TM)⊥ onto F(TM)⊥. At z=z0 it is the identity, hence it remains invertible on a weak-smooth neighbourhood, by compactness of M. Taking quotients gives a continuously varying isomorphism θz:νz0→νz. Therefore (z,a)⟼(z,θzα0a),a∈Aut⁡(E), is a local product chart for the formal forgetful map. The same chart restricted to F=df gives the genuine forgetful chart. In particular ZF and ZI are open loci, and the derivative map induces the identity on each common gauge fibre.

2.1step 1.2step 1.3F2construct

Precompose gp with the embeddings of B obtained by interpolating fibrewise between v and Ψδ(v). Both radial derivative and tangential eigenvalue of the interpolation are positive, its norm is at most ∣v∣, and its derivative at zero is the identity. This is a homotopy through immersions from gp to gp∘Ψδ, with rI fixed. Next decrease t from one to zero in Hp,t∘Ψδ. Finally decompose Bp=Vp+dfpAp, where Vp is the orthogonal lift of αp, and interpolate Bp to Vp by Bp,s=Vp+(1−s)dfpAp. The maps (dfp,Bp,s) remain isomorphisms because their quotient on E is the fixed isomorphism αp. Shrinking the same common δ if necessary makes ℓfp(x)(Bp,s,xΨδ(v)) immersive for all p,s. This gives a compact-family homotopy, entirely over the unchanged enriched data, from gp to efp,αpδ.

2.2step 1.4F2constructchoose

The two forgetful maps are Serre fibrations by a direct compact-cube lifting construction. For a continuous homotopy zp,t on a compact parameter cube, apply the preceding projection construction to pairs of nearby data, choosing the tangent identification from [F2]. It gives normal transport T(z,z′):νz→νz′ defined on a neighbourhood of the diagonal and satisfying T(z,z)=id. Compactness of the homotopy image permits a common finite subdivision 0=t0<⋯<tr=1 such that T(zp,tj,zp,t) is defined for every p and t∈[tj,tj+1]. Given an initial identification, define recursively αp,t=T(zp,tj,zp,t)αp,tj on each interval. The formulas agree at subdivision times and are continuous in all source jet seminorms. This lifts the homotopy with its prescribed initial family and proves cube HLP. It also shows that normal-isomorphism loci are path-saturated. No choice of one lift for every path, or assertion of contractible gauge fibres, is needed.

3.1step 1.2step 2.1constructchoose

These constructions also give relative compact tests, rather than just fibrewise contraction. Given an enriched family on a compact parameter manifold P and an existing genuine extension on an open neighbourhood U of a closed parameter subset Q, choose Q⊂U0⊂U0‾⊂U and a parameter cutoff equal to zero near Q and one near P∖U0. Choose one δ small enough for the canonical family on P and the step-2.1 deformation of the given extensions on U0‾. On U0 run that deformation for the cutoff amount of time; outside U0 use the canonical model. Near the boundary of U0 both formulas equal the same model, so they paste continuously, smoothly for smooth families. The resulting extension has exactly the prescribed enriched restriction and equals the original extension near Q. Different admissible radii can be compared by decreasing both to a common smaller radius; the radial models and their interpolations remain in the common germ neighbourhood. For a disk test with a given genuine lift on its boundary, first precompose the enriched disk family with a radial parameter map homotopic to the identity relative to the boundary and constant in the inward collar coordinate near the boundary. Thus the enriched data on this collar equal their boundary values. Glue the step-2.1 homotopy of the genuine boundary lift to its canonical model along that parameter collar, and use the canonical lift of the reparametrized enriched family on the remaining inner disk. The resulting genuine family extends the boundary lift and its enriched restriction is homotopic, relative to the boundary, to the original disk family. This proves the relative lifting-up-to-homotopy tests for rI, so it induces isomorphisms on all homotopy groups and a bijection on components.

3.2F3step 1.4step 2.2

If the enriched derivative map IE→FE is a weak homotopy equivalence, the commuting forgetful-fibration square descends it to ZI→ZF. Indeed the fibre map is the identity on Aut⁡(E) by step 1.4 and both vertical maps are Serre fibrations by step 2.2. The exact sequences in [F3] give the isomorphisms on base homotopy groups by the usual exact diagram chase (including the nonabelian degree-one groups). For components, the fibre-component action identifies π0 of each total space over a fixed base component with the orbits of the same π0Aut⁡(E); surjectivity on enriched components supplies every formal base component, and injectivity follows by lifting a formal base path, correcting its endpoint in the common gauge fibre, and using the enriched equivalence. Thus the base component map is a bijection as well. Each ordinary datum belongs to the locus obtained by taking E to be its own normal bundle, and each path or based compact homotopy stays in that locus by step 2.2. Hence this proves descent on the full ordinary immersion and formal-immersion spaces.

4.1givenF3step 1.1step 3.1step 3.2∎

Every component of int⁡B is noncompact because E has positive rank; its dimension is n. Assuming the open-source derivative theorem [given], [F3] makes the derivative map on B a weak homotopy equivalence. Its commuting restriction square has horizontal maps rI,rF that are weak homotopy equivalences by steps 1.1 and 3.1, so two-of-three gives the enriched derivative equivalence. Step 3.2 then gives the ordinary closed-source derivative equivalence. This proves the reduction, with the open-source theorem as its explicit prerequisite. For empty M all spaces are singleton spaces and the conclusions hold directly.

Dependency status

The reduction uses the constructively supplied open-source theorem; the normal-extension and forgetful lifting comparisons above give the closed-source descent. Normal identifications remain genuine extra data throughout the comparison. Mathematical owner adjudication is separate from local format checks.

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