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Smooth projective analytifications have rational Kähler forms

Statement

Assume the Axiom of Choice (The Axiom of Choice), inherited from the Jacobian-criterion, ample-powers, Chern-form and comparison suppliers below. Let X be a smooth projective complex scheme of pure dimension n≥0.

Then the closed points of X carry a structure of complex manifold Xan, its analytification: if X≠∅ and n≥1 this is a compact Hausdorff second-countable smooth complex manifold of complex dimension n (Complex manifolds, holomorphic vector bundles and Hermitian metrics); if n=0 it is the finite discrete set X(C) with its unique complex structure in the convention of Compact Kähler and rational Hodge polarization conventions; and if X=∅ then Xan=∅. Every standard smooth algebraic chart of X supplies holomorphic coordinate charts of Xan after shrinking to local analytic graph neighbourhoods around its complex points; the whole algebraic chart need not be a single holomorphic coordinate chart. More generally, every morphism between smooth separated finite-type complex schemes of pure dimensions induces a holomorphic map between their analytifications. These analytifications are constructed by the same local charts and need not be compact; separatedness and finite type ensure that they are Hausdorff and second-countable.

Moreover, for every ample invertible sheaf A on X there is a smooth positive closed real (1,1)-form ηA on Xan whose de Rham class is the real image of the topological first Chern class c1(A):=c1(Aan)∈H2(Xan;Z): JXan[ηA]=ρXan(c1(A)), where J is the de Rham comparison and ρ the change of coefficients Z→R (Rational cohomology scalar comparison on compact smooth manifolds). In dimension n=0 and for X=∅ every 2-form and every degree-two cohomology class is zero and ηA=0, so the identity holds trivially.

Facts & Assumptions

Given: A smooth projective complex scheme X of pure dimension n≥0 over Spec⁡C, and an ample invertible sheaf A on X.

[F1]

The form-side conventions, the n=0 convention for complex manifolds, the orientation, the notions of positive closed (1,1)-form and the type decomposition are those of Compact Kähler and rational Hodge polarization conventions.

[F2]

Complex manifolds are nonempty Hausdorff second-countable spaces with a holomorphic atlas, and holomorphic maps are the continuous maps holomorphic in charts (Complex manifolds, holomorphic vector bundles and Hermitian metrics).

[F3]

Complex projective space PN(C) is a compact Hausdorff second-countable complex manifold of dimension N with its standard charts Uj≅CN, and holomorphic maps into it are tested in those charts (Complex projective space and its holomorphic charts).

[F4]

The relative Jacobian criterion characterizes smoothness at a point of a locally finitely presented morphism by a standard smooth presentation Ch≅(A[t1,…,tm]/(f1,…,fr))g with an invertible r×r minor of the Jacobian, whose chart is flat over the base with geometrically regular fibres of dimension m−r (Relative Jacobian criterion with its presentation hypothesis).

[F5]

The holomorphic implicit function theorem solves det⁡(∂fj/∂tk′′)≠0 for t′′=φ(t′), and the holomorphic inverse function theorem in several variables inverts a holomorphic map with invertible complex Jacobian (The holomorphic implicit function theorem, The holomorphic inverse function theorem in several complex variables).

[F6]

For the Noetherian base Spec⁡C, the proper finite-type morphism X→Spec⁡C and the ample A, there are d≥1, N≥0 and a closed immersion j:X→PCN with j∗O(1)≅A⊗d (High powers of an ample line bundle embed a proper scheme).

[F7]

For a Hermitian line bundle with Hermitian connection on a finite-dimensional Hausdorff second-countable smooth manifold, the normalized curvature form represents the real image of the integral class c1 under the de Rham comparison (First Chern form agrees with the topological line class).

[F8]

Complex connections, Hermitian compatibility, local connection forms, curvature Ω=dω+ω∧ω and their transformation and pullback behaviour are those of Complex-linear and metric-compatible bundle connections and Curvature of a vector-bundle connection.

[F9]

The first Chern class is additive under tensor products of line bundles, c1(A⊗d)=d c1(A), over a path-connected CW complex or a space of CW homotopy type (First Chern class of tensor, dual, and conjugate lines).

[F10]

On a compact smooth manifold the coefficient maps Hk(X;Z)→Hk(X;R)→HdRk(X) are the natural ones, compatible with pullback along smooth maps and with change of coefficients (Rational cohomology scalar comparison on compact smooth manifolds).

[F11]

Under AC a nonzero ring has a maximal ideal (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal). A finite-type field quotient of a complex algebra is a finite extension of C (A maximal ideal of an affine algebra has finite residue field over the base field), and C is algebraically closed (Fundamental theorem of algebra by Liouville's theorem).

[F12]

Over an affine open of its target a closed immersion is the spectrum of a quotient ring (Closed immersions are affine quotients and survive base change). Separatedness over C means that the diagonal is a closed immersion (Separated morphism of schemes).

[F13]

Under AC every Hausdorff second-countable smooth manifold is paracompact Hausdorff and compactly generated weak Hausdorff, has CW homotopy type, and its smooth bundles are numerable (Smooth manifolds have CW homotopy type).

Proof

1.1F1F2F4F5F11givenalgebra

Let x∈X(C) be a closed point. Since X→Spec⁡C is smooth and locally of finite presentation, the Jacobian criterion [F4] at x gives a standard smooth presentation Ch≅(C[t1,…,tm]/(f1,…,fr))g in which some r×r minor of (∂fj/∂ti) is invertible, the components of the chart having dimension m−r; as X has pure dimension n, this gives m−r=n [F4]. The complex points of the chart model are Z={t∈Cm:f1(t)=⋯=fr(t)=0, g(t)≠0}, and the point x corresponds to a point of Z. If r=0, then Z={g≠0}⊆Cm=Cn is an open coordinate set and the ambient coordinates are the chart. If r≥1 and n≥1, reorder the coordinates as t=(t′,t′′)∈Cn×Cr so that det⁡(∂fj/∂tk′′) is invertible at the point; the holomorphic implicit function theorem [F5] then gives a holomorphic φ:A→Cr on a neighbourhood A of x′ with f(t′,φ(t′))=0 and, after shrinking and imposing g≠0, with f(t)=0  ⟺  t′′=φ(t′) on A×B, so that t′↦(t′,φ(t′)) is a homeomorphism of a neighbourhood of x′ onto a neighbourhood of x in Z, the inverse being the projection (t′,t′′)↦t′; this is a chart of a complex manifold of dimension n [F2]. If n=0 and m=r≥1, the inverse function theorem in several variables [F5] applied to (f1,…,fr):Cm→Cm, whose Jacobian is invertible at x, shows that Z is locally the single point x, a chart into C0={0}; these singleton charts give the discrete structure on X(C) in the n=0 convention of [F1], and if X=∅ there are no closed points and we set Xan=∅. If X≠∅, then X(C)≠∅: a nonempty affine open has a nonzero finite-type complex coordinate ring, hence a maximal ideal by [F11]; its residue field is finite over the algebraically closed C, hence equals C. Such a rational point is closed in the whole finite-type scheme: any specialization lies in an affine neighbourhood that also contains the original point, which is maximal there, so the specialization equals that point. The same residue-field argument identifies all closed points with complex-valued coordinate points.

1.2F1F3givenalgebra

On the standard chart Uj≅CN of PN(C) put ωFS:=i2π∂∂ˉlog⁡(1+∣z(j)∣2), ∣z(j)∣2=∑l∣zl(j)∣2. On an overlap one has 1+∣z(j)∣2=∣h∣2(1+∣z(k)∣2) for the nonvanishing holomorphic function h=Zk/Zj, and ∂∂ˉlog⁡∣h∣2=0 because locally one can choose a holomorphic logarithm of h: near a point write h=h0(1+v) with ∣v∣<1 and use the convergent power series for log⁡(1+v); then log⁡∣h∣2 is a constant plus that holomorphic logarithm and its conjugate; hence the local forms agree on overlaps and define a global smooth real form of type (1,1) on PN(C) [F1]. It is closed, since d(∂∂ˉf)=∂ˉ∂∂ˉf=0 for smooth f. It is positive: in a chart its Hermitian matrix is ((1+∣z∣2)δjk−zˉjzk)/(2π(1+∣z∣2)2), and for v≠0 the numerator quadratic form equals (1+∣z∣2)∣v∣2−∣∑jzjvj∣2>0 by Cauchy-Schwarz. For N=0, P0(C) is a point and ωFS=0.

2.1F1F2F4F11F12step 1.1givenalgebra

On overlaps, regular coordinate functions are locally fractions with nonvanishing denominators, hence holomorphic on the graph charts of step 1.1; the reverse transition is obtained in the same way. Zariski-open subsets are open for this topology, because on an affine presentation their complements are polynomial zero loci. This gives compatible local holomorphic atlases. For a smooth separated finite-type complex scheme Y, choose a finite affine cover, available by finite type; each affine point locus is a subspace of a finite-dimensional complex coordinate space and is second-countable, so the resulting finite open cover makes Yan second-countable. Its diagonal is closed: on each product of affine opens, [F12] realizes the scheme diagonal as a closed subscheme, whose complex point locus is cut out by polynomial equations and hence is Euclidean closed. A closed diagonal implies Hausdorffness, since its open complement supplies product neighbourhoods separating any two distinct points. Thus these charts define a complex manifold for Y (with the dimension-zero and empty conventions of [F1]). Applying the same construction to a smooth separated finite-type source Z, a morphism f:Z→Y sends complex-valued points to complex-valued points by composition with Spec⁡C→Z, and its local expressions are regular functions, hence holomorphic. To see continuity before using those expressions, inverse images of target affine opens are Zariski-open and therefore open, and within them every target coordinate is continuous. Thus fan is a holomorphic map.

2.2F2F7F8step 1.2givenalgebra

Let O(1) be the holomorphic line bundle on PN(C) with transition functions gjk=Zj/Zk on the standard cover, and give it the Hermitian metric whose local weight in the j-th trivialization is ψj=(1+∣z(j)∣2)−1>0; on overlaps ψj=∣gjk∣2ψk, so the weights define a Hermitian metric [F2]. The local forms ωj:=ψj−1∂ψj satisfy ωj=ωk+gjk−1dgjk because ∂log⁡∣gjk∣2=gjk−1∂gjk for holomorphic nonvanishing gjk, so they glue to a complex connection ∇ on O(1) [F8]; and ∇ is Hermitian, because ωj+ωˉj=ψj−1∂ψj+ψj−1∂ˉψj=ψj−1dψj is exactly the metric-compatibility identity dψj=ωjψj+ψjωˉj in the rank-one holomorphic frame [F8]. Its curvature is Ω=dωj+ωj∧ωj=dωj, the wedge term vanishing in rank one, and dωj=∂ˉ(ψj−1∂ψj)=∂ˉ∂log⁡ψj=−∂∂ˉlog⁡ψj [F8]; for ψj=(1+∣z(j)∣2)−1 this gives Ω=∂∂ˉlog⁡(1+∣z(j)∣2), so −Ω/(2πi)=i2π∂∂ˉlog⁡(1+∣z(j)∣2)=ωFS. The first-Chern comparison [F7] applied to O(1) with this Hermitian metric and Hermitian connection therefore gives JPN(C)[ωFS]=ρ(c1(O(1))).

3.1F3F6F12step 1.1step 2.1givenalgebra

By [F6] choose d≥1, N≥0 and a closed immersion j:X→PCN with j∗O(1)≅A⊗d. Its complex point map is injective and its image is closed in PN(C): in each standard affine chart [F12] presents the image as the polynomial zero locus of a quotient ideal. The atlas topology agrees with this subspace topology. Indeed, on such an affine chart, the source coordinate algebra is a quotient of the ambient polynomial algebra by [F12]. Localizing and choosing any finite presentation of that algebra does not change its Euclidean point topology: each generator in either presentation is a polynomial or a fraction in the other generators with nonvanishing denominator, so the induced point maps are continuous inverses; localized principal opens are Euclidean open. The graph neighbourhoods of step 1.1 are precisely open subsets of these affine point loci. Hence jan is a homeomorphism onto its closed image, and [F3] gives compactness, Hausdorffness and second-countability. Its holomorphic differential is injective: the free local coordinates t1′,…,tn′ of step 1.1 lift through the localized quotient map to regular functions q1,…,qn on a neighbourhood of j(x) in the ambient affine chart; for the local holomorphic expression g of j, (q1,…,qn)∘g=t′ in those coordinates, so differentiation gives a left inverse to dgx. If n=0, the topology is discrete by step 1.1 and compactness now makes X(C) finite; the empty case is immediate.

4.1F7F8F9F10F13step 3.1step 1.2step 2.2givenalgebra∎

Pull the Hermitian metric and the Hermitian connection of step 2.2 back along the holomorphic map jan:Xan→PN(C) to the line bundle A⊗d on Xan; in a pulled-back local frame its connection form is j∗ωj, whose gauge law is the pullback of that in step 2.2; pulling back the metric-compatibility identity proves it is Hermitian, and exterior differentiation gives curvature d(j∗ωj)=j∗dωj=j∗Ω [F8], and ηA⊗d:=−j∗Ω/(2πi)=j∗ωFS is a smooth closed real (1,1)-form, positive because the differential of j is injective at every point of X(C) by step 3.1 while ωFS is positive. The first-Chern comparison [F7] applied on the compact manifold Xan to (A⊗d,j∗∇) gives JXan[ηA⊗d]=ρ(c1(A⊗d)), and the tensor-power additivity [F9] gives c1(A⊗d)=d c1(A), by [F13] the smooth line bundles are numerable and each connected manifold component is path-connected, paracompact Hausdorff, compactly generated weak Hausdorff and of CW homotopy type. Components are open, so the identity applies componentwise and hence globally; compactness permits only finitely many components. With the natural comparisons of [F10], ηA:=d−1ηA⊗d is again smooth, closed, real, of type (1,1) and positive, and JXan[ηA]=d−1ρ(d c1(A))=ρ(c1(A)). For X=∅ or n=0 all forms of positive degree and all degree-two classes are zero, and ηA=0 satisfies the identity trivially. This proves the lemma for every ample A, the Axiom of Choice being used through the declared algebraic and comparison suppliers [F4, F6, F7, F9, F10, F11, F12, F13].

Remarks

  • The manifold clause is stated in the nonempty convention of Complex manifolds, holomorphic vector bundles and Hermitian metrics for n≥1; the dimension-zero and empty cases follow the n=0 convention of Compact Kähler and rational Hodge polarization conventions, where a compact complex manifold of dimension zero is a finite discrete set and all forms of positive degree vanish. There, positivity of ηA=0 is vacuous, since there are no nonzero tangent vectors.
  • The construction of the Fubini–Study metric and of the Hermitian connection on O(1) is carried out directly in every dimension; it does not invoke a Riemann-surface special case. Demailly's Hermitian normalization ω=i∑dzj∧dzˉj differs from the library normalization ∣dzj∣2=2 by the positive constant factor 2; only the existence and the class identity are claimed, so no normalization is mixed into a numerical factor.

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