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Projective Hodge Polarization Foundations

1 · Prerequisites

2 · Summary

This page assembles the absolute Hodge-theoretic package for smooth complex projective varieties. It begins by building the analytification of a smooth projective complex scheme as a compact Hausdorff second-countable complex manifold and by representing every ample class by a positive closed real (1,1)-form whose de Rham class is the real image of the topological first Chern class. The Kähler identities then transport the pointwise Lefschetz sl2-action through harmonic representatives, yielding hard Lefschetz, the primitive decomposition and its rationality at rational Kähler classes.

The remaining items record the polarization theory: morphisms, direct sums and polarizability of rational pure Hodge structures; the orthogonal splitting of polarized structures and their semisimplicity; the Hodge–Riemann bilinear relations with their positivity, sign-adjusted full-cohomology polarization and continuous variation of primitive kernels; and the combined package for smooth projective varieties, including functoriality, rationality, orthogonal splitting and persistence under extension of scalars to any characteristic-zero field. The package is deliberately absolute: weak hyperplane Lefschetz, relative hard Lefschetz, singular intersection-cohomology purity and semisimplicity of arbitrary local systems belong to other pages. The Axiom of Choice is assumed throughout and propagated from the analytic suppliers; the orthogonal-splitting lemma and the accompanying example are choice-free.

3 · Logical flowchart

4 · Definitions, theorems and proofs

LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Smooth projective analytifications have rational Kähler forms

Statement

Assume the Axiom of Choice (The Axiom of Choice), inherited from the Jacobian-criterion, ample-powers, Chern-form and comparison suppliers below. Let X be a smooth projective complex scheme of pure dimension n≥0.

Then the closed points of X carry a structure of complex manifold Xan, its analytification: if X≠∅ and n≥1 this is a compact Hausdorff second-countable smooth complex manifold of complex dimension n (Complex manifolds, holomorphic vector bundles and Hermitian metrics); if n=0 it is the finite discrete set X(C) with its unique complex structure in the convention of Compact Kähler and rational Hodge polarization conventions; and if X=∅ then Xan=∅. Every standard smooth algebraic chart of X supplies holomorphic coordinate charts of Xan after shrinking to local analytic graph neighbourhoods around its complex points; the whole algebraic chart need not be a single holomorphic coordinate chart. More generally, every morphism between smooth separated finite-type complex schemes of pure dimensions induces a holomorphic map between their analytifications. These analytifications are constructed by the same local charts and need not be compact; separatedness and finite type ensure that they are Hausdorff and second-countable.

Moreover, for every ample invertible sheaf A on X there is a smooth positive closed real (1,1)-form ηA on Xan whose de Rham class is the real image of the topological first Chern class c1(A):=c1(Aan)∈H2(Xan;Z): JXan[ηA]=ρXan(c1(A)), where J is the de Rham comparison and ρ the change of coefficients Z→R (Rational cohomology scalar comparison on compact smooth manifolds). In dimension n=0 and for X=∅ every 2-form and every degree-two cohomology class is zero and ηA=0, so the identity holds trivially.

Facts & Assumptions

Given: A smooth projective complex scheme X of pure dimension n≥0 over Spec⁡C, and an ample invertible sheaf A on X.

[F1]

The form-side conventions, the n=0 convention for complex manifolds, the orientation, the notions of positive closed (1,1)-form and the type decomposition are those of Compact Kähler and rational Hodge polarization conventions.

[F2]

Complex manifolds are nonempty Hausdorff second-countable spaces with a holomorphic atlas, and holomorphic maps are the continuous maps holomorphic in charts (Complex manifolds, holomorphic vector bundles and Hermitian metrics).

[F3]

Complex projective space PN(C) is a compact Hausdorff second-countable complex manifold of dimension N with its standard charts Uj≅CN, and holomorphic maps into it are tested in those charts (Complex projective space and its holomorphic charts).

[F4]

The relative Jacobian criterion characterizes smoothness at a point of a locally finitely presented morphism by a standard smooth presentation Ch≅(A[t1,…,tm]/(f1,…,fr))g with an invertible r×r minor of the Jacobian, whose chart is flat over the base with geometrically regular fibres of dimension m−r (Relative Jacobian criterion with its presentation hypothesis).

[F5]

The holomorphic implicit function theorem solves det⁡(∂fj/∂tk′′)≠0 for t′′=φ(t′), and the holomorphic inverse function theorem in several variables inverts a holomorphic map with invertible complex Jacobian (The holomorphic implicit function theorem, The holomorphic inverse function theorem in several complex variables).

[F6]

For the Noetherian base Spec⁡C, the proper finite-type morphism X→Spec⁡C and the ample A, there are d≥1, N≥0 and a closed immersion j:X→PCN with j∗O(1)≅A⊗d (High powers of an ample line bundle embed a proper scheme).

[F7]

For a Hermitian line bundle with Hermitian connection on a finite-dimensional Hausdorff second-countable smooth manifold, the normalized curvature form represents the real image of the integral class c1 under the de Rham comparison (First Chern form agrees with the topological line class).

[F8]

Complex connections, Hermitian compatibility, local connection forms, curvature Ω=dω+ω∧ω and their transformation and pullback behaviour are those of Complex-linear and metric-compatible bundle connections and Curvature of a vector-bundle connection.

[F9]

The first Chern class is additive under tensor products of line bundles, c1(A⊗d)=d c1(A), over a path-connected CW complex or a space of CW homotopy type (First Chern class of tensor, dual, and conjugate lines).

[F10]

On a compact smooth manifold the coefficient maps Hk(X;Z)→Hk(X;R)→HdRk(X) are the natural ones, compatible with pullback along smooth maps and with change of coefficients (Rational cohomology scalar comparison on compact smooth manifolds).

[F11]

Under AC a nonzero ring has a maximal ideal (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal). A finite-type field quotient of a complex algebra is a finite extension of C (A maximal ideal of an affine algebra has finite residue field over the base field), and C is algebraically closed (Fundamental theorem of algebra by Liouville's theorem).

[F12]

Over an affine open of its target a closed immersion is the spectrum of a quotient ring (Closed immersions are affine quotients and survive base change). Separatedness over C means that the diagonal is a closed immersion (Separated morphism of schemes).

[F13]

Under AC every Hausdorff second-countable smooth manifold is paracompact Hausdorff and compactly generated weak Hausdorff, has CW homotopy type, and its smooth bundles are numerable (Smooth manifolds have CW homotopy type).

Proof

1.1F1F2F4F5F11givenalgebra

Let x∈X(C) be a closed point. Since X→Spec⁡C is smooth and locally of finite presentation, the Jacobian criterion [F4] at x gives a standard smooth presentation Ch≅(C[t1,…,tm]/(f1,…,fr))g in which some r×r minor of (∂fj/∂ti) is invertible, the components of the chart having dimension m−r; as X has pure dimension n, this gives m−r=n [F4]. The complex points of the chart model are Z={t∈Cm:f1(t)=⋯=fr(t)=0, g(t)≠0}, and the point x corresponds to a point of Z. If r=0, then Z={g≠0}⊆Cm=Cn is an open coordinate set and the ambient coordinates are the chart. If r≥1 and n≥1, reorder the coordinates as t=(t′,t′′)∈Cn×Cr so that det⁡(∂fj/∂tk′′) is invertible at the point; the holomorphic implicit function theorem [F5] then gives a holomorphic φ:A→Cr on a neighbourhood A of x′ with f(t′,φ(t′))=0 and, after shrinking and imposing g≠0, with f(t)=0  ⟺  t′′=φ(t′) on A×B, so that t′↦(t′,φ(t′)) is a homeomorphism of a neighbourhood of x′ onto a neighbourhood of x in Z, the inverse being the projection (t′,t′′)↦t′; this is a chart of a complex manifold of dimension n [F2]. If n=0 and m=r≥1, the inverse function theorem in several variables [F5] applied to (f1,…,fr):Cm→Cm, whose Jacobian is invertible at x, shows that Z is locally the single point x, a chart into C0={0}; these singleton charts give the discrete structure on X(C) in the n=0 convention of [F1], and if X=∅ there are no closed points and we set Xan=∅. If X≠∅, then X(C)≠∅: a nonempty affine open has a nonzero finite-type complex coordinate ring, hence a maximal ideal by [F11]; its residue field is finite over the algebraically closed C, hence equals C. Such a rational point is closed in the whole finite-type scheme: any specialization lies in an affine neighbourhood that also contains the original point, which is maximal there, so the specialization equals that point. The same residue-field argument identifies all closed points with complex-valued coordinate points.

1.2F1F3givenalgebra

On the standard chart Uj≅CN of PN(C) put ωFS:=i2π∂∂ˉlog⁡(1+∣z(j)∣2), ∣z(j)∣2=∑l∣zl(j)∣2. On an overlap one has 1+∣z(j)∣2=∣h∣2(1+∣z(k)∣2) for the nonvanishing holomorphic function h=Zk/Zj, and ∂∂ˉlog⁡∣h∣2=0 because locally one can choose a holomorphic logarithm of h: near a point write h=h0(1+v) with ∣v∣<1 and use the convergent power series for log⁡(1+v); then log⁡∣h∣2 is a constant plus that holomorphic logarithm and its conjugate; hence the local forms agree on overlaps and define a global smooth real form of type (1,1) on PN(C) [F1]. It is closed, since d(∂∂ˉf)=∂ˉ∂∂ˉf=0 for smooth f. It is positive: in a chart its Hermitian matrix is ((1+∣z∣2)δjk−zˉjzk)/(2π(1+∣z∣2)2), and for v≠0 the numerator quadratic form equals (1+∣z∣2)∣v∣2−∣∑jzjvj∣2>0 by Cauchy-Schwarz. For N=0, P0(C) is a point and ωFS=0.

2.1F1F2F4F11F12step 1.1givenalgebra

On overlaps, regular coordinate functions are locally fractions with nonvanishing denominators, hence holomorphic on the graph charts of step 1.1; the reverse transition is obtained in the same way. Zariski-open subsets are open for this topology, because on an affine presentation their complements are polynomial zero loci. This gives compatible local holomorphic atlases. For a smooth separated finite-type complex scheme Y, choose a finite affine cover, available by finite type; each affine point locus is a subspace of a finite-dimensional complex coordinate space and is second-countable, so the resulting finite open cover makes Yan second-countable. Its diagonal is closed: on each product of affine opens, [F12] realizes the scheme diagonal as a closed subscheme, whose complex point locus is cut out by polynomial equations and hence is Euclidean closed. A closed diagonal implies Hausdorffness, since its open complement supplies product neighbourhoods separating any two distinct points. Thus these charts define a complex manifold for Y (with the dimension-zero and empty conventions of [F1]). Applying the same construction to a smooth separated finite-type source Z, a morphism f:Z→Y sends complex-valued points to complex-valued points by composition with Spec⁡C→Z, and its local expressions are regular functions, hence holomorphic. To see continuity before using those expressions, inverse images of target affine opens are Zariski-open and therefore open, and within them every target coordinate is continuous. Thus fan is a holomorphic map.

2.2F2F7F8step 1.2givenalgebra

Let O(1) be the holomorphic line bundle on PN(C) with transition functions gjk=Zj/Zk on the standard cover, and give it the Hermitian metric whose local weight in the j-th trivialization is ψj=(1+∣z(j)∣2)−1>0; on overlaps ψj=∣gjk∣2ψk, so the weights define a Hermitian metric [F2]. The local forms ωj:=ψj−1∂ψj satisfy ωj=ωk+gjk−1dgjk because ∂log⁡∣gjk∣2=gjk−1∂gjk for holomorphic nonvanishing gjk, so they glue to a complex connection ∇ on O(1) [F8]; and ∇ is Hermitian, because ωj+ωˉj=ψj−1∂ψj+ψj−1∂ˉψj=ψj−1dψj is exactly the metric-compatibility identity dψj=ωjψj+ψjωˉj in the rank-one holomorphic frame [F8]. Its curvature is Ω=dωj+ωj∧ωj=dωj, the wedge term vanishing in rank one, and dωj=∂ˉ(ψj−1∂ψj)=∂ˉ∂log⁡ψj=−∂∂ˉlog⁡ψj [F8]; for ψj=(1+∣z(j)∣2)−1 this gives Ω=∂∂ˉlog⁡(1+∣z(j)∣2), so −Ω/(2πi)=i2π∂∂ˉlog⁡(1+∣z(j)∣2)=ωFS. The first-Chern comparison [F7] applied to O(1) with this Hermitian metric and Hermitian connection therefore gives JPN(C)[ωFS]=ρ(c1(O(1))).

3.1F3F6F12step 1.1step 2.1givenalgebra

By [F6] choose d≥1, N≥0 and a closed immersion j:X→PCN with j∗O(1)≅A⊗d. Its complex point map is injective and its image is closed in PN(C): in each standard affine chart [F12] presents the image as the polynomial zero locus of a quotient ideal. The atlas topology agrees with this subspace topology. Indeed, on such an affine chart, the source coordinate algebra is a quotient of the ambient polynomial algebra by [F12]. Localizing and choosing any finite presentation of that algebra does not change its Euclidean point topology: each generator in either presentation is a polynomial or a fraction in the other generators with nonvanishing denominator, so the induced point maps are continuous inverses; localized principal opens are Euclidean open. The graph neighbourhoods of step 1.1 are precisely open subsets of these affine point loci. Hence jan is a homeomorphism onto its closed image, and [F3] gives compactness, Hausdorffness and second-countability. Its holomorphic differential is injective: the free local coordinates t1′,…,tn′ of step 1.1 lift through the localized quotient map to regular functions q1,…,qn on a neighbourhood of j(x) in the ambient affine chart; for the local holomorphic expression g of j, (q1,…,qn)∘g=t′ in those coordinates, so differentiation gives a left inverse to dgx. If n=0, the topology is discrete by step 1.1 and compactness now makes X(C) finite; the empty case is immediate.

4.1F7F8F9F10F13step 3.1step 1.2step 2.2givenalgebra∎

Pull the Hermitian metric and the Hermitian connection of step 2.2 back along the holomorphic map jan:Xan→PN(C) to the line bundle A⊗d on Xan; in a pulled-back local frame its connection form is j∗ωj, whose gauge law is the pullback of that in step 2.2; pulling back the metric-compatibility identity proves it is Hermitian, and exterior differentiation gives curvature d(j∗ωj)=j∗dωj=j∗Ω [F8], and ηA⊗d:=−j∗Ω/(2πi)=j∗ωFS is a smooth closed real (1,1)-form, positive because the differential of j is injective at every point of X(C) by step 3.1 while ωFS is positive. The first-Chern comparison [F7] applied on the compact manifold Xan to (A⊗d,j∗∇) gives JXan[ηA⊗d]=ρ(c1(A⊗d)), and the tensor-power additivity [F9] gives c1(A⊗d)=d c1(A), by [F13] the smooth line bundles are numerable and each connected manifold component is path-connected, paracompact Hausdorff, compactly generated weak Hausdorff and of CW homotopy type. Components are open, so the identity applies componentwise and hence globally; compactness permits only finitely many components. With the natural comparisons of [F10], ηA:=d−1ηA⊗d is again smooth, closed, real, of type (1,1) and positive, and JXan[ηA]=d−1ρ(d c1(A))=ρ(c1(A)). For X=∅ or n=0 all forms of positive degree and all degree-two classes are zero, and ηA=0 satisfies the identity trivially. This proves the lemma for every ample A, the Axiom of Choice being used through the declared algebraic and comparison suppliers [F4, F6, F7, F9, F10, F11, F12, F13].

Remarks

  • The manifold clause is stated in the nonempty convention of Complex manifolds, holomorphic vector bundles and Hermitian metrics for n≥1; the dimension-zero and empty cases follow the n=0 convention of Compact Kähler and rational Hodge polarization conventions, where a compact complex manifold of dimension zero is a finite discrete set and all forms of positive degree vanish. There, positivity of ηA=0 is vacuous, since there are no nonzero tangent vectors.
  • The construction of the Fubini–Study metric and of the Hermitian connection on O(1) is carried out directly in every dimension; it does not invoke a Riemann-surface special case. Demailly's Hermitian normalization ω=i∑dzj∧dzˉj differs from the library normalization ∣dzj∣2=2 by the positive constant factor 2; only the existence and the class identity are claimed, so no normalization is mixed into a numerical factor.
TheoremStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Kähler identities give Lefschetz sl-two and hard Lefschetz

Statement

Assume the Axiom of Choice (The Axiom of Choice), inherited from the analytic suppliers below. Let X be a compact Kähler n-fold with Kähler form ω, in the conventions of Compact Kähler and rational Hodge polarization conventions, and put L=[ω]⌣(−) on cohomology. Then the following hold.

  • Ln−k:Hk(X;R)→H2n−k(X;R) is an isomorphism for 0≤k≤n.
  • Harmonic representatives transport (L,Λ,H) to an sl2 action: L is cup product with [ω], Λ on cohomology means applying Λ to the harmonic representative and not to an arbitrary closed form, H acts by deg⁡−n, and [L,Λ]=H, [H,L]=2L, [H,Λ]=−2Λ hold on cohomology.
  • Primitive cohomology is Pk={a∈Hk(X;R):the harmonic representative of a lies in ker⁡Λ}, and for 0≤k≤n one has Pk=ker⁡(Ln−k+1:Hk(X;R)→H2n−k+2(X;R)); for every k, Hk(X;R)=⨁r≥max⁡(0,k−n)LrPk−2r, and a class of type (p,q) has primitive components of type (p−r,q−r).
  • If [ω] is the real image of a rational class ℓ∈H2(X;Q), all these decompositions and L-isomorphisms are rational, and they remain isomorphisms after extension to every characteristic-zero field.

Facts & Assumptions

Given: A compact Kähler n-fold X with Kähler form ω, the operators L=ω∧, Λ=L∗, H=[L,Λ], and the cohomology of X.

[F1]

The Kähler conventions, the Laplacians, the Hodge star, the (p,q) decomposition, the operators L,Λ and the sign convention on cohomology are those of Compact Kähler and rational Hodge polarization conventions.

[F2]

On each exterior power, L raises degree by two, Λ lowers it by two, H=(k−n)id on degree k, [L,Λ]=H, [H,L]=2L, [H,Λ]=−2Λ, the primitive-component maps on each fixed degree are rational polynomials in L,Λ, and every element has a unique primitive decomposition ∑rLrur with ur∈ker⁡Λ of degree k−2r and r≥max⁡(0,k−n), Ln−t+1u=0 and Ln−tu≠0 for nonzero primitive u of degree t≤n, an element of degree k≤n is primitive exactly when Ln−k+1u=0, and Ln−k is a linear isomorphism of degree-k onto degree-(2n−k) forms (Hermitian exterior Lefschetz decomposition and Weil star identity).

[F3]

The de Rham Laplacian commutes with L, Λ and H, preserves each bidegree type, and equals twice the ∂ˉ-Laplacian (Kähler commutators and preservation of harmonic types).

[F4]

Every real de Rham class of the compact Kähler manifold has a unique harmonic representative, the Hodge decomposition of Hk(X;C) is by the types of harmonic representatives, pullback by holomorphic maps between compact Kähler manifolds and cup product preserve type, and the rational cohomology is a pure Hodge structure (Compact Kähler Hodge decomposition from elliptic harmonic forms).

[F5]

The natural coefficient maps Hr(X;Q)⊗F→Hr(X;F) are isomorphisms for every characteristic-zero field F, compatibly with cup products and pullback (Rational cohomology scalar comparison on compact smooth manifolds).

Proof

1.1F1F2F3F4givenalgebra

By [F3] the Laplacian commutes with L, Λ and H; hence L and Λ carry harmonic forms to harmonic forms and H acts on a harmonic form of degree k by the scalar k−n [F1]. By [F4] every real de Rham class has a unique harmonic representative, so applying the corresponding operator to that representative defines R-linear maps L,Λ,H on H∗(X;R); on closed forms L is wedge with the closed ω, so on cohomology it is cup product with [ω], and the sl2 relations [L,Λ]=H, [H,L]=2L, [H,Λ]=−2Λ hold on forms by [F2], hence on harmonic forms by commutation with the Laplacian, hence pass to cohomology. Unique harmonic representatives also transport the pointwise primitive decomposition: a harmonic form u of degree k is uniquely ∑rLrur with ur primitive harmonic of degree k−2r, r≥max⁡(0,k−n), because its primitive-component maps are polynomials in L,Λ by [F2], they commute with Δ by [F3] and take a smooth harmonic form to smooth harmonic primitive components; conversely every sum of string elements with primitive harmonic seeds is harmonic. Since Ln−t+1ur=0 and Lrur≠0 for 0≤r≤n−t when t=deg⁡ur≤n by [F2], the map Ln−k sends the string of ur bijectively from its (k)-position to its (2n−k)-position and zero is the only string element killed in the relevant range, so Ln−k:Hk(X;R)→H2n−k(X;R) is an isomorphism for 0≤k≤n; the kernel of Ln−k+1 in degree k≤n consists exactly of the sums ∑rLrur with r=0, because Ln−k+1Lrur=Lr+n−k+1ur=0 if and only if n−k+1+r>n−t with k=t+2r, that is r=0; this is the displayed Pk. Summing the decompositions string by string gives Hk(X;R)=⨁r≥max⁡(0,k−n)LrPk−2r, and since L raises both Hodge indices by one and Λ lowers both by one, a class of type (p,q) has primitive components of type (p−r,q−r).

2.1F2F4F5step 1.1givenalgebra∎

Assume [ω] is the real image of a rational class ℓ, so that cup product with [ω] on cohomology is the scalar extension of the rational map a↦a⌣ℓ [F4, F5]. In rational bases the matrix of Ln−k:Hk(X;Q)→H2n−k(X;Q) is rational and becomes invertible over R by step 1.1, so its determinant is a nonzero rational number and the map is already invertible over Q; under the comparison of [F5] its scalar extension to any characteristic-zero field F is therefore an isomorphism Hk(X;F)→H2n−k(X;F), compatible with cup products. For 0≤k≤n, the subspaces Pk=ker⁡Ln−k+1 are rational; for k>n they are zero by [F2]. Thus the primitive summands LrPk−2r are then rational, and the rational matrix of the direct-sum map ⨁r≥max⁡(0,k−n)LrPk−2r→Hk(X;Q) becomes the isomorphism of step 1.1 over R, hence is invertible with nonzero rational determinant and stays invertible after scalar extension, which proves that the decomposition is rational and persists over F. Finally the lowering operator reconstructed on each string by ΛLru=r(n−t−r+1)Lr−1u for primitive u of degree t=k−2r [F2] has rational coefficients and, by uniqueness of the primitive decomposition over R, it coincides there with the transported harmonic operator Λ; so the sl2 structure itself is rational.

DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

Morphisms, polarizability and simplicity of rational Hodge structures

Definition

With the conventions of Compact Kähler and rational Hodge polarization conventions, all structures in this item are rational pure Hodge structures (V,{Vp,q}), VC=⨁p+q=kVp,q, of one fixed weight k; write fC for the C-linear extension of a Q-linear map.

A morphism of Hodge structures f:(V,{Vp,q})→(W,{Wp,q}) is a Q-linear map f:V→W whose C-linear extension satisfies fC(Vp,q)⊆Wp,q(p+q=k). Kernels and images of such a morphism are again rational sub-Hodge structures: writing x=∑p+q=kxp,q with xp,q∈Vp,q, the relation 0=fC(x)=∑p+q=kfC(xp,q) with fC(xp,q)∈Wp,q forces fC(xp,q)=0 for every (p,q), because the sum decomposition of WC is direct, so ker⁡(fC)=⨁p+q=k(ker⁡(fC)∩Vp,q); and im⁡(fC)=∑p+q=kfC(Vp,q) is direct, since fC(Vp,q)⊆Wp,q and the target bidegrees of a direct sum are distinct, so im⁡(fC)=⨁p+q=k(im⁡(fC)∩Wp,q). The direct sum V⊕W is the Hodge structure of the same weight k with (V⊕W)p,q=Vp,q⊕Wp,q, the inclusions and projections being morphisms.

A short exact sequence 0→U→ i V→ π W→0 of Hodge structures of weight k consists of morphisms that are exact as a sequence of Q-vector spaces. It splits in the category of Hodge structures if π admits a morphism s:W→V with π∘s=id⁡W. A Hodge structure is polarizable if it admits a polarization, and simple if V≠0 and it has no nonzero proper rational sub-Hodge structure, that is, no Q-subspace U⊆V with U≠0,V and UC=⨁p+q=k(UC∩Vp,q).

Remarks

  • This item records, in the pure weight-k case, the morphism, direct-sum, short-exact-sequence, polarizability and simplicity vocabulary of Deligne's Q-Hodge structures, Théorie de Hodge II, (2.1.10)-(2.1.17) and (2.2.1); the orthogonal splitting of polarized Hodge structures is proved on this page. It is deliberately not routed through the mixed Hodge structures of another page of this build, which lie outside this page's prerequisite closure.
  • The only assertions recorded beyond the definitions are the componentwise closure claims for kernels and images, checked in the Definition above by the directness of the bidegree decompositions; no proof phase applies to a definition. Choice-free: the item fixes definitions and verifies componentwise linear algebra over a fixed finite-dimensional structure, and no choice principle is used.
LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passOpen item page →

Polarized rational Hodge structures split orthogonally

Statement

Let (V,Q) be a polarized rational pure Hodge structure and U⊆V a rational sub-Hodge structure, with the notions of Compact Kähler and rational Hodge polarization conventions and Morphisms, polarizability and simplicity of rational Hodge structures. Then Q∣U is a polarization of U, and V=U⊕U⊥Q,U⊥Q={x∈V:Q(x,U)=0} is an orthogonal direct sum of rational Hodge structures in which the complement is polarized. Every short exact sequence of polarizable rational pure Hodge structures of a fixed weight splits in the category of Hodge structures, and every polarizable rational pure Hodge structure is a finite direct sum of simple Hodge structures. These are claims about rational Hodge substructures; they do not assert a splitting for an arbitrary local subsystem. Every rational splitting and direct-sum decomposition of this item is given by rational matrices satisfying the linear identities recorded below, and those identities, hence the splitting and the decomposition, persist after extension of scalars to every characteristic-zero field; no positivity or order structure is asserted over that field, and no subobject of the extension is claimed to be rationally defined.

Facts & Assumptions

Given: The polarized rational pure Hodge structure (V,Q) of weight k and the rational sub-Hodge structure U⊆V.

[F1]

Polarizations, the Weil operator C acting by ip−q on Vp,q, complex conjugation, rational sub-Hodge structures and their bidegree decompositions are those of Compact Kähler and rational Hodge polarization conventions.

[F2]

Morphisms, direct sums, short exact sequences and splittings of Hodge structures, and the closure of kernels and images under the bidegree decomposition, are those of Morphisms, polarizability and simplicity of rational Hodge structures. In particular a bidegree-preserving map has bidegree-preserving kernel and image, and a bijective bidegree-preserving map has bidegree-preserving inverse.

Proof

1.1F1givenalgebra

The Weil operator C preserves UC, because UC=⨁p+q=k(UC∩Vp,q) and C multiplies each UC∩Vp,q by the scalar ip−q; complex conjugation preserves UC because it exchanges Vp,q with Vq,p and preserves UC [F1]. The positive definite Hermitian form h(x,y)=Q(Cx,yˉ) of [F1] therefore restricts to UC as a positive definite form, while Q∣U inherits rationality, the (−1)k-symmetry and type orthogonality from Q. The identity Q(Cx,y)=Q(x,C−1y) holds on VC: both sides equal ∑p+q=kip−qQ(xp,q,yq,p), because Q(xr,s,ya,b) vanishes unless (a,b)=(s,r). If u∈U lies in the radical of Q∣U, so that Q(u,U)=0, then Q(Cu,UC)=Q(u,C−1UC)=0; as C−1 preserves UC, this says Cu is again in the radical and h(u,u)=Q(Cu,uˉ)=0, whence u=0 by positive definiteness. Therefore Q∣U is nondegenerate and is a polarization of U.

2.1step 1.1F1givenalgebra

Since Q∣U is nondegenerate by step 1.1, the rational equations Q(x,U)=0 define a rational subspace U⊥Q whose dimension is dim⁡V−dim⁡U, the kernel of the surjective pairing map V→U∨, x↦Q(x,⋅)∣U, having that dimension; and U∩U⊥Q=0 because Q∣U is nondegenerate. Hence V=U⊕U⊥Q as Q-vector spaces. Let x=∑p+q=kxp,q∈UC⊥Q with xp,q∈Vp,q, and fix (r,s); for every v∈Us,r one has 0=Q(x,v)=∑p+q=kQ(xp,q,v)=Q(xr,s,v), because Q pairs Vp,q only with Vq,p [F1]. As v ranges over Us,r=UC∩Vs,r and Q(xr,s,⋅) is supported on Vs,r, this gives Q(xr,s,UC)=0, so every xr,s lies in UC⊥Q and U⊥Q is a rational sub-Hodge structure. The Hermitian form h restricts positively to UC⊥Q, so the argument of step 1.1 with U replaced by U⊥Q shows that Q∣U⊥Q is a polarization of U⊥Q. This proves the orthogonal Hodge direct sum.

3.1step 2.1F1F2givenalgebra

Let 0→U→iV→πW→0 be a short exact sequence of polarizable rational pure Hodge structures of the fixed weight k [F2], so that in particular V is polarizable; fix a polarization Q of V and identify U with its image under i, a rational sub-Hodge structure by [F2]. By step 2.1, V=U⊕U⊥Q and Q∣U⊥Q is a polarization. The restriction π∣U⊥Q is a morphism of Hodge structures, is injective because U⊥Q∩ker⁡π=U⊥Q∩U=0, and has source and target of the same finite dimension dim⁡V−dim⁡U=dim⁡W by exactness, so it is bijective. A bijective morphism has bidegree-preserving inverse by [F2]: if w∈Wp,q and π−1(w)=∑xr,s with xr,s∈Vr,s, then w=∑π(xr,s) with π(xr,s)∈Wr,s, directness of the target decomposition forces π(xr,s)=0 for (r,s)≠(p,q), and injectivity gives xr,s=0 for those (r,s). Hence s:=(π∣U⊥Q)−1:W→V is a morphism with π∘s=id⁡W, and the sequence splits.

4.1step 2.1step 3.1F1F2givenalgebrainduction∎

For semisimplicity, suppose V≠0 is polarizable. Among the nonzero rational sub-Hodge structures of V the dimensions form a nonempty subset of {1,…,dim⁡V}, so there is one, U, of least dimension; then U is simple, since a nonzero rational sub-Hodge structure of U is one of V of no larger dimension. By step 2.1, V=U⊕U⊥Q with U⊥Q polarizable of strictly smaller dimension, and induction on dim⁡V (the case U⊥Q=0 terminating) exhibits V as a finite direct sum of simple Hodge structures. A splitting produced in step 3.1 and a decomposition produced here are given by rational matrices in rational bases; the identities π∘s=id⁡W, idempotence of the projections, and Q(x,U)=0 for x∈U⊥Q are linear equations with rational coefficients and therefore remain valid after extension of scalars to any characteristic-zero field F, so the extended sequence splits and the extended decomposition is a direct sum decomposition of VF over F. Positivity is used only over R and is not invoked over F, and no new subobject of VF is claimed to descend to V. The argument is finite-dimensional rational and complex linear algebra on fixed finite-dimensional structures and uses no choice principle.

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Hodge–Riemann bilinear relations for smooth projective varieties

Statement

Assume the Axiom of Choice (The Axiom of Choice), inherited from the analytic suppliers below. Let X be a compact Kähler n-fold in the conventions of Compact Kähler and rational Hodge polarization conventions, with Kähler form ω, and let 0≤k≤n. For this proof also write Qk for the same form on all of Hk, and on the primitive space Pk put Qk(a,b)=ϵ(k)∫Xa∧b∧ωn−k, where a,b are closed smooth representatives of the classes and the integral is independent of the representatives. This form is (−1)k-symmetric, pairs Pp,q only with Pq,p, and for nonzero a∈Pp,q satisfies ip−qQk(a,aˉ)=(n−k)! ∥aharm∥L22>0. If [ω]=ℓ∈H2(X;Q), then Qk is a rational polarization of Pk, and full Hk is polarized by the orthogonal direct sum form Sk that on LrPk−2r is (−1)rQk, equivalently Sk(Lru,Lrv)=Qk−2r(u,v) for u,v∈Pk−2r; degrees k>n are polarized by transporting the polarization of H2n−k along Lk−n, with Tate shift. For every real Kähler class the same positivity and nondegeneracy statements hold, without rationality. In particular this applies to smooth closed complex projective submanifolds of projective space with a hyperplane polarization, hence to smooth projective complex varieties through their smooth projective analytifications; more generally it applies to every real Kähler class, including ℓ+ϵη when represented by a positive closed form. For any continuous family of Kähler classes the primitive kernels (of every fixed degree 0≤k≤n) vary continuously as subspaces; rational primitive spaces are asserted only at rational classes.

Facts & Assumptions

Given: A compact Kähler n-fold X with Kähler form ω and a degree 0≤k≤n.

[F1]

The conventions for Kähler forms, the orientation, the Hodge star, the L2 pairing ⟨α,β⟩=∫Xα∧∗βˉ, the Weil operator C and polarizations are those of Compact Kähler and rational Hodge polarization conventions.

[F2]

For a primitive form u of type (p,q) and degree k, the pointwise Weil star identity is ∗u=ϵ(k)iq−pLn−ku/(n−k)!, and primitive harmonic forms are exactly the harmonic forms in ker⁡Λ (Hermitian exterior Lefschetz decomposition and Weil star identity).

[F3]

On the compact Kähler manifold the hard-Lefschetz maps Ln−j:Hj→H2n−j are isomorphisms for 0≤j≤n, Pk=ker⁡(Ln−k+1) for 0≤k≤n, Hj=⨁r≥max⁡(0,j−n)LrPj−2r, a class of type (p,q) has primitive components of type (p−r,q−r), and if [ω] is rational these structures are rational (Kähler identities give Lefschetz sl-two and hard Lefschetz).

[F4]

Every de Rham class has a unique harmonic representative, the Hodge decomposition is by type, and Hr(X;Q) is a pure Hodge structure functorial for pullback and with Hodge-type cup product (Compact Kähler Hodge decomposition from elliptic harmonic forms).

[F5]

The top-integral lemma identifies ∫Xα1∧⋯∧αr with the Kronecker evaluation of the cup product of the de Rham classes against the real fundamental class [X] (Top de Rham integration equals fundamental-class evaluation).

[F6]

The general Stokes theorem requires only ACω, which the standing Axiom of Choice supplies by AC implies DC implies countable choice (The general Stokes theorem).

[F7]

For a smooth closed complex submanifold of projective space, the Fubini–Study form restricts to a positive closed real (1,1)-form whose class is the real image of the integral hyperplane class, by the first-Chern comparison (First Chern form agrees with the topological line class); for a smooth projective complex variety, the ample class is realized by a positive closed (1,1)-form on the compact Kähler analytification (Smooth projective analytifications have rational Kähler forms).

[F8]

The de Rham, real and rational comparisons are compatible with pullback and cup product, and rational primitive spaces are rational subspaces of the rational cohomology (Rational cohomology scalar comparison on compact smooth manifolds).

Proof

1.1F1F2F3F4F6givenalgebra

Let a,b be closed smooth representatives of classes in Pk. Replacing a by a+du changes the integrand by du∧b∧ωn−k, which is d(u∧b∧ωn−k) up to sign because b and ω are closed; the general Stokes theorem [F6] on the compact boundaryless X gives ∫Xd( ⋅ )=0, and the same argument applies in the second variable, so Qk depends only on the classes. Since deg⁡a=deg⁡b=k, one has b∧a=(−1)ka∧b, hence Qk(b,a)=(−1)kQk(a,b). If a has type (p,q) and b type (r,s) with p+q=r+s=k, the top form a∧b∧ωn−k has type (p+r+n−k, q+s+n−k), which can equal (n,n) only if p+r=k=q+s, that is (r,s)=(q,p); so Qk pairs Pp,q only with Pq,p. For nonzero a∈Pp,q let a also denote its harmonic representative, which is primitive of type (p,q) by [F2, F3, F4] and satisfies the displayed positivity: the conjugate form aˉ is primitive of type (q,p), so the pointwise Weil star identity [F2] gives ∗aˉ=ϵ(k)ip−qLn−kaˉ/(n−k)!, whence a∧∗aˉ=ϵ(k)ip−qa∧aˉ∧ωn−k/(n−k)! and, integrating with the L2 pairing of [F1], ip−qQk(a,aˉ)=(n−k)!⟨a,a⟩=(n−k)!∥aharm∥L22>0. Distinct types are L2-orthogonal, so for x=∑p+q=kxp,q the Hermitian form h(x,y)=Qk(Cx,yˉ) of [F1] evaluates as h(x,x)=∑p+q=kip−qQk(xp,q,xˉp,q)=∑p+q=k(n−k)!∥xp,q∥2>0; hence Qk is nondegenerate and satisfies the polarization conditions of [F1], the rationality clause aside.

2.1F1F3F4F5F8step 1.1givenalgebra

Assume now that [ω]=ρ(ℓ) with ℓ∈H2(X;Q). By the rationality clause of [F3] the primitive space Pk=ker⁡Ln−k+1 is a rational subspace of Hk(X;Q) and its complexification is preserved by the Weil operator, and by [F8] the rational and de Rham structures are the natural ones compatible with cup product. For rational classes a,b∈Pk the top-integral lemma [F5] and the compatibility of the de Rham comparison with cup product identify Qk(a,b)=ϵ(k)∫Xa∧b∧ωn−k with ϵ(k)⟨a⌣b⌣ℓn−k,[X]⟩, the Kronecker evaluation of a rational cohomology class against the integral fundamental class, hence a rational number; step 1.1 then exhibits Qk as a rational polarization of the pure Hodge structure Pk in the sense of [F1, F4].

3.1F1F2F3F4step 1.1step 2.1givenalgebra

For a class of degree k≤n write a=∑rLrar, b=∑sLsbs with ar∈Pk−2r and bs∈Pk−2s by the Lefschetz decomposition of [F3], and set Sk(a,b):=∑r(−1)rQk(Lrar,Lrbr). Since ϵ(k)=ϵ(k−2r+2r)=(−1)rϵ(k−2r), one has (−1)rQk(Lru,Lrv)=Qk−2r(u,v) for u,v∈Pk−2r: both sides are integrals of u∧v∧ωn−k+2r with the respective constants. Hence on the summand LrPk−2r the form Sk is the transport of the polarization Qk−2r via Lr, and distinct summands are orthogonal, because for r<s the integral of Lrar∧Lsbs∧ωn−k equals ∫Xar∧bs∧ωn−k+r+s up to sign and n−k+r+s≥n−(k−2r)+1, so the integral vanishes: on harmonic primitive representatives, Ln−(k−2r)+1ar=0 by [F2], and changing to those representatives does not change the integral by step 1.1. Since L shifts both Hodge indices by 1 and commutes with the Weil operator, which acts by type scalars, the positivity of step 1.1 transfers to every summand, so Sk is nondegenerate, (−1)k-symmetric, type-orthogonal with positive definite Weil form, and rational when ℓ is rational: a rational polarization of the pure Hodge structure Hk. For n<k≤2n hard Lefschetz [F3] gives the rational isomorphism Lk−n:H2n−k→Hk, which shifts both Hodge indices by k−n, and the transported form Sk(a,b):=S2n−k(L−(k−n)a,L−(k−n)b) is again a polarization, of the Tate twist H2n−k(−(k−n)). For k>2n, [F4] computes cohomology by a de Rham complex with no degree-k forms, so Hk=0 and its unique bilinear form is a vacuous polarization. This proves the polarization clauses; replacing the rational class by an arbitrary real Kähler class keeps the positivity and nondegeneracy arguments of steps 1.1 and 2.1 for that metric but drops only rationality.

4.1F7F8step 1.1step 2.1step 3.1givenalgebra

Let Y⊆PM be a smooth closed complex submanifold; the restriction of the Fubini–Study form is a Kähler form on Y, and its class is the real image of the integral hyperplane class c1(O(1)∣Y) by [F7], so the hyperplane class is rational and steps 1.1-3.1 apply to Y. For a smooth projective complex variety X with ample class ℓ, the analytification Xan is compact Kähler and [F7] supplies a positive closed real (1,1)-form η representing ρ(ℓ); η is the fundamental form of a Kähler metric on Xan (its (1,1)-form is positive and closed), and applying steps 1.1-3.1 to (Xan,η) proves the smooth projective clauses. The same argument applies to every real Kähler class, since such a class is by definition represented by a Kähler form, and to ℓ+ϵη whenever that class is represented by a positive closed form; in these last cases no rationality is claimed.

5.1F3step 1.1step 2.1givenalgebra∎

Fix 0≤k≤n and a continuous family t↦ℓt of real Kähler classes on the fixed X, and put A(t):=L(t)n−k+1:Hk(X;R)→H2n−k+2(X;R), cup product with ℓtn−k+1. In fixed bases of the finite-dimensional real cohomology spaces the matrix of A(t) depends continuously on t, and its rank is the topological constant dim⁡Hk−2(X;R): the Lefschetz decomposition of [F3] writes Hk=Pk⊕L Hk−2 with Pk=ker⁡A(t), and L:Hk−2→Hk is injective by hard Lefschetz for k−2≤n, the cases k=0,1 having H−2=H−1=0. At any parameter t0 choose a nonvanishing maximal minor of the matrix of A(t0); by continuity it stays invertible for t near t0, and solving the corresponding pivot equations expresses ker⁡A(t)=Pk(t) as the graph of a continuously varying matrix over the complementary coordinate subspace. Hence the primitive kernels of every fixed degree 0≤k≤n vary continuously as subspaces. For each parameter a Kähler representative exists by the definition of Kähler class; positivity at that parameter is that of step 1.1 for this representative and is not inferred by continuity at a limiting non-Kähler class, and rationality of primitive spaces is asserted only at rational classes by step 2.1.

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Polarized Hodge and hard Lefschetz package for smooth projective varieties

Statement

Assume the Axiom of Choice (The Axiom of Choice), inherited from the suppliers below. For a smooth projective complex variety X of pure dimension n with a chosen ample line class ℓ∈H2(X;Q), its rational cohomology is finite-dimensional pure Hodge in each degree, functorial for pullback along holomorphic maps of the analytifications. Cup product has Hodge type (0,0) and ℓ has type (1,1). For 0≤k≤n the hard-Lefschetz maps ℓn−k:Hk→H2n−k are rational isomorphisms, and for k>n so are the complementary maps ℓk−n:H2n−k→Hk; the rational primitive summands satisfy the Hodge–Riemann positivity of Hodge–Riemann bilinear relations for smooth projective varieties, and the sign-adjusted full cohomology pairing is a rational polarization. Rational Hodge substructures split orthogonally. The same absolute positivity and hard-Lefschetz statements hold for real Kähler classes, and primitive kernels vary continuously along Kähler families. Rational splittings and isomorphisms persist after extension to any characteristic-zero field. This package does not supply weak hyperplane Lefschetz, relative hard Lefschetz, singular intersection-cohomology purity, or semisimplicity of arbitrary local systems.

Facts & Assumptions

Given: A smooth projective complex variety X of pure dimension n and a chosen ample line class ℓ∈H2(X;Q).

[F1]

The analytification Xan is a compact Hausdorff second-countable complex manifold of dimension n, and for every ample invertible sheaf A with c1(A)=ℓ there is a smooth positive closed real (1,1)-form representing ρ(ℓ) (Smooth projective analytifications have rational Kähler forms).

[F2]

Every de Rham class on the compact Kähler manifold has a unique harmonic representative, the cohomology is pure Hodge of weight k in degree k, pullback along holomorphic maps and cup product preserve Hodge type, and the rational structure is that of the scalar comparison (Compact Kähler Hodge decomposition from elliptic harmonic forms, Rational cohomology scalar comparison on compact smooth manifolds).

[F3]

Hard Lefschetz, the primitive decomposition Hk=⨁r≥max⁡(0,k−n)LrPk−2r, the identification Pk=ker⁡Ln−k+1 in degrees k≤n, the type shift of primitive components and the rationality of all this data at a rational class are those of Kähler identities give Lefschetz sl-two and hard Lefschetz.

[F4]

The Hodge–Riemann theorem supplies, for every degree, the positivity on primitive summands, the sign-adjusted full-cohomology polarization, its rationality at rational classes, the transport for degrees >n with the Tate shift, the same absolute statements for real Kähler classes, and the continuous variation of primitive kernels along continuous families of Kähler classes (Hodge–Riemann bilinear relations for smooth projective varieties).

[F5]

Polarized rational Hodge structures split orthogonally, short exact sequences of polarizable structures split, every polarizable structure is a finite direct sum of simple ones, and rational splitting and decomposition identities persist under extension to any characteristic-zero field (Polarized rational Hodge structures split orthogonally).

Proof

1.1F1F2givenalgebra

By [F1] the analytification Xan is a compact Kähler manifold of dimension n, and the ample class ℓ is the real image of an integral class represented by a positive closed real (1,1)-form, so ℓ is a real Kähler class and has Hodge type (1,1) in the Hodge structure of [F2]. By [F2] each rational cohomology space Hk(X;Q) is finite-dimensional and pure Hodge of weight k, pullback along holomorphic maps of analytifications is a morphism of Hodge structures because it preserves the type decomposition, and cup product has Hodge type (0,0) since the wedge of forms of types (p,q) and (r,s) has type (p+r,q+s); the rational structure and its scalar extensions are those of the comparison [F2].

2.1F2F3step 1.1givenalgebra

Apply the hard-Lefschetz and primitive-decomposition theorem [F3] to Xan with the Kähler class ℓ: the maps ℓn−k:Hk→H2n−k are isomorphisms for 0≤k≤n, the primitive spaces are Pk=ker⁡ℓn−k+1 in those degrees, the decomposition Hk=⨁r≥max⁡(0,k−n)ℓrPk−2r holds in every degree, a class of type (p,q) has primitive components of type (p−r,q−r), and all of this data is rational because ℓ is rational. For n<k≤2n the complementary degree 2n−k satisfies 0≤2n−k<n, so hard Lefschetz in that degree gives that ℓn−(2n−k)=ℓk−n:H2n−k→Hk is an isomorphism; its inverse is likewise rational. For k>2n, both H2n−k and Hk are zero: negative-degree cohomology is zero, and [F2] computes Hk with the de Rham complex, which has no forms above real dimension 2n. Thus the same displayed map is the unique isomorphism of zero spaces.

3.1F3F4F5step 2.1givenalgebra∎

By the Hodge–Riemann theorem [F4] applied to the same compact Kähler manifold, the rational primitive summands of step 2.1 satisfy the displayed Hodge–Riemann positivity and the sign-adjusted full cohomology pairing is a rational polarization of Hk, with the transport from the complementary degree ≤n and the Tate shift in degrees k>n; the same absolute positivity and hard-Lefschetz statements hold for every real Kähler class, and the primitive kernels of each fixed degree vary continuously along a continuous family of Kähler classes [F4]. The complementary-degree rational cup-evaluation pairing is also nondegenerate. For 0≤k≤n, precomposing its second variable with the isomorphism Ln−k of step 2.1 gives ϵ(k)Qk on Hk; the orthogonality and signed summand description of [F4] make Qk nondegenerate, since changing a nondegenerate block by the sign (−1)r does not change its radical. For k>n transpose the pairing in the complementary degree; outside 0≤k≤2n both spaces are zero. By the orthogonal-splitting lemma [F5] every rational sub-Hodge structure of Hk splits off orthogonally with polarized complement, every short exact sequence of polarizable rational Hodge structures splits, and every polarizable structure is a finite direct sum of simple ones. The rationality statements of step 2.1 and of this step are rational linear identities (nonzero rational determinants, rational idempotent projections, rational matrices of the Lefschetz isomorphisms), so by [F5] they persist under extension of scalars to every characteristic-zero field. No supplier in [F3, F4, F5] asserts or uses weak hyperplane Lefschetz, relative hard Lefschetz, singular intersection-cohomology purity or semisimplicity of arbitrary local systems, so this package supplies none of them.

5 · Examples, counterexamples and false statements

None yet.

Sources